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Ser. Sci. & Med.. Vol. 10. pp. ,297 to 306. Pereamon Press 1976. Rmtcd in Great Britain.

THEORIES OF MIGRATION AND MENTAL HEALTH:


AN EMPIRICAL TESTING ON
CHINESE-AMERICANS*
WEN Kuo
Department of Sociology, University of Utah, U.S.A.

Abstract-This investigation tested the applicability of four migratory theories in specifying the most
stressful life changes among immigrants and the impact of these stresses on their merital health. The
four theoretical notions-social isolation, cultural shock. goal-striving stress, and cultural change-were
explicated and tested against a data set on Chinese immigrants. The empirical evidence showed that
the four theories accounted for less than a quarter of the variance of the mental impairment scores.
These theories differed in explanatory utility and in some instances predicted contradictory directions
for relationships between mental illness and immigration experience. The results of the study suggest
the need for further cross-cultural and comoarative investigations dealing with the applicability of
the existing migratory theories to mental illn’ess.

INTRODUCTION There are conditions, nevertheless, under which there


is an increased risk of the development of emotional
Although the relationship between migration and disturbance among migrant groups. These conditions
mental health has been widely discussed in the social can be specified in terms of characteristics of the send-
science literature Cl], no empirical comparison has ing and receiving communities, characteristics of
been made of the various migratory theories which migrants, and circumstances under which the mig-
propose to exljlain the actual influence of migration ration occurs” [3]. By viewing the relationship
on mental health. The lack of comparative research between migration and mental health in this way, the
prevents an assessment of the relative merits of com- four theoretical formulations investigated here-
peting theories and hinders a synthesization of em- social isolation, cultural shock, goal-striving stress,
pirical data pertinent to those aspects of migration and cultural chang-an be characterized as frame-
most responsible for the increasing mental health works which seek to identify the most stress-produc-
problem among immigrants. ing life changes experienced by the migrant and their
In order to make a beginning toward correcting potential impact on his mental health. All four
the gap in comparative research, this study tested theories assume that the process of settling in a new
several migratory theories against a set of Chinese- society is stressful and that the tension produced by
American data collected in Washington, D.C. These attempts at adjustment begins immediately upon the
data indicated that some of these theories actually immigrant’s arrival. The theories suggest that stress
contradicted each other and that all the theories were factors such as social isolation and others may lead
relatively limited in their explanatory utility, whether to the onset of psychiatric symptoms, which may
examined individually or jointly. The data showed, grow more severe if conditions remain difficult. Each
for example, that less than one quarter of the total theory, however, selects different kinds of life changes
amount of variance in Chinese-Americans’ mental ill- as most problematic. Hence, each reaches different
ness indicators was explained by the theories investi- conclusions about the methods by .which migration
gated in this study. This low predictive value implies precipitates mental disorder.
that migratory theories derived from observations of
western and internal migrant groups (e.g. European
immigrants and Southern Black migrants) need Social isolation
further testing to determine their cross-cultural vali- The theory of social isolation postulates that mig-
dity, especially with regard to the comprehensiveness, ration involves not only physical separation from the
restrictiveness and generality of their scope condi- homeland, but also separation from one’s orienting
tions [Z]. set of mutual rights, obligations, and networks of
My position is similar to Kantor’s: “Migration, in social interaction, thereby causing the most tumul-
and of itself, does not precipitate the development tuous and destructive experiences associated with im-
of mental illness. Migration, however, does involve migration. The migrant must sever both personal and
changes in environment which imply adjustments on social ties and enter a new social network whose tiny
the part of the migrant. These adjustments may be size becomes a barrier to social betterment. Migrants
reflected in improved or worsened mental health. often experience strong feelings of loneliness, aliena-
tion [4] and desocialization [S], low self-esteem, and
* The research reported here was supported by a grant an inability to cultivate or sustain social relation-
from the Ford Foundation. The original research design ships [6]. Jaco [7] documented the negative impact
of this Chinese-American study was also contributed by of social isolation in Austin, Texas, where he found
Prof. Nan Lin. SUNY at Albany. who was the coinvestiga- that residents of an area with the highest rates of
tar. schizophrenia also suffered a greater degree of social
291
298 WENKuo

isolation as measured by indices such as knowledge tions with different status hierarchies (e.g. based on
of neighbor, number of friends, and memberships in occupation, education. and income). The existence of
lodges or fraternal organizations. Lowenthal [S], a more differential status hierarchy. as well as ‘success
however, found that isolation per se was neither deci- ethos’. creates an environment in which new reference
sive nor signiticant in the onset of mental illness groups emerge. stimulating higher levels of aspiration
among the aged group. Weinberg [9] later integrated and stress associated with goal striving” [ 151. With
both views by suggesting that situational isolation this in mind, we may generalize that among foreign
precipitates mental illness and that one’s subjective immigrants from less urbanized and industrialized
interpretation of isolation may predispose him to societies, the first generation will experience lower
mental illness. Thus, the theory of social isolation sug- goal-striving stress than their descendents. The newi!
gests that a severe limitation of contact and com- arrived immigrants hold a reasonable level of aspi-
munication with the larger society causes the immi- ration while they strive hard for achievement. In con-
grant great stress in the performance of social roles trast, their descendants may continue to strive as hard
that he does play and might directly or indirectly con- as their parents but suffer a setback: a much higher
tribute to the onset of mental illness. level of aspiration due to the socialization experience
in the new society. The descendants believe that they
Cultural shock possess opportunities for success equal to those of
Although the second theory contends that the im- the dominant group members but in fact cannot over-
migrant’s most severe adjustment problem is caused come the consequences of segregation and other
by cultural shock, the concept has never been adequa- forms of defacto discrimination. In other words. the
tely defined. For instance Handlin [lo] believed that difficulty of becoming upwardly mobile produces
immigrants experience shock because of severe feel- higher degrees of goal-striving stress, which will
ings of personal inefficacy, normlessness, role instabi- appear on the indicators of mental illness.
lity and role displacement. Eisenstadt [ll], on the
other hand, suggested that immigrants are disturbed Cultural change
by the experience of living in an unstructured, incom- The fourth theory hypothesizes that cultural change
pletely defined field. Oberg [12] pointed out that has a disrupting effect on the psychological orien-
since value conflicts cause an immigrant to misinter- tation of the American ethnic migrant undergoing
pret cues of social interaction, daily life cannot be acculturation. Studies by Hallowell [16], Abel and
taken for granted, and it becomes instead a host of Hsu [17], and Vogt [18] documented personality dis-
insurmountable problems. But regardless’ of different turbances among American natives and some ethnic
emphases, the cultural shock theory posits that those groups on the Rorschach test. And in the recent study
immigrants entering a society extremely different from on subgroup differences among second-generation
their native community will find it more difficult to American Greeks, Papajohn and Speigel [ 191 showed
adjust than will immigrants with a similar cultural that the impact of acculturation on mental distress
background. The theory also suggests that the shorter was a joint function of sex and social class, but that
the immigration period, the greater the shock, making the position of a subgroup on the acculturation con-
mental distress more likely, but that as the immigrant tinuum alone was not related to the degree of stress.
becomes acculturized, his propensity toward mental It was, rather, the degree to which American value
illness is reduced. orientations were internalized that counted for the
psychological stress. Overall, proponents of the cul-
Goal-striving stress tural change theory contend that the adoption of
The theory of goal-striving stress delineates a un- American core cultural values involves a fundamental
ique aspect of the immigrant’s adjustment problem, disruption of and shift in the cognitive, affective and
that of unfulfilled aspiration. Defined as the discre- evaluative modes of behavior which were patterned
pancy between an immigrant’s aspiration and his by the immigrant’s native culture. Such changes are
actual achievement, this perspective contrasts with the believed to be particularly stressful and disturbing
above theories in that it does not insist that urban because the worth of the immigrant’s native cultural
immigrants have higher rates of mental disorder than orientation, which has long served as a behavioral
do natives. Parker, Kleiner and Needelman [13] guide, is now seriously challenged and perhaps even
argued that psychological stress due to cultural shock devalued by the competing American values. Seward
may indeed be balanced by a lower degree of goal- [20] observed .that such cultural change promoted
striving stress, which has been found to be directly family disorganization and adversely affected the per-
related to mental disorder. In a study of Black sonality of family members. Furthermore, Derby-
migrants to Philadelphia, Parker and Kleiner [14] shine [21] indicated that Chicano youths tended to
reported that those coming from an urban back- over-identify with their own culture under the pres-
ground possessed a higher level of goal-striving stress sure of adopting the dominant American culture. The
than those from the rural South. Furthermore, both cultural change theory, which posits that the greater
groups displayed smaller degrees of goal-striving the acculturation the greater the psychological dis-
stress than did the native Northern Blacks, which tress, directly conflicts with the cultural shock
Parker and Kleiner believed resulted from the fact hypothesis.
that “the urban environment consists of more hetero-
geneous and differentiated groupings than is generally Discussion
true for communities in the rural South. This greater To recapitulate. the theoretical formulations dis-
heterogeneity extends not only to groups at the same cussed above emphasize different factors or mech-
status level, but also includes a fuller range of grada- anisms of the immigrant experience which influence
Theories of migration and mental health 299

mental illness. First, while three of the theories sug- tonese and Taisanese (41x), followed by English
gest higher mental illness rates for immigrants, the (24.7%). Mandarin (24.7%). and others (21.8%). This
theory of goal-striving stress contends that immi- heterogeneity, however. did not create serious com-
gration and mental health problems are inversely munication problems among Chinese-Americans,
related; it is speculated that the major intervening since 88% of them reported also that they could speak
variable in this theory is the goal-striving stress itself. two or more languages fluently [27]. About 34% of
i.e. the magnitude of discrepancy between achieve- the sample were professionals and 53% had family
ment and aspiration. Sedbnd. the theory of cultural incomes higher than $lO,ooO. The overall sample was
change posits that acculturation varies directly with characterized by a high socio-economic status, which
psychological stress, and the cultural shock theory is not surprising. since 48% of the Chinese families
predicts an inverse relationship. Third, each of the in Washington, D.C., reported incomes of 515,000 or
four theories focuses on a particular aspect of the over [28,29].
immigrant’s adjustment of life change and contends
that the aspect of life change so identified exerts the Measurement of concepts
greatest influence on the immigrant’s mental health. Ideally, the rigorous empirical testing of any scien-
In the following analysis, the relative accuracy of tific theory requires precise, reliable measurement of
these conflicting claims is examined by employing theoretical concepts. In practice, however, the theor-
Chinese-American mental health data. Aside from the ist’s difficulty in avoiding ambiguity in defining and
need for evaluation of the cross-cultural validity of explicating concepts and the researcher’s constraints
these four theories of migration, there is also an insuf- in employing methodology can create circumstances
ficient understanding of Chinese-American mental which actually provoke measurement errors. In health
health problems. Berk and Hirata [22] recently research this problem is especially severe. For
showed the invalidity of the commonly held belief example recent criticism by Seiler [30] on the Mid-
. that there is an extremely low rate of mental disorder town 22-item scale illustrated that even a widely-used,
among Chinese-Americans [23]. They discovered that standardized inventory of mental illness such as this
since the 193Os, the hospitalization rates of mentally still has problems of validity. The reader should be
ill Chinese-Americans in California had reached the warned that most of the measurements used in this
same high levels as those of the .general population. analysis are no more exact. However, I have pooled
Faced by this upsurge in mental health problems most of the indicators used by previous studies, and
among Chinese-Americans, I explored the effects of I believe that the theoretical concepts have been
migratory experiences on these rates, a focus which approximated in a reasonable way. Furthermore, the
has not been widely adopted even though the 1970 use of the cross-sectional data to test causal relation-
census reported that 47% of the Chinese in this nation ships in the later analysis section has its constraints.
are foreign born [24,25]. I wish I had had data which precisely dated the onset
of social stressors and the onset of psychiatric symp
RESEARCH METHODOLOGY
toms. In this investigation, which is less than perfect,
I have had to depend on earlier investigations in
The sample order to infer and determine the time orders among
The data for the present investigation were derived the variables.
from interviews conducted during the summer of 1972 The dependent variable in this study was called
with 170 Chine-Americans residing in the District “symptoms of psychological distress” and was
of Columbia. The sample was systematically drawn measured by three sets of inventories. The tist set
from a non-repeated, alphabetically-ordered master consisted of a single question dealing with the respon-
list of Chinese-American households. This list was dent’s general happiness, a question used previously
.compiled from Chinese community, merchant, and by Gutin et al. [31], Bradbum [32] and others. Brad-
surname associations, from the local telephone direc- bum reported that happiness or psychological well-
tory, and from the Chinese respondents who men- being is a balanced state of positive and negative feel-
tioned the names of other possible respondents for ings, and unhappiness is directly related to the occur-
this survey. In my opinion. this sampling frame rence of unpleasant, stressful life events. The second
(h’ = 550 Chinese-American households) was fairly inventory set consisted of 13 items selected from the
complete, and the sample adequately represented the Midtown Psychiatric Impairment Index. Crande.11and
Chinese population of Washington, DC. [26]. To Dohrenwend [33] subdivided the Midtown 22 items
facilitate the study, the interviewers were instructed into four subscales:.psychophysiological symptom in-
to conduct the interview of the head of each house- dex,. psychological index, physiological index and
hold sampled in that person’s native language or dia- ambiguous index. I purposely excluded all the items
lect. belonging to the last two subscales in the question-
The present sample iicluded 121 males and 49 naire except one scale item dealing with acid stomach,
females. their median age was 38, and 58% were since I wanted to focus on the respondent’s psycho-
married. Twenty-four per cent of the sample were logical state. The third measure of Chinese-Ameri-
American-born. 387; born in Hong Kong or Canton, cans’ psychological distress was the CES-D scale,
9Y’,in Taiwan. and 289, either in other Chinese pro- which stands for depression scale, Center of Epide-
vinces or other countries. Among the American-born miological Studies, NIMH. This scale was based on
Chinese. 70:, reported that their families had lived Beck’s [34] and Zung’s [35] depressive inventories
in this country for only two generations. The largest and was recently used by the Kansas City Epidemio-
linguistic group in the sample (measured by the dia- logical field Station in a large-scale community men-
lect or language most often used at home) was Can- tal health survey. Schwab et al. [36] noted that these
300 WEN Kuo

instruments for measuring depression performed bet- ica in general and his perception of his chances of
ter for the American lower class than the upper class. obtaining a well-paying job, a college education. good
We applied it to Chinese-Americans in the present housing, and unemployment insurance as compared
investigation with the understanding that the scale’s with American whites. In the actual achievement cate-
cross-cultural validity must be further explored [373. gory, family incomes, occupations, and educational
Fortunately, the relationships between the above levels were investigated.
three scales are consistent, and their inter-correlations Kluckhohn [40] contended that value orientation
are statistically signiticant. The correlation coefficient in a culture could be categorized by four modalities
between the Midtown scale and the CES-D is 0.72, of experience: activity (A), relational (R). time (T). and
0.33 between unhappiness and the Midtown Psychia- man-nature relationship (M-N). In a brief compari-
tric Impairment Index, and 0.39 between unhappiness son of Chinese and American culture. it might be
and the CES-D. Based on these relationships, we can argued that the activity dimension of American cul-
assume that the scales measure a similar concept: psy- ture is more other-directed and achievement-oriented
chiatric distress. than that of the traditional Chinese culture [41]. In
The independent variables in this investigation in- relational experience, the American orientation tends
cluded the four global factors discussed above. The to be individualistic. whereas the Chinese leans
first factor, social isolation, was measured by ques- towards collateralism-individuals subordinated to
tionnaire items dealing with spatial mobility in the group goals. In time experience, the American tem-
United States (number of places lived in before poral focus on the future and on planning differs from
migrating to the city and length of residence in the the Chinese cultural focus on the traditional past.
present dwelling), frequency of interaction with neigh- And in the man-nature relationship, American cul-
bors, relatives and friends, remoteness of relatives, ture has traditionally emphasized man’s mastery of
and membership in (Chinese) community organiza- nature while Chinese culture advocated man’s har-
tions. All these indicators of social isolation can be mony with nature. In this way, Kluckhohn’s com-
found in Jaco’s [38] study, where he found that on parative framework provided a base for measuring
the aggregate level these indicators could differentiate the fourth theoretical concept, the Chinese-Ameri-
between high and low schizophrenic areas. In the can’s acculturation or changes in value orientation.
present analysis, however, the measures were applied I used the following items to measure the four moda-
on the individual level. lities of experience: (1) there is hardly anything lower
As mentioned before, it was difficult to operationa- than a person who does not feel a great love, grati-
lize the concept of cultural shock because of previous tude, and respect for his parents (R); (2) people should
theorists’ ambiguous definitions. Therefore I discipline their children and encourage them to re-
approached the problem from two directions. The spect authority (R); (3) one should not depend on
first measure was an item on the respondent’s length other persons or things-the center of life should be
of residence in this country, with an underlying found inside oneself (A); (4) I would rather decide
assumption that cultural shock varies positively with things when they come up than try to plan ahead
new residency. The second measure was a composite (T); (5) many of the unhappy things in people’s lives
index on the respondent’s adjustment problems are partly due to bad luck (MN); (6) most of the
stemming from finding a job and a place to live, time people are mostly just looking out for themselves
learning to speak English, making friends, keeping up (R); (7) I have always felt pretty sure my life would
with the American standard of living, getting used work out the way I want (M-N). These scale items
to the American way of life, and obtaining an accept- are graded in the direction of Americanization (1 to
able social status. Each adjustment problem was 4 points) and were summed to form a composite in-
scored from 1 to 3 (a serious problem to no problem) dex of acculturation.
and then summated to make up an index of cultural
shock. RESULTS
My method of operationalizing the third theoretical
concept, goal-striving stress, was different from that Intrinsic to the theories discussed above is the
of Parker, Kleiner, and Needelman [39], who used assumption that immigrants possess distinguishable
a ten-step striving -scale representing the “best” and characteristics because of the uprooting process.
“worst” ways of life and asked the respondent to iden- Table 1, which presents the results of the native-for-
tify subjectively the step corresponding to his present eign born comparison of Chinese-Americans in
position and to his aspired level. Parker and Kleiner Washington, D.C., reveals that with respect to social
used the difference between these two step positions contacts (interaction with neighbors and relatives and
to measure the aspiration-achievement discrepancy. membership in Chinese community organizations) the
My method was to obtain a balanced score between foreign-born passes the same degree of social relation-
the subject’s level of aspiration, given the opportunity ships and social participation as do the native-born.
he saw in American society, and the actual social pos- But with respect to levels of acculturation, adjust-
ition he achieved. To obtain this score, each respon- ment, and aspiration, differences do exist between the
dent’s summated scores on both the aspiration and two groups. In other words. the foreign-born Chinese
achievement questionnaire categories were first calcu- are less mobile, have more Chinese as best friends.
lated and then standardized. and finally the differ- occupy a lower socio-economical status. are less
ences calculated to reflect the degree of goal-striving Americanized, and are relatively less well-adjusted to
stress. Each of the two categories consisted of eight this society than the American-born Chinese. These
items. In the aspiration category, the respondent’s differences suggest that the life changes accompanying
feelings were elicited about his opportunities in Amer- migration lead to an inferior social position.
Theories of migration and mental health 301

Table 1. Mean scores of selected characteristics of Chinese-American samples in Washington. D.C.

FOXlg” American 7 Yaluc Rang? of


born born 0r mean rcalu
(N = 129) (N = 41) diRereta SCO,LII

1. Interaction with neighbors 4.713 4.513 0.53 I INeverl to 7 lnlmosl cvcrydxy)


2. Interaction with relatwes 3.521 3.4xx 0. I 3 I (Never) 1” h Ialmost cvcrydayl
3. Membership in Chinese associations 1.349 1.244 1.24 I (No). 2 (Yes)
4. Adjustment problem 12.419 IO.415 3.39t x to 24
5. Aspiration -0.162 0.5 I6 3.94t Normnlvcd
6. Numixr of cities lived m 1.X76 2.390 2.In 1to I?
1. Same nationality as three best lriends 3.669 2.683 5.39t I (No Chmcacl to 4 IAll C‘h,ncscl
8. Social economic status - 0.095 0.297 2.2 It Normalucd
9. Acculturation 14.674 15.024 1.35’ I to 24

* Significant at 0.10 level, one-tailed test.


t Significant at 0.05 level, one-tailed test.

The extent to which the changes caused by the im- and symptoms of psychological distress are in the pre-
migration process influence the mental health of for- dicted direction. The indicators of mental illness vary
eign-born Chin~Americans is indicated in the first negatively with social participation (items 4 and 5).
panels of Table 2 and Table 3, which present test interaction with close friends and neighbors (items 2
results having a direct bearing on the confirmatory and 3), length of residence in the present abode. and
status of the four theories. Table 2 and Table 4 also positively with frequency of intercity residential mobi-
present the results of the regression analysis on lity. Hence, these data suggest that isolation indi-
American-born Chinese. However, these data could cators have a slight tendency to increase psychiatric
be regarded as auxiliary information, since data on symptoms, depression, and unhappiness, but their in-
the American-born is theoretically inappropriate to dependent effects (measured by b coefficients) are
test the impact of the immigration process. Hence, weak, though three /I are statistically significant (see
the following discussion will focus on the foreign- rows 1 and 8, Table 2). Table 2 also shows that correla-
born. All the tables contain standardized regression tions between the number of relatives living in the
coefficients between measures of poor mental health same neighborhood, frequency of contact with rela-
and the independent variables. The standardized tives, and the three measures of psychological distress
regression coefficient (/J weight) denotes the effect of are positive, a finding in keeping with Jaco’s [43] in-
a single independent variable while the effects of other vestigation, which reported a strong association
variables are held constant. between the area of high schizophrenic rates and a
proportion of the population in an area who did not
Social isolation have friends in remote areas of the city. Jaco inter-
As indicated above, the social isolation theory preted this correlation as suggesting that a lack of
posits that either situational isolation or subjective friendships in distant areas of a city reduced the range
counterparts of situational isolation precipitates men- or horizon of a person’s intimate and primary associ-
tal illness. By scanning the zero-order correlation ations. In the present investigation, this finding could
columns and beta columns of the foreign-born in be interpreted in a similar fashion. And it is interest-
Table 2, one can see that, except in a few instances, ing to note that this relationship holds both for the
the relationships between social isolation measures foreign-born and the American-born. Exclusiveness of

Table 2. Zero-order correlations and standardized regression coefficients (h*) between social isolation wriables and
three indices of psychological distress by nativity

Foreign-born (N = 129) American-born I.& = 411

Psychiatric CES-D Psychiatric CES-D


impairment depression impairment depression
SC& scale Unhappiness SC& scale Unhappmesr

Social isolation variables r h* r h* I h’ r h- I h* , h*

I Frequency or intercity mobility 0.20’ 0.26’ 0.09 0.14 0.0x 0.08 0.02 0.19 0.0x 0.3 - 0.20 -0.10
2. Fresuencv of talkina to neinhbors -0.12 - 0.04 0.01 0.12 -0.11 -0.00 -0.09 -0.09 -0.20 - 0.25 -0.33. - 0.32
3 Fre&nc~ or gettin; togethir with
close friends -0.19. -0.13 -0.20’ -0.13 -0.239 -0.19 003 -0.01 UO6 U.I? 0.05 018
4 Paniclpatmn in the soctal activities
sponsored by Chinese organuationr -0.01 0.08 -0.14 -0.12 -0.15 -0.08 0. I 8 -002 0.01 - 0.25 UOh -0.19
5. Membership in Chinese organization - 0.02 -0.1 I - 0.03 -0.00 -0.06 0.00 0.10 0 u3 O.O? - 0 UI 0 Oh 0.07
6 Number or relatwes hvrng in the
same neighborhood 023* 0.24’ 014 on9 0.09 0. I 5 0.31* 0.30 I,.?- ,I 1; 0.22 0.1’
7. Frequency of contact wth relat,ves 0.13 006 0.15 U.I? - U.06 -0.14 0.31’ U.2Y U.‘? U 34’ ,I IO 0.10
x. Length or residency I” the
present abode -w2* -0 19’ -0.21. -0.20’ -0.20. -0.16 0.29 0.3 I 036 0.23 0. I &

R’ 0 19 0.13 0.12 0.26 0.3U U.22

* Significant at 0.05 level.


JO2 WEN Kuo

Table 3. Standardized regression coefficients between age, sex, length of residence in U.S.. acculturation. SES. social
isolation. and three indices of psychoiogicdl distress for foreign-born Chinese-Americans (,V = 1’9)

Deoendent variables

(1) (2) (3) (4) (5a) l5b) (5Cl


Psychiatnc CES-D
Social Adjustment ~mpairmenr depression
Independent variables Acculturation SES isolation problem Index scale Unhappmess

Age - 0.25* -0.38’ 0.01 -0.10 -0.10 -0.0x - 0.09


Sex -0.18* -0.02 0.03 -0.13t -0.01 0.03 001
Length of restdcnce in U.S. - 0.08 0.52’ 0.2Ot -0.329 -0.01 0.04 001
Acculturation 0.34t -0.17t -0.15t -0.16t - 0.05 0.04
SES 0.33t -0.36t -0.26’ -0.26’ -0.1x
Social isolation
(intercity mobility) 0.04 0.31* -021 0.17’
Adjustment problem 0.15 0 28’ 0.17
Goal-striving stress: (0. I31 (0.07) (-0081

R 0.31 0.53 0.43 0.55 0.47 047 0.30

* Significant at 0.05 level.


t Significant at 0.10 level.
$ Partial standardized regression coefficients for the goal-striving stress were calculated from a multiple regression
which includes ,a11the independent variables except SES.

interaction with one’s relatives fosters social isolation isolation variables that will more fully explain the
be-cause it both deprives contact with the larger symptomatology of the foreign-born Chinese Ameri-
society and increases overdependence on a small cir- can.
cle of ethnic friends and relatives in dealing with
adjustment problems. Finally, the last row of Table Cultural shock
2 shows that measurement of social isolation as a In order to determine whether the cultural shock
whole is a better explanatory variable of the sympto- hypothesis was supported by the Chinese-American
matology of American-born Chinese than that of for- data, I fist compared the cultural shock’s impact on
eign-born Chinese. Social isolation explained 22-30% Chinese-Americans’ psychiatric symptoms with other
variance of the three measures of psychiatric distress variables. The path analysis model in Fig.’ 1 was
of the American-born while it explained only 12-19% adopted not only to represent the links between the
variance for the foreign-born. These figures indicate migration theories examined in this investigation but
two things. First, that the isolation from the larger also three basic variables of mental health research:
society exerts greater adverse effects on the American- sex, age, and socio-economic status [43,44-j. Beginning
born than on the recent immigrant. This suggests the from the left-hand side of the path diagram, the model
possibility that those American-born Chinese suffer- assumes that socio-economic status is a function of
ing from mental distress are unable to reach out to age, sex, length of residence, and degree of accultu-
the larger society in establishing their social network, ration. This assumption was suggested by previous
and therefore, have to depend more heavily on exclus- investigations of occupational attainment [45,46] and
ively coethnic interaction and on support from the assimilation [47]. In the present investigation, the
ethnic community. Secondly, the last row of Table socio-economic status [48] was found to be slightly
2 also suggests the need for a further search for social inlIuenced by sex (0 male; 1 female), and to be

Table 4. Standardized regression coefficients between age, sex. length of residence in U.S., acculturation, SES. social
isolation. and three indices of psychological distress for American-born Chinese-Americans (N = 41)

Dependent variables

(1) (?I (3) (4) (5N (5b) (5Cl


Psychmtnc CES-D
Social Adjustment impairment depression
Independent variables Acculturation SES wdation problem Index scale Unhappmess

AIW -0.25 0.26t 0.47. I


- 0. 7 -0.10 I
0. 5 0.10
SCG - 0.20 -0.33 0.20 0.05 0.05 0.1s - 0.06
Acculturation -0.0x 0.28t 0.13 -0.0x -0.01 - 0.04
SES 0.11 0.011 -0.13 - 0. I2 -0.19
Social isolatton
(interaty mobility) -0.27 0.21 0.12 0.1s
Adjustment problem 0.3 I 0.27 0.12
Goal-striving stress: (0.16) (0.24) (0.17)

R 0.3 I 0.45 0.54 0.3x 0.35 0.36 0.28

* Significant at 0.05 level.


t Significant at 0.10 level.
$ (Same as Table 3).
Theories of migration and mental health 303

usiment prablun (X, 1

Symptoms of psychalagicol
distress (X,1

residence in U.

Social isolation CX,)

- EmpiricoIly confirmed direct paths


----- Negligible direct paths

Fig. 1. Path diagram for selected independent variables and dependent variables.

deprived substantially by age and moved significantly toms is mediated by factors such as SES, accultu-
by length of residence and acculturation (Column 2, ration, social isolation, and adjustment problem (e.g.
Table 3). In other words, being male, holding longer there are indirect paths via X4, X5, X7, Xs in Fig.
residence in American society, and having a greater 1). The following regression equations, (1) to (5), serve
degree of assimilation with American culture all facili- to explicate the model assumptions. Briefly, these
tated the attainment of a higher social status-except regression equations constitute a recursive system,
that as the Chinese immigrant grew older, the age where no feedback relationships or reciprocal causa-
factor became a liability to social status. As for the tion between two or more variables is permitted. This
American-born Chinese, Table 4 shows that accultu- one-way causation assumes that variables with a
ration has no effect on SES and that age has a posi- higher order of subscripts are a linear function of the
tive effect. These two findings differ for the foreign- variables with a lower number of subscripts, except
born but do not surprise us since we did not expect for the three variables. X,, X2, X,, the latter three
that the American-born experience great variations being exogenous variables.
in degree of acculturation. The American-born
X4 = P4,XI + P42X2 + P43X3 (1)
Chinese are much more Americanized than the immi-
grant Chinese. Furthermore, the present sample of x5 = Ps,X, + P52X2 + Ps3X3 + P54X4 (2)
American-born are relatively younger. SES needs a
x6 = P,,x, + p62x2 + p63x3
period of initiation, which explains why the relation-
ship between SES and age is positive among the + P&4 + P,sXs (3)
American-born. x, = P,,X, + P,2X2 + P73X3 + P74X4
Figure 1 includes two measures of cultural shock:
+ Pd; + PnJh (4)
length of residence in the United States and adjust-
ment problems. It can be seen that after the time x, = PB,X, + P62X2 + P,,X3 + P6OX4
order of the variables in the model is taken into con-
+ PSSXS + PsaX, + Pd7 (5)
sideration, the two variables of cultural shock can
be hypothesized to influence psychological distress where X1 = age, X2 = sex, X3 = length of residence,
through different mechanisms. In the case of adjust- X4 = acculturation, X5 = SES, X, = social isolation,
ment problems, the model indicates that the extent X7 = adjustment problem, Xs = symptoms of psy-
to which these problems are faced by Chinese-Ameri- chological distress.
cans is influenced by social status, degree of accultu- Table 3 shows the results of this series of regression
ration. and severity of social isolation. Following analyses. It may be instructive to note that the stan-
these assumptions, the adjustment problem should dardized regression coefficients are path coefficients.
only have an immediate direct effect (or direct path) Column 1 of Table 3 shows the data pertinent to
on symptoms of psychological distress because cau- equation (l), indicating that both age and sex have
sally it is preceded by all the other independent vari- a substantial negative effect on the Chinese-Ameri-
ables in the model. In the case of length of residence, can’s acculturation but not his length of residence.
the model specifies two channels to which the length Column 2 presents the data related to equation (2),
of residence could exert an influence on psychiatric which was discussed earlier. Column 3 reveals that
symptoms. One channel assumes that length of resi- when social isolation is measured by frequency of in-
dence itself has a direct independent effect on psychia- tercity mobility [49], those Chinese-Americans who
tric symptoms. and the other channel assumes that have lived here longer. those who have a higher social
the effect of length of residence on psychiatric symp- status. and those who are older are more likely to
304 WEN Kuo

have had greater geographical mobility. The data in cans in Washington, D.C.. revealed that the first
Column 4 of Table 3 indicate that adjustment prob- hypothesis should be abandoned and that the. second
lems are sex related. social status related, and in- hypothesis was tentatively supported. I found that the
fluenced by acculturation and length of residence in mean goal-striving stress of American-born Chinese
the United States. Obviously, those who occupy a was 0.22 in contrast to the Chinese immigrants’
lower social status, are less Americanized. and experi- -0.07. This group difference indicated that the Amer-
ence greater a severity of problems in adjustment. The ican-born Chinese on the average experienced a
latter finding agrees with the cultural shock argument. greater gap between their social status aspirations and
The most important evidence relating to the cul- actual achievements than did the foreign-born. but
tural shock hypothesis is provided in Columns 5 (a), the amount of difference did not reach the 0.05 level
lb), (c) of Table 3. The data indicates, first, that socio- of statistical significance (r = 1.27). As for the second
economic status has a significant independent effect hypothesis, I predicted that goal-striving stress would
on the foreign-born Chinese-American’s psychologi- have a more serious adverse effect on the American-
cal distress, while the age and sex effects are neglig- born than the foreign-born. since the former group’s
ible. Secondly, the data show that the two measures socialization experience in this country intensifies
of cultural shock show inconsistent relationships with their stress. The data of Table 3 and 4 confirm this
the symptoms of psychological distress. Thus, this contention. The goal-striving stress had a positive
result does not allow us either to reject or accept effect on measures of psychiatric distress of the Amer-
the cultural shock hypothesis. On the one hand, when ican-born, while its effect on the foreign-born was
we used the adjustment problem to measure the generally slighter and was in the right direction qn
degree of cultural shock, it was found to have a siz- two of the three psychiatric distress indices. The data
able adverse effect on the Chinese-American’s mental on the foreign-born shown in column 5 of Table 3
health (/? and 0.15, 0.28, and 0.15, respectively, on reveal that goal-striving stress has standardized
the three measures of psychological distress). But on regression coefficients of 0.13 and 0.07 for the Mid-
the other hand, when the length of residence was town Psychiatric Impairment Index and the CES-D
regarded as a measure of cultural shock, the length depression scale, respectively [Sl].
of residence in the United States was found to have. Parker, Kleiner and Needelman [51] asserted that
zero effect on symptoms of psychological distress. goal-striving stress, the socio-psychological variable,
possessed greater explanatory utility in regard to
Cultural change mental disorder than did the cultural shock concept.
If it is assumed that the notion of cultural shock Unfortunately, they did not provide data which di-
implies value and cultural conflicts, it can be inferred rectly measured the impact of the cultural shock vari-
that a greater degree of assimilation into American able on mental health. However, it seems that our
society would decrease the severity of psychological data does shed light on this issue. Table 3 shows that
stress. But this hypothesis conflicts with a hypothesis the impact of goal-striving stress on the three
postulated by the cultural change theory. The latter measures of psychological distress is lqwer than that
suggests that disruption of earlier learned patterns of of cultural shock (adjustment problem) and social
behavior (e.g. value orientation or cultural commit- isolation (frequency of intercity mobility). So in con-
ment) inhibits psychological security and produces trast to the study done by Parker rf al.. our investiga-
cognitive or evaluative disturbances in basic persona- tion indicates that the cultural shock theory does in-
lity structures. Table 3 (column 5 a,b,c) allows us to deed have greater explanatory utility than the goal-
compare the relative merits of these two competing striving stress theory on the mental health problems
claims. So far, we have learned that acculturation of Chinese-Americans. The present evidence suggests
tends to exert an indirect effect on psychiatric symp- that the theories of cultural shock. social isolation.
toms via one’s social status, social isolation. and and goal-striving stress should all be considered as
adjustment problems (see Fig. I). Table 3 (column complementary explanations, because a combination
5 a,b,c) also shows that acculturation’s direct effects of the three would definitely improve our ability to
on two of the three measures of psychological distress explain the psychological distress of Chinese-Ameri-
are low. Moreover, the one which reaches significance cans. In the present study, we found that all the inde-
at the 0.05 level, i.e. acculturation on the Midtown pendent variables considered in this investigation
scale, is a negative relationship between acculturation explain merely a 22% variance of the Midtown Psy-
and psychological distress. This indicates that accul- chiatric Impairment Index. 220;, of the CES-D depres-
turation reduces mental illness and psychological dis- sion scale, and only 9X of unhappiness. This low pre-
tress instead of increasing them. Thus, the data sup- dictive utility of the migratory theories on mental ill-
port the rationale of the cultural shock theory better ness suggests three possible interpretations. First, a
than the cultural change theory, but the magnitudes model of mental illness couched purely in social terms
of the path coefficients are too low to furnish conclu- might be bound to predict only a small proportion
sive support for the cultural shock hypothesis[50]. of variance. There is ample evidence that genetic and
constitutional factors play an important role in the
Goal-striving stress etiology of mental illness. Stress caused by the im-
The theory remaining to be discussed, that of goal- migration process might precipitate illness in consti-
striving stress, postulates that: (1) American-born tutionally vulnerable individuals. but stress can only
Chinese are more likely to have a higher degree of rarely be of itself the only causal factor [53].
goal-striving stress than the foreign-born, and (2) Secondly, the reason why the present model has pre-
goal-striving stress exerts substantial impact on dicted only a small part of the variance in mental
psychological distress. My data on Chinese-Ameri- health scores may be due to the fact that the instru-
Theories of migration and mental health 305

ments used to measure mental health are somewhat REFERENCES


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Several sociological factors relating to Chinese- Peabody Museum Harvard Uniu papers. 41, 1951.
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health. It appears that anonymity, social isolation, been scanty. Some recent studies include Jew C. and
and tensions among Chinese-American family Brody S. oi cir.; Berk B. and Hirata L. op cit.; Kitano
members to adjust to new places increase the propen- H. Race Relations. Prentice-Hall, Enalewood Cliffs.
sity toward mental distress. (4) Goal-striving stress 1974: Sue S. and Sue D. W., Chinese-American per:.
tends to increase symptomatology of psychiatric dis- sonality and mental health. Amerasia J. 1, 36, 1971;
tress. and its adverse effects are more severe among Kuo W., Gray R. and Lin N. Locus of control and
symptoms of psychological distress among Chinese-
the American-born than the foreign-born. (5) Accul-
Americans, Paper presented at the annual meeting of
turation or “Americanization” seems to improve the the Society for the Study of Social Problems,. San
foreign-born Chinese-American’s mental health. but Francisco, 1975.
its impact is too small to warrant a definite conclu- 26. The 1970 Census listed 2532 Chinese in Washington,
sion. D.C., with 4.33 as the. size of the average Chinese
306 WEN Kuo

household. Multiplication of this average with our 42. Jaco G. op. cit.. 1954.
sample frame (N = 550 households) yields 2382, a 43. Hollingshead A. B. and Redlich F. C. Social Class &
figure close to the actual population, since Chinese col- Mental Illness. Wiley, New York. 1958.
lege students were excluded from our list. 44 Dohrenwend B. and_Dohrenwend B. Socia/ Srat~rs trrld
21. In a study of suicide in Singapore. Murphy (Mental Psvcholoaical Disorder. Wilev. New York. 1969.
health of Singapore. Med. of Malaysia 9. 1. 1954) sug- 45. Blau P. and Duncan 0. Tit; American Occuparior~~rl
gested that social isolation from one’s linguistic group Structure. Wiley, New York, 1967.
may lead to severe mental health problems. To what 46. Treiman D. and Terre11 K. Sex and the process of
extent this finding can be generalized to Chinese- status attainment: a comparison of working women
Americans in Washington, DC., needs future investi- and men. Am. Social. Rec.,40, 174. 1975.
gation. In the present study, the construction of our 47. Gordon M. Assimilation in American Lift. Oxford Uni-
questionnaire items did not allow measurement of the versity Press, New York, 1964.
degree of an individual’s isolation from his linguistic 48. Socio-economic status was measured by a composite
group. However, a large proportion of the Chinese- index based on occupation. education. and income.
Americans in the linguistic minority (i.e. those not each of these variables having six categories (scored
using Cantonese or Taisanese at home), are able to 1 to 6). I summed the respondent’s scores on these
speak Mandarin, a common Chinese language, if they three variables to reflect his socio-economic status.
are foreign born. This fact may suggest that isolation 49. Other indicators of social isolation which were speci-
from one’s linguistic group is less destinctive than the fied in Table 2 did not show any substantial effect
situation in Singapore 20 years ago. The new more on psychiatric distress indices when the independent
popular official Chinese language is removing com- variables such as sex, age, SES, adjustment problem.
munication barriers and helping to establish social and acculturation were simultaneously included in the
contact and friendship among these members of regression. Hence, they were dropped from further
linguistic minorities. analysis. I took this approach since Jaco did not treat
28. U.S. Bureau of the Census op. cit. questions about social isolation as components of a
29. The Chinese community in Washington, DC., is atypi- single dimension scale. The present data support this
cal in comparison with the New York City and San view. My scalability analysis on these items showed
Francisco communities. The Washington population that a summated overall index of social isolation items
includes a higher proportion of professionals, govern-. did not account for more variances of the dependent
ment employees and white-collar workers, all’ possess- variables than the intercity mobility variable.
ing a higher-than-average education. Similar character- 50. The discrepancy between the present findings and ear-
istics are found among the Chinese in medium-sized lier findings reported by Hollowell, Abel and Hsu, and
cities. Vogt might be attributed to the employment of differ-
30. Seiler L. The 22-item scale used in field studies of men- ent’ research instruments. Previous investigations used
tal illness: a question of method, a question of sub- the Rorschach test to measure cognitive and evalua-
stance and a question of theory. J. Hlth Sot. Behav. tive personality disturbances, whereas the present in-
14, 252, 1973. vestigation was based on self-reported psychiatric
31. Gurin G., Veroff J. and Feld S. American View their symptoms. While the former method possesses a
Mental Health. Basic Books, New York, 1960. greater degree of subjective bias in interpreting test
32. Bradbum N. The Structure of Psychological Well- results, the latter is handicapped by its narrow focus
Being. Aldine, Chicago, 1969. and symptoms relating to mental disorder.
33. Crandell D. and Dohrenwend B. Some relations 51. Goal-striving stress -is highly correlated to SES
among psychiatric symptoms, organic illness, and C
\ -0.551 To avoid the multicollinearitv oroblem. SES
I - .

social class. Am. J. Psych& 123, 1527, 1967. and goal-striving stress are not included in the same
34. Beck A. T. et al. An inventory for measuring depres- regression equation. The data in row 8 of Table 3 and
sion. Archs Gen. Psychiat. 4, 561. 1961. 4 show the regression result which excludes SES.
35. Zung W. A self-rating depression-scale. Archs Gen. 53 Parker S., Kleiner R. J. and Needelman B.. op cit.
__.
Psychiat. 12, 63, 1965. 53. I am indebted to a reviewer for this point.
36. Schwab J. et al., Sociocultural aspects of depression 54. A possible direction for inquiry would be to delineate
in medical inoatients. Archs Gen. Psvchiat. 17. 533. the most crucial changes occurring during migration
1967. - which directly influence the migrant’s mental health
37. Zung’s Self-Rating Depression scale had been tested as illustrated in this study. Kantor’s [S] suggestions
cross-culturally. See Zung W. A cross-cultural survey are provocative, but they are too broad and too static.
of symptoms in depression. Am. J. Psychiat. 126, 154, For instance her three categories of the migrant’s life
1969. condition-the characteristics of the sending and
38. Jaco G. op. cit., 1954. receiving countries, characteristics of migrants and the
39. Parker S., Kleiner R. J. and Needelman B. op. cit. circumstances under which the migration occurs-
40. Kluckhohn F. R. and Strodtbeck F. Variations in should be scaled down. We definitely need more theor-
Value Orientations. Row, Peterson, Evanston, 1961. etical propositions which deal with the correlations
41. Hsu F. Americans and Chinese: Two Ways of Lge. between the three categories of characteristics.
Henry Schuman. New York, 1953.

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