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4兲. This classical state then interacts with its chemical envi- retained 关26,27兴, although its function may manifest differ-
ronment, possibly through the actin sol-gel cycles that con- ently 关4,8兴. Here, we concentrate on the intradimer motion:
trol the microtubule network structure. As microtubules can 共i兲 does it exist as envisaged in Fig. 1, and 共ii兲 if it does not
influence the electrochemical properties of neurons 关12兴, the exist could any possible alternative process actually maintain
results of the quantum computation could by this means in- coherence on the required time scale. The third critical issue
fluence neural processing. concerning maintenance of coherence over the microtubule
The basic physical principle underlying the resonance- network is much more difficult to treat authoritatively and
based chemical qubit sketched in Fig. 1 is a widely known the only issue to have been widely discussed 共see, e.g.,
motif throughout chemistry and biology. Originally 关6–8,10,23,25,26兴兲; hence, it is not addressed herein.
quantum-mechanical “resonance” was conceptualized to de- Specifically, we consider the feasibility of the Orch OR
scribe the “aromatic” nature of benzene compared to the ex- proposal in light of recent developments in the understanding
pected properties of its classical form, the hypothetical cy-
of microtubule structure and function 关12,28–45兴, as well as
clohexatriene molecule. For benzene, the electron-phonon
in regard to the likelihood of extensive coherent oscillations
coupling involving the critical vibrational mode, 14 共see,
e.g., 关13兴.兲, is insufficient to overpower the resonance stabi- in biology 关46–49兴 and in microtubules 关50–53兴. We show
lization and so a fully delocalized structure results 关14兴. A both that the original biochemical scenario envisaged in
related problem that is more directly relevant to quantum Orch OR is incorrect and that no possible modification of
computing 共see, e.g., 关15,16兴兲 and Orch OR is the structure this proposal consistent with the biological facts can, using
and dynamics of ammonia in the gas phase. For ammonia, known physical padadigms, produce the required physical
the electron-phonon coupling in the relevant mode, the properties. Hence, if there are any nonelectrochemical con-
umbrella-inversion mode, does overpower the resonance in- tributions to cognitive function then they must arise by some
teraction and so two mirror-image pyramidal classical mechanism other than the Penrose-Hameroff proposal. This
chemical equilibrium structures result 关14兴. Coherent super- gives hope to the vision that digital computing could achieve
positions of the resulting vibronic states is a known process truly significant levels of artificial intelligence.
that in fact leads to the operation of the maser. Also pertinent
to the Orch OR proposal are quantum phenomena in the II. EXISTENCE OF THE PROPOSED TUBULIN-DIMER
Creutz-Taube ion 关17兴, a mixed valence bisruthenium com- VIBRATIONAL MOTION
plex of pyrazine in which charge transport is controlled
through coherent motion 关18兴 involving long-range solvent The observed biochemical dynamics of tubulin dimers
vibrational modes 关19兴. This system is also very important in and their conformational states within microtubules is de-
that it provided the model through which primary charge picted in Fig. 2; a review of this dynamics, particularly in
separation, quantum coherence, and charge transport was un- regard to microtubules in neurons, has recently been pro-
derstood in bacterial and plant photosynthetic reaction cen- vided by Conde and Cáceres 关12兴. This figure is presented
ters 关14,20兴. More generally, all biological and chemical for comparison with the biochemical processes as envisaged
charge-transport processes are now known to be controlled in the Orch OR proposal shown previously in Fig. 1. Micro-
by analogous interplays between vibrational motions and tubules are cylindrical structures formed by the self-
resonance couplings 关21,22兴, with a key feature being the association of tubulin heterodimers. Primarily involved are
time through which coherence is maintained. That such a two closely related tubulin isoforms 共␣ and 兲 that interact to
process might give rise to quantum computation in biological form a stable heterodimer. Each subunit of the heterodimer
tissues is thus a proposal worth considering. Indeed, a theory contains one guanidinium phosphonucleotide 共GTP or GDP兲
describing how resonating classical chemical structures can binding site 关Fig. 2共a兲兴. The site on the ␣ subunit is nonex-
develop entangled states that function as quantum computer changeable to which GTP is bound constitutively. The site on
elements has recently been described 关15兴. the  monomer is exchangeable, binding either GTP or GDP
Nonetheless, while the Penrose-Hameroff proposal con- 关54兴. Self-association of tubulin to form microtubules is trig-
tains many controversial aspects 关7,23兴, the most ambitious gered by the binding of GTP to the  subunit of the free
requirement is that the tubulin-dimer interconversion oscilla- heterodimer 共tubulin GTP兲 关Fig. 2共b兲兴 关33兴. The growth of a
tion depicted in Fig. 1 remains coherent on a time scale microtubule involves the initial formation at a centrosome of
relevant to neural processes 关6兴, 6–9 orders of magnitude a 13 membered ring of another tubulin isoform, ␥ tubulin
longer than that for which any related process has been ob- 关12兴, which then acts as a template for further growth via
served in chemistry or biology 关16,18,20,24–26兴. If either 共i兲 addition of tubulin GTP. Many slight variations in this pro-
the envisaged intradimer motion 共Fig. 1 left兲 does not exist, cess are possible, with the ring size possibly increasing to 17
共ii兲 the intradimer motion is not coherent for long enough, or and the relative orientations of the dimers with respect to
共iii兲 if this coherence is not maintained over a network of each other changing 共the so-called “microtubule-A” and
coupled dimers 共Fig. 1 right兲 sufficiently large to unite indi- “microtubule-B” structures 关28兴兲; such variations affect the
vidual qubits into a complex quantum computer, then the rates of subsequent processes and may be important in neu-
Orch OR model becomes untenable. Alternatively, if the in- rons 关28,43兴, but they do not affect the form of these pro-
tradimer motion does exist and is coherent, then most other cesses 关12,28,29兴 and hence we do not focus on these fea-
aspects of the proposal 共e.g., the involvement of quantum tures. Other possible variations such as the availability of
gravity and the role of sol-gel cycles兲 could be replaced with different types of tubulins 共eg., ␣1, ␣2, ␣4, I, II, III,
other phenomena and the quantum computational element IVa, and IVb兲 and post-translational modifications to the
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MCKEMMISH et al. PHYSICAL REVIEW E 80, 021912 共2009兲
sponding to the addition of 5–30 tubulin heterodimers per sistent with the observed biological processes is now consid-
second 共based on a heterodimer length 关54兴 of ca. 80 Å and ered. Such a revised model could in principle be conceived
13 dimers per layer兲. This suggests that tubulin-GTP is ex- in many ways, exploiting for example the various forms of
clusively found in close proximity to the growing end 关56兴. the ␣ and  tubulins 关12兴 or post-translational modification
Structural studies involving nonhydrolysable GTP analogs effects 关12兴 induced by external protein and chemicals. An
support these results 关38兴. Regardless of when the conforma- essential feature of any such model must be the establish-
tional transition within the microtubule occurs, it is clear that ment of coherent motion between the two revised postulated
the transition within the microtubule from tubulin GTP to structural forms involved in the qubit. This coherent motion
tubulin GDP is for practical purposes irreversible: radioac- must exist for a very long period of time compared to the
tive labeling studies show that tubulin GDP is not phospho- sub-ps time scale on which motions associated with confor-
mational change are usually decohered 关24,25兴. Indeed, con-
related back to tubulin GTP inside microtubules 关29,30,42兴.
sideration of physical mechanisms through which coherence
The core premise of the Penrose-Hameroff Orch OR
could be maintained for the required time scale forms a cen-
model, that tubulin within stable microtubules can oscillate tral element of the original Orch OR proposal 关4,5兴 and of
between two alternative conformations, as shown in Fig. 1, modern discussions 关6–8,10,23,26兴. One proposal involves
was postulated before the details of microtubule conformer the production of mechanical stability through either sol-gel
dynamics was known. According to Orch OR, the quantum formation, water ordering, and other macroscopic ordering
superposition of the two states via coherent motion along a processes 关6–8兴, but such effects could only support in-
specific vibrational mode of the dimer 共Fig. 1兲 acts as a qubit tradimer coherence on at most the ps time scale; something
in a quantum processor. However, the basic supposition ex- more profound is required for which the only proposal to
pounded in Fig. 1, that tubulin repeatedly exchanges between date 关4–6,26兴 is the formation of a Fröhlich condensate
the GTP and GTP bound forms within stable microtubules, is 关46–48兴, a pseudo-Bose-Einstein condensate, in the biologi-
in stark contrast to the physiological description shown in cal medium. This is a critical aspect of the process depicted
Fig. 2 and is not supported by the available experimental in Fig. 1 as originally proposed 关4兴. The core element of this
evidence. proposal is that incoherent metabolic energy is used to force
III. COULD THE OBSERVED TREADMILLING coherence in much the same way that coherence is induced
BE UTILIZED TO FORM A QUANTUM QUBIT? in lasers. Three possible sources of this metabolic energy
have been suggested 关6兴: GTP-GDP hydrolysis, dephospho-
Next we consider if some revised Orch-OR model based relation of MAPs, and ATP hydrolysis associated with actin
on the known treadmilling microtubule dynamics could be polymerization, but of these only the GTP-GDP reaction is
useful as a quantum computer in the brain by considering the inherently associated with the tubulin conformational
inherent time scale of the conformer interconversion cycle. changes. Numerical simulation of Fröhlich’s model has
An essential feature of Orch OR is that the tubulin dimer be shown that coherence times can be increased by up to 6
able to interconvert between the alternative conformations a orders of magnitude, providing the type of dramatic effect
very large number of times 关4,8兴: the quantum computational that is critical to Orch OR 关59兴. We have examined the
cycle depicted in Fig. 1 must occur at least as fast as does the Fröhlich proposal in detail 关49兴 and identified scenarios un-
intrinsic neural processing, of order ms, and the underlying der which the coherence requirements of Orch OR could in
coherent oscillation must be very fast compared to this time principle be met. The relevant regime is one in which the
scale. However, it is now very clear that each interconversion supplied energy corresponds to at least 1012 GTP-GDP reac-
cycle requires the disassembly and reassembly of the whole tions per second per tubulin dimer, ca. 10 orders of magni-
microtubule. Exchange of GDP with GTP occurs only in free tude larger than the observed reaction rate.
tubulin and not in the assembled microtubule 关29,30,42兴. One necessary consequence of coherent Fröhlich conden-
Thus, the system could not interconvert between alternative sation is coherent light emission 关60,61兴. This would most
conformational states, as is required for repeated quantum likely be expected in the terahertz region 关62–65兴 and is a
computation, on a time scale less than that of microtubule feature observed as a result of similar processes 关62–65兴.
assembly. As noted above, the rate of tubulin addition onto a While no such coherent radiation has ever been reported,
microtubule is approximately 5 – 30 s−1. Given the average nonthermal terahertz radiation has been observed from frog
length of a microtubule, this means that a tubulin dimer is muscles 关66兴 and nonthermal radiation at 8.085 MHz has
incorporated at the growth end of the microtubule then re- been observed from microtubules 关50兴. Nonthermal radiation
leased at the other end some seconds to hours later. Further- can arise from various sources and does not necessarily im-
more, in neurons, the binding of MAP 关42兴 to microtubules ply either the formation of a Fröhlich condensate or the co-
can result in lifetimes of an hour or greater 关43兴. Clearly, herence of any formed condensate 关50兴. The possibility that
such time scales are too long to be of psychological rel- the observed nonthermal radiation from microtubules arises
evance for oscillatory motions underpinning thought pro- from Fröhlich condensation has been championed by Poko-
cesses. rný 关50–53兴. Pokorný estimates that the net energy from GTP
hydrolysis within the microtubule available to drive conden-
IV. ALTERNATIVE BIOCHEMICAL MECHANISMS
sation is 1.7 kcal mol−1 共0.07 eV兲. As the conversion of tu-
AND THE REQUIREMENT OF COHERENT MOTION
bulin GTP to tubulin GDP is associated with a large change
The possibility that a revised biochemical model for Orch in net dipole, Pokorný proposed that electrostatic interactions
OR involving stable microtubules could be developed con- provide the long-range forces that give rise to coherence.
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Pokorný’s reasoning thus has much in common with aspects GDP for GTP occurring only after the tubulin has disassoci-
of the Orch OR proposal. However, the energy driving Poko- ated from the microtubule. As the cycling of tubulins within
rný’s proposed condensate is many orders of magnitude less a microtubule is on the order of minutes to hours even if it
than the energy required for the coherent condensate that is were possible to generate the superposition of states required
critical to Orch OR 关49兴. for quantum calculations, such processes could not occur on
Quantitative analysis of Pokorný’s proposed condensation a psychologically relevant time scale.
mechanism in terms of the fundamental parameters of Further, we demonstrate that no alternative biochemical
Fröhlich’s model 关46–49兴 shows that the driving power s / kB scheme could deliver the essential property of coherent in-
is of the order of 100 Ks−1. Pokorný has argued that the tramolecular motion interchanging two conformers utilizing
power loss due to frictional forces is quite low 关51兴, with coherent Fröhich condensation. The available biochemical
relaxation times extending up to 10−5 s. Expressed in terms energy is at least 10 orders of magnitude too small to facili-
of Fröhlich’s model, this result leads to a power loss of tate coherent Fröhich condensation, and experimentally en-
/ kB = 20 Ks−1. As the formation of a Fröhlich condensate visaged possibilities for the involvement of Fröhlich conden-
requires s / Ⰷ 1, it is thus feasible that the observed nonther- sates in microtubules do not deliver the essential property of
mal radiation at 8.085 MHz in microtubules 关50兴 does result coherent motion. Most significantly, if the proposed mecha-
from the formation of a Fröhlich condensate. However, nism was correct, then one would observe stimulated emis-
Fröhlich condensation does not ensure coherent motion, with sion of radiation from all biological tissues. No proposal of
coherent Fröhlich condensates 关49兴 requiring the power den- how coherence on the required time scale within an Orch-OR
sity in the mode to dramatically exceed s / , a quantity that qubit has been suggested other than Fröhlich condensation,
itself must dramatically exceed 1. The observed 关50兴 excess an effect that would produce in effect a new state of matter
power density in the 8.085 MHz mode in microtubules is just akin to a Bose-Einstein condensate, and no physical pro-
5 times the thermal energy, orders of magnitude smaller than cesses is known that could, in principle, deliver the require-
that required to produce a coherent Fröhlich condensate. In- ments of Orch OR.
deed, thorough analysis 关49兴 of the Fröhlich model indicates The Penrose-Hameroff Orch OR model has attracted
that an excess radiative power of a factor of 5 is associated much attention and much debate since it was initially pro-
with only a weak condensate for which is s / is actually less posed in part because it holds the fascinating possibility of
than 1. Thus the weak Fröhlich condensate envisaged by quantum mechanical effects playing a central role in cogni-
Pokorný could not give rise to coherent motion and so con- tive function, and in part because, at least superficially, the
tribute to cognitive function. No biologically feasible refor- model appears physically reasonable. Here we have shown
mulation of the microtubule-based Orch OR proposal could that when tested objectively the basic physical assumptions
deliver the essential element of coherent intramolecular vi- upon which the Orch OR model depends simply do not hold
brational motion via Fröhlich condensation. either from a structural, dynamic or energetic perspective
and we hope that with this work we can finally put to rest
this intriguing but fundamentally flawed model of cognitive
V. CONCLUSIONS function.
We have demonstrated that quantum computation cannot ACKNOWLEDGMENTS
take place as proposed in the Orch OR model using the con-
formational states of tubulins as qubits. This is because the This work was stimulated and begun at an Exploratory
individual tubulin dimers within the microtubule do not un- Workshop on “Quantum Dynamics and Biomolecular Func-
dergo a rapid interconversion between alternative conforma- tion,” supported by the International Institute for Complex
tional states, the most fundamental assumption used in the Adaptive Matter 共I2CAM兲 and the USA National Science
Orch OR proposal 关8兴. Instead, the conformational change Foundation 共NSF兲. We thank the Australian Research Coun-
that accompanies the self-assembly of tubulin to form a mi- cil 共ARC兲 for funding this research and Dr. Meredith Jordan
crotubule is essentially irreversible, with the exchange of 共The University of Sydney兲 for helpful discussions.
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