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To cite this article: Maria M. Martin-Saez & Neil James (2019): The experience of occupational
identity disruption post stroke: a systematic review and meta-ethnography, Disability and
Rehabilitation, DOI: 10.1080/09638288.2019.1645889
ORIGINAL ARTICLE
CONTACT Maria M. Martin-Saez maria.martinsaez1@nhs.net Occupational Therapy Department, Cambridge University Hospitals NHS Foundation Trust, Hills
Road, Cambridge CB2 0QQ, UK
ß 2019 Informa UK Limited, trading as Taylor & Francis Group
2 M. M. MARTIN-SAEZ AND N. JAMES
which were extracted and recorded in a grid. Participants’ quotes process of linking translated secondary themes with
supporting themes and the original author’s interpretations were interpretations.
also included. The first author individually obtained key themes The process of synthesising the translations was carried out by
from all papers and second author extracted data from one third the first author and reviewed closely by the second author. Any
of the papers to ensure rigor and avoid selection bias. disagreements were resolved by in-depth discussions.
From the synthesis of translations a line of argument synthesis
was developed. Definitions of line of argument are diverse [41]. A
Data synthesis picture of the whole based on studies of the parts [32,42] is the
With the aim of developing new interpretations about the process definition that best represents the stance of the researchers.
of occupational identity disruption post-stroke, the selected stud- The final step of meta-ethnography consisted in finding ways
ies were synthesized using the seven-phased meta-ethnography to communicate the synthesis effectively to the audience it is
method described by Noblit and Hare [23] (see Table 3). Table 4 intended for [23]. It was decided to present the line of argument
illustrates the definitions used in the analysis. synthesis as a conceptual model to capture the complexity and
The studies were organized chronologically and the key dynamic nature of the occupational identity disruption process.
themes of the earliest published paper were compared with the
key themes from the second earliest published paper. The synthe- Results
sis of the two was then compared with the key themes of the
third earliest published paper and so on in a process called recip- The literature search produced 106 abstracts and 49 full-text
rocal translation. Each key theme was carefully revised to ensure papers that were reviewed by the first author. One-third of the
it had a similar meaning across papers. The translated key themes full-text assessments were also examined by the second author to
across papers gave rise to the secondary key themes. Table 5 ensure rigor in the application of inclusion/exclusion criteria and
shows examples of translating studies. to minimize bias [43]. See PRISMA flow diagram in Figure 1 for
During the synthesis, it was apparent that the individual stud- reasons for study exclusion. A total of 10 studies representing the
experience of 111 stroke survivors were selected for inclusion in
ies contained different elements of the occupational identity dis-
the synthesis. Table 6 illustrates the characteristics of the studies
ruption construct and therefore it was assumed that a line of
included in the synthesis.
argument synthesis could be completed. In so doing, the meta-
A line of argument synthesis based on a re-interpretation from
phors were written to articulate the similarities between study
the reciprocal translations [46] is presented. Ten third-order con-
outcomes [39].
cepts constructed from the data were conceptualized in the
Translating the secondary key themes into one another led to
model of occupational identity disruption post stroke presented
new interpretations [24]. The secondary key themes were grouped
in Figure 2.
into broader categories according to the emerging concepts, and
The model has been divided into three different stages (see
the themes expressed in relation to occupational identity disrup- Table 7 for a conceptual map of the synthesis) that occur in a
tion (e.g., the body as an instrument for participation). A compari- temporal succession and illustrate respectively what factors
son of conceptual terms across studies was carried out using the impact on occupational identity disruption, how is this experi-
principal investigator’s own interpretative language [40] in an enced and how individuals cope. However, the third-order con-
iterative process that re-conceptualized secondary key themes cepts overlap considerably and the three-stage division is
into third-order concepts. Mind-maps were used to support the somehow artificial since the stages intersect with each other sig-
nificantly. Thus, some third-order concepts are explained across
Table 2. Performance in CASP criteria of study included in the synthesis. sections to reveal different layers of meaning to support under-
CASP [33] [29] [25] [32] [34] [28] [7] [30] [31] [35] standing of occupational identity disruption within the context of
C1 Yb Y Y Y Y y Y Y Y Y these themes.
Ca2 Y Y Y Y Y Y Y Y Y Y
C3 Y Y Y Y Y Y Y Y Y Y
Table 4. Definitions of terminology used in the analysis.
C4 Y Nc N Y Y Y N N Y Y
C5 Y Y Y Y Y Y Y Y Y Y Key themes: The author’s original views and interpretations of participants views
C6 N N Y Y N N N Y N N about occupational identity disruption post stroke.
C7 Y Y Y Y Y Y Y Y Y N Secondary key themes: Broad themes that encompass the key themes across
C8 Y Y Y Y Y Y Y Y N Y studies obtained through the process of reciprocal translation (comparing the
C9 Y Y Y Y Y Y Y Y Y Y meaning of metaphors of studies with one another to identify similarities
C10 Y Y Y Y Y Y Y Y Y Y across papers).
Third-order concepts: The investigator’s interpretations of the selected author’s
Papers named by first author’s surname and year of publication.
a understanding of occupational identity as experienced by participants post
C stands for criterion.
b stroke.
Y stands for yes.
c
N stands for no.
Table 3. The seven phases of meta-ethnography proposed by Noblit and Hare [23].
Meta-ethnography phase Brief explanation
Phase 1: Getting started Determining the focus of the synthesis
Phase 2: Deciding what is relevant to the initial interest Identifying the studies to be synthesized
Phase 3: Reading the studies Reading of selected studies to identity “interpretive metaphors” [23, p. 28]
Phase 4: Determining how the studies are related Establishing how the studies are related to decide how to synthetize them
Phase 5: Translating the studies into one another The metaphors are compared or “translated” within and across studies
Phase 6: Synthesizing translations Translations are compared with one another in a second level of synthesis
Phase 7: Expressing the synthesis Tailoring the communication of the synthesis to the intended audience
OCCUPATIONAL IDENTITY DISRUPTION POST-STROKE 5
Table 7. Conceptual map of the synthesis. An externalized body. This refers to a stroke survivor’s perception
Stage 1: The four factors responsible for occupational identity disruption post post stroke that their affected body parts did not belong to them;
stroke
“It was strange, I felt that my own arm was somebody else’s [ … ]”
1. An externalized and fragmented body
1.1. An externalized body [33, p. 24). Consequently individuals “were connected differently to
the world” [26, p. 531].
2. 1.2. A fragmented body
3. Losing control, freedom and independence A fragmented body. This captures the experience of a broken
2.1. Powerlessness body that restricts occupational participation “I do not understand
why I feel so tired … I did manage so many things before [ … ]”
4. 2.2. Taking on involuntary occupations
5. 2.3. Lack of control over one’s life [44, p. 150].
6. Occupational participation loss When individuals attempted to engage in occupations, their
3.1. Living a meaningless life “faulty” and “detached” bodies did not support their intentions,
disrupting their occupational identity and bringing feelings of
7. 3.2. A challenging everyday life diminished self-worth.
8. 3.3. Changes to occupational meaning and satisfaction
9. Changed social and familial interactions
4.1. Not being understood by others
Losing control, freedom, and independence
10. 4.2. A change for the entire family This relates to how stroke survivors felt that they needed support
Stage 2: The experience of occupational identity disruption from others to participate in their valued occupations and felt
1. Occupational identity loss uncertain about whether they had the abilities required to
2. A devalued self
3. A threat to identity continuity achieve their desired goals.
Stage 3: Coping with occupational identity disruption Powerlessness. This was highlighted by individuals feeling unable
1. Protecting one’s self
2. Social isolation to act when and how they wanted: “I want to be independent
3. Re-inventing one’s occupational self (altered voice from eager to monotonous), but when you have suf-
fered stroke, there is nothing to do about the situation.” [7,
p. 2114].
Stage one: the four factors responsible for occupational identity
disruption post-stroke
Taking on involuntary occupations. This expresses how stroke sur-
An externalized and fragmented body vivors felt a lack of freedom through having to take on roles and
This relates to how the body is conceptualized as the instrument occupations that were not their choice. A participant reported
for occupational participation and includes the cognitive and feeling stressed by changing her enjoyable walks for unpleasant
emotional processes involved in participation. physical therapy: “I previously used to go walking in a park close to
OCCUPATIONAL IDENTITY DISRUPTION POST-STROKE 7
our place every morning at 7.15 am. Mornings make me cry, morn- and externalized body. The process of occupational identity dis-
ings have been painful for me [ … ]” [26, p. 530]. ruption is therefore dynamic and multifactorial.
Lack of control over one’s life. This illustrates the feelings stroke
survivors had about being unable to make choices about their Stage two: the experience of occupational identity disruption
occupational participation “ … my time wasn’t my own time [ … ]”
Stage two is divided into three third-order concepts that repre-
[45, p. 430].
sent the investigators’ interpretation of how occupational identity
Undoubtedly, feelings of disempowerment, being at the mercy
disruption was experienced post stroke. This experience was in
of others and the inability to act freely have an impact on the
intimate relationship with the four factors explained in the previ-
individual’s occupational identity and contribute to a devaluing
ous section and the interactions between them.
self-concept.
Stage three: coping with occupational identity disruption employment reported more life satisfaction than those who
did not.
Stage three explains how individuals post stroke coped with occu-
In summary, coping with occupational identity disruption led
pational identity disruption, a process that threatened the sense
some individuals to opt out of social participation to protect their
of self and brought feelings of worthlessness and uncertainty
already devalued selves. In addition, the impact of the four factors
about the future.
responsible for occupational identity disruption post stroke led to
Protecting one’ self social isolation and the perpetuation of a negative vicious circle
After a stroke, individuals felt they could no longer cope with that reinforced the occupational identity disruption process.
social participation: “I don’t join them on a night out [ … ] I am not Eventually, most stroke survivors started re-inventing their occu-
able to dance [ … ], I am not active the same way they are, (it pational selves in a journey that took them to test their skills and
would) not be very social, so it is no point” [34, p. 7]. “Being scruti- find new ways of participating. In so doing, they continued to
nized”, “not meeting others’ expectations” [7, p. 2116], being per- learn about their bodies and experienced social interactions differ-
ceived “not as fun anymore” [37, p. 7] or the need to “preserve ently. They experienced occupational gain but also occupational
their former image in the eyes of others” [26, p. 532], were among loss, so that re-inventing one’s occupational self often overlapped
the reasons given for avoiding social contact as a protective with the process of occupational identity disruption.
mechanism. At the same time, most participants missed their
social relationships and felt isolated. Younger participants who Discussion
had dependants could not opt out of social participation: “You
just have to find the strength. [ … ] you have to find your hidden A model of occupational identity disruption post-stroke has been
power even though you do not know where to take it from” [7, p. developed for the first time (see Figure 2). The model describes
2116]. In contrast, single individuals who did not study or work the main elements that influence the experience of occupational
could choose to avoid social interaction. This group of people identity disruption after a stroke and the impact this disruption
also felt isolated and spent longer periods of time at home. has not only on one’s self-concept, but also on how one interacts
with one’s world post stroke. As illustrated in the model, identity
Social isolation is a dynamic and multifactorial process in which four factors
Most participants reported a loss of social network due to their (identified in stage 1 of the model) are in fluid interaction with
inability to engage in previous occupations with a loss of paid each other, leading to occupational identity disruption post
employment being a main contributor to social isolation: “Yes, I stroke. In so doing, each factor reinforces the effect of the others,
miss the whole work situation. The contact with my workmates and demonstrating a kinetic and complex interplay.
having dealings [crying], yes [crying]” [7, p. 2115]. Participants Since occupational identity is part of the general self-identity
expressed how their social contact decreased as time passed by, construct, it is expected that elements that impact on identity will
from being treated with “silk gloves” close to the stroke onset to influence occupational identity. However, no study to date has
more distant contact later on [34, p. 7]. Social isolation reinforced identified the four factors conceptualized in this interpretive syn-
occupational identity loss as a result of losing important social thesis, which gives an indication that occupational identity is a
roles (i.e., friend, or participant in hobbies). distinctive dimension within the general identity construct.
The conceptual model created in this interpretive synthesis
Re-inventing one’s occupational self illustrates how the experience of occupational identity loss was
All papers, without exception, presented stories of occupational intimately connected with a perception of a devalued self.
identity disruption followed by stories of occupational identity Moreover, the stronger the feeling of occupational identity loss
reconstruction. Indeed, both stories overlapped considerably and the greater the perception of diminished self-worth. This connec-
while individuals were still grieving for their loss, they were at the
tion was probably influenced by western societies’ culture, where
same time fighting to re-invent themselves, hoping to get their
individuals identify themselves by what they do [18]. Indeed,
autonomy and freedom back, fulfil their former or new roles, find
Hammell [47] proposed that the inability to participate in valued
new ways of participating, gain control over the fragmented and
occupations leads to diminished self-worth and identity loss,
externalized body and re-establish social interactions. For some,
which is in line with the findings of this synthesis.
this battle was still on 13 years post-stroke. One of the main moti-
Identity continuity is an important concept in stroke rehabilita-
vators to continue fighting was the need to contribute, to release
tion [48] that is vital for stroke survivors’ well-being [49,50] as it
the burden on their loved ones and feel useful: “Not just be a use-
creates a sense of coherence over time [51]. When an individual’s
less blob around this house that can’t do anything” [37, p. 8]. For
others, family commitments (e.g., young children) were a strong sense of continuity is broken due to a major illness like stroke, an
volitional factor. unplanned transition begins [52] to integrate oneself in the past,
Post stroke, individuals had to discover new ways of participat- present, and future as the same person. The findings of this syn-
ing to find meaning in life. Many identified alternative ways of thesis support the temporal dimension of occupational identity
enjoying previous occupations: “My fingers do not work very well and how occupational identity disruption puts identity continuity
any longer … but I do enjoy listening to music instead [of playing at risk. Moreover, the threat to identity continuity is a major
piano]” [44, p. 153]. Others had to find occupations to replace motivator for individuals to protect themselves and withdraw
previous ones, particularly paid employment: “The boat has kept from social interaction soon after the stroke onset. However, re-
me alive as well, all of this engages me, renting out and booking inventing one’s occupational self is also prompted by the need to
and staying on with customers [ … ] [36, p. 849]. Going back to connect their past, present and future occupational selves [20].
work was key to reconstructing one’s occupational identity. Many Walder and Molineux [9], in their theoretical model of re-estab-
fought hard to go back to paid employment: “I have not got my lishing an occupational identity post stroke, refer to how stroke
job back yet, but I’m holding on and I will win, I’m close, close now” survivors confront the impact of the stroke on their daily life
[36, p. 849]. Indeed, those who managed to return to paid according to their past, present, and future reality. Indeed,
OCCUPATIONAL IDENTITY DISRUPTION POST-STROKE 9
humans seek a sense of continuity in occupational identity [12], a others to resume previous hobbies, even if substantial modifica-
complex process that could take a long time. tions had to be introduced.
Previous studies [15,17] reported that 6–10 years post stroke, There is often a disconnect between patient’s and clinician’s
individuals were still fighting to achieving occupational adapta- rehabilitation goals [8,56]. Understanding the process of occupa-
tion and gain their lost social position. The present synthesis had tional identity disruption in the context of an individual’s past but
similar findings, supporting the notion that re-establishing one’s also their desired future will facilitate shared decision-making
occupational identity is a complex process. This complexity was between stroke survivors, their care-givers and clinicians about
portrayed by Kielhofner [14] when describing how multiple factors the aims of rehabilitation. Indeed, as demonstrated in this synthe-
such as one’s sense of capacity or one’s perception of the envir- sis, not being understood by others, including healthcare profes-
onment were integrated over time, along with past experiences, sionals, contributes to the process of occupational identity
to craft a desired future. This conception that identity post-stroke disruption and social isolation. Understanding an individual’s pro-
is fluid and in constant transformation was also identified by Ellis- cess of occupational identity disruption could enhance shared
Hill et al. [49] as a component of the Life Thread Model. Walder decision-making between clinicians, stroke survivors and their
and Molineux [9] highlighted the complexity of occupational iden- care-givers, focusing rehabilitation interventions not only on func-
tity reconstruction post stroke, portraying an intricate and tional goals, but also on restoring occupational identity
dynamic process in which stroke survivors made connections continuity.
between three domains – self, others and reality – during the The characteristics of occupational identity as a fluid and
adjustment process. dynamic process could be used in a creative way to support indi-
The fluidity of occupational identity post stroke can be viduals in the process of re-inventing one’s occupational self. To
observed in that the process of re-inventing one’s occupational enable this process, it is paramount that healthcare professionals,
self overlaps with occupational identity disruption. This intersec- as well as the organizations they work for, recognize the need for
tion of processes has not been described in the literature as such, a more occupation-focused rehabilitation arena that is, rehabilita-
but Eriksson and Tham [18] reported that individuals experience tion environments that put the stroke survivors and their occupa-
normality when succeeding in occupational participation at the
tional identity at the heart of the rehabilitation process, providing
same time as they felt “altered as doers”. This dual conception of
opportunities for people to engage in valued occupations
oneself as an occupational being is part of the process of testing
through which they could pursue their desired occupational
new skills, finding new ways of participating to find purpose and
identity.
meaning in life, regaining a sense of wholeness and continuity as
From this perspective, medically led rehabilitation units in hos-
an occupational being.
pital settings do not seem to be the best environment to provide
Sorrow, doubts about the future and uncertainty were the feel-
stroke rehabilitation. Indeed, hospitals provide limited choices for
ings identified by this synthesis as core to the occupational iden-
occupational participation, and lack of engagement has been
tity disruption process. These feelings were present when stroke
found to limit long-term adjustment [57]. But stroke rehabilitation
survivors chose to protect themselves and during the process of
continues after hospital discharge, led by community rehabilita-
re-inventing one’s occupational self. Indeed, uncertainty has been
tion teams or early supported discharge services. Occupation-
labelled in other studies [53,54] as the feeling that dominated
individuals when negotiating a “new way of being and acting in focused community rehabilitation interventions that could sup-
the world” [21, p. 2302]. A life dominated by “not being able to port stroke survivors for an extended period is crucial, since years
do” [26, p. 530] connected individuals to their world differently, as after stroke, individuals had not yet achieved occupational
they were not able to express who they were as occupational adaptation.
beings [55].
This synthesis found a strong bidirectional link between social Study limitations
isolation and the process of occupational identity disruption. A
fragmented body that was in pain or exhausted could not sustain This synthesis has used data that had already been analysed by
social interaction and individuals often required help from others, the authors of the selected papers rather than original interview
which made them lose their freedom and independence. data from participants, which may be considered a limitation.
Concurrently, loss of valued occupations restricted occupational However, interpretive synthesis is a recognized qualitative
opportunities for socializing that contributed to occupational par- research methodology and a rigorous approach throughout the
ticipation loss. Therefore, social isolation was identified as a con- research enquiry was used as described in the Materials and
tributing factor in the process of occupational identity disruption methods section. In addition, meta-ethnography is a complex
that added to the threatening of identity continuity. Certainly, method that lacks clarity regarding how is best conducted [41].
social relationships are important for support and contentment, This weakness has been counteracted by using methodologically
but also to maintain a sense of continuity [51]. Indeed, Walder strong papers that used meta-ethnography, such as [24,36], to
and Molineux [9] identified “connecting with others” as a key guide decision making during the data analysis process. The refer-
aspect of reconstructing occupational identity post-stroke. ence paper in using meta-ethnography [41] had not been pub-
Occupational identity, according to Kielhofner [14], is an instru- lished at the time the data analysis for this interpretive synthesis
ment of self-definition and an outline for future action. Both was completed.
dimensions of occupational identity are supported by the findings This interpretive synthesis complies with the four components
of this synthesis. Stroke survivors doubted who they were, of the GRADE-CERQual approach [58]. The primary studies sup-
because their mechanism of self-definition could no longer pro- porting the findings of this review are methodologically sound
vide the meaning and singularity that had characterized them as (see Quality assessment section), the primary studies have similar
individuals in the past. Similarly, re-inventing one’s occupational context to that of the synthesis question and the data are robust
self is a unique process determined by the individual’s desired without ambiguity. Indeed, the third-order constructs that
occupational identity. For example, some fought to be workers, emerged in the analysis were supported by at least four different
10 M. M. MARTIN-SAEZ AND N. JAMES
Table 8. Studies supporting each of the third-order constructs that emerged from the synthesis.
Third-order constructs
Studies in An
order of externalized Changed Re-inventing
publication and Losing control, Occupational social and A threat to one’s
(most fragmented freedom and participation familial Occupational A identity Protecting Social occupational
recent last) body independence loss interactions identity loss devalued self continuity one’s self isolation self
[34] X X X X X X X X X
[26] X X X X X X X X X
[33] X X X X X X X X
[35] X X X X X X
[37] X X X X X X X X X
[38] X X X X X X X
[7] X X X X X X X X X X
[44] X X X X X
[36] X X X X X X X
[45] X X X X
papers (see Table 8), suggesting that the data are sufficiently rich Social Care. This manuscript was prepared during a research fel-
to support each of the findings. lowship funded by Addenbrookes Charitable Trust and Cambridge
Only studies in which 50% of the findings focused on occupa- Biomedical Research Centre.
tional identity disruption were suitable for inclusion. Similarly,
studies that were published before 01 January 2012 and studies
published in any language other than English were excluded. The
extent to which these restrictions impoverished the data used for ORCID
the synthesis is unknown. Maria M. Martin-Saez http://orcid.org/0000-0003-1926-3583
All participants in the papers synthesized were home dwellers
and younger individuals were over-represented (see the charac-
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