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IJLXXX10.1177/1534734619848580The International Journal of Lower Extremity WoundsTsoulou et al
Original Article
The International Journal of Lower
Caregivers
Abstract
The purpose of this research was to explore the association between state and trait anxiety experienced by patients
who had undergone traumatic amputation and their family caregivers. The sample studied consisted of 50 hospitalized
patients who had undergone traumatic amputation and 50 family caregivers. The collected data included patients’ and
caregivers’ characteristics and the State Trait Anxiety Inventory scores. Fifty percent of patients and caregivers scored
below 50 and 47, respectively (median), in trait anxiety. In terms of state anxiety, at least 50% of patients and caregivers
scored below 56 and 50.5, respectively. These values indicate moderate to high levels of the impact of amputation
on the trait and state anxiety of amputees and their caregivers. A positive linear correlation was found between
the trait and state anxiety of the patients as well as between the trait and state anxiety of caregivers, as expected
(ρ = 0.915, P < .001, and ρ = 0.920, P < .001, respectively). A statistically significant positive correlation was also
observed between state patient anxiety and state anxiety of caregivers (ρ = 0.239 and P = .039) and between trait
patient anxiety and trait anxiety of caregivers (ρ = 0.322 and P = .030). More specifically, as the patient’s anxiety score
(either trait temporary) increases, the score of the caregivers’ anxiety increases and vice versa. Nurses should be
aware of the association between anxiety of amputees and caregivers and, therefore, work in multidisciplinary teams to
maximize clinical outcomes for patients after amputation and their families.
Keywords
state and trait anxiety, amputation, caregivers
Traumatic amputation is an unexpected life event associated Interestingly, this injury frequently implies heavy emo-
with increased morbidity, multiple interventions, prolonged tional burden to amputees and their families, which is
hospitalization, and increased disability rates.1-3 The main explained by the imposed changes in daily routines or activi-
causes of traumatic amputations are associated with acci- ties, the change of body image, the reduced ability to respond
dents on road, work injuries, falls, and high-voltage electri- to prior roles, and the loss of autonomy.8 Positive adjustment
cal burns.4 The prevalence and patterns of traumatic to amputation is affected by pain, functional disability level,
amputation are varying globally mainly due to insufficient cultural issues, supportive network, reactions of caregivers,
documentation. More strikingly, nowadays, traumatic ampu- and patient’s prior coping style to deal with the loss.4,8
tation as a result of war injuries or terrorist attacks is increas- Amputees may experience frustration, anxiety, intense fear,
ing at an alarming rate.3,4 and depression, while caregivers need support and access to
Traumatic amputation is a sudden and not common event assistance in coping with amputation of their loved person.4
in clinical practice as opposed to amputation of lower limbs, To the best of our knowledge, few studies have addressed
within the context of micro- and macro-angiopathy, which the association between anxiety experienced by amputees
consist of a preventable complication of diabetes melli-
tus.5-7 Nevertheless, this injury requires immediate treat- 1
General Hospital Asklipieio Voulas, Athens, Greece
ment and intensive care. Compared with upper extremities, 2
University of West Attica, Athens, Greece
the lower extremity amputations require surgery more fre-
Corresponding Author:
quently, have more complications, and more often recovery Maria Polikandrioti, University of West Attica, Agiou Spiridonos 28,
is longer.1 Advances in the field of microsurgery do not Egaleo, Athens 12243, Greece.
always entail restoring functionality to preinjury levels. Email: mpolik2006@yahoo.com
2 The International Journal of Lower Extremity Wounds 00(0)
and anxiety experienced by their family caregivers. In the present study, there was no intervention group
Needless to say, both patients’ and caregivers’ psychologi- since this research was cross-sectional and merely recorded
cal state is a matter of great importance for effective treat- the levels of state and trait anxiety of amputees and their
ment that needs to be addressed in providing holistic care caregivers.
to this sensitive population.
The aim of the present research was to explore levels
Ethical Considerations
and associated factors of state-trait anxiety among ampu-
tees and their caregivers as well as to evaluate the associa- Patients and their caregivers who met the entry criteria were
tion between anxiety experienced by amputees and their informed by the researcher about the purposes of the study
caregivers. and participated only after they had given their written con-
sent. Participation in the study was on a voluntary basis and
anonymity was preserved. Furthermore, all participants
Material and Methods were informed of their rights to refuse or to discontinue
their participation, according to the ethical standards of the
Study Population Helsinki Declaration of 1983. The study was approved by
The sample of the study consisted of (1) 50 hospitalized the Medical Research Ethics Committee of the hospital
patients who had undergone traumatic amputation and (2) (Registration Number 12855/18-10-2017).
50 family caregivers.
This cross-sectional study was conducted in patients
Data Variables
admitted to the public hospital Asklepieio Voulas, a tertiary
health care center in Attica Prefecture during January 2018 Data collection was performed via an interview using a
to July 2018. In the present study, patients who were referred questionnaire developed by the researchers so as to fully
to the center due to unintentional traumatic amputations serve the purposes of the study. The questionnaire com-
were included. prised 2 parts: the “State-Trait Anxiety Inventory” and a
This sample was a convenience sample, taken from a questionnaire that included participants’ characteristics.
group of patients easy to contact or easy to reach after their First, the data of patients’ were collected followed by data
hospital admission. Traumatic amputation is not very com- from caregivers’.
mon, and for this reason, there were no other criteria to the
sampling method except that patients were available and Patients’ Characteristics. The data collected for each amputee
willing to participate. included the following: (1) sociodemographic characteris-
Criteria for patients’ inclusion in the study were as fol- tics, for example, gender, age, marital status, educational
lows: (1) age over 18 years old; (2) hospitalization due to level, place of residence, occupation, and the number of
traumatic amputation; (3) ability to write, read, and under- children; (2) characteristics regarding amputation, for
stand the Greek language; and (4) ability to read and sign example, level of amputation, other injuries, time of trans-
the form of consent. All patients at the day of discharge fer to hospital; and (3) other variables as reported by the
were given oral information about their state of health. patients (13 items), for example, information (whether they
The exclusion criteria were as follows: (1) patients desired to receive written instructions after discharge, or
admitted to treat nontraumatic amputation, (2) patients with they believed their family was informed), whether they
cognitive disorders and eye or hearing problems, and (3) believed that family would support them, whether they
those taking anxiolytics or antidepressants. believed they would depend on their family, whether they
Criteria for caregivers’ inclusion in the study were as fol- experienced change in body image, whether they would
lows: (1) declare to be the family member who will provide face difficulties in social environment and they would limit
unpaid care on a regular basis for the person with amputa- their social contacts, whether they believed that their qual-
tion; (2) ability to write, read, and understand the Greek ity of life would change, whether they would like to have
language; and (3) ability to read and sign the form of con- psychological counseling after hospital discharge, whether
sent. The exclusion criteria for caregivers were the same as they needed help in daily activities, whether they would
for the patients. face difficulties when returning to normal life, and finally
Completion of questionnaires took place the day of hos- whether they would continue to enjoy life as before.
pital discharge because during that time all participants
were under the same circumstances as they had no other Caregivers’ Characteristics. The data collected for each
tasks to perform (laboratory tests or clinical examinations) caregiver included the following: (1) sociodemographic
and were ready to transit home. The interview lasted characteristics, for example, gender, age, marital status,
approximately 25 to 30 minutes for both patients and their educational level, occupation, place of residence, and the
caregivers. number of children, and (2) other variables as reported by
Tsoulou et al 3
the caregivers (11 items), for example, whether they were Table 1. Sociodemographic Characteristics of Patients
well informed—about health of their loved person, (N = 50).
whether they would support their loved person to restore N (%)
body image, whether they would support the their loved
person, whether they believed that their loved person Gender
would depend on them, whether they would face difficul- Male 35 (70.0%)
ties in the personal relationship, whether they would limit Female 15 (30.0%)
their social contacts, whether they believed their quality Age (years)
of life would change, whether they would face financial <30 2 (4.0%)
30-40 7 (14.0%)
worries, whether they would continue to enjoy life as
41-50 5 (10.0%)
before, whether they would like to have psychological
51-60 12 (24.0%)
counseling after hospital discharge, and finally whether
61-70 17 (34.0%)
they experienced stress about responding to the care of
>70 7 (14.0%)
their loved person. Marital status
Married 27 (57.4%)
Anxiety Assessment Single 7 (14.9%)
Divorced 1 (2.1%)
The State-Trait Anxiety Inventory (STAI) was used to Widow 12 (25.5%)
assess anxiety of amputees and their caregivers.9,10 The Education level
State Anxiety Scale (S-Anxiety) evaluates the current Primary school 26 (54.2%)
state of anxiety, and the Trait Anxiety Scale (T-Anxiety) High school 15 (31.3%)
evaluates relatively stable aspects of “anxiety prone- University 7 (14.6%)
ness.” In a clinical setting, it is essential to differentiate Occupation
between temporary condition of state anxiety and the Private or public employees 15 (30.6%)
long-standing trait anxiety that one experiences on a day- Household 3 (6.1%)
to-day basis. Pensioner 31 (63.3%)
The STAI has 40 items, 20 items allocated to each of Place of residence
the S-Anxiety and T-Anxiety subscales. Respondents had Attica Prefecture 26 (54.2%)
the ability to answer each question on a 4-poing Likert- Large city 13 (27.1%)
type scale. In each of the 4-point gradients, scores are Small town 6 (12.5%)
scored from 1 to 4. Responses for the S-Anxiety scale Village 3 (6.3%)
assess intensity of current feelings “at this moment”: (1) No of children
not at all, (2) somewhat, (3) moderately so, and (4) very 0 12 (25.0%)
1 11 (22.9%)
much so. Responses for the T-Anxiety scale assess fre-
2 13 (27.1%)
quency of feelings “in general”: (1) almost never, (2)
>2 12 (25.0%)
sometimes, (3) often, and (4) almost always. The scores
attributed to the questions are summed leading to a final
score of state and trait anxiety. Higher scores indicated
higher levels of anxiety. Results
Sample Description (Patients)
Statistical Analysis
Table 1 presents the sociodemographic characteristics of the
Nominal data are presented in absolute and relative (%) fre- patients. In particular, men accounted for 70% of the sample,
quencies, while the continuous data are presented with while 48% of the sample was over 60 years of age. Moreover,
mean, standard deviation, median, and interquartile range. 57.4% were married, 54.2% had primary level education, and
The normality of data was checked by the Kolmogorov- 63.3% were retired. The majority of patients were living in
Smirnov test and graphically with Q-Q plots and histo- Attica Prefecture (54.2%), while 75% had children. Table 2
grams. Anxiety scores are graphically presented with presents data related to the patients’ clinical characteristics.
boxplots. Spearman’s ρ criterion was used to evaluate the According to the level of traumatic amputation, it was
association between patient and caregivers scores. Stratified found that 8% had amputation in the upper limp, 58% in the
analysis on the level of amputation was also conducted to lower limp, and 34% in the finger(s) of the upper or lower
investigate any differences. The observed significance level limb. Furthermore, 75% of participants had other injuries.
of 5% was considered statistically significant. All statistical The median transport time from the time of the accident to
analyses were performed with SPSS version 20 (SPSS Inc, the hospital was 30 minutes. In Table 3, other variables as
Chicago, IL). reported by patients are presented.
4 The International Journal of Lower Extremity Wounds 00(0)
N (%) N (%)
Table 6. Impact of Amputation on the Trait and State Anxiety Association Between Trait and State Anxiety of
of Patients and Family Caregivers (N = 50).
Patients and Caregivers
Mean (SD) Median (IQR)
In Table 7, the associations of trait and state anxiety between
Patients patients and caregivers are presented. A positive linear asso-
Trait anxiety (range 20-80) 51.6 (15.4) 50 (40-69) ciation was found between trait and state anxiety of patients
State anxiety (range 20-80) 56.9 (15.4) 56 (42-73) as well as between the trait and state anxiety of caregivers
Caregivers (ρ = 0.915, P < .001, and ρ = 0.920, P < .001,
Trait anxiety (range 20-80) 47.5 (10.5) 47 (39-55) respectively).
State anxiety (range 20-80) 51.9 (11.8) 50.5 (42-62) A statistically significant positive correlation was also
Level of amputation: upper/lower limp observed between state patient anxiety and state anxiety of
Patients caregivers (ρ = 0.239 and P = .039) and between trait patient
Trait anxiety (range 20-80) 58.1 (16.0) 57 (44-74) anxiety and trait anxiety of caregivers (ρ = 0.322 and P =
State anxiety (range 20-80) 53.5 (15.9) 50 (41-70) .030). More specifically, as the patient’s anxiety score, either
Caregivers
trait or state (transient or temporary), increases, the score of
Trait anxiety (range 20-80) 51.3 (11.6) 50 (44-58)
their caregivers’ anxiety also increases and vice versa.
State anxiety (range 20-80) 46.4 (10.7) 44 (39-54)
No linear association was observed between the trait
Level of amputation: finger
anxiety of patients and the state anxiety of their caregivers
Patients
Trait anxiety (range 20-80) 54.5 (14.2) 56 (40-70)
as well vice versa.
State anxiety (range 20-80) 47.9 (14.2) 45 (34-62) Stratified analysis by level of amputation did not reveal
Caregivers any differences in the association of anxiety scores.
Trait anxiety (range 20-80) 53.3 (12.5) 54 (42-63)
State anxiety (range 20-80) 49.6 (10.1) 50 (39-59)
Discussion
According to the present results, men accounted for 70% of
64% stated to enjoy life as before, 80% would like to have the sample, 48% of participants were over 60 years of age,
psychological counseling, 36% experienced stress about and 34% had a finger amputation.
responding to the care of loved person, and 38% experi- In terms of information, all participants self-reported to
enced uncertainty about future. have received oral instructions from time of surgery until
the day of hospital discharge. However, the main enquiry of
Description of Trait and State Anxiety Scores of the present study was not to evaluate the current state in
hospital settings regarding association between provision of
Patients and Caregivers verbal information and anxiety but to find patients’ needs
From Table 6, concerning the trait anxiety of patients and about information before return to normal life as the ulti-
caregivers, it is observed that at least 50% of the patients mate goal is to plan effective and specific projects in health
and caregivers scored below 50 and 47, respectively services concerning amputation. More significant, 62% of
(median), 25% scored lower than 40 and 39, respectively, amputees wished to receive written information after hospi-
and the remaining 25% scored over 69 and 55, tal discharge before returning home, 60% of patients
respectively. believed their family to be “very” informed about their
In terms of state anxiety, at least 50% of patients and health, and 52% of caregivers declared to be “very well”
caregivers scored below 56 and 50.5, respectively (median), informed about the health of their loved person. Provision
25% scored below 42, and the remaining 25% scored above of verbal information only at the time of discharge may con-
73 and 62, respectively. tribute to patients’ disempowerment and passivity as they
These values indicate moderate to high levels of the are unable to refer to information or may not remember
impact of amputation on the trait and state anxiety of what they have been told. Contrariwise, providing written
patients and their caregivers. These results are also graphi- material in the form of information booklets or summary
cally displayed as a boxplot (Figure 1). letters may increase patients’ knowledge and reduce confu-
Stratified analysis based on the level of amputation sion. Accurate and simple written information along with
showed that patients with limp amputation had a little assessment of patients’ beliefs, concerns, and expectations
higher levels of anxiety than patients with finger amputa- may be a successful step to reduce anxiety and misunder-
tion, whereas caregivers of patients with finger amputation standings. Providing effective information to patients is a
had slightly higher anxiety than caregivers of patients with key element of quality care and a fundamental right of all
limp amputation. patients being discharged.11,12
Tsoulou et al 7
Figure 1. Boxplot of state and trait anxiety of patients and their caregivers. Box-Whisker plot presents data as mean ± 1 SD.
Table 7. Association Between State and Trait Anxiety of Patients and Caregivers.
Patients Caregivers
P values determined using Spearman’s rho correlation coefficient. Significant values are in bold.
The results also showed that 82% of patients believed extent on understanding and help of family. Family mem-
their family would support them while 54% of caregivers bers usually try to protect the injured young individuals
declared that they would support their loved person. (aged 16 to 24 years old) and facilitate their transition back
Effective treatment of an amputation depends up to an to independence.13 The more the family is involved in the
8 The International Journal of Lower Extremity Wounds 00(0)
rehabilitative care, the lower the mental burden of these among amputees, caregivers, and health care professionals,
individuals.14 Family as a source of support is linked with thus improving health outcomes. According to Bennett,22
improved health outcomes after amputation.15 patients often report lack of empathy and effective commu-
Another finding of this study concerned disfigurement, nication from health care providers, which along with
with 68.8% of amputees declaring a change in body image absence of postoperative follow-up are triggering anxiety in
and 58% of caregivers declaring they would help amputees individuals with limb amputation and their caregivers.
to restore their body image. Amputees may perceive them- Counseling is influenced by the availability of services and
selves as no longer complete persons either due to the loss related structures. For example, health professionals can
of physical functionality or the loss of future hopes and monitor the patient in the community, with prescheduled
expectations. Amputation causes triple loss, that is, loss of home visits. Early counseling significantly contributes in
function, sensation, and body image. The path to accept the handling practical issues and reducing emotional distress
new body is long and complex as the person is asked to that may emerge 2 to 24 months after surgery.23 One other
pass through 5 stages: denial, anger, negotiation, depres- aspect is the development of a more patient-centered sys-
sion, and acceptance. These stages lead patients to over- tem that facilitates adjustment through telephone consulta-
come the initial shock, reconcile with their new body tions and support for persons with amputation. Rehabilitation
image, and move from a state of mourning to accept approaches will be most effective when tailored to patients’
changes though understanding the loss and regaining con- profiles. Individuals satisfied with rehabilitation services
trol over the new reality.8,16,17 Timely participation in ear- and accepted by society experience less anxiety.6
lier activities ensures that prior roles are retained, which in Moreover, 66% of caregivers reported to have finan-
turn positively affects self-esteem and facilitates successful cial worries (very and enough). One more important goal
adaptation.18,19 It is worth noting that 1997 was a signifi- of rehabilitation is to facilitate return to work, which is
cant year for the association between body image and influenced by the following factors: (1) demographic
amputation because Breakey introduced the Amputee (age, sex, and educational level), (2) clinical (amputation
Body-Image Scale (ABIS) scale.20 level, time from the event to amputation and mobility
With regard to social interactions, 60% of amputees restrictions), and (3) other (salary and social support).
believed they faced many difficulties with social environ- However, physically demanding occupations or those
ment (very and enough) and 54% stated they would limit requiring external appearance are difficult to combine
their social contacts (very and enough), whereas only 6% of with amputation. In these cases, individuals feel their pro-
caregivers reported they would restrict their social contacts. fessional ambitions break down due to disability, thus
Society is influenced by preconceived notions and preju- experiencing increased anxiety about their future profes-
dice and there is a reluctance to treat them as physiologi- sional goals. A literature review showed 66% return-to-
cally healthy individuals. Interestingly, amputation is a work rate after limb amputation.24
visible remainder of disability and it is only after hospital The results indicated moderate to high levels of the
discharge that amputees understand the tremendous changes impact of amputation on the STAI of patients and their care-
in lifestyle, career prospects, and entertainment options. givers. STAI is a psychological inventory that measures 2
Meanwhile, at this time family, friendship, and social ties types of anxiety: (1) state anxiety, or anxiety about an event,
are tested.17 Low levels of social integration are associated and (2) trait anxiety, or anxiety level as a personal charac-
with negative health outcomes. Raising awareness about teristic. It is important to measure these 2 different types of
social support is a challenge to minimize the devastating anxiety at the time of hospital discharge and before transit
consequences of amputations, especially those involving home. First, it will help health professionals to recognize
disability, thus weakening social bias or stereotypes for individuals at high risk of experiencing anxiety after hospi-
these vulnerable groups.21 tal discharge. Second, it will distinguish anxiety that was
A discouraging finding of the present study is that 79.2% triggered by amputation and anxiety as a type of personal-
of amputees believed that they will experience a change in ity, thus needing different treatment approaches. Third, this
their quality of life. Several explanations may account for information is a valuable resource when planning health
the diminished quality of life such as the changes in their care services and implementing psychological intervention
physical capabilities, reduced mobility, pain, and loss of to alleviate emotional burden. Additionally, results showed
physical integrity.17 that as the patients’ anxiety (either state or trait) increased
Results also showed that 78% of amputees and 80% of the caregivers’ anxiety also increased and vice versa.
caregivers wished to have access to psychological counsel- Individuals who underwent amputation experience anxi-
ing after hospital discharge. Moreover, 36% of caregivers ety because of the following concerns: (1) change in appear-
experienced stress about their ability to respond to the care ance and mobility; (2) ability to participate in activities and
of the amputee. After hospital discharge, counseling is facil- dependency on the environment; and (3) ability to respond
itating adjustment to amputation and the therapeutic bond to prior social, family, and professional role.24-28 In the
Tsoulou et al 9
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