Professional Documents
Culture Documents
In his keynote address to the 2011 Leiden conference, “Proportional Systems in the
History of Architecture,” Howard Burns posited that the current study of proportional
systems lacks “ground rules.”1 Indeed, without an agreed-upon set of conceptual and
methodological assumptions on which a cohesive body of scholarship can be based,
at least as a point of departure for new inquiry and debate, scholars of architectural
proportion run the risk of unproductively “talk[ing] through each other,” as Thomas
Kuhn describes what happens when scientists disagree—or even agree—without
understanding why, thus potentially contributing to a fragmentation of collective
effort.2 The following ten principles are proposed as a set of ground rules to help
scholars talk to—rather than through—each other, and to clarify points of agreement
as well as disagreement.
525
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
526
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
527
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
such as where ancient Greek architects apparently grappled with the impossibility
of assigning whole-number modular values to both the stylobate width and the
intercolumnar, axial width of the peristyle in a single temple, and opted to stretch
some of the intercolumniations slightly beyond the targeted whole number dimension
in order to make it all work out closely enough to express their modular intentions.
Stephen Murray (Chapter 6) attributes apparent irregularities in medieval
architecture to a combination of “error and artifice,” and notes that medieval builders
might have taken solace in Vitruvius’s occasional sanctioning of the architect’s creative
liberty (or, “flashes of genius”) over the requirements of regularity.11 Franco Barbieri
(Chapter 11) notes that in the works of both Andrea Palladio and Vincenzo Scamozzi
a “gap” exists between the “proportions deduced from theory” and those depicted
in their published illustrations. If Palladio preferred to hide these discrepancies,
however, much to the discouragement of his admirer and historian Ottavo Bertotti
Scamozzi (1719-1790), Vincenzo Scamozzi (1548-1616) openly indicated in his L’idea
dell’architettura universale certain asymmetries and other anomalies in his own
works, even presenting what Barbieri terms the “absolutely heretical situation” of an
asymmetrically located entrance in an otherwise symmetrical façade of Palazzo Trissino
in Vicenza, in response to preexisting conditions.12
Roberto Pane concludes from Bertotti Scamozzi’s and Rudolf Wittkower’s
observations of Palladio’s work that the exception is not irregularity, “… but the exact
equivalence between the abstract rule and its physical realization.”13 Mario Curti
(Chapter 2) reaches a similar conclusion from his broader historical survey of this
dichotomy, noting the two poles between which “…the mind of the artist always seems
to oscillate: on one side, reality as represented by nature in all its aspects, and on the
other, the dream of absolute perfection.”14 Marvin Trachtenberg (Chapter 7) provides
a postmodern interpretation of a facet of this problem, quoting George Steiner’s
assertion that “form is not perfected act but process and incessant revision.”15 Part of
the architectural historian’s job, therefore, is to expect proportional discrepancies and
estimate their normal extents building by building, based on archaeological evidence
and other sources.
The basilica of San Lorenzo in Florence provides a useful case study highlighting
some typical kinds of proportional discrepancies that might be encountered in studies
of proportional systems in extant works of architecture, and some strategies for
interpreting them. A recent survey reveals that the six columns in the western three
bays of the nave (first phase of nave construction) differ in height by no more than
1.5 centimeters from one to the next (Fig. 1 shows a typical nave arcade bay).16 If the
masons could achieve this remarkable level of precision in duplicating the heights of
monumental stone columns, we may assume that they were also capable of executing
the various width-to-height proportions they intended between these columns with
equal precision. In these nave arcades, therefore, any proportional discrepancy larger
than 1.5 centimeters may be considered abnormally large, meaning that either the
architect did not intend the proportion in question, or that he intended it but some
historical circumstance led to the discrepancy.
In the San Lorenzo nave arcade bays, several proportional relationships
correspond to the building measurements within this 1.5 cm threshold and together
form a remarkable proportional system combining geometrical, numerical and
arithmetical relationships.17 This proportional system exudes intention due to its vir-
528
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
tuosic engagement with the ancient problem of the incommensurability of the length
of the side of a square relative to its diagonal; the appearances of a Boethian number
sequence; repeated, common fractional values expressed in Florentine braccia
(consistent with braccio subdivisions of the period); and the thorough consistency
of this proportional system with late medieval learning, as indicated by documentary
evidence (see Principle 4, below).18 There is a problem, however: the column shafts are
11 to 12 centimeters taller than this proportional system calls for, and the entablature
blocks are correspondingly shorter (Fig. 1).19
529
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
530
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
Boethian number progression 1, 5, 9, 13, 17, which any educated person of the 15th
century would have recognized as such, is implied. Thus the architect used a local unit
of measure as the medium for expressing a unity of geometry and numbers, in this case
deliberately involving difficult side/diagonal ratios (Fig. 1).27 Had it been possible to
transport this building to another municipality that used a unit of measure of different
length, these numerical layers of meaning would have evaporated.
Stephen Murray (Chapter 6) notes an example of the integration of local units
of measure into proportional systems that may have had more dire consequences.
According to Murray, the two tallest Gothic cathedrals, those of Amiens and Beauvais,
both express the number 144, a New Testament dimension of the Celestial City, in their
internal heights of the nave vaults above the floor in terms of their respective municipal
units of measure. In aspiring to this heavenly number symbolism, however, the Amiens
builders faced a slightly lesser structural challenge than their Beauvais brethren, for
the local Roman foot used in Amiens was slightly shorter than the royal foot used at
Beauvais, and the physical vault height necessary to reach 144 local units of measure
was consequently lower by nearly six meters. The Amiens masons completed their
vaults without incident, but the higher-reaching vaults of Beauvais collapsed in 1284.28
Units of measure exerted powerful control over buildings and their architects
and, as Lex Bosman surmises (Chapter 9), they may have even driven the development
of the module in ancient times by regulating the dimensions of building materials
ab initio. With the rise of publishing during the Renaissance, architectural theoreticians
had new incentive to supersede local measurements in order to reach general audiences
by communicating proportional systems in universal languages such as geometry or,
more commonly, modules.29 According to Bosman, however, the main driver of the
increasing emphasis on the module over local units of measure in publications of
Renaissance architectural theory, beginning with Giacomo Barozzi da Vignola’s Regola
delli cinque ordini d’architettura (1562), was a desire by architects for enhanced control
over the dimensioning of buildings and building materials. This theme is carried into
the 20th century by Jean-Louis Cohen (Chapter 21), who suggests that Le Corbusier’s
invention of his own unit and system of measure, the Modulor, helped him maintain a
high level of control over his atelier’s ever-expanding body of built work around the
world (see also Principle 10).
The portico of Brunelleschi’s Ospedale degli Innocenti contains ten columns spaced
ten braccia on center (Fig. 2).31 Ten (10) columns, 10 braccia. You can see the columns
and count them. You cannot see the braccia. You can only understand their quantities
conceptually. This confluence of visible and invisible presences of the number 10 is
consistent with simultaneity in medieval thought, perhaps a manifestation of the period’s
mystical conception of the visible world as but a reflection of a larger macrocosmic
order.32 Examples of similar visible/invisible numerical simultaneity abound in the
history of architecture. The first courtyard (Chiostro degli Uomini) of the Ospedale
degli Innocenti contains 6 columns per side, spaced 6 braccia on center.33 The nave of
Brunelleschi’s basilica of Santo Spirito has a nave 9 bays long, with columns spaced 9
531
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
braccia plinth to plinth (Fig. 3).34 The Cathedral of Milan floor plan is 16 bays long, and
was designed on a grid spaced 16 braccia milanesi on center (Fig. 4).35
Proportional simultaneity can be augmented by number symbolism, such
as, for example, when the number 12 appears in a proportional system for various
geometrical or arithmetical reasons, but also serves as a symbol of the 12 apostles.36
Such symbolic simultaneity as a mental habit is communicated by Johannes Scotus
Erigena, a 9th-century theologian and Neo-Platonist philosopher who writes that
whenever he thinks of 8, thoughts of Easter, the Resurrection, regeneration, spring, and
new life simultaneously “vibrate” within him.37 For such observers potential number
symbolism could be found almost everywhere, and one of the primary challenges for
the architectural historian is to distinguish the proportions intended by the original
designer, including number symbolism, from potential coincidental interpretations.
Indeed, another challenge is to attempt to distinguish the proportions and associated
symbolism that early observers might have perceived in the design of a building,
whether the architect intended such readings or not.
Some early observers of Brunelleschi’s basilica of Santo Spirito, for example,
could have interpreted the eight columns in each nave arcade (Fig. 3) in the manner
of Erigena’s aforementioned iconographical vibrations of eight, but without evidence
in addition to the mere possibility, such a proposal would remain speculative. Internal
evidence in the basilica itself supports another symbolic interpretation, however,
this one communicated in multiple forms simultaneously: the 9 bays of the nave,
understood as 3 x 3 = 9, represent the Holy Trinity, of which the eponymous Holy
Spirit, or Spirito Santo, is the third entity. Indeed, this basilica is replete not only with
nines, but threes: in addition to the 9-bay nave and 9 br plinth to plinth dimensions
throughout, it has 3 transept and apse-like wings, each 3 bays long; and a flock of
carved doves representing the Spirito Santo (Figs. 3 and 5) all of which reinforce the
Trinitarian theme.38 Thus we see, from this discussion and that of Principle 4, above,
that simultaneity is of interest not only philosophically and iconographically, to help
us interpret proportional systems; but also methodologically, to help us distinguish
intentional proportional relationships from coincidental ones, since the intentional
ones are likely to resonate simultaneously in multiple forms.
Fig. 2. Ospedale
degli Innocenti, Florence.
Author.
532
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
533
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
534
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
Fig. 7. Basilica of San Lorenzo floor plan with root-2 Fig. 8. Giuliano da Sangallo, Basilica of San Lorenzo Fig. 9. Basilica of
rectangle overlay, based on actual pilaster plinth to pilaster floor plan sketch, “Taccuino senese” (c. 1480). Photo: Santa Maria del Carmine,
plinth measurements, suggesting a possible original Biblioteca Comunale, Siena. Pavia, floor plan. Author.
intention of approximately square nave chapels. Author.
535
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
Fig. 10. Basilica of Santa Maria del Carmine, Pavia, begun c. 1373, aisle view. Author.
536
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
Fig. 11. Basilica of Santo Spirito, Florence, begun c. 1434, aisle view. Author.
537
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
similarities with San Lorenzo (Figs. 8 and 9), it bears striking above-ground similarities
with Brunelleschi’s basilica of Santo Spirito (Figs. 10 and 11). These observations lead
to the conclusion that Brunelleschi very likely visited Santa Maria del Carmine in Pavia
and drew inspiration from it—a conclusion supported by enough additional evidence
that it can stand independently of the original, proportion-inspired deep nave chapel
hypothesis that led to it in the first place.42
538
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
539
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
540
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
541
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
above. Indeed, all that is needed is some compelling storytelling combined with only
intermittently rigorous treatment of factual evidence, to alter public perception of a
building (or category of buildings) potentially for decades or more. Mark Wilson Jones
(Chapter 10) notes, for example, how almost a century ago William Bell Dinsmoor had
already expressed exasperation at the quantity and complexity of published attempts
to derive a proportional narrative from the stones of “the poor old Parthenon.”62
More recently the Dutch Benedictine monk and architect Dom Hans van der Laan,
as discussed by Caroline Voet (Chapter 23), saw the Parthenon as an embodiment of
his “plastic number” theory, while H. E. Huntley and Gyorgy Doczi have captured the
imagination of a broader public by claiming to find in this same building the golden
section.63
The Parthenon is not the only ancient building to have been reimagined centuries
after its construction through proportional narrative. In 1620 Inigo Jones visited
Stonehenge at the behest of King James I for the purpose of gathering evidence to
purportedly demonstrate that the structure was built by the Romans. Jones created a
proportional system to carry much of this new narrative, reconstructing Stonehenge in
a series of drawings to conform to a geometrical overlay of overlapping triangles that
he believed was Roman in character and must have represented the original design
(Fig. 12). Jones perhaps had ideological and political motives for establishing a Roman
pedigree for this “most notable antiquity of Great Britain,” as the title of his posthumous
book describes it, to facilitate acceptance in Great Britain of the Roman-inspired
classical style that he was promoting with his own design work, and to demonstrate, as
van Eck argues, “...that [James’s] kingdom could boast an authentic Roman past....”64
542
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
543
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
Unexpectedly to Wittkower, for a brief time in the early 1950s Wittkower saw
his own proportional narratives vying for the attention of modern architects alongside
those of Le Corbusier.72 Ultimately, however, Wittkower’s narratives have proven more
resilient than Le Corbusier’s, though in the field of architectural history rather than
architecture. His proportional narratives that render Renaissance architecture as a
paragon of mathematical perfection, from Brunelleschi’s San Lorenzo and Alberti’s
Santa Maria Novella to the residences and churches of Palladio, for over six decades
made Wittkower the unrivaled authority on Renaissance proportional systems in the
eyes of many scholars.73 Indeed, while the limitations of Wittkower’s proportional
narratives in explaining actual Renaissance theory and practice are increasingly
becoming appreciated, the vast and long-lasting influence of these proportional
narrratives makes Wittkower one of the most consequential figures in the history of
Renaissance architecture, if that history is understood to include the ever-evolving
historiographical reception of the style to the present day.
Conclusion
If proportional systems are to be understood as narratives, or, sequences of
geometrical, numerical, and/or arithmetical nuggets embedded in the dimensions of
buildings in order to produce certain outcomes, what were those intended outcomes
and for whom were they intended? Proportional systems could have been intended
as objects of private contemplation, intended by and for each individual architect;
or, more likely, as semi-private communications between the architect, his patron,
and those cognoscenti capable of deciphering them. In either case, they must have
been considered important for the architects to have gone to so much trouble to craft
them. As forms of communication, furthermore, they may have been similar to prayers
or incantations intended to support spiritual or metaphysical beliefs. Regardless of
the exact character of any particular proportional system, the participants in such
communications believed that proportional systems helped to bring about certain
desirable outcomes in architecture, such as structural stability, ordine, and perhaps
a relationship with God and the macrocosm. By thus helping to imbue lifeless stone
with the agency of communication, proportional systems have contributed to making
architecture a deeply meaningful art form.
Notes
1
This conclusion is a revision of: Matthew A. Cohen, “Conclusion: Ten Principles for the Study of
Proportional Systems in the History of Architecture,” Architectural Histories 2(1), Art. 7 (2014), in the
Special Collection “Objects of Belief: Proportional Systems in the History of Architecture,” edited
by Matthew A. Cohen and Maarten Delbeke, DOI: http://doi.org/10.5334/ah.bw. On the Leiden
conference see the introduction to this volume, note 1.
2
Kuhn, The Structure of Scientific Revolutions, 109 and 132. Cf. Fernie, "A Beginner's Guide."
3
Cohen, Beyond Beauty, 21.
4
See the introduction to this volume (Chapter 1), note 42; and Cohen, Beyond Beauty, 21–22.
5
See de Jong, “Subjective Proportions,” Chapter 4 herein, page 94.
6
See the introduction to this volume (Chapter 1), note 25.
7
This implied, subconscious analogy also operates biomorphically, as between a Paestum temple
544
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
and a creature of stocky build such as an ox, though here again the judgment of stocky ultimate-
ly operates through implied analogy with the human body. Since such empathetic responses are
probably subjective rather than innate, in light of the current global obesity epidemic might collec-
tive perceptions of normative body proportions eventually change, and with them, perceptions of
which buildings will be associated with otherness?
8
van Eck, “The Composto Ordinato,” Chapter 3 herein, 72.
9
See, for example, the Bern Digital Pantheon Project: http://repository.edition-topoi.org/collection/
BDPP, DOI 10.17171/1-4, discussed by Gerd Graßhoff and Christian Berndt, “Decoding the Panthe-
on Columns,” Chapter 17 herein.
10
Tallon, “Divining Proportions,” Chapter 16 herein, 357; and similarly, Murray, "Plotting Gothic"
(Chapter 6 herein), 129-130.
11
Murray, “Plotting Gothic,” Chapter 6 herein, note 38.
12
Barbieri, “Scamozzi’s Orders,” Chapter 11 herein, 242.
13
Pane, “Andrea Palladio,” 411, as quoted in Barbieri, “Scamozzi’s Orders,” Chapter 11 herein, 240.
14
Curti, “Canons of Proportion,” Chapter 2 herein, 61.
15
Trachtenberg, “To Build Proportions in Time,” Chapter 7 herein, 157.
16
Cohen, “How Much Brunelleschi?,” Appendix 2.
17
On the difference between numerical and arithmetical relationships, see the Introduction to this
volume (Chapter 1), note 94.
18
On the San Lorenzo nave arcade bay proportional system and related supportive evidence see
Cohen, Beyond Beauty, Chapter 2; and Cohen, “How Much Brunelleschi?,” 19-37.
19
In Fig. 1 (left), which accurately represents dimensional relationships, note that the tops of the col-
umn shafts, at the mortar joints where they meet the astragals (which in this basilica are integral
with the capitals), rise slightly above the top of the square plus root-2 rectangle overlay. The mis-
alignment in this figure represents actual conditions, but the column shafts were probably intended
to align perfectly with the top of this overlay. This figure is therefore annotated with the assumed
intended dimensions in braccia, including 13 2⁄3 br for the column shaft heights. On this construction
error, see Cohen, Beyond Beauty, 104–111; and Cohen, “How Much Brunelleschi?” 33–37.
20
For a corresponding figure for the Santo Spirito nave arcade bay, showing the actual, perfect align-
ment of the column shafts with the top of a root-2 rectangle inscribed between the column plinths,
see Cohen, Beyond Beauty, Fig. 2-47; and Cohen, “How Much Brunelleschi?,” Fig. 25.
21
Such justification must include logical historical scenarios supported by both verifiable evidence
and specific analysis of measurement discrepancies, and not merely a general appeal to construc-
tion error to justify any proportional theory that does not conform to the building measurements.
22
For example, the Florentine braccio (“arm”) used in the construction of the basilica of San Lorenzo
(and many other buildings and works of art in Florence) measures 58.66 cm, while that used con-
temporaneously in the basilica of Santo Spirito, also in Florence, measures 58.67 cm, as verified by
surveys of these basilicas and statistical analysis of repeated architectural elements. In both basil-
icas, for example, each column plinth measures 2 br per side, based on the preceding values, re-
spectively, with very slight variation from one plinth to the next (thus the need for statistical analysis).
The plinths thus effectively constitute 15th-century campioni (samples), similar to the bronze 1782
passetto (“step,” or, two braccia) preserved in the Florentine state archives, which measures 116.72
cm (or, 58.36 cm x 2). This and other evidence suggests that the San Lorenzo braccio was standard in
Florence while that of Santo Spirito was a deviation particular to that worksite. Cohen, Beyond Beau-
ty, 88; and Cohen, “How Much Brunelleschi?,” 27. For a photograph of the 1782 campione, see Co-
hen, Beyond Beauty, Fig. 2-41; and Cohen, “How Much Brunelleschi?,” Fig. 18. The Santo Spirito val-
ue of 1 br = 58.66 cm was first reported by Benevolo, Chieffi, and Mezzetti, “Indagine sul S. Spirito,”
2-4. Juergen Schulz incorrectly claims that I have derived the 58.36 cm value (which he reports as
58.35 cm) from 19th-century conversion tables, when in fact I derived it from the early 15th-century
built fabric of San Lorenzo and the 1782 campione, as noted above. His confusion apparently stems
from the context of the publication he cites, in which, as part of an analysis of the basilica of Santa
Maria del Fiore in Florence, I critique the braccio calculations of a 19th-century historian, Gustavo
Uzielli, in relation to the 19th-century conversion tables that he probably used. Schulz, “Measure for
Measure,” note 7; in reference to Cohen, “Quantification and the Medieval Mind,” 4-5.
23
Wilson Jones, “Approaches to Architectural Proportion,” Chapter 10 herein, 219; and on possible
similar practices during the Gothic period see Murray, “Plotting Gothic,” Chapter 6 herein.
24
For example, if a square has a side measuring 5 units, the length of the diagonal will not be a numer-
ical value, whether whole or fractional (recalling that fractions are numbers), but rather, the irrational
quantity expressed today as an infinite decimal, 7.071…. Vitruvius acknowledges the impossibility
of finding a whole-number value for the diagonal of a square in such situations, noting: “nobody can
find this by means of arithmetic.” Vitruvius, Ten Books, IX, Introduction, 4.
545
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
25
Cohen, “Quantification and the Medieval Mind.”
Note that 13 ⁄3 divided by 9 ⁄3 (which is the same as 41 divided by 29), equals 1.4137…. This quo-
26 2 2
tient is so close to the numerical expression of √2, or 1.4142…, that the difference amounts to but
a few millimeters of stone at the scale of the San Lorenzo nave arcades, and therefore, far less than
any fifteenth century mason would ever have been concerned with. Thus through approximation,
Dolfini resolved the existential problem of the side/diagonal ratio in a manner consistent with me-
dieval thinking, though he was surely not the first to do so. On the question of authorship of this
proportional system, see Cohen, Beyond Beauty, 185–207, which expands upon Cohen, “How Much
Brunelleschi?” 41–44.
27
Cohen, Beyond Beauty, 53–111; and Cohen, “How Much Brunelleschi?” 19–37.
28
For units of measure used at Amiens, and the biblical reference (Revelation 21:14–17) to the height
of the wall of the Celestial City as 144 cubits, see Murray, Notre Dame, 159–160. Murray also notes
that the “...spread of the west façade buttresses with the twelve minor prophets is 120 feet,” a di-
mension that he suggests perhaps refers to the twelve foundations of the Celestial City and the
“twelve apostles of the Lamb” both of which are also mentioned in this passage of Revelation. The
number 144 therefore may be part of a broader proportional system, rather than a single symbolic
number. Chapter 6 herein, 138; and Murray, Notre Dame, 163. Similarly, New York City’s Freedom
Tower, which rises to a symbolic 1776 feet, would have required either a different symbolic number
or a vastly increased height had the United States adopted the metric system as it once considered
doing.
29
See, for example, Cesariano, Di Lucio Vitruvio Pollione; Alberti, De re aedificatoria; and da Vignola,
Regola delli cinque ordini.
30
For the term “belief-based proportional system,” see the introduction to this volume (Chapter 1),
14.
31
The columns in question include only those from the original early 15th-century construction. Note
that each end of the portico terminates quite unusually with a full column standing next to the end
wall, rather than with an engaged column or a pilaster more typical of the period. Thus Brunelleschi
appears to have made a concerted effort to include specifically ten columns. The average portico
bay width, on center, based on my measurements of the Ospedale recorded in June 2005, is 584.05
cm. The assumed standard length of the Florentine braccio during this period is 58.36 cm. See note
22, above; and Cohen, Beyond Beauty, 88–89. Saalman, Filippo Brunelleschi, 71, notes an on-center
bay width of ten braccia in this portico, but does not refer to any survey measurements.
32
Crosby, The Measure of Reality, 46-47.
33
The average chiostro bay width, on center, based on my measurements of the Ospedale recorded
in June 2005, is 350.2 cm. Indeed, this simultaneity is augmented on the fractional level: in the exte-
rior portico, fractional dimensions are expressed in terms of tenths of a braccio, such as the capital
height of 11⁄10 br (64.2 cm); and in the aforementioned chiostro, in terms of sixths of a braccio, such
as the capital heights of 11⁄6 br (68.1 cm).
34
Cohen, Beyond Beauty, 98–99, 105, and 146. This interpretation of the significant dimensions in the
Santo Spirito floor plan as being those measured plinth to plinth (i.e., 9 braccia between adjacent
column plinths) is not necessarily in conflict with Giuliano da Sangallo’s annotation to his Santo
Spirito floor plan drawing with two on center (axial) measurements, 22 braccia and 11 braccia. Da
Sangallo, Il libro di Giuliano da Sangallo, II: fol. 14r. During the late medieval and early Renaissance
periods, dimensions originally conceived by their architects as measured plinth to plinth were in
later documents sometimes reported on center, as in this drawing, perhaps for convenience. For a
similar discrepancy between measurements apparently conceived plinth to plinth, but later report-
ed in archival documents in terms of on center dimensions, see the documents pertaining to the
nave arcades of the basilica of Santa Maria del Fiore, as discussed in Cohen, “Quantification and the
Medieval Mind”; and Cohen, Beyond Beauty, 232–242.
35
Although the last two bays at the apsidial end are angled and therefore do not measure sixteen
braccia lengthwise, note that the length of the floor plan in bays is sixteen. For evidence that the Ca-
thedral of Milan was originally intended to be laid out on a sixteen braccia milanesi floor plan grid,
see Stornaloco’s 14th-century letter and diagram in Frankl, “The Secret of the Mediaeval Masons,”
53.
36
Cf. note 28, above, and den Hartog, 1, 2, 3, 6: “Early Gothic Architecture,” Chapter 8 herein. On
proportional simultaneity see also Wilson Jones, “Approaches to Architectural Proportion,” Chapter
10 herein.
37
As quoted in Krautheimer, “Introduction to an ‘Iconography,’” 9. Later in the medieval period this
mental habit appears to have had more practical manifestations. For example, the “Rule of Three,”
or, the “Merchant’s Key” employed three proportional formulae in order to redundantly triple check,
for maximum surety, the relationship between numbers in a numerical series, and was used in prob-
546
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
lems related to currency exchange and bartering. Baxandall, Painting and Experience, 95-99. I thank
Theresa Flanigan for calling my attention to this reference. For a mathematical definition of the “rule
of three” see Cohen, Beyond Beauty, 21.
38
Cohen, Beyond Beauty, 146; and Cohen, “The Bird Capitals.”
39
Galletti, “Philibert de L’Orme’s Divine Proportions,” Chapter 19 herein, 411.
40
Delbeke, “An Old Problem?,” Chapter 20 herein, 421.
41
Da Sangallo, Taccuino senese, fol. 21v. Sangallo’s San Lorenzo floor plan drawing (Fig. 7) contains
three differences with the present plan, in addition to the deep nave chapels noted above: nu-
merous circles in the plan indicating a succession of large and small domes covering each bay
throughout the basilica; an entrance portico, itself covered by five domes; and a second sacristy
symmetrically opposite the Old Sacristy, drawn at a time when there is no clear evidence that such a
sacristy had yet been planned. It is possible that da Sangallo had some knowledge of Brunelleschi’s
intention to include deep nave chapels in the original design, but that da Sangallo invented the
other three above-noted differences as was his habit elsewhere. The presence in this floor plan of
features almost certainly invented by da Sangallo, such as the numerous domes, does not preclude
the possibility that other features, such as the deep nave chapels, were based on da Sangallo’s
knowledge of Brunelleschi’s original intentions.
42
Cohen, Beyond Beauty, 209–231; and Cohen, “The Lombard Connection,” 31–44.
43
With an emphasis on the medieval and Renaissance periods, but with many likely similarities with
all periods prior to the mid-eighteenth century, those six intended purposes may be summarized
as: 1) to provide diagrammatic clarity; 2) to confer structural stability; 3) to confer an overall state of
correctness, including structural stability, which in Italy was often called ordine; 4) to communicate
non-visual, iconographical content; 5) to help ensure stylistic consistency; and 6) to create aesthet-
ic beauty, though prior to the eighteenth century the term “aesthetic” would have been lacking.
Cohen, Beyond Beauty, 25–35, and ch. 6.
44
The root-2 rectangle happens to be an efficient cross-section for a typical wood joist, ensuring
near-maximum strength per unit of material for the species of wood commonly used in construc-
tion. This rule-of-thumb appears in 19th- and early 20th-century builder’s manuals, but there is no
evidence that it had any significant impact on the history of architecture. It has no similar structural
benefits in masonry construction. Cohen, Beyond Beauty, 275 and note 118.
45
See the introduction to this volume (Chapter 1), note 5.
46
Graßhoff and Berndt, “Decoding the Pantheon Columns,” Chapter 17 herein, 374; and Gerbino,
“Were Early Modern Architects Neoplatonists?,” Chapter 5 herein, 121. On the impracticality of
proportional systems, note Krista De Jonge’s cautious assessment that the surviving documentary
evidence pertaining to early modern Netherlandish architectural theory “…offers a glimpse of the
discourse current with the intellectual and artistic elite of the time, rather than any measurable con-
nection with architectural practice.” De Jonge, “Early Modern Netherlandish Artists,” Chapter 12
herein, 250.
47
Lois made the drawing ten years later, in 1672, for a book manuscript. Ottenheym, “Proportional
Design Systems,” Chapter 13 herein, 280.
48
Howard Burns, in personal correspondence with the author.
49
Manetti, Vita, 66; and Cohen, Beyond Beauty, 211 and note 2.
50
De Honnecourt, Sketchbook, 92–93, pl. 41.
51
See also Cohen, Beyond Beauty, ch. 1 and 6.
52
See the introduction to this volume (Chapter 1), note 5.
53
For a definition of proportional system, see the introduction to this volume (Chapter 1), page 30
and note 93; and page 538 and note 43 in the current chapter. The prospect of attempting to com-
prehend multiple layers of meaning within a proportional system simultaneously, perhaps through
deep meditation, raises tantalizing questions about the original reception of such proportional sys-
tems among religious communities. Cf. Principle 5.
54
For the San Lorenzo proportional system see Principle 4, above; Cohen, Beyond Beauty, 53–111;
and Cohen, “How Much Brunelleschi?” 19–37.
55
Cohan and Shires, Telling Stories, 1 and 65.
56
Cohan and Shires, Telling Stories, 58. Cf. Aristotle’s definition of plot as “...the ordering of the partic-
ular actions” Aristotle, Poetics, 1450a–1451a, as quoted in De Jong, ”Staging Ruins,” note 25. For an
alternative interpretation of the notion of plot in architecture see Murray, "Plotting Gothic," Chapter
6 herein; and Murray, “Narrating Gothic,” 55–63.
57
Van Eck, Classical Rhetoric, 128. For additional discussion of parallels between theater and architec-
ture, see De Jong, ”Staging Ruins,” 334–351.
547
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
58
For the purposes of this volume, numerical correspondences are the numerical qualities of integers
as revealed, for example, in number progressions, while arithmetical correspondences are relation-
ships between numbers that are revealed through simple calculation. Cf. the introduction to this
volume (Chapter 1), note 94; and Cohen, Beyond Beauty, acknowledgements page and 22.
59
On the non-physical nature of the San Lorenzo proportional system, see the introduction to this
volume (Chapter 1), 15 and 31.
60
See Cohen, Beyond Beauty, 102–104. Cf. note 54, above.
61
Cohen, “How Much Brunelleschi?,” note 30.
62
Wilson Jones, “Approaches to Architectural Proportion,” Chapter 10 herein, 205.
63
Huntley, The Divine Proportion, 63; and Doczi, The Power of Limits, 108-110. Cf. the introduction to
this volume (Chapter 1), note 12.
64
Van Eck, Inigo Jones on Stonehenge, 36.
65
Benelli, “Rudolf Wittkower versus Le Corbusier,” Chapter 23 herein, 495.
66
Wittkower, Architectural Principles, 42-45.
67
On the medieval geometry vs. Renaissance number component of the Wittkower Paradigm, see the
introduction to this volume (Chapter 1), 19; and Cohen, Beyond Beauty, ch. 1.
68
“All the new elements introduced by Alberti in the facade, the columns, the pediment, the attic, and
the scrolls, would remain isolated features were it not for that all-pervading harmony which formed
the basis and background of his whole theory. Harmony, the essence of beauty, consists, as we have
seen, in the relationship of the parts to each other and to the whole, and, in fact, a single system of
proportion permeates the [Santa Maria Novella] facade, and the place and size of every single part
and detail is fixed and defined by it.” Wittkower, Architectural Principles, 45; also quoted by Benelli,
Chapter 23. See also the introduction to this volume (Chapter 1), note 30; and Cohen, Beyond
Beauty, 38-39.
69
See the introduction to this volume (Chapter 1), note 29.
70
Benelli, “Rudolf Wittkower versus Le Corbusier,” Chapter 23 herein, 503; and Vitruvius, The Ten
Books, 72-73 (III.1.ii-iii).
71
Cohen, "Le Corbusier's Modulor," Chapter 21 herein, 451. See also Principle 4, above.
72
This, following the publication of Wittkower’s Architectural Principles in the Age of Humanism in
1949, and in a second edition in 1952. Wittkower, Architectural Principles (1971), “Introduction”;
Million, “Rudolf Wittkower”; Payne, “Rudolf Wittkower”; and Pevsner, “Report on a Debate.”
73
Wittkower, “Brunelleschi and Proportion in Perspective”; and the preceding analyzed in Trachten-
berg, Chapter 7 herein. For Wittkower’s theories on Palladio’s use of proportion, see Wittkower,
Architectural Principles, Parts 3 and 4; Cohen, Beyond Beauty, ch. 1; and the introduction to this
volume (Chapter 1), 33.
References
Alberti, Leon Battista. De re aedificatoria. Florence: Nicolaus Laurentii, 1485.
Baxandall, Michael. Painting and Experience in Fifteenth Century Italy. Oxford: Oxford University
Press, 1988.
Benevolo, Leonardo, Stefano Chieffi and Giulio Mezzetti. “Indagine sul S. Spirito di Brunelleschi.”
Quaderni dell’istituto di storia dell’architettura 15 (1968): 1–52.
Cesariano, Cesare. Di Lucio Vitruvio Pollione de architectura libri decem traducti de latino in vulgare.
Como: Gottardo da Ponte, 1521. Reprint, Munich: Wilhelm Fink Verlag, 1968.
Cohan, Steven and Linda M Shires. Telling Stories: A Theoretical Analysis of Narrative Fiction. New York
and London: Routledge, 1988.
Cohen, Matthew A. “The Bird Capitals of the Basilica of Santo Spirito in Florence:
Some Observations, and a Proposed Iconographical Interpretation.” QUASAR: Quaderni del
Dipartimento di Storia dell’Architettura e Restauro... di Firenze 13-14 (1995): 48-58.
———. “How Much Brunelleschi? A Late Medieval Proportional System in the Basilica of San Lorenzo
in Florence.” Journal of the Society of Architectural Historians 67 (2008): 18–57.
———. “The Lombard Connection: Northern Influences in the Basilicas of San Lorenzo and Santo
Spirito in Florence.” Annali di architettura 21 (2009): 31–44.
548
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Ten Principles for the Study of Proportional Systems in the History of Architecture
———. “Quantification and the Medieval Mind: An Imperfect Proportional System in the Basilica of
Santa Maria del Fiore in Florence.” In Some Degree of Happiness: Studi di storia dell’architettura
in onore di Howard Burns, edited by Maria Beltramini and Caroline Elam, 1–30. Pisa: Edizioni
della Normale, 2010.
———. Beyond Beauty: Reexamining Architectural Proportion Through the Basilicas of San Lorenzo
and Santo Spirito in Florence. Venice: Marsilio, 2013.
———. “Face to Face with the Angels: The Sculpted Friezes in the Basilica of San Lorenzo.” In San
Lorenzo: A Florentine Church, edited by Robert W. Gaston and Louis A. Waldman, 330-351.
Villa I Tatti: The Harvard University Center for Italian Renaissance Studies, 2017.
Crosby, Alfred W. The Measure of Reality: Quantification and Western Society, 1250–1600. Cambridge:
Cambridge University Press, 1997.
da Sangallo, Giuliano. Taccuino senese. Biblioteca Comunale, Siena, n.d.
———. Il libro di Giuliano da Sangallo: Codice Vaticano Barberiniano Latino 4424. Introduction and
notes by Cristiano Huelsen. II vols. Vatican City: Biblioteca Apostolica Vaticana, 1984.
da Vignola, Giacomo Barozzi. Regola delli cinque ordini d’architettura. Rome: Camera Apostolica for
Vignola, 1562.
de Honnecourt, Villard. The Sketchbook of Villard de Honnecourt. Edited by Theodore Bowie.
Bloomington and London: Indiana University Press, 1959.
de Jong, Sigrid. “Staging Ruins: Paestum and Theatricality.” Art History 33, no. 2 (2010): 334–351.
Doczi, Gyorgy. The Power of Limits: Proportional Harmonies in Nature, Art and Architecture. Boston
and London: Shambhala, 1985.
Fernie, Eric. “A Beginner’s Guide to the Study of Gothic Architectural Proportions and Systems of
Length.” In Medieval Architecture and its Intellectual Context: Studies in Honour of Peter Kidson,
edited by Eric Fernie and Paul Crossley, 229-237. London and Ronceverte: Hambledon Press,
1990.
Frankl, Paul. “The Secret of the Mediaeval Masons.” The Art Bulletin 27, no. 1 (1945): 46–65.
Huntley, H. E. The Divine Proportion: A Study in Mathematical Beauty. New York: Dover Publications,
Inc., 1970.
Krautheimer, Richard. “Introduction to an ‘Iconography’ of Mediaeval Architecture.” Journal of the
Warburg and Courtauld Institutes 5 (1942): 1-33.
Kuhn, Thomas S. The Structure of Scientific Revolutions, 2nd ed. Chicago: University of Chicago Press,
1970.
Le Clerc, Sébastien. Traité d’architecture, avec des remarques et des observations tres utiles pour les
jeuns gens qui veulent s’appliquer à ce bel art. Paris: Giffart, 1714.
———. A Treatise of Architecture, with Remarks and Observations Necessary for Young People, Who
Wou’d Apply Themselves to that Noble Art. Translated by Ephraim Chambers. II vols. London:
Taylor, Innys, Senex, and Osborne, 1723–1724.
Manetti, Antonio. Vita di Filippo Brunelleschi. Edited and with an introduction by Giuliano Tanturli.
Milan: Il Polifilo, 1976.
Million, Henry A. “Rudolf Wittkower, Architectural Principles in the Age of Humanism and its Influence
on the Development and Interpretation of Modern Architecture.” Journal of the Society of
Architectural Historians 31 (1972): 83–91.
Murray, Stephen. Notre Dame, Cathedral of Amiens: The Power of Change in Gothic. Cambridge:
Cambridge University Press, 1996.
———. “Narrating Gothic: The Cathedral Plot.” In Gothic Art and Thought in The Later Medieval Period:
Essays in Honor of Willibald Sauerländer, edited by Colum Hourihane, 55–63. University Park:
Pennsylvania State University Press, 2011.
Pane, Roberto. “Andrea Palladio e la interpretazione della architettura rinascimentale.” In Atti del XVIII
Congresso di storia dell’Architettura, 408-412. Venice: Arte veneta, 1956.
Payne, Alina A. “Rudolf Wittkower and Architectural Principles in the Age of Modernism.” Journal of
the Society of Architectural Historians 53 (1994): 322-342.
549
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Matthew A. Cohen
Pevsner, Nikolaus. “Report on a Debate of the Motion ‘that Systems of Proportion Make Good Design
Easier and Bad Design More Difficult,’ held at the RIBA on June 18, 1957. The President, Mr.
Kenneth M. B. Cross, in the Chair.” RIBA Journal 64, no. 11: 456–463.
Saalman, Howard. Filippo Brunelleschi: The Buildings. University Park: Pennsylvania State University
Press, 1993.
Sanpaolesi, Piero. Brunelleschi. Milan: Edizioni per il Club del Libro, 1962.
Schulz, Juergen, “Measure for Measure.” Annali di architettura 24 (2012): 179-184.
van Eck, Caroline A. Classical Rhetoric and the Visual Arts in Early Modern Europe. New York:
Cambridge University Press, 2007.
———. Inigo Jones on Stonehenge: Architectural Representation, Memory and Narrative. Amsterdam:
Architectura & Natura, 2009.
Vitruvius. The Ten Books on Architecture. Trans. Morris H. Morgan. Cambridge, MA: Harvard University
Press, 1914. Reprint, New York: Dover, 1960.
Wittkower, Rudolf. “Brunelleschi and ‘Proportion in Perspective.’” Journal of the Warburg and
Courtauld Institutes 16 (1953): 275-291.
———. Architectural Principles in the Age of Humanism. New York and London: W.W. Norton &
Company, 1971.
550
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Proportional Systems in the History of Architecture:
A Critical Reconsideration
Edited by Matthew A. Cohen and Maarten Delbeke, 2018
Errata Corrige
Chapter 25: “Ten Principles for the Study of Proportional Systems in the History of Architecture,” by
Matthew A. Cohen
Page 545, note 17
“note 93” instead of “note 94”
Page 545, note 22
second line: “measures 58.36 cm” instead of “measures 58.66 cm”
thirteenth line: “1 br = 58.6 cm” instead of “1 br = 58.66 cm”
Page 547, note 41
first line: “(Fig. 8)” instead of “(Fig. 7)”
Page 548 note 63
“note 11” instead of “note 12”
Page 548 note 72
“Millon” instead of “Million”
Page 559
Millon, Henry: add page 548
Proportional Systems
in the History
of Architecture
A Critical Reconsideration
Edited by
Matthew A. Cohen
and Maarten Delbeke
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Cover design: Suzan Beijer
Cover image: Jacob Lois, Proportional System of Schielandshuis, from his manuscript Oude en
ware beschrijving van Schieland, 1672, coll. Gemeentearchief Rotterdam.
Layout: Friedemann Vervoort
ISBN 978 90 8728 277 6
e-ISBN 978 94 0060 287 8 (e-pdf)
e-ISBN 978 94 0060 288 5 (e-pub)
NUR 648
All rights reserved. Without limiting the rights under copyright reserved above, no part of this
book may be reproduced, stored in or introduced into a retrieval system, or transmitted, in any
form or by any means (electronic, mechanical, photocopying, recording or otherwise) without
the written permission of both the copyright owner and the authors of the book.
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Contents
Acknowledgements 9
Part I Introduction
4 Subjective Proportions:
18th-Century Interpretations of Paestum’s “Disproportion”
Sigrid de Jong 91
6 Plotting Gothic:
A Paradox
Stephen Murray 129
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
Part III Designing with Proportion
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018
18 Leonardo da Vinci:
The Proportions of the Drawings of Sacred Buildings in Ms. B,
Institut de France
Francesco P. Di Teodoro 381
20 An old problem?
Claude Perrault’s Views on Beauty and Proportion in Architecture
and French Aesthetic Theory
Maarten Delbeke 415
Part VI Conclusion
Index 551
Reprint from “Proportional Systems in the History of Architecture” – ISBN 9789087282776 - © Leiden University Press, 2018