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Asthma Diagnosis Using Patient-Reported Outcome Measures and Objective Diagnostic Tests - Now and Into The Future
Asthma Diagnosis Using Patient-Reported Outcome Measures and Objective Diagnostic Tests - Now and Into The Future
REVIEW
CURRENT
OPINION Asthma diagnosis using patient-reported outcome
measures and objective diagnostic tests: now and
into the future
Safia F. Nawaz a, Mayuran Ravindran b, and Merin E. Kuruvilla c
Purpose of review
The global prevalence of asthma continues to increase; however, asthma remains under-diagnosed and
under-treated. This results in a significant burden on the healthcare system and preventable patient
morbidity and mortality. Over-diagnosis of asthma based on clinical history alone also complicates patient
management. This heightens the importance of a prompt and accurate asthma diagnosis. Therefore, a
review of the literature was performed regarding both objective diagnostic testing for asthma and using
patient-reported outcome measures.
Recent findings
The cornerstone of asthma diagnosis remains spirometry with testing for bronchodilator reversibility testing
for pediatric and adult populations. This test may need to be repeated at multiple time points due to its low
sensitivity. Peak flow measurement, fractional exhaled nitric oxide testing, and allergy testing are useful
adjuncts to the diagnosis and phenotyping of asthma. Bronchoprovocation testing is reserved for people
with high clinical suspicion for asthma, but negative spirometry. Novel noninvasive testing modalities may
play a diagnostic role in the future. The advent of remote digital health monitoring technology has resulted
in revisiting patient-reported outcome measures for the diagnosis and monitoring of asthma.
Summary
Overall, improved diagnostic tools for asthma are crucial for earlier recognition and treatment of the
disease and improved patient care outcomes worldwide.
Keywords
asthma, bronchoprovocation testing, diagnosis, fractional exhaled nitric oxide, patient-reported outcome mea-
sures, peak expiratory flow, spirometry
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Asthma
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CE: D.C.; MCP/280305; Total nos of Pages: 7;
MCP 280305
asthma, with mixed results. PEF measurement is measures of PFTs [12]. This can result in the possibly
purely dependent on patient effort and in general, harmful use of expensive asthma medications in
the concordance between PEF, and spirometry is patients who are unlikely to derive clinical benefit.
highly variable [5–8]. This may result in inappropri-
ate clinical diagnoses, especially in children since
PEF is often not accurate in this population. How- Fractional exhaled nitric oxide
ever, a post-hoc analysis in 2019 of eight Phase 3 The phenotyping of asthma over time has allowed
trials with tiotropium Respimat (Boehringer Ingel- for the personalization of treatment regimens in
heim, Germany) in adolescents and adults with afflicted patients. In severe asthmatics, differentiat-
asthma suggested that PEF could be a valid, and ing between Type-2 and non-Type-2 airway inflam-
more convenient substitute to forced expiratory mation can allow for targeted therapy and reduced
volume in 1 s (FEV1) measurement as an endpoint disease burden. Fractional exhaled nitric oxide
in clinical trials [9]. (FeNO) is a tool that can be useful in diagnosing
Overall, PEF may be used by asthmatics who are Type-2 asthma. This test can help determine the
familiar with its measurement for disease monitor- degree of airway inflammation present in patients
ing, but is not a valid replacement for pulmonary with allergic or eosinophilic asthma, which fall
function testing (PFT) in asthma diagnosis. under the umbrella of Type-2 asthma. Type-2 cyto-
kines including IL-4 and IL-13 have been shown to
induce nitric oxide synthase and thus elevate FeNO
Pulmonary function testing in affected patients. FeNO has been utilized clini-
PFT is the cornerstone of asthma diagnosis in cally as a tool in predicting exacerbation risk and
patients 5 years or older. The most commonly used guiding therapy options.
pulmonary function test is spirometry, which mea- In 2020, an expert panel on behalf of the
sures lung volume and airflow. The first step to National Asthma Education and Prevention Pro-
confirm a diagnosis of asthma is spirometry with gram provided evidence-based recommendations
testing for bronchodilator reversibility. An improve- governing the utility of FeNO as a diagnostic clinical
&&
ment in FEV1 of at least 12% and at least 200 cc is tool [2 ]. Their analysis emphasized that FeNO
required for confirmation. A lack of reversibility should not be the sole determinant of type 2 inflam-
with bronchodilator use may suggests a diagnosis mation and determined that values less than 25 ppb
other than asthma. However, it must be noted that in adults and less than 20 ppb in children suggest a
the predictive value of this criterion is not absolute diagnosis other than Type-2 asthma. A recommen-
&
[10 ]. In two large cohorts of patients with high dation was also made regarding the role of airway
clinical suspicion for asthma, spirometry with bron- hyperresponsiveness in FeNO measurements, with
chodilator reversibility testing had negative predic- guidance provided to stop inhaled corticosteroids at
&
tive values of only 39–57% [10 ,11]. A negative test least 2 weeks (though a longer washout period may
thus does not reliably rule out asthma. be necessary depending on the type of inhaled
Per the 2021 GINA guidelines update, a sugges- corticosteroid) prior to collecting FeNO in cases
tive history in conjunction with characteristic spi- where a diagnosis of asthma is questionable; it
rometry – documented expiratory airflow was also noted that this may be useful in identifying
limitation in conjunction with documented exces- nonadherence with medication regimens and
sive variability in lung function – are necessary to potentially in predicting future exacerbation risk
make a diagnosis of asthma, followed by ongoing [13].
serial assessment of lung function at follow-up visits FeNO is influenced by diet and medications
&&
to predict risk of future exacerbations [3 ]. The 2020 such as inhaled corticosteroids, as well as demo-
NHLBI update, meanwhile, reiterated that lung graphic factors such as gender and ethnicity [14].
function does not strongly correlate with asthma This has provoked concerns regarding its reliability
symptoms in affected patients, but concurred with as a clinical tool. The 2020 NHLBI update condition-
the use of spirometry in predicting exacerbation ally recommended the use of FeNO in patients
risk. The update also confirmed with ongoing mon- 5 years or older with equivocal presentations, such
itoring of lung function to assess asthmatic control, as ambiguous clinical history or inability to perform
going so far as to suggest that more frequent spi- spirometry, but emphasized the importance of not-
&&
rometry may be of use pending disease severity [2 ]. ing concurrent allergic disease as a potential con-
In addition to confirming the diagnosis, PFTs are founder when interpreting FeNO levels. The update
just as vital in averting a misdiagnosis of asthma. identified FeNO levels greater than 50 ppb in adults
One-third of asthmatics receiving specific therapy and 35 ppb in children as consistent with Type-2
were found to not have asthma using objective asthma. The update recommended against FeNO
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Asthma
measurement in those 4 years or younger, and considered a positive challenge. EVH is the standard
against FeNO usage in isolation to diagnose asthma. set for diagnosis of EIB by the International Olympic
In summary, FeNO was deemed a useful adjunct to Committee, but is not typically applied in other set-
clinical history, physical exam, and spirometry in tings [19,20]. A recent systematic reviews, however,
&&
guiding therapy for asthma [2 ]. demonstrated wide heterogeneity in EVH with regard
to patient demographic data and an overall lack of
sensitivity and specificity [21]. EVH is also limited by
Bronchoprovocation testing cost and dependence on skilled technicians.
The threshold criteria for spirometry with broncho-
dilator reversibility have a low sensitivity for ruling
out asthma. In patients with intermittent or exer- Allergic evaluation
cise-induced bronchoconstriction in particular, spi- In patients in whom a diagnosis of Type-2 asthma is
rometry is often normal poorly predictive of likely, allergic evaluation via serum or skin prick
underlying asthma. Confirmatory bronchoprovoca- testing may prove key in identifying modifiable risk
tion testing is recommended in this scenario to factors. The 2020 NHLBI update recommended mul-
measure bronchial hyperresponsiveness and also ticomponent allergen-specific mitigation interven-
as a marker of its severity [15]. tions in patients exposed to specific allergens with a
Bronchial hyperresponsiveness may be mea- suggestive clinical history and/or documented aller-
&&
sured using direct inhalational challenges or gies based on testing [2 ].
indirect challenges.
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2010 – an evolving area of study that will likely Questionnaire (ACQ) displayed the best evidence
continue to gain traction in coming years [26]. for use in clinical settings based on the above criteria
PROMs are categorized into generic or disease- [16].
specific assessments. A recent head-to-head qualita-
tive comparison demonstrated that generic mea-
sures, such as the EuroQol-5-dimension-5-level, STRENGTHS AND LIMITATIONS OF
are less sensitive to patient-perceived disease impact ASTHMA-SPECIFIC PATIENT-REPORTED
[27]. Generic assessments are also inferior with OUTCOME MEASURES IN SYMPTOM
respect to content validity and patient acceptability, CONTROL, RISK STRATIFICATION, AND
compared with asthma-specific PROMs. These MEDICATION ADHERENCE
shortcomings suggest a benefit to using asthma-
specific instruments to prioritize clinically meaning- Symptom control
ful data, but there are over 15 available options to The ACT and ACQ have demonstrated strong, sta-
choose from [28]. When comparing existing tistically significant score correlations with one
asthma-specific PROMs, it is important to optimize another. Both composite and interval score changes
the following criteria: sensitivity to changes in clin- provide meaningful data that can support clinical
ical condition, content validity, and ease of admin- decision-making to initiate or adjust asthma ther-
istration [28]. apy. For example, higher scores are associated with
less frequent rescue inhaler and oral corticosteroid
use as well as fewer asthma exacerbations. Statisti-
Quality-of-life questionnaires cally significant reductions in unscheduled asthma-
As previously mentioned, asthma-specific QOL related outpatient clinic visits, emergency depart-
questionnaires have historically been considered a ment visits, and urgent healthcare utilization under-
useful tool in the assessment of asthma control and score the utility of tracking and optimizing PROM
management. While they can allow for greater scores as a valid measure of symptom control
patient input in the capacity of shared decision- [24,25,31,32]. Moreover, improvements in ACT
making, their subjectivity can often be called into scores have been associated with improved
question. One 1997 study evaluated the clinical patient-reported QOL, sleep quality, work produc-
utility of the Asthma Quality of Life Questionnaire tivity, and activity levels [24,31,32].
(AQLQ) on low-income adult asthmatic patients
and found positive correlations between AQLQ,
spirometry, and symptoms, suggesting sufficient Medication adherence
reliability and validity [29]. A more recent study PROMs are insufficient at tracking asthma medica-
in 2016 examined patient insight into the Sydney tion adherence compared with objective measures,
AQLQ along with two of the other most commonly such as prescription refill rates. In a systematic
used asthma-specific QOL questionnaires – the Liv- review of 14 PROMs designed to evaluate inhaler
ing With Asthma Questionnaire and Juniper AQLQ medication adherence in adults with asthma, there
– to assess their relevance. The study noted a wide was no evidence that they could detect changes in
breadth of patient perceptions to the different ques- adherence scores over time [33]. Thus, these tools
tionnaires, overall reporting that each of the ques- cannot fully distinguish whether uncontrolled
tionnaires posed varying limitations. Patients found symptoms are caused by medication nonadherence
the QOL questionnaires to be lacking in scope, versus truly refractory disease.
redundant, focused on emotions rather than symp-
toms, and most concerningly, often too open to
interpretation [30]. These findings suggest that Correlation with spirometry
while there is a role for QOL questionnaires in the There is mixed evidence when it comes to the rela-
clinical management of asthma, they must be tionship between PROM scores and objective spi-
weighed in comparison with other testing and fol- rometry findings. Multiple studies have weak
low-up modalities for asthma. relationships between improvement in adult ACT
scores and FEV1 and FEV1/Forced vital capacity
(FVC), with correlation coefficients ranging from
Asthma control tools 0.177 to 0.518 [31,34,35]. For instance, in a retro-
A recent review article summarizing aggregate data spective analysis of survey responses and spirometry
from systematic reviews on nine of the most preva- in adolescents and adults, a weak and statistically
lent asthma-specific instruments showed the insignificant correlation was noted between spirom-
Asthma Control Test (ACT) and Asthma Control etry and ACQ responses [36].
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Asthma
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