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EUR0010.1177/0969776414541136European Urban and Regional StudiesCasas-Cortes et al.

European Urban
and Regional

Article Studies

European Urban and Regional Studies

‘Good neighbours make good 1­–21


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DOI: 10.1177/0969776414541136

border externalization and eur.sagepub.com

extra-territoriality

Maribel Casas-Cortes, Sebastian Cobarrubias and John


Pickles
University of North Carolina, USA

Abstract
In recent years border externalization has emerged as a central policy framework for European Union (EU) border
and migration management. New multi-lateral and bi-lateral agreements on border management have been forged
between the EU, its member states, and its North African neighbours and neighbours-of-neighbours. In the process,
what is meant by the ‘border’ is being transformed with implications for where the border is located, who has
jurisdiction over particular spaces, and how border and migration management is undertaken. This paper analyses
the spatial logics of EU border externalization practices as they are being applied to and in North and West Africa.
It focuses on Operation Seahorse and the transnationally coordinated border control projects and infrastructures
implemented by the Guardia Civil of Spain. Seahorse serves as an implementation case of the Migration Routes
Initiative, an approach toward migration management emphasizing interregional cooperation between designated
origin-transit-destination countries. The initiative is the organizing strategy of the Global Approach to Migration,
the EU’s overarching framework toward migration policy. The paper shows how Seahorse is changing migration
policy and re-articulating Europe’s relations with African countries, producing new bordering processes, creating
new geographies of integration and border management, and redefining the practices of territory, sovereignty, and
extra-territoriality.

Keywords
Border externalization, Euro-Med, migration, routes management, Spain

Our operations act as if the borders of Spain and the Introduction: extra-territorial
EU were in the territorial waters of Senegal,
Mauritania, Gambia, Cabo Verde and Guinea Bissau.
bordering processes
In practice, the border is there. Guardia Civil Border externalization refers to a series of processes
Interview, February 2012 of territorial and administrative expansion of a given

Europe closes our borders! Corresponding author:


John Pickles, Department of Geography, University of North
Headline of Le Soleil daily Dakar-based newspaper, Carolina, Chapel Hill, NC 27599, USA.
June 2006. Email: jpickles@unc.edu

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2 European Urban and Regional Studies 

state’s migration and border policy to third coun- the part of the EU in its relations with Africa, the
tries. Such externalization practices have become paper also builds upon and seeks to contribute to
more prevalent and systematic in the current geo- broader discussions on current border off-shoring
politics of mobility (Nessel, 2009; Ryan and processes and extra-territoriality. In particular, we
Mitsilegas, 2010; Taylor Nicholson, 2011), includ- posit that projects such as Seahorse signal the emer-
ing the policy of the Pacific Solution by the gence and consolidation of a territorially extended,
Australian government (Neilson, 2010) and the increasingly informal and itinerant bordering assem-
growing role of the European Union (EU) as a ‘(b) blage of institutions, state authorities, and policies
ordering actor’ (Bialasiewicz, 2011) with recent off- that react to dynamic and turbulent migratory
shore border security measures implemented as the movements.
external dimension of EU migration policy Seahorse illustrates how current extra-territorial
(Vaughan-Williams, 2011). In the EU, the primary bordering processes work. On the one hand, it is
focus has been on the geographies of East Europe based on the direct involvement of the externalizing
linking border externalization with the Enlargement state’s border authorities in other countries’ sover-
process (Lahav and Guiraudon, 2000; Lavanex and eign territories. On the other hand, it requires the
Ucarer, 2003; Samers, 2004). More recently, this outsourcing of border control responsibilities to
focus has expanded to include the Mediterranean another country’s security forces. These bordering
(Aubarell et al., 2009; Gil Araujo, 2011; Van processes are transforming the meaning and prac-
Houtum, 2010b; Vans Munster, 2006). Initially tices of the border by reworking who, where, and
framing the phenomenon as a ‘shifting out’ of how those practices of bordering are being enacted.
European immigration policy (Lavanex, 2006), As a result, the Seahorse project raises a series of
focusing on the blurring of ‘inside/outside’ (Del questions about sovereignty and territory, the blur-
Sarto and Schumacher, 2005; Di Puppo, 2009) at the ring of inside–outside distinctions, and the legality
EU institutional level, this literature has increasingly of these externalizing practices. By rethinking bor-
emphasized the question of extra-territoriality ders beyond the dividing line between nation-states
(Hyndman, 2014; Rijma and Cremona, 2007; Ryan and extending the idea of the border into forms of
and Mitsilegas, 2010). For example, specific EU dispersed management practices across several
external bordering processes include military sea states, we aim to further elaborate the notion of
operations led by the EU’s external borders agency, externalization as an explicit effort to stretch the bor-
FRONTEX, such as Hera in West Africa (Jorry, der. This territorial and administrative expansion of
2007; Vaughan-Williams, 2008); policy endeavors the border involves a multiplication of institutions
with neighbouring countries, such as the European involved in border management, extending and
Neighbourhood Policy (ENP), that integrate agree- reworking conventional performances of sover-
ments on mobility and lead to geographies of ‘non- eignty. In this way, the definition of the border
accession integration’ (Casas-Cortes et al., 2013); increasingly refers not to the territorial limit of the
national cases of EU member-state relations with state but to the management practices directed at
non EU countries, such as the migration arrange- ‘where the migrant is’. One consequence is that bor-
ments between Italy and Libya (Bialasiewic, 2012), derwork is performing sovereignty and jurisdiction
between Spain and Morocco (Casas-Cortes et al., in extra-territorial ways.
2011), and with West African countries (Gabrielli, These bordering processes are not only focused
2011; Gabrielli et al., 2013; Garcia Andrade, 2010). on delimiting state territories but also, and perhaps
The paper provides a ‘thick description’ of the mainly, on managing mobility in territorially versa-
Seahorse operations1 through analysis of policy doc- tile ways. Here sovereignty is not limited to the con-
uments and interviews with officials involved in trol of a closed and well-defined territory (the
their design and implementation.2 While providing Westphalian state model), but is increasingly con-
specific accounts of the changing forms of what cerned and engaged with the flows occurring beyond
Rumford (2008) has referred to as ‘borderwork’ on territorial boundaries. For Ryan (2010: 3), such

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Casas-Cortes et al. 3

forms of border externalization imply following territoriality and changing long-standing practices of
mobility beyond state territory where: sovereignty (Casas et al., 2011). From Spanish
migration policy, we scaled up our analysis to the
The immigration control systems of developed states spaces of the ENP, examining how border externali-
are today frequently characterised by strategies of zation policies were part of a new and controversial
‘extraterritorialisation’. This has involved the rejection logic of non-accession integration toward neigh-
of the model whereby admission decisions are taken at bouring non-EU countries (Casas et al., 2013). The
ports and border crossing points, while the policing of
goal of the ENP, in this sense, was the delegation of
irregular migration takes place either at the borders or
within the territory. Developed states now increasingly
border work to neighbouring countries such as
treat that model as anachronistic, and seek instead to Morocco in exchange for economic and political
take immigration control action – both decision- integration opportunities.
making and enforcement – prior to an individual’s This paper analyses the spatial logics of EU bor-
arrival on their territory. In some cases, indeed, the der externalization practices in North and West
objective appears to be that as much immigration Africa by focusing on one specific policy – Operation
control activity as possible should take place elsewhere, Seahorse – and its transnationally coordinated bor-
either on the territory of other states, or in international der control projects and infrastructures. Currently
waters, where the presumption is that states lack being implemented by the Spanish Guardia Civil,
jurisdiction. this operation serves as an implementation case of
the Migration Routes Initiative, an approach toward
In this way, what Bialasiewicz (2012) has referred migration management emphasizing interregional
to as the off-shoring and out-sourcing of border work cooperation between designated origin-transit-desti-
reformulates the spaces, jurisdictions, and authori- nation countries. The initiative is touted as the organ-
ties traditionally associated with migration control izing strategy of the Global Approach to Migration
and border management, creating distinct extra-ter- (GAM), the EU’s overarching framework toward
ritorial institutions, policies, and practices. For migration policy.
Hyndman (2012: 246), this border work ‘at a dis-
tance’ creates sites for reworking the geopolitical
meaning of territory and the biopolitical government Itinerant geopolitics for governing
of populations and mobility:
mobility
These grids of intelligibility come to bear on one The GAM is a policy framework signed by the EU in
another at borders, in detention, during deportation, 2005 intended to expand the functioning of borders
and at ports of entry where asylum claims are made. and migration management far beyond the edge or
These examples of embodied statecraft trace geopolitics
the immediate neighbourhood of the EU. In the EU
‘trickling up’, and capture the intersection of biopolitics
and geopolitics well. The state is once again unsettled
Commission’s own words:
as territory, and as the assumed unit of analysis.
The Global Approach to Migration (GAM) brings
together migration, external relations and development
It is at the intersection of biopolitics and geopoli- policy to address migration in an integrated,
tics that these debates on extra-territoriality are pro- comprehensive and balanced way in partnership with
viding a rich understanding of border transformations, third countries. It comprises the whole migration
signaling how ‘the state is once again unsettled as agenda, […] and uses the concept of ‘migratory routes’
territory’. to develop and implement policy. (European
Elsewhere we have described the process of bor- Commission, 2007a: 18)
der externalization as the spatial and legal stretching
of the domains of migration control beyond sover- The resulting program of cooperation between EU
eign territories, showing how this fluctuating geog- member states and third countries to operationalize
raphy of borders is redefining our understanding of ‘the Migration Routes Initiative’ involves spreading

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4 European Urban and Regional Studies 

checkpoints, migration control experts, development better known HERA operations), these operations
specialists, labour recruitment policies, and other dis- highlight a shifting spatial approach toward the
positifs of migration management along shifting management of borders and a distinct spatial strat-
migrant itineraries passing through countries denom- egy in the attempts to channel and manage human
inated as ‘origin, transit and destination’ (European mobility.
Commission, 2006: 15, 2007b: 19). These multinational police operations act in states
For the European Commission the routes designated by the EU and member states as ‘origin’
approach was something distinctly new and while and ‘transit’ countries where migration flows are
‘[I]t may seem obvious now to pursue migration either initiating or crossing on their way to ‘destina-
management in this way … the routes strategy was tion’ countries. Seahorse and West Sahel constitute
not evident, it took the EU some time to develop this an advanced implementation case for a border con-
approach’ (DG Home Affairs Interview February trol strategy called Migration Routes Management.
2011). In the process, the tracing of migrant itinerar- In the process, novel institutional arrangements and
ies that emerged from the routes initiative and the distinct configurations of border management are
transformation of these itineraries into objects of shifting the traditional relationship between state
policy have resulted in the designation of route seg- power and territory (Agnew, 2010; Balibar, 2004;
ments into manageable or governable categories, Cuttita, 2009; Van Houtum, 2010a), leading to an
such as ‘origin, transit and destination countries’ institutional and legal impasse in the realm of exter-
–objects that can be assigned specific goals for gov- nal relations giving rise to a series of yet to be
ernmental and state action. resolved controversies.
The Seahorse operations emerged in this broader
supra-national context. Spain took the lead within SEAHORSE: a prototype of
the EU to institutionalize border externalization ini- extra-territorial bordering by a
tially in conjunction with Morocco and later also
with Mauritania and other West African states. The
transnational assemblage?
programs are led by Spain and funded by the The set of border externalization projects under the
European Commission, and they are seen in Madrid rubric of Seahorse are part of a broader recent his-
and Brussels as exemplars of transnational border tory of Spanish migration policy. For our current
coordination among ‘origin-transit-destination’ purposes it is important to note that Spain shifted
countries to ‘promote regional and interregional from being a net emigration country up to and
cooperation on the management of migration flows throughout the 1980s to start implementing restric-
in the Maghreb and Sub-Saharan Africa’ (AENEAS tive policies to upcoming migration flows when
and Thematic Programs on cooperation with Third Spain became a European Community (EC) mem-
Countries in the areas of Migration and Asylum ber. Although Spain started as primarily a transit
2008 & 2010; EuropeAid, 2010: 12). country for other destinations, immigration
Over the past 10 years, the Spanish Guardia Civil increased as it recovered from the economic and
has been working to reconfigure border control and employment crisis of the early 1990s. From a rela-
policing projects on Europe’s southern borders.3 tively simple border regime in which the borders
The resulting externalization programs – Project with Morocco roughly mirrored those with Portugal
Seahorse, Seahorse Network, Seahorse Cooperation and France, conditions changed in the 1990s as bor-
Centres, and the even more recent West Sahel project der fences were built in the North African enclaves
– are transnational police coordination operations of Ceuta and Melilla, visa requirements and re-
focused on detecting and stopping irregular migra- admission agreements signed in 1991 and 1992
tion from West African countries. Coordinated by were increasingly enforced, a series of labour and
Spain and including the participation of numerous re-admission agreements were signed with Latin
African and European states as well as EU institu- America and Eastern Europe, and the first drafts of
tions such as FRONTEX (especially through the the SIVE system were developed.4 Since then, the

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Casas-Cortes et al. 5

Figure 1.  International Centre for Migration Policy Development i-Map of irregular migration routes.
Source: International Centre for Migration Policy Development.

news media report increasing numbers of incidents strategy at the EU Council meeting at Hampton
of irregular boat crossings and police patrols, and Court in 2005 (Council of the European Union,
developed a frontline mentality in which the border 2005; European Commission, 2005). A spatial ren-
was reflected as a zone of insecurity and challenge dering of this strategy was visualized by the
(Aierbe, 2007; Driessen, 1998; more broadly, see International Centre for Migration Policy
Jones, 2012). Development’s (ICMPD’s) cartographic project of
In the early 2000s, border strengthening measures I-Map as part of its Mediterranean Transit Migration
and restrictive logics of migration control were (MTM) Dialogue initiative (see Casas-Cortes et al.,
deployed further south to include neighbouring 2013) (Figure 1).
states. Since 2004, joint patrols between Moroccan The 2005 Ceuta and Melilla fence jumps of about
and Spanish gendarmes have been carried out and 500 migrants and the violence used against them fur-
forums of coordination on migration policy between ther consolidated the conviction that following
Spanish and Moroccan authorities increased year migration flows through transit and origin countries
after year (Gabrielli, 2011; Spanish Interior Ministry was essential for effective border management pol-
Interview March 2012). At the same time, Spanish icy (DG Home Affairs interview February 2011;
and EU authorities became convinced of the need for ICMPD interview September 2011).
an even more far-reaching migration and border pol- After the fence jumps Moroccan police coopera-
icy. The conviction developed that the only effective tion and repression led to a displacement of migra-
policy would be that which follows migration to its tory flows toward the Atlantic. Potential migrants to
origins (Guardia Civil interview February 2012). the EU contracted with small fishing vessels (‘cayu-
This thinking led to the first drafts of the GAM cos’ in Spanish) from Mauritania and Senegal to

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6 European Urban and Regional Studies 

Table 1.  Chronology of Seahorse operations.

Years Operations Funding & activities Participants


2006–2008 Seahorse Project AENEAS: EURO 2.5 million Spain, Morocco, Mauritania,
Annual Euro-African Police Conferences Cape Verde, Senegal, Italy,
Joint patrols with Moroccan Services Germany, Portugal, France
Training Trainers in Irregular Migration and Belgium.
Develop network of Liaison Officers
2008–2009 Seahorse ANEAS: EURO 2.5 million Spain, Mauritania, Cape
Network Establish stable and secure satellite Verde, Senegal and Portugal.
communication among national contact [Morocco]
points. Coordinated by Centro Palmas.
2009–2010 seahorse THEMATIC PROGRAM, Phase I. Spain, Portugal, Morocco,
Coordination EURO 2.5 million Mauritania, Senegal, Cape
Centers Extension of the network to more Verde, Guinea Bissau,
countries. Physical/informatic node in Gambia.
each area along the maritime routes.
2010– West Sahel THEMATIC PROGRAM, Phase II. Mauritania, Senegal, Malí and
EURO 2 million Níger, Cape Verde, Gambia,
Further develop the coordination Guinea-Bissau, Guinea
initiated in the previous phases, this time Conakry and Burkina Faso.
focusing on Land Routes.
2014– West Sahel II  

Source: Adapted from AENEAS Report 2008, pp.12, 20 and Thematic Program Report 2010, pp.12.

cross to the Canary Islands, a much longer and more under its funding programs ‘AENEAS’ (2004–2006)
dangerous route than that from Northern Morocco and the ‘Thematic Programme on Cooperation with
(European Migration Network (EMN), 2011; Third Countries in the Areas of Migration and
Lutterbeck, 2008). Spanish and EU internal affairs Asylum’ (first phase 2007–2010 and second phase
officials responded with joint operations on the West 2011–2013).6 The operational management of
African coast to interdict and interrupt these flows Seahorse is carried out by the section Jefatura Fiscal
(EMN, 2011), while certain governments in Europe y de Fronteras of the Spanish Guardia Civil.
and West Africa held negotiations to work out broad Table 1 outlines the chronology of the elements
strategies for cooperation in migration management under Seahorse, including their follow up in the
(Guardia Civil interview February 2012, Spanish West Sahel project. In their different phases, these
Interior Ministry interview March 2012). In 2006 projects have included Níger, Malí, Burkina Fasso,
Spain launched ‘Plan Africa’, during which a dozen Senegal, Gambia, Guinea-Bissau, Guinea Conakry,
new agreements were written with different West Mauritania, Cabo Verde, Morocco, Spain and
African countries, some of which established the Portugal. It has also included the longest running
first official diplomatic relations with individual series of operations by the EU border agency
countries for many years.5 FRONTEX (the HERA operations). Seahorse pro-
grams continue from 2006 to the present, and include
The unfolding of extra-territorial patrol vessels, helicopters, and personnel from par-
ticipant countries, including Italy, France, Iceland,
and itinerant borders Luxembourg, and others on a rotating basis. The
‘Seahorse Operations’ is the umbrella name to des- expenditures reflected in the table refer only to the
ignate a series of interventions financed by the portions dedicated directly to coordination activities
European Commission, specifically by Europe Aid, funded by the EU. Other funds for the projects, such

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Casas-Cortes et al. 7

Figure 2.  Border surveillance in the Canary Islands.


Source: Guardia Civil, Jefatura Fiscal y de Fronteras (2008) SIVE: Five Years Monitoring the Border p. 96.

as those for vessels, police salaries, and gasoline, Not too long ago, the border used to be patrolled by two
were funded directly from the Spanish budget, members of the Guardia Civil walking for hours along
FRONTEX and other agencies (Guardia Civil the beach, who would be caught by surprise when
Interview February 2012). spotting ships only a few meters away from the coast.
Nowadays, coastal border patrolling is done by teams
Seahorse operations seek to trace migrant itiner-
of Guardia Civil personnel seated in rooms with lots of
aries from their places of origin through their various
radar screens and when they see a ship, they click with
key transit nodes and routes. These operations are
the mouse and drag a helicopter, or whatever is needed
the latest step in an evolution in border management:
to that area. This sends a signal/message to the concrete
from police units patrolling small segments of a unit in the field to intervene in a given exact location.
coastline to a hi-tech upgrading of surveillance for
large areas of the border, and currently to the novel …On the basis of a Risk Analysis we establish where it
efforts to monitor and intercept migrant in other is important to work. For example, we interviewed
countries (Figure 2). [detained migrants and they] tell us ‘well I come from
According to a member of the General Directorate this place because there was a war where my tribe was
of External Relations and Migration Unit part of the being targeted’ and another says: I came from this place
Spanish Ministry of Interior: on foot…On foot!… How?!…and on the basis of that

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8 European Urban and Regional Studies 

Figure 3.  Joint Euro-African patrolling of the West African coast.


Source: Serrano (2010) Seahorse (image 9).

information about places at war and itineraries, we a multi-lateral program, which established the initial
began to work more in transit and origin. We had to go experiments in a multi-partner state series of joint
to the place where migration began in order to be patrols by border and coast guards, police training
efficient. (Spanish Interior Ministry Interview, Madrid missions, and donations of equipment (EuropeAid,
March 2012) (Figures 3 and 4)
2007: 12). These were followed by Seahorse
Network, which established a more formal means of
The rolling out of Seahorse operations increased communication among the different participating
after the fence jumps at Ceuta and Melilla of 2005, gendarme forces via secure satellite networks and
which led to a general acceleration of police plan- the establishment of ‘local contact points’ (Guardia
ning on the part of Spanish forces. Within a few Civil, Oficina de Relaciones Informativas y Sociales,
weeks of the first Cayucos arriving in the Canary 2009). Afterwards, the Seahorse Cooperation
Islands, the Spanish Guardia Civil launched a series Centres aimed at transforming local contact points
of bi-lateral operations beyond Morocco with coun- into coordination centers modeled on the Centro de
tries such as Senegal and Mauritania (operations Coordinacion Regional de Canarias (Guardia Civil,
Atlantis, Cabo Blanco and Goree) (Boletin Oficial Oficina de Relaciones Informativas y Sociales,
del Estado, BOE 2006). This was followed by an 2009), the main node coordinating border surveil-
accelerated implementation of the Seahorse Project, lance from the Straits of Gibraltar down to the West

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Casas-Cortes et al. 9

Figure 4.  Technical equipment for setting up communication centers in Seahorse partner countries.
Source: Leon (2009, 2012) ‘Seahorse’ Projects: Present and Future (image 20).

African coast and Cape Verde (Ministry of Interior border overlap by 8,500 km’ (Arteaga, 2007: 3,
interview March 2012). The result is a deepening of authors’ translation). This territorial extension of the
institutions and practices that ensure that ‘the com- borderline is only possible thanks to the collabora-
munication continues, as do the patrols, to keep the tion of several transnational actors dispersed across
route closed’ (Guardia Civil interview February states. Different cooperation centers focus on moni-
2012, our emphasis). The network of Seahorse toring irregular departures from coastal areas, and
Cooperation Centres comprises 10 units, with one or through the communications network coordinate
two centers in each of the participating countries.7 interception missions between the different national
The different cooperation centers focus on monitor- forces patrolling the area. This level of coordination
ing irregular departures from coastal areas and, exists after years of training missions and joint
through the communications network, they coordi- patrols have developed shared protocols for operat-
nate interception missions between the different ing among the gendarme forces of different
national forces patrolling the area. The work of these countries.
institutions is praised in some security circles as ‘an The West Sahel project builds on these multi-
unprecedented experience and laboratory of new country coordination and police training projects,
forms of coordinating border control’ (Arteaga, but extends the activities of the joint forces from the
2007: 1).8 sea inland. The Guardia Civil is the coordinating
The ‘spatial stretching’ of these externalization agency, working with the Mauritanian Gendarmerie,
practices is graphically shown when Seahorse is Senegalese Gendarmerie, Malian Gendarmerie, and
said to ‘control the maritime border of West Africa, the National Police of Niger (European Commission,
where Spanish borders and the pan-European 2011b). Annual meetings ‘between Sahel states and

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10 European Urban and Regional Studies 

Figure 5.  Seahorse Mediterranean: the extension of the West African strategy.
Source: Serrano (2010) Seahorse (image 28).

the EU, especially between police and Gendarmerie African states to stop irregular migration we will cut
corps’ (Oumar, 2011) are organized to facilitate joint off the routes from here, i.e., the Sahel and the area of
operations. Donations of equipment and the estab- Mali and Niger]’ (Guardia Civil interview February
lishment and improvement of border checkpoints 2012, our emphasis). As a result, Mali and Niger –
and joint patrols have already begun in Mauritania, two countries new to the project – emerged as impor-
Senegal, and Mali (EuropaPress, 2012; Guardia tant migration hubs for managing migratory routes
Civil, 2014; Gueye, 2012; Kante, 2012; Le and for circumventing the increasingly independent
Renouvateur, 2012; Oumar, 2011). role of North African states in the process.9
At the heart of these multi-level operations is a As part of this spreading process of border exter-
series of emerging expanded visions for how trans- nalization, Seahorse and West Sahel have generated
border cooperation between European and African an increasing level of debate, budget studies and EU
states should be coordinated through joint operational evaluations about its possible extension to a possible
forces and national-level committees, with the goal Seahorse Mediterranean, which would extend the
of reframing the geo-political realities and spatial lessons learned and models developed in Projects
imaginaries of the border. The differentiation of part- Seahorse and West Sahel to the entire Mediterranean
nering states in this process is crucial. As one officer region (Figure 5). Such a comprehensive EU border
of the Guardia Civil indicated while pointing to a management plan for the Mediterranean has gained
map of the participating states in West Sahel, ‘since greater traction and assumed more importance with
we cannot get the necessary cooperation of North the events around and following the Arab Spring

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Casas-Cortes et al. 11

(European Commission, 2011a; Leon, 2012; that ‘Migration by the maritime route has disap-
Serrano, 2010). peared’ (Cristina Diaz Fernandez-Gil, quoted in
Kante, 2012).
It is possible that the 2007–2008 recessions and
Shifting performances of
on-going financial crisis explain the decrease in
sovereignty migration streams, but the Guardia Civil ‘are con-
The EU has praised the results and lessons learned vinced that it has been our collaboration [with third
from Seahorse operations for improving collabora- countries] that has closed the route’ (Guardia Civil
tion, information exchange, and dialogue between interview February 2012). This claim to be able to
EU and third countries on migratory matters ‘cut off the route’ is at the heart of a bureaucratic
(EuropeAid, 2007: 12, 2010: 12, 20). According to management understanding of migration control that
the Guardia Civil, the broad goal of Seahorse opera- asserts its goal while being fully aware of the on-
tions is to ‘intercept’ migrants’ sea vessels en route going migrant streams and their overcoming of the
from different points in the West African coasts various obstacles placed in their path. As with the
toward the Canary Islands (EuropeAid, 2007, 2010). development of the modern passport, the goal, above
Colonel Cortes Marquez (2010: 3) of the Guardia all, is to manage migration; to perform state sover-
Civil suggests that Seahorse is ‘the pioneer and long eign power as a ‘monopoly over legitimate means of
term integral project’ on migration control for the movement’ (Torpey, 2000: 5), not in competition
EU with its different levels of coordination, includ- with other states, but increasingly in cooperation
ing diplomatic and operative ones, aimed at develop- with them.
ing comprehensive multinational cooperation.
According to a representative of the Spanish Interior Extra-territorial dilemmas of
Ministry, for the moment, Spain is the first and only mobile sovereignties
[EU] country that has achieved this operational level
with and within third countries to prevent departures Given the international reach of joint operations and
(interview March 2012). Although other EU member police collaboration, the legal and institutional foun-
states have developed advanced border cooperation dations for the emerging programs remain unclear,
arrangements with third countries, the legal ability particularly with the near-permanent basing of oper-
for their security forces to act in the territories of a ational border control and policing foreign forces in
third state over a period of years is not yet as other states. The legal consequences and underwrit-
developed.10 ing regulations and laws that allow Spanish and
other EU police forces to regularly patrol West
At the peak of the ‘cayuco crisis’ in 2006, 31,836
African coasts and engage in inland Sahelian opera-
‘irregular immigrants’ were ‘intercepted’. Since the
tions have yet to be clarified, particularly with gov-
initiation of the Seahorse project the number of
ernmental changes in the region.
interdictions had declined to 2249 in 2009 (Leon,
Such jurisdictional issues are not totally new;
2012: 11). According to the Guardia Civil, this trend
they are at the root of the legal autonomy of national
has continued over the past two years: ‘The objec-
embassies in foreign countries, or the permission
tive was achieved: starting in 2009, the cayucos no
given by national authorities for foreign forces to
longer arrive in the Canary Islands, in 2010, not
intervene in local conflicts, or the legal determina-
even one, in 2011 only one, (those who try do so
tions derived to manage condominium territories.11
now, do it more from the area of the Western
However, as legal scholars have pointed out (Chueca
Sahara)’ (Guardia Civil interview February 2012).
et al., 2014; Nessel, 2009; Ryan and Mitsilegas,
The decline in the numbers of intercepted migrants,
2010; Taylor Nicholson, 2011), these new joint juris-
both en route and in the Spanish territory, has led the
dictions pose serious questions about the status of
Civil Guard to conclude: ‘The Atlantic route has
international law and responsibility. For example,
been closed’ (Guardia Civil interview February
what procedures are legal when migrants intercepted
2012) and Spain’s ambassador to Senegal to claim

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12 European Urban and Regional Studies 

during these patrols? In those cases, where national Memorandums of Understanding (MOUs). These
policies differ in significant ways, which country has ‘constitute the basis for the development of joint vigi-
legal responsibility for processing such fundamental lance of the jurisdictional waters of the corresponding
issues as asylum claims, re-admission agreements, third country and for cooperation in maritime rescue’
and refugee status? Who protects their rights under (EMN, 2011: 40). As defined by the Spanish Ministry
international law? Who is responsible for migrant of Interior’s International Relations Directorate:
well-being, for what happens to them in incarcera- Indeed, it was the flexible and informal character of
tion, their return to their home country (if these are these agreements that facilitated the complex operations
their fates), and their welfare and rights while in cus- developed under Seahorse, allowing the operation to
tody? Is sovereignty being reconfigured to facilitate maintain a low profile and less controversial public face
this process? than would have been possible under international trea-
ties. According to Seron et al. (2011: 37), ‘The MOU’s
are less formal but not less important [than more formal
Flexible and informal international agreements] in practice. […] The Memorandums are
agreements more flexible, less mediatized and less transparent’.
The first Plan Africa (2006–2008) resulted in a flurry They are produced by consular and administrative
of diplomatic activity that initiated or deepened dip- authorities, usually without the constitutionally required
lomatic and legal relations with at least nine West parliamentary permissions and publication (Cabrera,
African countries. ‘Plan Africa I’ was initiated in 2008: 170). Given this flexibility, the MOUs can be
2006 and the accords were signed in 2007. Azkona adopted more quickly than other diplomatic agree-
and Sagastagoitita (2011) have suggested that many ments. According to Guardia Civil officials:
of the official agreements signed under the Plan
Spain has Memorandums of Understanding with all of
Africa framework – while relevant to migration –
the involved countries [in Seahorse], although some give
were not agreements that stipulated the legal condi-
more possibilities than others: the best up until now are
tions under which Seahorse activities were being with Mauritania and Senegal. Both allow us to act in their
carried out (joint patrols, police training, operations territorial waters. With Mauritania we have a patrolling
in national territory, and the disembarking of migrants and interception zone of 24 miles from the coast. With
in transit to Spain while in African territory). Senegal much more; up to 200 miles. This means that if
If the agreements that stipulated the kinds of polic- we intercept the boat vessel within those limits, those
ing enacted under Seahorse are not treaty-like agree- countries accept that the migrants disembark in their
ments, their juridical basis remains unclear. Mauritania territory. (Guardia Civil interview February 2012)
and Senegal are particularly interesting cases. In
Mauritania, the only agreement on migration that For an official in the Spanish Interior Ministry,
existed in 2006 was one on re-admission. In Senegal, agreement on the MOU:
while agreements were signed in 2006, these dealt
only with the migration of unaccompanied minors …allows a Spanish police officer acting in that third
and development (Azkona and Sagastagoitita, 2011). country to work as if he were in Spain. It is a ceding of
sovereignty…this is most advanced in Mauritania and
According to Garcia Andrade (2010: 311–312), the
Senegal…the quality of the intervention and its
legal basis for extra-territorial operations remains
characteristics depend on the agreements reached with
questionable and at odds with international law, com- each country, the more aspects that there has been
pounding the need to clarify ‘Spain’s powers to oper- consensus on the better the collaboration and the more
ate in foreign territorial waters, or to extend its effective the control of flows. (Spain Interior Ministry
criminal jurisdiction outside its own territory, and also interview March 2012)
the limits to those powers.’
In practice, the legal framework that allowed In the view of the Guardia Civil, it is precisely
Seahorse to be carried out was embedded in a series of the ability to act in third countries’ territory and the
bi-lateral agreements (Spain – third country) called ability to intercept and disembark migrants in

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Casas-Cortes et al. 13

those countries that has been the recipe to success the forces of other states and supra-national bodies
of the Seahorse Project (Guardia Civil interview such as FRONTEX. The result is a multiplication of
February 2012). institutional actors and ad hoc arrangements – an
assemblage – that is particularly well illustrated in
the ways in which the Spanish Ministry of Foreign
Ad hoc transnational bordering
Affairs – which is normally the body charged with
assemblages formal authority to manage diplomatic work and
The ability to operate in third countries and to return cooperation with other countries, including on
migrants there is not limited to a single nation-state. migration and border policy – has in recent years
The matrix of institutional and legal geographies been joined in these duties by other actors who have
embedded in the MOUs extends to a variety of emerg- begun to play important roles in making interna-
ing actors who have become increasingly involved in tional working agreements without formal political
the process of border stretching. FRONTEX, the authorization. For example, in 2006, the Spanish
semi-autonomous agency founded in 2004 to coordi- Ministry of Interior founded the Directorate General
nate the control of the EU’s external borders in col- of External Affairs and Immigration, largely in
laboration with all member states, launched a series of response to events such as the cayucos crisis. The
operations on the West African coast named HERA Directorate has facilitated the deployment of Liaison
(Figure 6). HERA operations included the ability to Officers from the Ministry to other countries, focus-
patrol and intercept migrant vessels, and they have ing on migration from a security perspective (Boletin
been described by FRONTEX as its most successful Oficial del Estado (BOE), 2007; EMN, 2011). In
joint operation (FRONTEX annual report 2009). The addition, the Guardia Civil, through the Fiscal and
HERA missions are also the longest running Border Command, has also established for itself a
FRONTEX missions to date as well as the first (and level of autonomy to create working relations with
only) FRONTEX operations in waters not bordering similar bodies and police colleagues in third coun-
the continental EU. Yet FRONTEX currently does not tries (Guardia Civil interview February 2012).
have the same level of legal agreements or formal
understandings as the Spanish Guardia Civil to allow A political and legal impasse: bordering
FRONTEX to intervene in foreign territory. Instead,
our research suggests that FRONTEX patrols and
processes without accountability
interdictions operate under the MOU of the Spanish These different foreign affairs actors coordinate
authorities: inter-state actions in projects such as Seahorse and
allow agencies to adapt to a shifting policing envi-
For example, in the HERA operations- the MOU [of ronment without the need for typical public notice
Spain] with Senegal specifies the boats, contingents, etc. and parliamentary review. The result is not necessar-
that will be operating there, including those of other ily a confusion of competencies, but a diffusion of
countries that FRONTEX has obtained to participate in migration and border policy to a wide array of gov-
the operation, these are detailed in the MOU. Senegal,
ernment institutions. At the heart of these coordina-
for example, does accept the activity of ‘third parties’
such as FRONTEX, but those embarcations, once in the
tion challenges are new practices of collaboration
territory of those countries,…are the responsibility of and collegiality. While formal agreements, technolo-
Spain, because they are deployed there in the framework gies, and institutions were central to the develop-
of the agreement/accord/MOU attained with Spain. ment of Seahorse projects, the quality of working
Even though it is a FRONTEX operation- it is not relationships among police forces and governmental
FRONTEX per se that acts. (Madrid, Interview to bodies in third countries has been crucial to the suc-
Director of the International Relations Department, cess and sustainability of operations. While
Ministry of Interior, March 2012)
MOU’s are annual and are renewed…in cases like
The police and gendarme forces of signatory Senegal the [working] relationship is so good that they
states are allowed by MOUs to operate as proxies for almost do not need to be renovated or renewed… I

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14 European Urban and Regional Studies 

Figure 6.  Joint operation HERA II.


Source: FRONTEX (2012) Beyond Borders, p.64.

should insist that in fact when the co-work relationships negotiated through instruments such as MOUs? How
are good, a lot can be done- it is possible to alter or agreements that have a limited level of international
renew things without an official agreement, within the legal recognition and are not published in official
framework of the agreements obtained,…and on the
government publications can shift state/territory
ground with the trust developed with our counterparts,
the necessary work gets done. (Spain Interior Ministry relations in such a way remains an important ques-
interview March 2012) tion. The export and mixing of one state’s migration
policy and practices into and with those of another
If border externalization in Seahorse accounts for state whose own policies and practices for handling
the ability of Spanish forces and EU security agen- migration may be at odds with the ‘externalizing’
cies to act upon African state territories, how pre- state pose serious political challenges on both sides.
cisely is it that this ‘ceding of sovereignty’ can be In practice, as MOUs and on-the-ground decisions

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Casas-Cortes et al. 15

are implemented without public discussion or formal no alternative). Despite the broader goals of the
state sanction they create de facto and often ad hoc GAM approach, emphasizing a holistic understand-
administrative and legal norms and precedents, a ing of migration based in three main pillars (irregu-
kind of informalized pragmatic migration and border lar migration, labour migration, and development),
management program. Georgi (2010) and Hess in practice, what is at work is a restrictive model of
(2010) have described how this informalization of migration management: avoid movement tout court.
state practices has led to a depoliticization of migra- Security reasons remain the main rationale of these
tion issues (including externalization), to a technoc- projects focusing on ‘intersection of irregular
ratization of the handling of these issues, and to a migrants’ to return them back to countries of origin
removal of key debates around the control of human or transit. Moreover, these overly militarized opera-
mobility to less formal sites of consultation and tions, funded controversially enough, by a develop-
coordination between states and interested actors ment agency such as EuropeAid, work with a
(see Georgi, 2010; Hess, 2010; Pecoud and Geiger, limited conception of mobility, with little or no
2010). In the case of Seahorse, rather than outsourc- attention to intra-African mobility. The reduction of
ing this informalization to an international organiza- ‘routes’ to ‘EU bound routes’ has meant that other
tion (such as the International Organization for forms of mobility such as intra-African migrations
Migration (IOM) or ICMPD), it is the state itself that are largely ignored or rendered as ‘paths to Europe’.
is multiplying the agencies, ‘technical agreements’, While Kleist (2011) has shown that the majority of
and ‘efficient working relationships’ through which the migrations in the African continent do remain
the informalization of externalization occurs. within the continent, except for the growing recog-
However, in order for this ad hoc management sys- nition that some transit routes (particularly
tem to stabilize the complex matrix of internal and Morocco) are increasingly becoming destination
external policy, transnational policing operations are points as further transit opportunities are closed,
not sufficient; other complementary forms of inter- South–South movements are largely invisibilized in
national political cooperation are required. In the Seahorse and other routes management strategies
process, not only are the institutions themselves (DG Home Affairs, 2011; Westh Olsen, 2011).
operating with increasingly complex jurisdictions This issue has even broader geopolitical implica-
and coordination challenges about what legally con- tions, given the central commitment of ECOWAS
stitutes internal and external actions, but migrants (the Economic Community of West African States)
and citizens are ever more challenged in their efforts to the free circulation of people in the region. To this
to engage with the resulting absence of migrant reg- end, ECOWAS has a ‘Free Movement of Persons
ulations and rights. Directorate’ in its administrative structure, a Protocol
on Free Movement of Persons, Right of Residence
and Establishment, and the third Annual ECOWAS
There is no alternative to restrictive
Expert Meeting of Heads of Immigration explicitly
migration policy: TINA versus freedom of directed its member states to ‘reduce the number of
circulation [migration] check points and cases of harassment’ in
The infamous statement by Thatcher about neolib- order to facilitate regional migration and integration
eral policies as the only way to organize economic and the ‘attainment of a borderless ECOWAS com-
relations evokes a parallel logic in border externali- munity of people’ (Federal Ministry of Information,
zation practices that aim at ‘cutting the routes’. Republic of Nigeria, 2010).
Their main objective is to ‘stop migrants’ who move
outside the current visa policies of the EU. Despite Re-articulating border practices
the rigidities of the Black/White list or Positive/
Negative list for countries whose citizens require a
and imaginaries
visa to travel to the EU (Van Houtum, 2010a) prac- According to its designers and implementers,
tices such as Seahorse seem to say ‘TINA’ (there is Seahorse represents one of the most advanced

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16 European Urban and Regional Studies 

examples of the Migration Routes Management re-defining of national sovereignty, but the ‘border’
strategy currently being deployed by the EU. When is also an instrument to manage, channel, control, or
working at their best, Seahorse operations are indic- stop labour migrations. While border externalization
ative of the broader transformations in border con- and projects such as Seahorse are linked to national
trol and migration management emerging in the EU and state projects – for example Spanish Migration
and neighbouring areas. It fosters a certain kind of policy or the strengthening of the Mauritanian state’s
international cooperation and regional integration ability to patrol its border – their effects (and perhaps
based on extra-territorial practices, and a prolifera- their intent) is to create a broader coordinated pro-
tion of the institutional actors engaged in these re- cess and a corresponding series of institutions for
articulated forms of bi- and multi-lateralism. In the managing territory and space.
process, responsibilities and powers to conduct bor- The deployment of coordinated mobile bordering
derwork are being distributed in increasingly casual, mechanisms by Seahorse and its counterparts acts as
ad hoc, and yet stable ways. Formal agreements are a prototype for upcoming extra-territorial efforts. As
being supplemented with commissions, working a policy tool and as a new communications technol-
groups, and a wide variety of informal ‘working ogy, the rolling out of the Seahorse prototype
relationships’ which, in turn, stabilize a complex depends on diffusing: (i) a specific way of framing
assemblage of transnational and extra-territorial bor- migration and responses to it; (ii) a re-territorializa-
der arrangements focusing on routes and migratory tion of borders and border-work by states as a flexi-
journeys. Such mobile and extra-territorial border- ble and transnational activity; and (iii) a distinct set
work has become an adaptive process that responds of norms and institutions for carrying out foreign
to the fluid and turbulent movement of migration policy marked by distinct bureaucratic actors (the
(Casas-Cortes et al., in press). foreign relations office of the Interior Ministry),
The ‘border’ as such is less the contour of a sov- informal agreements (MOUs), and the creation of
ereign administrative unit and rather a reactive pro- fluid and collegial working relationships among pol-
cess that, having defined its object as mobility, icy implementers. In this sense, the old adage ‘good
responds to the autonomy of migratory movements fences make good neighbours’ can be inverted to
(De Genova et al., 2014). ‘good neighbours make good fences’.
Hyndman (2012) has called for attempts to trace This transnational and mobile bordering is coor-
the contours of ‘bordering’ by following a particular dinated in the example of Seahorse through regular
state’s practice that enacts borders upon the bodies police conferences, through communications struc-
of mobile migrants or those suspected of migration. tures on cross-border movements, joint patrols and
Our research points to how borders are becoming police training, shared equipment, and other political
mobile discontinuous nodes of surveillance and processes of coordination, such as the intergovern-
policing across multiple territories and jurisdictions. mental Rabat Process, creating a common vocabu-
The resulting borderscapes are more labile, extended, lary and set of technologies. In the meantime, what
extra-territorial and itinerant. Regardless of the we mean by national jurisdiction and sovereignty are
national boundaries, or in some cases regardless of being reworked in important ways and herein lies an
even the formal legislative sanction of the participat- important tension. This transnational and mobile
ing sovereign states, these bordering practices are borderwork in the expanding contact zones between
performing new claims of sovereignty, multiplying Europe and Africa is redefining, demarcating, and
institutions and actors, and asking governmental re-assigning what kind of mobilities there are for
agencies to operate under extended, but uncertain, migrants and their communities, often heightening
legal powers. The resulting itinerant b/ordering the already precarious nature of irregular migration.
assemblages challenge the Westphalian correspond- Border externalization practices such as Seahorse,
ence of state sovereignty and territory. based on informal agreements and collegial working
In the case of operations such as Seahorse, the relationships between different state-based security
central importance of borders is not only as a actors, are creating a distinct level of international

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Casas-Cortes et al. 17

migration and border policy and practice – a level #1023543. The opinions, findings, conclusions, or any
whose public accountability seems for the time being recommendations expressed herein are those of the authors
very limited, due both to the informality of this form and do not necessarily reflect the views of the National
of foreign relations as well as to the security nature Science Foundation.
of the implementing organizations. Furthermore, the
deepening of the Seahorse projects (from project to Notes
network to cooperation centers) and the spread of the   1. Throughout this paper we refer to a series of different
Seahorse model (to the West Sahel and perhaps to but interrelated projects as ‘Seahorse’ or the ‘Seahorse
the Mediterranean) signal not only a growing accept- operations’. These include ‘Seahorse Project’; ‘Seahorse
ance of a form of international migration policy Network’; and ‘Seahorse Cooperation Centers’, as well
as the extension of the Seahorse model to the ‘West
implementation that is not very publically accounta-
Sahel Project’ and ‘Seahorse Mediterraneo’. These are
ble, but also the acceptance of a highly restrictive
all distinct phases in the funding documents of the EU,
way of framing migration questions in general.12 constituting a progression of one specific model and
Finally, in regards to the overall discussion strategy of border security.
around the creation of an extra-territorial level of   2. Investigating EU border externalization led us beyond
migration management untethered from (although the conventional sites where borders are normally
not replacing) national boundaries, we must ask fenced and patrolled, conducting multi-sited research
whose extra-territoriality? The development of the in Brussels, Vienna, London, Zaragoza, Madrid, and
Atlantic Seahorse, West Sahel, and Mediterranean Rabat.
Seahorse, and the growing role of EU agencies such  3. The first comprehensive border surveillance sys-
as FRONTEX and policy frameworks such as GAM, tem in Europe was inaugurated in 2003. Led by the
Guardia Civil, this EU-funded program is called
is leading to an extra-territorial expansion of an EU
SIVE (Integrated System of External Surveillance).
and member state-driven migration policy framed in
 4. SIVE (Sistema Integrado de Vigilancia Exterior) is a
terms of security concerns and simplifying complex combination of fixed and mobile radar stations and
migratory and population movements (‘transit remote sensing equipment along the Spanish coast in
migration’ toward the EU). Nonetheless, intra-Afri- order to detect and interdict irregular border traffic
can mobility is growing, in part in response to (see http://www.guardiacivil.es/es/prensa/especiales/
regional protocols for the ‘free circulation of peo- sive).
ple’ (ECOWAS, 2010). How these protocols and   5. ‘While the first Plan Africa was in effect, 2006–2008,
diplomatic attempts articulate with the restrictive Spain developed intense activity, signing twelve new
practices of Seahorse operations and their expan- agreements with West African States. Six of them are
sion into the West Sahel have yet to be addressed. cooperation agreements in migration matters, known
as ‘new generation agreements’ (ANG in Spanish).
Although they comprise diverse aspects of migration,
Acknowledgements their focus is, in practice, migratory control. On top
We are grateful to the following for their willingness to be of those ANG’s three agreements were signed regard-
interviewed: the Fiscal and Borders Command of the ing some concrete aspect of migratory policy and
Guardia Civil of Spain in Madrid, February 2012; the another three agreements on development coopera-
Directorate General of International Relations and tion.’ (Azkona and Sagastagoitita, 2011: 54, authors’
Migration of the Spanish Interior Ministry in Madrid, translation)
March 2012; the Directorate General of Home Affairs of   6. This section is based on the detailed analysis of pol-
the European Commission in Brussels, February 2011; icy documents and interview material from various
and the International Center for Migration Policy officials involved in the implementation to show how
Development in Vienna, September 2011. the Seahorse program was conceived and continues
to work on the ground.
 7. A third Seahorse center in Spain, apart from the
Funding ones in Canary Islands and Madrid, was recently
This paper is based on research supported by the US inaugurated in Algeciras: http://www.elmundo.es/
National Science Foundation under BCS GSS Award elmundo/2012/01/31/andalucia/1328014331.html.

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18 European Urban and Regional Studies 

  8. For a further description of the Coordination Center policing may take place at a transnational level among
in Canarias see Arteaga (2007), who offers a posi- a variety of agencies, they are occurring in highly con-
tive evaluation of the center as a leading example of tentious national contexts. It remains a question how
multi-country and multi-level coordination in migra- the strengthening of a state’s abilities to patrol, man-
tion management. He describes the different units age, and demarcate its own border through projects
coordinated by the CCRC in the following manner: such as Seahorse may affect existing local conflicts
‘Amongst the multiple authorities to be coordinated related to state boundaries. The on-going conflict
we find police corps placed in the Foreign Service, over Western Sahara, clashes in southern Mauritania
aero naval units of the Armed Forces and FRONTEX, and resulting population movements toward Senegal
police corps from the State Security Forces and Corps, in the late 1980s, the continuing separatist demands
fiscal units from the Customs Surveillance Service of the Casamance region of Senegal, combined with
and a broad range of services put under the charge of repeated recent instances of Tuareg revolt and seces-
the State Society for Maritime Security and Rescue, sion attempts, as well as the current military opera-
the Regional Authority of the Canary Islands, and the tions in Mali, indicate the political importance of these
Red Cross among other that gave humanitarian assis- border issues locally, although for different reasons
tance.’ (Arteaga, 2007: 3, authors’ translation). than those that concern the EU or Spanish Ministry of
  9. Current political conflict in Mali and the greater Sahel the Interior. Currently, there is little indication that EU
region has created delays in implementation and may or Spanish authorities are seriously assessing the risks
force a reconsideration of their extension to Mali that border externalization policies may exacerbate
entirely. However, given the current plans for mili- such local border tensions (Guardia Civil interview
tary intervention in North Mali and the initial organi- February 2012; European External Action Service
zation of EU border control missions in Niger (led interview January 2011)
by the Guardia Civil) and Libya (led by FRONTEX)
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