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J. DAVID ALLAN
ESTIMATION OF rmax
Survivorship and fecunditydata for Daphnia pulex (Frank et al. 1957) are
combined in the survivorship-weightedfecundityfunction,lmx (fig. 1). When
such complete informationis available, the intrinsicrate of exponential increase,
r, for a population with stable age distribution and unchanging survivorship
and fecundityfunctionsmay be estimated from
I xmxe-rxdx = 1. (1)
J0
Amer.Natur. 1976. Vol. 110, pp. 165-180.
?0 1976 by The Universityof Chicago.All rightsreserved.
165
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166 THE AMERICAN NATURALIST
SUfNIVORSHIP-WEIGHTED
FECUNDITY
3 I
*TT
10 20 30 40
AGE(x
FIG. l.-Survivorship-weighted fecundity forDaphnia pulex (data of Frank
et al. 1957). The area under the curve is lxonx,where lx is the probability of
survivingto age x and maxis the average number of female offspringper female
between ages x and x + 1. By eq. (1), r =0.295/day. The dotted line illustrates
the use of eq. (2) by selecting A = 6, T =14, W = 36, and S = 65 and gives
r = 0.287/day. See text fordiscussion.
Published data of this completeness are rare, however, and a simpler approach
must be found. Lewontin (1965) noted that such data from a wide variety of
organisms tend to have a general triangular shape, given which assumption r
could be derived from simple geometrical considerations. That is, if the 1,,m,
curve looks sufficientlylike the dashed line in figure1, then we must know only
A, the time to firstreproduction(egg -+egg); W. longevity; T. the age at which
survival-weightedreproduction peaks; and S. total female offSpringa born to a
female in her lifetime.These are combined in the formula (Lewontin 1965)
W- A 1 r 1 b- rA _ e T - rW e-rTl (2)
2S r2 LT- A V W - T VJ
and solved iteratively for r. Frank's data solved by (1) give r = 0.295/day;
solved by (2) they give r = 0.287/day. The discrepancy appears to be slight,
and comparisons should not sufferfromit.
From the standpoint of colonizing ability one wishes to know the maximal
rate of increase, r,,,. (Andrewartha and Birch 1954), representingthe physio-
logical capacity of the particular species population to increase in a given
environment. In this approach I assume that food is always in surplus and
predation does not occur, so that only temperature and the organism's physio-
logical capacities are at issue. The effectsof competition and predation xvillbe
considered later.
Estimates of the life historyparameters A, W, T, and S are discussed in con-
junction with life historydescriptions below. Certain problems are of a general
nature, however. All estimates were derived from laboratory culture experi-
ments with rotifers,cladocerans, and copepods, with an eye toward determining
maximal values. These parameters are highly temperature dependent, and an
effortwas made to achieve a representative range of estimates. The literature
was occasionally not complete with regard to particular taxa or particular
temperatures,and I indicate where values had to be approximated. Equation
(2) is most sensitive to changes in A, less so to S and T, and least of all to W
(Lewontin 1965), in accord with the general conclusion of life historyanalyses
that r is affectedmost by changes in prereproductivedevelopment time, less by
changes in brood size, and least of all by changes in longevity. Typically, the
literature is most complete regarding estimates of A; hence, parameters which
occasionally required guesswork were, fortuitously,less critical. A second prob-
lem lies in the adequacy of the culture medium, as slowed development, reduced
brood size, and highermortalityaccompany nutritionalinadequacy (Taub and
Dollar 1964). Some discrepancies in reported culture data undoubtedly stem
fromthis effect.In general I selected values reflectingmore rapid development
and higher survivorshipand based my calculations on what appeared to be a
reasonable range of values. However, it is possible that these are still under-
estimates. I assume that fora comparative approach the essential relationships
across groups are unchanged.
Rotifera
The typical lifehistoryof species of the subclass Monogononta, which includes
all planktonic rotifers(Hutchinson 1967), consists of parthenogeneticreproduc-
tion in favorable circumstances and sexual reproduction in conjunction with,
or in anticipation of, unfavorable conditions. Beginning in the spring with the
hatching of a resting (mictic) egg, parthenogenetic (amictic) females appear.
In some cases, populations overwinter. A substantial number of generations
follow by diploid female parthenogenesis, as each female produces a series of
amictic eggs which develop without fertilization.After some period of time,
mictic females, morphologicallyindistinguishablefromthe amictic, appear and
produce haploid eggs by ordinary meiosis. Males develop from these small,
unfertilizedhaploid eggs. The fertilizationof a haploid egg by a male produces
the large, mictic, resting egg capable of undergoing a prolonged diapause and
carrying the population through overwinteringperiods. Although commonly
thought to occur once a year, the sexual phase may not occur each year or may
occur several times.
1 Hutchinson (1967) treats the biology of zooplankton with great thoroughness and
clearly recognizes (pp. 706-709) the variety in adaptive patterns which this paper addresses.
Cladocera
The lifehistoryof cladocerans, typifiedby the water flea Daphnia, consists of
sexual and parthenogeneticgenerations. A typical cycle may commence in the
spring in a temperate lake froman overwinteringfemale or froma resting egg
which develops into a mature female. Eggs are produced which develop rapidly
and directly,without a larval stage, into miniatureversions of the parent. After
a variable number of instars, but typically five or six, these mature into repro-
ductive females, thus completing the parthenogenetic stage of the cycle. A
substantial number of such asexual generations are produced throughthe spring
and summer. Then, owing to crowdingor other environmentalstimuli, eggs are
laid which develop into males, other eggs develop into sexually reproducing
females, and, following fertilization, resting eggs (ephippia) are produced.
Although as a reproductivepattern this is the analogue of a rotifer'slifehistory,
the underlying cytological and development mechanisms differsubstantially,
testifyingto its independent derivation.
Estimates of A and W (table 1) require little discussion, as various studies are
in close agreement (Daphnia galeata mendotae[Hall 1964]; D. pulex [Frank et al.
1957]; D. laevis [Banta 1939]; D. magna [MacArthurand Baillie 1929; Anderson
and Jenkins 1942]). Estimates of S were more variable, ranging fromas high as
1,072 for D. magna (De Kerherve 1927, cited in Hutchinson 1967) to 300 for
D. laevis (Banta 1939), 160 for D. magna (Anderson and Jenkins 1942), and
about 600 for various species of Daphnia (Green 1956). Hall's (1964) data sug-
gest somewhat largerbroods at highertemperatures.I believe the values selected
for S (table 2) bracket the likely maxima. In contrast to rotifers,development
times are longer and broods much larger. The only available estimate of T was
for 200 C, and placed the peak of the 1lm,,curve at about day 14. Lower tem-
peratures would result in later maturation, essentially pushing the reproductive
period furtherinto the region of lower survivorship. Hence, I assume T to be
only 4 days after A at 100 C as opposed to 7 days after A at 200 C and 8 days
after A at 250 C.
Copepoda
The life cycle of the Copepoda differsstrikinglyfromthat of the Cladocera
and Rotifera in its obligate sexuality. Fertilized eggs hatch into a larval stage,
the nauplius. Six naupliar stages and six copepodite stages are recognized, of
> 2
C.E
glggn c
- ooonnowC
o+
HH5
z C
H - r
o
0~~~~~~~~1
N ~~~~bj CA
c~00 ~c.'01 '00 "t
0
H~~
Xt t~
- o0v F4 0
i I I i I 4 o >
bi)~~~~~~~~0
Q~~~~i I
. . ,. . O
H^ C C C ]
-$ V0~0~ V- 0 N0c
* 0~~~
TABLE 2
SUMMARY OF CERTAIN ECOLOGICAL CHARACTERISTICS OF MAJOR ZOOPLANKTON TAXA
which the last is the adult. Only five naupliar stages occur in Pseudodiaptomuus
coronatus(Jacobs 1961). Typically, however, the number of stages is constant,
unlike cladocerans, with a more variable number of instars. Mating follows
sexual maturity,and the female may store sperm in a spermathecal sac, thus
minimizingthe need forsubsequent mating. Eggs develop into males or females,
completing the life cycle.
Life history parameter estimates (table 1) are plentiful for copepods, par-
ticularly marine calanoid species, and my statements about copepods refer
primarilyto that subgroup. Values for A are based on Pseudocalanus minutus
(McLaren 1974), Acartia tonsa (Heinle 1969), Eurytemoraaffinis(Heinle 1969;
Katona 1970), P. coronatus (Jacobs 1961), and Calanus helgolandicus (Paffen-
hofer1970). The large C. helgolandicuswas comparable to other,smaller species.
Longevity data were selected fromthe above studies and appear reasonable for
growing,reproducingpopulations. Longevities of a year or more occur in nature,
but typically not with continuous reproduction. Fecundity data show wide
variation, in part because egg output correlates with body size, and copepods
exhibit a wide range of body sizes. From 10 to 20 broods are commonlyobserved
(P. minutus [McLaren 1974]; P. coronatus [Jacobs 1961]; Calanus plumchrus
[Fulton 1973]). Various estimates of interbrood duration (Burgis 1970; Heinle
1969; Jacobs 1961; McLaren 1974), divided into adult life span, are supportive.
Total fecundity observations include 60 eggs for P. coronatus (Jacobs 1961),
up to 586 eggs but more typically 200-300 eggs for individual Calanus fin-
marchicus (Marshall and Orr 1952), an average of 535 and a maximum of 835
for C. plumchrus (Fulton 1973), and up to 2,000 eggs per female for C. helgo-
1.5
.15
IA
1.25 .10 ROTIFERA
/ P. minutus
1,0 .05
2 6 10 14
.75
rmax
('/days)
O .50 CAOR
COPEODA
.25
I
10 20 25
(TC)
TBPERATURE
FIG. 2.-Maximal intrinsic rates of increase (r,,JaX) for major zooplankton taxa.
Insert -r max for Pseudocalanus minutus assuming that the number of broods
per lifetimeis constant (A) or increases with temperature(B).
on particles > 5-10 jym(Jorgensen 1966). The upper limit forfiltrationis prob-
ably 50 um,with raptorial feeding taking over for larger particles (Parsons and
Takahashi 1973). Copepods are flexible in their feeding behavior and capable
of "tracking" biomass peaks in the size distribution of food (Wilson 1973;
Poulet 1974), and cladocerans appear to show this ability as well (Berman and
Richman 1974). Cyclopoids apparently sense and grasp particles (Fryer 1957).
Like the calanoids, their feeding is more specialized and may involve larger
particles. In short, rotifers and cladocerans are similar in feeding on small
particles; copepods may show a greater degree of specialization in their feeding,
a preferencefor larger particles, and quite possibly a greater ability to sense
prey (Stricklerand Bal 1973).
Filteringrate estimates indicate that cladocerans are capable of filteringrates
up to an order of magnitude higherthan copepods of similar size (Haney 1973),
while observed rotiferfilteringrates are as much as one to two orders of mag-
nitude lower than copepods (King 1965; Edmondson and Winberg 1971).
In a nutritionallyrich medium, competition would of course be minimal. As
populations become abundant followinga vernal peak of primaryproductivity,
or in a perennially nutritionallydilute environment,food shortages may occur
for all three taxa. We might expect the higher filteringrates and greater food
range of cladocerans relative to rotifersto convey some advantage. Hurlbert
et al. (1972) provide evidence that the cladoceran community of a small pond
may limit rotiferpopulations considerably. As food becomes scarcer, the ability
of copepods to capture a wider range of particles, especially large items, should
convey an advantage relative to both rotifersand cladocerans.
Predator Escape
The ability to avoid predators seems to be most critically affected by size
(Brooks and Dodson 1965), mobility, and visibility (Zaret 1972). Rotifers,
cladocerans, and copepods may or may not vary systematically in visibility,
but do in size and mobility. Rotifers are distinctly smaller (0.1-0.6 mm) than
cladocerans and copepods which are roughly similar in size in freshwaters
(0.4-4.0 mm). In marine systems, cladocerans are few and small and copepods
are plentifuland may be much larger. Rotifershave a decided advantage in the
presence of vertebrate predators and typically increase in abundance with fish
stock, while larger cladocerans and copepods are eliminated (Hrba'cek et al.
1961; Brooks and Dodson 1965). Invertebrate predation is most likely the
reverse,selecting smaller species (Anderson 1971; Allan 1973; Dodson 1974).
Cladocerans and copepods may oftenbe similar in size but differstrikinglyin
mobility. While cladocerans swim in a hopping fashion (hence the name "water
flea") with their second antennae, copepods propel themselves with their first
antennae, by paddle-like thrusts of their thoracic limbs and by flickingtheir
abdomen in a rapid movement. Some idea of their movement can be gained by
attempting to catch one with an eyedropper. Swimming speeds for adult
Daphnia have been estimated at 0.74 cm/sec (Jacobs 1967). A variety of esti-
mates for adult copepods show much higher values, for example, 20 cm/sec
DISCUSSION
Brooks and Dodson (1965) proposed that body size was a principal determi-
nant of a zooplankter's susceptibility to predation and success in gathering
food. Much aquatic researchin the subsequent decade has verifiedand expanded
their basic hypothesis. Although considerable insight into the workings of
plankton communities can be gained from examination of a single critical
variable size, differencesamong the principal taxa add an additional com-
plication to life historypatterns.
Consideration of the combined informationon zooplankton life historydata
suggests the following patterns (table 2): Rotifers are highly opportunistic,
have a reproductive advantage at all temperatures, probably share common
food resources with cladocerans and smaller copepods, and are vulnerable
primarilyto invertebratepredation owing to their small body size. Cladocerans
are also opportunistic,although unable to equal the biotic potential of rotifers,
probably share common food resources with rotifersand small copepods, and
are vulnerable primarilyto vertebratepredation. Smaller cladocerans encounter
invertebratepredation in some circumstances.Copepods, with theirlower poten-
tial forexponential increase, are probably capable of more selective feeding for
larger particles and may possess the greatest predator escape ability. We may
now ask what consequences these life history patterns bear for distributions
and seasonal abundances.
Biogeography
While freshwaterzooplankton communities are notable in their substantial
representation of cladocerans, rotifers, and copepods and nearly complete
absence of planktonic larvae, marine zooplankton communities are dominated
by copepods, planktonic larvae are common, and rotifersand cladocerans are
virtually absent. The few marine cladocerans exist only secondarily, and when
present appear to be rare and seasonal, as with Evadne spiniferain Sargasso Sea
collections (Deevey 1971). Rotifers and cladocerans may show a substantial
presence in coastal waters and estuaries, but, as with freshwatersystems, the
formersystemsare stronglypulsed seasonally in temperate latitudes. Copepods,
in contrast,are even more abundantly representedin marine systems.
If we ask what has kept cladocerans fromgreater success in invading marine
habitats, or why copepods do not dominate the freshwaterplankton as com-
pletely as they dominate the oceanic plankton, the answer seems to lie in the
abundance and seasonality of the food supply. Ryther's (1969) estimates of total
carbon production per square meter of surface area show that the open ocean is
lower in productivitythan are coastal zones, which are in turn much lower than
estuaries. Temperate waters, marine and freshwater,are furtherinfluencedby
the highly predictable vernal peak of productivity.
Environments which are stronglypulsed seasonally, such as temperate lakes,
are essentiallyempty islands fora period of time equivalent to numerous genera-
tions for some zooplankters. Adaptation to regular colonizing events through
high r would be advantageous. The open ocean is nutritionallydilute (Conover
1968), too deep forthorough nutrientmixing, and bufferedby size and salinity
against extreme climatic influences; hence, an opportunisticstrategy would be
less adaptive. On these arguments,rotifersand cladocerans should be associated
with freshwatersand estuaries and copepods with oceans. Furthermore, this
interpretation is consistent with the observation that in the Great Lakes
cladocerans make up a greater fractionof the plankton in surface and shoreline
waters while copepods predominate in deep and open waters (Watson 1974).
As tropical lakes become better known, a similar trend toward copepod domin-
ance may emerge.
The comparative absence from marine systems of rotifersand cladocerans
might also be explained by salinity and evolutionary arguments. Salinity can
not be the only barrier,however, as a few members of these taxa have success-
fully made the transition. Interestingly,the fraction of sexual individuals in
parthenogeneticgroups seems to increase among cladocerans in marine systems
(Bainbridge 1958; Bosch and Taylor 1973), as does the frequencyof sexuality in
rotifers(Hutchinson 1967). Marine systems may impose more intense and un-
predictable selection pressures,thus necessitating the recombination advantage
of sexual reproduction (Williams 1975).
Seasonality
One would expect rotifersand cladoceransto undergogreaterpopulation
increases than copepods and to begin the increase sooner. Although not always
the case, this is well illustrated by Davis's (1962) study of Lake Erie zooplank-
ton. Exceptions may be attributed to the fact that, during the major part of an
annual cycle when food is not superabundant, rotifersand cladocerans take
advantage of resting stages while copepods continue development. Over-
winteringadults may produce eggs which hatch into nauplii in readiness for a
vernal phytoplanktonbloom. This capacity to overwinterand continue develop-
ment for as long as 7 months on stored food (Fulton 1973; Heinrich 1962),
coupled with the predictability of seasonal blooms in some environments,
prevents taxa with higher r from achieving as great a head start. The cohort
structureof copepod populations at the onset of a bloom allows a more rapid
rate of increase than would be achieved under stable age conditions.
SUMMARY
ACKNOWLEDGMENTS
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