Connecting Risk Professionals

Riskpro India
Risk Management Advisory and Consulting

2021

500+ www.riskpro.in | info@riskpro.in

Happy Clients 1
Risk Advisory | IT Risk Advisory | GRC Technology | Training | Recruitment
Riskpro’s Overview

Riskpro is an “Indian” Risk

Management and
▪ 10+ years of business
Compliance Consulting
▪ 525+ Clients
Firm Delhi
▪ 7+ Cities
▪ 65+ Team Members
We connect Risk
Professionals to Clients for ▪ 10+ strategic partners

maximum value add ▪ 45+ Cities Associate firm Mumbai Kolkata

representation
Pune
Riskpro has five business Hyderabad

verticals are Risk Advisory, Bengaluru

IT Advisory Trainings, Chennai
Our growth story is continuous.
Technology and
Recruitment

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You need to find a balance between RISK and REWARD
and Connect
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Our Service Verticals

Risk Advisory
IT Advisory
Technology
Trainings
Recruitment 5
 Risk Based Internal Legal Compliance Enterprise Risk
Audit Audit Management

▪ Riskpro provides flexible internal audit
services on out-sourced basis or as an
integral part of your organization or
both.
▪ Our services are top class and provided
by knowledgeable professionals with
deep industry expertise.
▪ Riskpro has a team of experienced
internal auditors in major cities across
India.
▪ Regulations and legal / compliance
burden is affecting organizations of
all sizes and across industry sectors.
▪ Riskpro, along with its member firm,
has developed an effective and
comprehensive Legal and
Compliance Audit (LCA) procedure
which ensures that your organization
is periodically reviewed for non-
compliance and process gaps.
▪ Riskpro has strong domain expertise
when it comes to Enterprise Risk
Management ranging from Financial
Services to specialized
manufacturing businesses.
▪ We have unique ERM
Methodologies and develop ERM
Frameworks using COSO ERM and
ISO 31000 helping with Risk
Assessments and building key risk
metrics ensuring a successful
project.

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 Internal Financial
Controls (IFC)
▪ Internal Controls are the backbone of
any organization.
▪ Riskpro helps to develop a framework
for assessing and reporting on the
operating effectiveness of the internal
controls, Gap Analysis and adequacy of
internal control documentation.
▪ We help with all your SOP and
flowcharts in place and a mechanism to
test these controls.
Operational Risk
Management
▪ Riskpro can review risk management
structures & infrastructure
▪ We develop operational risk policies,
frameworks, terms of reference and
implementation project plans.
▪ Development of Risk Control Self
Assessment (RCSA) methodology and
Risk Register
▪ Review and enhancement of Loss and
Event Reporting framework
▪ Comparison done against best practices
of risk modelling, strategic objectives
and regulations.
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Financial Risk
Management
▪ Riskpro can help clients on matters
relating to Basel II framework using
basic, standard and advanced
approaches for Market, Credit and
Operational risk.
▪ We can assess the Pillar II (ICAAP) gaps
and help identify vendors and
professionals who can assist.
▪ We can help with Market Risk
Framework, Policies and procedures,
Current State Assessment, Gap Analysis
and can support requirements of Risk
Measures Modeling, Metrics, Model
Validation, Stress Testing etc
 Loan File Hind Sighting
▪ Loan File Hind Sighting requires a
detailed verification of and reporting on
loan files of various products as per the
laid down policies.
▪ Riskpro develops a detailed product
wise hind sighting checklist and
identifies the criticality and the owner of
the check point by performing monthly
audit of files disbursed to ensure
compliance with policies and reports on
deviations and action plan.
Branch Audits
▪ Riskpro has done PAN India checklist-
based audits for the depots, branches of
NBFC, Insurance companies etc. through
our associate firm.
▪ We design a standard checklist which
reflects regulatory, conduct issues and
operational compliances.
▪ We ensure:
• Compliance to the checklist defined
and the laid down policies and
procedures.
• Report the process gaps, operating
inefficiencies, non compliances with
applicable laws, handling of conduct
issues etc. and issue final report
with recommendations.
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Fraud and Forensic
▪ Riskpro helps companies to perform a
gap analysis and undertake a
comprehensive fraud risk assessment.
▪ Our forensic accountants delve deep
into the facts to provide an
independent, thorough, and insightful
report of the situation and help with
fraud investigation and unearth
important aspects of the fraud.
▪ Other Fraud related services include
Fraud Detection, Anti-Fraud Measures
and Background checks
 Reputation Risk
▪ Although reputation risk assessment is
typically important for valuable brands
and large entities, managing reputation
is equally important for small and mid
sized organisation
▪ Riskpro has a good understanding of
how to effectively implement a
reputation risk management framework
▪ We can help companies in the survival
game. Our risk event database relating
to reputation risk can help companies
to build components to identify, assess
and manage reputation risk
Integrity and Ethics
▪ Riskpro has expertise in developing a
comprehensive Anti-Bribery & for compliance audit which will include:
Corruption (ABC) compliance program
that would ringfence your organization
from the risk of corruption, fraud and
other ethical misconduct.
▪ Our program implementation takes
minimal time as well cost effective. It
encompasses broadly four elements -
Risk assessment & governance;
Investigations & enforcement; Training
& Communications and Monitoring &
Auditing
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Insider Trading
▪ Riskpro has introduced a unique offering
• 3-5 days of review/ Health Check or
evaluation of the adequacy of
internal controls.
• Review of policies and procedures to
determine compliance with the
framework.
• Compliance Report - Third party
compliance Report on the findings.
▪ We assist clients in developing internal
policies for complying with the
regulations as mandated by the SEBI
(Prohibition Of Insider Trading)
Amendment Regulation 2018.
 Standard Operating
Procedures (SOP)

▪ Standard operating procedures (SOPs)

are the documented processes that a
company has in place to ensure
services and/or products are delivered
consistently.
▪ Riskpro reviews the Internal Control
Framework across all SOPs,
recommends the control gaps and
benchmarks to best practices.
▪ We also provide Offsite support to
enhance existing SOP documentation.

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Our Service Verticals

Risk Advisory

IT Advisory
Technology
Trainings
Recruitment 12

SSAE 18 (SOC Audits)
▪ Organizations continue to outsource
parts of their business to realize potential
cost benefits, to alleviate the need for
hiring or retaining internal specialists
and/or to create more flexibility to
realize their business strategy.
▪ Assurance reports play an important role
as a management control. In the USA, the
new SSAE 18 standard was introduced in
2016 and implemented in 2017.
▪ Riskpro has done more than 100+ SSAE
engagements and we have an inhouse
CPA to perform these attestations.
GDPR
▪ GDPR is a sweeping change. Effective
May 2018, if you are not ready, you will
not be able to do business, if you hold
Personal data of any EU citizen and are
not GDPR compliant.
▪ This may be as simple as an email in a
marketing email list. You will not be able
to send marketing mailers unless there is
explicit consent or a lawful purpose/
legitimate business purpose.
▪ If you are recruiters, you will not be able
to forward the CVs, download and save
candidate data without their consent.
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Personal Data
Protection (PDP)
▪ Riskpro has a strong team of
experienced and certified data privacy
and data protection professionals who
have thorough industry and technical
knowledge and can assist you with:
• Highlighting gaps in your framework/
policies/ processes and suggest an
effective mitigation plan.
• Define/review procedures to ensure
updates in the bill are identified
timely.
• Ensure the controls/ framework
defined are adequate and in
accordance with PDP Bill
requirements.
• Define and/or implement a bill
compliant data protection governance
framework.

ISO 27001
▪ ISO 27001 specifies a management
system that is intended to bring
information security under management
control and gives specific requirements.
▪ Riskpro helps to review current practices
against ISO 27001 requirements and
establish frameworks to address
Information Security.
▪ We carry out a self assessment review of
your ISMS implementation against the
requirement and issue a review /
certification report.
Cyber Security
Advisory
▪ A company should adopt leading
framework to evaluate their
preparedness against cyber risks.
▪ Riskpro helps companies to develop a
board approved Cyber Security Policy
and Cyber Crisis Management Policy.
▪ We can develop Key Risk Indicators to
track risks and preparedness.
▪ We conduct Periodic cyber risk audits.
▪ We also provide cyber security services
for Urban Cooperative Banks and for
other BFSI sectors.
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SOX Compliance
▪ In 2002, the United States Congress
passed the Sarbanes-Oxley Act (SOX) to
protect shareholders and the general
public from accounting errors and
fraudulent practices in enterprises, and
to improve the accuracy of corporate
disclosures.
▪ An Audit of Internal Control over
Financial Reporting performed in
conjunction with an audit of financial
statements.
▪ All public companies now must comply
with SOX, both on the financial side and
on the IT side.
 End User Computing Business Continuity/
CMMC
(EUC) Disaster Recovery

▪ Riskpro develops EUC/ IPE Framework
and Gap Assessment against best
practices relating to EUC/IPE using
Control policy.
▪ We help with EUC Risk Assessment by
testing of majors EUCs and preparing
audit report with results and
recommendations.
▪ We develop critical risk reporting
templates for various committees and
senior management.
▪ Riskpro helps with,
• project initiation and
management.
• risk evaluation & control.
▪ We develop continuity strategies and
help in the disaster stages & process
management by developing and
implementing The Business Continuity
Plan.
▪ Cyber Security Maturity Model
Certification (CMMC) Framework is the
latest development in IT Security in USA.
▪ It provides assurance to the DoD that a
DIB contractor can adequately protect
CUI. Mandatory for any organization/
company who wants to do business with
DoD.
▪ Riskpro assist companies with expertise
and guidance in achieving CMMC.
Riskpro can support an organization
through implementation to certification
and continuous work with security.

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 IT General Controls
HIPAA Compliance Data Analytics
(ITGC)

▪ Companies that deal with protected ▪ Data analytics refers to qualitative and ▪ Riskpro assists organizations in
health information (PHI) must have quantitative techniques and processes designing ITGC frameworks and provides
physical, network, and process security used to enhance productivity and operating effectiveness assurance
measures in place and follow them to business gain. through ITGC audits.
ensure HIPAA Compliance.
▪ We have dedicated IT audit
▪ We perform gap assessment and give a ▪ Riskpro offers comprehensive data professionals having experience working
gap report against HIPAA compliance. analytics services to convert historical with a wide variety of industries of all
and real-time, traditional and big data sizes to mitigate ITGC risks within your IT
▪ We help with documentation, fixing into actionable insights for you to take environment.
documentation related gaps. timely corrective actions if necessary.
▪ Our ITGC services are tailored to the
▪ We help with security consulting and ▪ We proactively identify the indicators of organizations risk appetite and
implementation support and provide frauds and trigger automatic resolution. compliance requirements.
HIPAA Compliance Report.

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 21 CFR Part 11
▪ Riskpro helps with the 21 CFR Part 11
requirements for Electronic records and
Electronic signatures to the companies
related to Life science community and
other FDA regulated industries to ensure
adequate maintaining of document
security and authenticity.
▪ We can help with the 21 CFR
compliances like GAP assessment,
Computer System Validation (CSV),
Auditing services, Healthcare and Life
Science Offerings like HIPAA, ISO 27001,
SOC etc, Recruitment, Training &
awareness.
NIST Compliance Microsoft SSPA
▪ NIST guidance provides the set of ▪ The Supplier Security and Privacy
standards for recommended security Assurance (SSPA) is an assessment for
controls for information systems at Microsoft suppliers/vendors who
federal agencies. The NIST guidelines process their data on their behalf.
and recommendations will help federal
▪ Riskpro provides assistance in consulting
agencies ensure compliance with other
as well as responding to the DPR
regulations, such as HIPAA, FISMA, or
questionnaire.
SOX.
▪ Riskpro has an inhouse CPA that
performs DPR audits incase you are in
▪ We can help with the Gap Assessment
high risk profile and independent audits
against NIST / FISMA Framework,
are required.
Consulting/ implementation support
and Report / Compliance Letter issued
by Riskpro.
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Our Service Verticals

Risk Advisory

IT Advisory

Technology
Trainings
Recruitment 18

Internal Audit Software
▪ Riskpro has partnered with
technology companies to provide
various software to clients.
▪ Audit Software provides the
following modules as part of the
standard offerings:
• Audit planning
• Work paper
• Observations creation
• Follow up
• Automated Audit Reporting.
Risk Management Software
▪ Riskpro has partnered with technology
companies to provide various software
to clients.
▪ Risk Management software provides
following features:
• Workflow based system to actively
manage and link all Risks, Incidents,
Controls, Actions, and KRIs with
quick visibility of any status change
to remove information latency.
• Extremely intuitive & flexible system
with pixel perfect reports that can
be tailored to exact specifications.
• It provides evidence and reports to
satisfy Regulators that controls are
in place and are monitored.
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Legal Compliance
Software
▪ Legal compliance can no longer be
managed manually in excel and on
email.
▪ The software comes populated with
latest compliance library which is
updated on a real time basis.
▪ The software is user friendly – web
based and fully secured which is
accessible from anywhere.
▪ Product can be implemented in 1-5 days
(Average time)
▪ Lowest price in India for similar
technology

Document o
Management Software
▪ Document Management software can
manage any number of versions for a
given compliance document / working
file and supports 47 document types.
▪ Our software ensures review by the
Superior before any approval.
▪ Our software is tamper proof as it does
not allow any deletion or modification
of any uploaded document.
Third Party risk
Management (TPRM)
Software
▪ Riskpro has a centralised automated
solution offering management of all
third party vendors under one roof with
features like:
• A collaborative, secure environment
for customers/vendors to share
information and a well defined
access control for key risk
management stakeholders.
• Prioritizes vendors according to the
organizational importance.
• Tracks and monitors ongoing vendor
risks.
• Provide complete reporting and
analysis of vendor risks and
benchmarking against industry
standards.
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Contract Management
Software
▪ A Contracts and Obligations
Management System would assist you in
end to end management of your
contracts and obligations.
▪ Riskpro helps you with,
• centralized, accurate and quick view
of your contracts and obligations.
• Customize your contract type and
metadata.
• Role based access to multiple users.
• Efficient management of your
contract repository.
• Alerts and notifications to
proactively manage your obligations.
• Option to capture contract litigation.
 Litigation Management
Software
▪ Litigation Management software helps
to create and manage Masters like:
• Case Types, Case Stages
• Document and Payment Types
• Courts, Counter Parties
• Departments, Entities /Sub-Entities
/Locations
• Users and their Roles
• Internal & External Advocates & Law
firms
▪ Our software uploads existing notices
/cases in bulk for tracking and manage
capabilities to upload via excel sheets.
Treasury Management
Software (TMS)
▪ TMS is an automated system that allows
treasury departments to communicate
and/or interface with banking partners.
▪ With a TMS:
• Storing or pulling in data real time
and reporting and analyzing all
information in one centralized
location.
• No need to manually enter
transaction or revenue data which
reduces your total error rate.
• Increase the amount of time your
staff can dedicate to line-of-business
projects.
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Our Service Verticals

Risk Advisory

IT Advisory
Technology
Trainings
Recruitment 22

Risk Training
▪ Riskpro is a leading Risk Management
Training Company and has conducted
20+ Open House programs across
major metros and 25+ in house
trainings to major Corporates, BFSI
Cos.
▪ We have a variety of training programs
across Info Security, Credit, Basel, ERM,
Governance, BCM etc.
▪ Riskpro is a Corporate Entity with
expert Trainers and our programs are
cost effective compared to most
companies.
ERM Training
▪ Riskpro regularly conducts trainings on
ERM and Operational Risk across
various cities as two days training.
▪ The course provides participants the
understanding of risk management
concepts and provides them with
practical tools and methods required
for implementation framework.
▪ ERM Trainings are also offered as in
House Trainings for Companies.
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Personal Data Protection
Awareness Training
▪ PDP training helps your staff and
their need to be aware of the risks
involved in processing personal data and
how to mitigate those risks.
▪ We provide Online or in-person
trainings on regulatory requirements of
the PDP Bill.
▪ We highlight the importance of their
duty while handling personal/ sensitive
data.
 Fraud Risk Training
▪ Riskpro has conducted both open and
inhouse programs for major PSU,
Corporates and BFSI clients.
▪ We conduct one to three days program
for Fraud Risk Training.
▪ We provide in-depth understanding of
fraud schemes, fraud prevention
measures, etc.
ISO 31000 Training
▪ Riskpro regularly conducts trainings on
ISO 31000 across various cities as two
days training.
▪ The course provides participants the
understanding of risk management
concepts and provides them with
practical tools and methods required for
implementation framework.
▪ This is an instructor led course designed
to provide a practical understanding of
risk management.
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Cyber Security Training
▪ Riskpro provides training on awareness
on Cyber security risk trends, types or
controls and make them aware of their
responsibilities in relation to fraud
prevention.
▪ We provide training on Vendor
Awareness Programs on information
security.
▪ We provide quarterly Information
security risk assessments and Annual IS
Audits are conducted by experienced
professionals.
 Anti bribery/ Corruption
Training
AML Training
▪ Riskpro provides one-hour FCPA / Anti ▪ We have the most successful programs
Bribery training for Leadership. across Chennai, Mumbai, Bangalore and
Pune.
▪ We help with FCPA Overview and
Compliance Requirements like the law’s ▪ We conduct two Days program on AML,
key Anti-Bribery and Accounting KYC, Terrorist Financing, Trade Based ML
Provisions, how to avoid FCPA risk and and Customer profile covering the
reputational harm etc. following aspects:
• Introduction and emerging trends
▪ We provide training regarding ISO 37001 in AML.
– Anti Bribery Management Systems-
• Customer profiling and high risk
Important Framework elements.
customers.
▪ We help with the Assessment and
• Designing an effective AML
Certification.
framework.
• Suspicious transactions and
detection.
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Operational/ Credit
Risk Training
▪ Riskpro conducts one to three days
program on Operational Risk.
▪ We conduct foundational training which
can be designed and rolled out across
the Company.
▪ We have four effective programs for
Credit Risk:
• Credit management for Credit
Risk Analysts
• Credit management workshop for
Relationship Managers
• Senior Management course on
Credit Strategy
• Risk Management program for
Branch Managers.
Our Service Verticals

Risk Advisory

IT Advisory
Technology
Trainings

Recruitment 27
 Independent Director Full/ Part Time Risk Internal
Virtual Risk Manager Audit Professionals
for Corporates

▪ We link Right People as professional ▪ Riskpro provides Virtual Risk Managers
decision mentors for your organization. (VRM) who would be on our payroll but
are fully dedicated to you for the time
▪ We provide Qualified Industry period like hourly, per week etc. that
professionals with systematic you have hired them for.
assessment of needs, comparing the
company’s strategic plan with an up-to- ▪ Our VRMs can be contacted any time for
date profile of the skills and experience anything that you need to be done and
of the current board. small conversations with our VRM are
always free.
▪ We understand the specific needs of
the board and an insight into the unique
nature of a company.
• Riskpro is constantly building its
network of Risk Professionals across
India whose experience starts from 2
years to 20 years.
• Being Risk Professionals ourselves, we
are able to match your requirements
and candidate experience better.
• The Project employees pool will be
available as per your needs and the
employees on site can start/stop
projects as per your master project plan.

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 Corporate / MNCs
Riskpro Clients

“Provided - Risk & IT

Advisory Services like

Legal Compliance
Audits, Internal Audits,
SOPs, IFC, Cybersecurity
Regulatory reviews, Anti
Bribery & FCPA and
many more”

*Any trademarks or logos used throughout this presentation are the property of their respective owners 29
 Corporate / MNCs
Riskpro Clients

“Provided - Risk & IT

Advisory Services like

Legal Compliance
Audits, Internal Audits,
SOPs, IFC, Cybersecurity
Regulatory reviews, Anti
Bribery & FCPA and
many more”

*Any trademarks or logos used throughout this presentation are the property of their respective owners 30
 Banking / Insurance
Riskpro Clients

“Helped banks to

implement Basel II
covering credit risk,
market risk,
Operational Risk, cyber
security and many
more”

*Any trademarks or logos used throughout this presentation are the property of their respective owners 32
 NBFC
Riskpro Clients

“Helped banks to

implement Basel II
covering credit risk,
market risk,
Operational Risk, cyber
security and many
more”

*Any trademarks or logos used throughout this presentation are the property of their respective owners 33
 Banking - International
Riskpro Clients

“Riskpro helps a mid

sized Bank in Abu
Dhabi implement Basel
II covering credit risk,
market risk and
Operational Risk. The
project was carried out
for over a year”

*Any trademarks or logos used throughout this presentation are the property of their respective owners 34
 IT Companies / SSAE Clients
Riskpro Clients

“Performed SSAE 18 /
SOC 1 /SOC 2 audits
for Indian Software
Companies / ITES/BPO
firms etc. Riskpro has
done more than 500+
SSAE 18 audits”

*Any trademarks or logos used throughout this presentation are the property of their respective owners
35
 IT Companies / SSAE Clients
Riskpro Clients

“Performed SSAE 18 /
SOC 1 /SOC 2 audits
for Indian Software
Companies / ITES/BPO
firms etc. Riskpro has
done more than 500+
SSAE 18 audits”

*Any trademarks or logos used throughout this presentation are the property of their respective owners
36
 IT Companies / SSAE Clients
Riskpro Clients

“Performed SSAE 18 /
SOC 1 /SOC 2 audits
for Indian Software
Companies / ITES/BPO
firms etc. Riskpro has
done more than 500+
SSAE 18 audits”

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*Any trademarks or logos used throughout this presentation are the property of their respective owners
 GDPR Clients
Riskpro Clients

“Served Market

Research, Analytics,
SaaS platform
companies and more
with compliance to
GDPR”

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*Any trademarks or logos used throughout this presentation are the property of their respective owners
 GDPR Clients
Riskpro Clients

“Served Market

Research, Analytics,
SaaS platform
companies and more
with compliance to
GDPR”

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*Any trademarks or logos used throughout this presentation are the property of their respective owners
 Software & Training
Riskpro Clients

“Through our partner

firms have implemented

Various GRC softwares in
several Corporates and
Conducted Online and
Classroom trainings in
the field of Governance,
Risk and Compliance for
various Corporates”

43
*Any trademarks or logos used throughout this presentation are the property of their respective owners
New decisions bring new risks and to manage them
better, connect with one of our team members!
46
 Manoj Jain Casper Abraham Laxmikant Gupta Rita Shewakramani

Co Founder and Director Principal EVP – Internal Audit &

Founder and Director Risk Advisory
▪ PGD (Electrical & Electronics & ▪ CA, CMA, CS, FRM,
▪ CA, CPA, MBA-Finance (USA), FRM ▪
Computer Programming) Laxmikant has over 15 years ▪ Chartered Accountant, a Certified
(GARP)
▪ 30 years of experience in Information experience in risk management, Internal Auditor (CIA) and a
▪ Over 10 years international governance, compliance, ethics,
& Communications Technology (ICT) Certified Risk Mgmt Professional
experience – 6 years in Bahrain and 4 control, internal audit.
Solutions for Retail, Garments, (CRMA).
years USA
▪ 18 years exp in risk management
Manufacturing, Services Industries. ▪ His experience has been across ▪ She has around 15 years of post
▪ Has created Companies, Divisions, areas like operational risk, market qualification experience into
consulting and internal audits,
Products, Brands, Teams & Markets. risk, settlement risk in addition to Internal Audits, Risk, Application
Specialization in Operational Risk,
▪ Consulting in Business, Technology, SEBI Compliances, internal Reviews, Operations / Process/
Basel II, Sox and Control design
Marketing & Sales & Strategic compliances, governance norms Internal control reviews, Fraud
▪ Worked for Ernst & Young (Bahrain),
Planning. based on new Companies Act, new Investigations.
Arab Investment Company (Bahrain),
▪ Advisory, Training, Workshops & Insider Trading laws etc.
Navigant Consulting(USA), Kotak ▪ She has worked with consulting
Implementation in Systems Thinking, ▪ He headed risk management /
Mahindra Bank (India) and Credit firms like Baker Tilly Singhi
Systems Modeling & Balanced compliance function for Franklin
Suisse(India) Consultants Pvt Ltd, Price
Scorecard Templeton, Tata TD Waterhouse,
▪ Sox Compliance project for Fannie Waterhouse Coopers, EY, Aneja
▪ Worked with TIFR, Mahindra, Birla Sun Life, ICICI Venture,
Mae, USA ( $900+ Billion Mortgage Associates and Corporates like
Ambience, Communico-Graphique & NCDEX. He also worked with I-Sec,
Company) Reliance (Internet Exchange), GE
Ionidea In A F Ferguson & Co. Capital, CMS Computers etc.

manoj.jain@riskpro.in Casper.abraham@riskpro.in Laxmikant.gupta@riskpro.in rita.s@riskpro.in

98337 67114 98450 61870 98330 00436 98204 85504
47
 Shriram Gokte
EVP – IT Risk Advisory
▪ BTech MBA (USA)
▪ 22 years of work experience, 16 of
which were in risk management
domain, 11 years of global
experience in USA & UK
▪ Ex Chief Risk Officer of Birla Sun Life
Insurance & CMS Info System .
▪ Managed Risk & Compliance for two
UK based insurance KPOs
(Paternoster India & JLT India)
▪ Core expertise in ERM, Capital
Valuation, Operational Risk,
Information Security, BCM,
Governance & Internal Audit
▪ CISA, CIA, CMA, FLMI, MBCI
qualified.
Shriram.gokte@riskpro.in
98209 94063
Vivek Dixit
EVP – Risk Management
and Governance Advisory
B.Com; DFM. Numerous Work
▪ MCA, CISA, ISO 27001:2013 LA
related and Leadership trainings in
Corporate World.
Experienced, multi faceted, techno
▪ privacy professional with over 20
functional corporate professional
with 30 yrs in the industry. Worked
in top notch organizations viz. Dell,
Microsoft, IBM, Atos (Origin),
Ingersoll-Rand, Siemens. Global
judge for certification of YB and GB
Six Sigma projects in Dell.
▪ Associated with PMI significantly.
Initially Vice President of PMI-Pearl
City Chapter when it was started.
Invited as a Speaker for various PMI
events.
Vivek.dixit@riskpro.in
88066 73322
Sucheta V. Upendra
SVP – Information Security
▪
▪ Information security and data
years of experience in IT sector
▪ Experience in implementation of
systems to comply with ISO 27001,
GDPR, Privacy Shield and GLBA,
conducting ISMS audits, security &
privacy risk assessments as well as
SOC 2 audits.
▪ Worked for leading firms such as TCS
and Siemens Technology Services
sucheta.upendra@riskpro.in
98456 48521
48
Ashok K Agarwal
SVP – Risk Advisory
▪ CISA, CRISC, ISO27001, ISO/ IEC
20000 qualified
▪ 25 years of work experience in IT
Risk Management and Assurance, of
which 3 years of global experience.
▪ Worked in multiple Banks (Punjab
National Bank- Delhi, AXIS Bank, DCB
Bank – Mumbai and Bank Dhofar –
Muscat) heading Technology Audit.
▪ As principle project assurance lead,
done project review of Core Banking
Solution upgradation and data
migration adopting big bang
approach.
▪ Core expertise in Cyber and Cloud
Security, Concurrent Audit of Data
Centre and Privilege User Access
review.
ashok.agarwal@riskpro.in
96199 22010
 Priti Sikdar
EVP – Risk Advisory and
Training
• FCA, CISA, ISO 27001:2013 LA, CISM,
BCCS, CRISC, BS 25999 LA, PRINCE 2 FC
• Information security and Data privacy
professional with over 25 years of
experience in IT sector
• Experience in implementation of
systems to comply with ISO 27001,
GDPR, Privacy Shield and GLBA,
conducting ISMS audits, security and
privacy risk assessments as well as
SOC 2 audits
• Worked for leading firms such as
Grant Thornton, KPMG London and
Sharp & Tannan
Priti.sikdar@riskpro.in
99307 21992
Ankit Manglik
Senior Vice President
▪ CA, CIA, CFE and CISA
▪ Ankit has over 15 years of risk
management and internal audit
experience, SOX & SSAE compliance,
fraud reviews, regulatory compliance
reviews, external
▪ He has headed the audit function for
a midsize financial services company
and the captive offshore unit of ANZ
Bank one of the big 4 Australian
banks. He has also worked in PWC
for 8 years and Hewlett Packard for
3 years.
▪ Ankit has extensive experience with
internal audit in financial services
and back office operations and has
setup internal audit functions for
captive units of four different
companies.
Ankit.manglik@riskpro.in
98804 01236
Kedar Tokekar Sidhartha Sharma
SVP – Information Security
and Data Privacy VP – IT Risk Advisory
▪ BE, CISM, LA (Trained) - ISO
27001:2013, ISO 22301:2012, BS ▪ MCM, CISSP, ISO 27001:2013 LA
10012:2009, ISO 14001, EU GDPR
▪ Cybersecurity and Technology
Foundation Course, Six Sigma Black
professional with over 15 years of
Belt
experience.
▪ A qualified Information Security and
▪ He has extensive technology
Privacy professional with 20 years of
experience working on world-leading
rich experience in ISO 27001, SSAE
cybersecurity solutions along with
16 / ISAE 3402 Type I & II, Data
global teams for Email and Content
Protection Compliances, Privacy
security, Identity and Access
shield and GDPR with leading
Management, NGFW, and Cloud
organizations in HRO, BPO, IT and
security.
Manufacturing industry
▪ Has worked for leading firms such as
▪ Worked for Hexaware Technologies,
Cisco, Honeywell and Tata
WNS, Neeyamo and Mahindra &
Consultancy Services
Mahindra
Kedar.tokekar@riskpro.in sidhartha.sharma@riskpro.in
99232 02685 81970 00113
49
 Niveditha Hampiholi
AVP - Risk and
Compliance
▪ MBA (Finance)
▪ She has over 14 years experience in
Risk Management and Internal
Audits (mainly in Banking and
Financial Sector).
▪ She also has specialization in
operational risk, Sarbanes Oxley and
Internal Controls.
▪ She has prior experience with
Northern Trust, Ocwen Financial
Services & ADC Telecommunications
Inc.
niveditha.hampiholi@riskpro.in
99001 00827
Rekha Daga
AVP Risk Advisory
▪ Certified Internal Auditor, Certified
Fraud Examiner
▪ Rekha has over 12 years of
experience in advisory engagements
with global clients in areas of
Internal Audit, SOX compliance,
Quality Assurance. She has worked
extensively on Financial and
operational control evaluation,
Process mapping, documentation,
testing & reporting. She has
provided trainings on SOX, IA
methodology, etc
▪ She has prior experience with
MetLife Global IA team, EY Risk
Advisory & EXL Consulting.
rekha.daga@riskpro.in
98103 80057
Ashish Kumar
AVP – Risk Advisory
• B Com (Hons) & C.A- Intermediate
Levels (ICAI). He has 17 years of
experience which includes-
Operational Risk, Sarbanes Oxley
Compliance, Internal Audits & BPO
Operations. He has worked with
American Express, EXL Services,
Barclays Shared Services HCL
Technologies, KPMG (Melbourne) &
Grant Thornton
• He has experience in functions such
as- SOX Advisory; Internal Audit and
ERM; Data Analytics & Business
Process Improvement & and BPO
operations of Accounts Payable
process
ashish.kumar@riskpro.in
98111 96783
50
Swati Phadke
VP – IT Risk Advisory
▪ A Science Graduate from Mumbai
University and a DSCI Certified
Privacy Professional (DCPP).
▪ She has around 18 years of
experience in the domains of Data
Protection, Demand Generation, &
E-commerce. She has post
qualification experience into Data
Protection Implementation &
Audits, Data Protection Impact
Assessment, Operations/Process
Reviews, Data Protection Training
& Awareness.
▪ She has handled multiple roles
over the years at organizations
like Arrka Consulting, Ugam
Solutions, Sterlite Foundation, and
Datamatics.
swati.phadke@riskpro.in
98192 77440
Key Contacts
Corporate Mumbai Mumbai Pune
Riskpro India Ventures (P) Limited Manoj Jain Laxmikant Gupta Vivek Dixit
Director Principal EVP- Risk and Governance
info@riskpro.in M- 98337 67114 M- 98330 00436 880 667 3322
www.riskpro.in manoj.jain@riskpro.in laxmikant.gupta@riskpro.in vivek.dixit@riskpro.in

B-44, Glaxo Building, Shriram Gokte Rita Shewakramani Devanshu Mishra

Near Mt. Mary’s Steps EVP - Risk Management EVP - Risk Advisory Manager – IT Risk Advisory
Bandra West, Mumbai 400050 M- 98209 94063 M- 98204 85504 96730 79323
shriram.gokte@riskpro.in rita.s@riskpro.in devanshu.mishra@riskpro.in

Bangalore Bangalore Gurgaon Delhi, NCR

Casper Abraham Niveditha Hampiholi Ashish Kumar Rekha Daga
Director AVP - Risk and Compliance AVP – Risk Advisory AVP Risk Advisory
M- 98450 61870 M- + 91 99001 00827 M- 98111 96783 M- 98103 80057
casper.abraham@riskpro.in E – niveditha.hampiholi@riskpro.in E – ashish.kumar@riskpro.in E – rekha.daga@riskpro.in

Sucheta Upendra Sidhartha Sharma

SVP- Information Security VP - IT Risk Advisory
M- 98456 48521 M- + 91 8197000113
sucheta.upendra@riskpro.in E – sidhartha.sharma@riskpro.in

Chennai Hyderabad Kolkata Let’s Innovate Together

Natarajan Mohan Devanshu Mishra Manoj Jain If you have substantial risk management
SVP – Risk Advisory Manager – IT Risk Advisory Kolkata@riskpro.in experience and want to join a growing
M- 97909 21820 96730 79323 consulting firm, send an email to
natarajan.mohan@riskpro.in devanshu.mishra@riskpro.in partners@riskpro.in and lets join hands and
innovate together.

54
Connect with Risk Professionals
www.riskpro.in
info@riskpro.in 55