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ABSTRACT
Given that epiphytic microbes are often found in large population sizes on plants, we tested the hypothesis that plants are quan-
titatively important local sources of airborne microorganisms. The abundance of microbial communities, determined by quanti-
fying bacterial 16S RNA genes and the fungal internal transcribed spacer (ITS) region, in air collected directly above vegetation
IMPORTANCE
This paper addresses the poorly understood role of bacterial and fungal epiphytes, the inhabitants of the aboveground plant
parts, in the composition of airborne microbes in outdoor air. It is widely held that epiphytes contribute to atmospheric micro-
bial assemblages, but much of what we know is limited to qualitative assessments. Elucidating the sources of microbes in out-
door air can inform basic biological processes seen in airborne communities (e.g., dispersal and biogeographical patterns). Fur-
thermore, given the considerable contribution of outdoor air to microbial communities found within indoor environments, the
understanding of plants as sources of airborne microbes in outdoor air might contribute to our understanding of indoor air
quality. With an experimental design developed to minimize the likelihood of other-than-local plant sources contributing to the
composition of airborne microbes, we provide direct evidence that plants are quantitatively important local sources of airborne
microorganisms, with implications for the surrounding ecosystems.
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Lymperopoulou et al.
shore of San Francisco Bay or a cement surface demarcating the western that of the paired samples that were treated with PNA (see Fig. S2 in the
boundary of the vegetated sites within the urban area, while the down- supplemental material).
wind sites were simultaneously collected 50 m to the east. All air samples After amplification, PCR products were examined in a 1.5% agarose
were collected on a 0.2-m-pore-size, 47-mm-diameter sterile nitrocel- gel, cleaned using Agencourt AMPure magnetic beads (Beckman Coulter,
lulose filter that was preloaded into a sterile Nalgene analytical test filter Brea, CA, USA), quantified with the Invitrogen Qubit HS double-
funnel (Thermo Fisher Scientific) with a vacuum pump operated at 14 stranded DNA (dsDNA) kit (Invitrogen, Carlsbad, CA, USA), and pooled
liters min⫺1 (⬃51 kPa), approximately 1 m above the ground. The sam- in equimolar concentrations (10 nM). Bacteria and fungi were sequenced
pler was located 1 m above the ground and was operated for 65 min to in two lanes of a MiSeq sequencer (paired 250-bp read lengths) at the
collect a total of ⬃1 m3 of air. Leaves of the predominant vegetation at Vincent J. Coates Genomics Sequencing Laboratory at UC Berkeley.
each site were also collected at the time of sampling. Three replicate leaf Sequence processing. Raw Illumina bacterial sequence reads were
samples (ca. 50 g) at each site were weighed and submersed in 100 ml of processed using mothur v.1.36 (36). Forward and reverse reads were
diethylpyrocarbonate (DEPC)-treated water in a Ziploc bag. Epiphytic paired based on their quality score. In subsequent screening, no ambigu-
microbes were removed from vegetation by sonication in an ultrasonic ous base calls were allowed, and reads with homopolymers exceeding 8 bp
bath (Branson 5510) for 15 min. The water was then prefiltered through and shorter than 270 bp were removed. The data set was dereplicated, and
10-m-pore-size (47-mm diameter) polycarbonate membrane filters unique sequences were aligned against the SILVA reference database
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Interplay between Phyllosphere and Outdoor Air
and environmental samples (VEC2, n ⫽ 25; VEC3, n ⫽ 31; and VEC6, n ⫽ RESULTS
11) that had not been removed as part of the correction for the NTCs, and Analysis and taxonomic overview. Samples of dominant plants
therefore their presence is related to the extraction and not to the ampli- and two simultaneous air samples, one above (⬃1 m) a vegetated
fication. We assumed that the correction should take place for the NTCs area (downwind air) and another at an adjacent upwind nonveg-
first, since both the environmental samples and the extraction controls
etated area (upwind air) approximately 50 m away, were collected
were amplified under the same conditions. The “corrected” OTU table
was subsampled using 3,801 sequences.
at 11 locations near the eastern shore of San Francisco Bay, and the
Quantitative PCR. Quantitative PCR on an ABI 7300 was employed to microbial communities recovered were assessed by direct ampli-
determine the microbial biomass of each sample. Bacterial biomass was con sequencing. The specific locations and dominant plant vege-
determined based on the quantification of the 16S rRNA gene copies using tation in each site are described in Table 1. Approximately 2.3
the primer pair 341F and 534R (45). Data were retrieved at 60°C, and all million paired Illumina reads of bacterial amplicons for the 46
reactions concluded with a melting curve starting at 60°C, with an increase samples (5 control samples, 1 mock community sample, and 4
of 0.5°C up to 95°C to verify amplicon specificity (a specific temperature miscellaneous samples not included in the analysis) were ob-
between 85.50 and 86.50°C). Fungal biomass estimates relied on the FF2 tained. After quality processing, 903,535 reads comprising 18,116
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Lymperopoulou et al.
FIG 1 Relative abundances of the most pronounced families by location (horizontal axis) and by habitat (right vertical axis) for bacteria (A) and fungi (B).
Unidentified families of fungi have been collapsed to the next known taxonomic level (usually the order level). IS, insertion sequence; Unclas, unclassified.
three sample origins. Similar to observations at the family level, abundant in downwind air (4.7%) than in upwind air (3.6%),
the most abundant epiphytic OTUs were also the most enriched in while Pseudomonas also was about 1.5-fold more abundant in
downwind air relative to upwind air. These OTUs were affiliated downwind air. An unclassified Microbacteriaceae OTU that was
with genera, such as Pantoea, Sphingomonas, and Pseudomonas, relatively abundant on plants (14.8% of recovered sequences) was
that are commonly found on plants (Fig. 2A). For example, Pan- found in a proportion that was 2.4-fold greater in downwind air
toea accounted for 24% of the sequences recovered from plants than in upwind air.
and was almost 2-fold more abundant in downwind air (19.1%) Characteristic airborne fungi, including Cladosporium, Trame-
than in upwind air (9%). Likewise, Sphingomonas (OTU7), repre- tes versicolor, and Penicillium, were found in air samples, while
senting 19% of the sequences recovered from plants, was more fungal epiphytes were dominated by yeasts. Specifically, 96.9% of
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FIG 2 Relative abundances of the top 18 bacterial OTUs (spread among 16 taxonomic affiliations, with Pseudomonas and Sphingomonas having 2 affiliated
OTUs each) (A) and the top 11 fungal OTUs (B) recovered in each habitat. The OTUs included are those present at an abundance of ⱖ0.1% of the reads for a
given sample and together account for ⱖ50% of all sequences recovered.
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Lymperopoulou et al.
the sequences were distributed between Ascomycota (54.3%) and The differences in microbial assemblages among sites (loca-
Basidiomycota (42.5%). Davidiellaceae were particularly abun- tion) and among habitat types (upwind air, downwind air, and
dant in all three sample origins (21% upwind, 22% downwind, plants) were also compared. For both bacteria and fungi, differ-
and 13.4% on plants). However, some fungal families were sub- ences in the community composition were explained better by
stantially enriched in downwind air relative to upwind air, includ- habitat type (ADONIS, P ⬍ 0.01 for all indices tested; see Table S1
ing Filobasidiaceae (1.9-fold) and Tremellaceae (the sexual and in the supplemental material) than by sampling location, such
asexual forms of Cryptococcus, respectively), and unidentified that habitat type accounted for 14% of the variation in bacteria
families within the Sporidiobolales (1.7-fold), Tremellales (4.7- and 16% of the variation in fungi, based on the Bray-Curtis index.
fold), and Tremellomycetes (9.7-fold) (Fig. 1B). Eleven of the We also performed ANOSIM with the above-mentioned three a
most abundant fungal OTUs in all samples accounted for 58.6% priori-defined groups, upwind air (UW), plants (P), and down-
of the sequences recovered. The most abundant taxa on plants ward air (DW), as a test of significance of differences in com-
included different species of Cryptococcus, such as C. victoria munity assemblages in these various habitats. The value of the
(14.1%), C. chernovii (8.4%), C. paraflavus (8.9%), and C. oeiren- ANOSIM R statistic ranges from 0 (no separation) to 1 (complete
sis (8.1%). Among these species, C. chernovii and C. paraflavus separation of the groups tested). For bacteria, plants and down-
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TABLE 2 Abundances of bacteria and fungi determined by quantitative TABLE 3 Percentages of bacteria and fungi found to be contributed by
PCR in upwind and downwind air samples collected at a given sitea plant sources in a given upwind and downwind air sample
Abundance of bacteria in: Abundance of fungi in: % contributed by plants
Site Upwind air Downwind air Upwind air Downwind air Bacteria Fungi
L01 1,070,000 13,000 Site Upwind air Downwind air Upwind air Downwind air
L02 37,000 311,000 8,000 47,000
L01 2.7 0.6 1.4
L03 260,000 1,580,000 9,600 2,170,000
L02 0.06 5.3 1.1 2.0
L04 231,000
L03 0.58 17.4 3.6
L05 687,000 1,260,000 46,000 88,000
L04 16.2 12.2
L06 262,000 31,600 88,000 109,000
L05 4.1 8.6 1.3 10.6
L07 1,180,000 291,000 70,000 102,000
L06 0.61 0.4 3.1 2.3
L08 246,000 516,000 10,000 31,000
L07 0.95 0.7 9.3 1.4
L09 29,700 58,300 9,000 6,000
L08 41.46 30.5 0.9 2.7
L10 466,000 2,750,000 398,000
between downwind and upwind air was regressed against the pro-
portional representation of this OTU on the plant. The slope for that had originated on these plants. Unfortunately, the uncertain
both bacteria and fungi was found to be positive (P ⬍ 0.001), origin of continental air masses and the likelihood that they may
revealing that if epiphytes were indeed a substantial source of air- entrain bacteria from even distant plants make analysis of source-
borne bacteria, as expected, those taxa that were most abundant sink relationships in such a setting difficult. Several studies have
on plants contributed proportionally more to the community in explored the microbial diversity of outdoor air as a function of
downwind air than to that in upwind air. That is, the more abun- elevation (25), land use types (24), season (26), and spatial (city)
dant a given bacterial or fungal taxon was on plants, the more scale (23). While these studies have revealed considerable spatial and
likely that taxon was to be enriched in downwind air. However, temporal variations in microbial communities, they were not de-
variation was great, and the overall slope had little explanatory signed to distinguish local from more distant sources of airborne
power (Fig. 4). microbes. While taxa such as Enterobacteriaceae, Sphingobacteri-
aceae, Sphingomonadaceae, Oxalobacteraceae, Burkholderiaceae,
DISCUSSION
Moraxellaceae, Actinomycetales, and Flavobacteriaceae, which are
This work shows that epiphytic microorganisms on plants con- typically seen on plants, have been noted in culture-independent
tribute substantially to the composition of bacteria in the air analyses of the atmosphere and have been attributed to a plant origin
nearby those plants, with a lower observed effect for fungi. (see, e.g., references 23 and 26), the spatial context in which they may
While it is known that microorganisms can escape plants by have been entrained into the air could not be ascertained.
both passive and active means (where they would then be en- The experimental design utilized in this study was developed to
trained in the local air), no prior studies had addressed the optimize our ability to quantify the contribution of local epiphytic
quantitative importance of these processes to the overall mi- microbes to the composition of airborne microbes. In an attempt
crobial composition of nearby air. to isolate the contribution of those plants under study, experi-
Experimental design and identifying local epiphytic sources. mental sites in which few or no plants were present in habitats
It was expected that atmospheric samples made over continental upwind of the terrestrial sample site were selected. Contrasting
regions, harboring a variety of plant species, would contain taxa terrestrial sources of airborne microbes were obtained by sam-
pling air that had passed over large extents of either marine water
or dense urban development in which few or no plants were pres-
ent. Furthermore, the vegetated areas over which air had passed in
this study were densely covered with a predominant plant species,
minimizing soil as a contributor of microbes to the air that had
passed over these areas. The assumption that microbial inhabit-
ants of plants would be distinguishable from those originating in
aquatic environments was made.
Release of plant epiphytes as bioaerosols. While the abun-
dance of both airborne bacteria and fungi increased dramatically
in air that had passed over as little as 50 m of vegetation, such that
both bacteria and fungi were nearly always much more abundant
(by 2-fold to more than 10-fold) in air that had passed over vege-
tation than in air immediately upwind of the vegetation (Table 2),
the observed influence of bacterial epiphytes was much greater
FIG 3 Compositional comparison of samples in a nonmetric multidimen- than that of fungi. This may be for a variety of reasons. The abso-
sional (nMDS) scaling plot in two dimensions, constructed from a Bray-Curtis lute abundance of fungi in the air was generally much lower than
distance matrix of OTU abundances and color-coded by sample origin. that of bacteria (Table 2), and epiphytic fungi usually establish
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Lymperopoulou et al.
much lower population sizes on healthy plants than bacteria (ref- epiphytic populations. While yeasts are known to be common
erence 53 and references therein). Thus, their lower apparent fungal epiphytes (56), studies on epiphyte release have focused on
source strength for the atmosphere than that of bacteria is consis- spore formers (9, 10). In outdoor air, yeasts are much less abun-
tent with a lower overall presence as epiphytes. The particular dant than filamentous fungi (57). Two filamentous fungi that
composition of the fungal epiphytes for the plant species samples were found to be more abundant in downwind air were Cladospo-
may also have played a role, since it is likely that there are taxon- rium and Botrytis, both phylloplane fungi common in outdoor air.
specific differences in how readily epiphytes are passively trans- Their conidia, which are produced in massive numbers, easily
ported by air away from the plant surface. become airborne through passive means (58). Although particle
It was somewhat surprising that certain bacterial and fungal size is an important parameter determining movement through
taxa were apparently more likely to have been released into the air the air, the relationship between the size of the organism or its
from the leaf surface than others (Fig. 1 and 2). Examples of bac- propagating body and its likelihood of release from plant surfaces
terial taxa that were preferentially released included Pantoea, Sph- and transit has not been established. For the fungal taxa identified
ingomonas, and Pseudomonas, while Zymomonas, Kushneria, Pe- here, there was great overlap in particle size; for example, the yeast
dobacter, and Rhizobium were underrepresented in the air relative Rhodotorula has cells that are 2 to 6 by 6 to 14 m, while Cladospo-
to their numbers on leaves (Fig. 2). It is noteworthy that Sphin- rium spores are approximately 3 to 7 by 2 to 4 m (59).
gomonas has been commonly found as a bioaerosol in a wide va- The apparent bias in the release of different taxa from leaves
riety of terrestrial environments, including urban (23, 26, 54), may be driven by several factors, such as the sizes of aggregates that
rural (26), forest (18), and high-alpine (55) ecosystems. Both its they form (4), differences in the sites in which they localize on
frequent abundance on leaves and its apparent high efficiency of leaves (2, 4), and possible differences in their adhesiveness to plant
release from plants might account for Sphingomonas’s ubiquity in surfaces (see, e.g., reference 60). It is presumed that bacteria,
the air. Cryptococcus chernovii and two Cladosporium spp. were the yeasts, and many fungi are released passively from the plant sur-
fungal taxa that were apparently most efficiently released from face (7). The analysis of atmospheric particles containing viable
plants, while other Davidiella and Cryptococcus spp. were not en- bacteria has revealed that they are generally much larger than in-
riched in the air downwind of plants, despite their relatively high dividual cells (61, 62). As such, bacteria and other microbes are
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probably usually present as part of a cellular aggregate in the air. vegetation should be readily visible given their higher concentra-
Epiphytic bacterial as well as yeast populations are also highly tion due to a lack of dilution of the air parcel close to the site of its
aggregated on leaves (4, 63, 64). For example, the majority of the release. As discussed earlier, the efficiency by which a given source
cells of a given species, such as Pseudomonas syringae, are found in of microbes can contribute such particles to the air is influenced
relatively large aggregates (⬎100 cells) (63). It is tempting to spec- by both the efficiency of the microbes’ release from their origin
ulate that the interaction of microdrafts of air with the leaf surface and their concentration at the origin. While marine sources of
may more readily dislodge such bacterial aggregates than more airborne microbes, such as wind-wave and wind-shore interac-
solitary cells. Also, microbes are generally not randomly distributed tions or bursting of bubbles, have been demonstrated (66), mi-
spatially on leaves and instead are preferentially located at the edges of crobes apparently can escape plant surfaces much more readily,
leaves and near veins (2, 63), sites where turbulent air might be more given that the numbers of microbes in coastal aerosols are rela-
likely to cause their removal. Microbial communities, including bac- tively low compared to those in aerosols over terrestrial/vegetated
teria, are also spatially segregated on leaf surfaces (64). Spatial segre- areas (13).
gation may be driven by differences in local resource availability or The relatively high airborne concentrations of bacteria and
composition (65). Thus, cells of various taxa may experience different fungi from local vegetation might create a feedback loop in which
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done at the Vincent J. Coates Genomics Sequencing Laboratory at UC bial communities of a salt-excreting desert tree. Appl Environ Microbiol
Berkeley, supported by NIH S10 instrumentation grants S10RR029668 77:7647–7655. http://dx.doi.org/10.1128/AEM.05565-11.
and S10RR027303. 22. Rastogi G, Sbodio A, Tech JJ, Suslow TV, Coaker GL, Leveau JHJ. 2012.
Leaf microbiota in an agroecosystem: spatiotemporal variation in bacte-
FUNDING INFORMATION rial community composition on field-grown lettuce. ISME J 6:1812–1822.
http://dx.doi.org/10.1038/ismej.2012.32.
This work, including the efforts of Steven E. Lindow, was funded by Alfred
23. Bowers RM, Sullivan AP, Costello EK, Collett JL, Jr, Knight R, Fierer N.
P. Sloan Foundation (SPO-036450-003). 2011. Sources of bacteria in outdoor air across cities in the midwestern
United States. Appl Environ Microbiol 77:6350 – 6356. http://dx.doi.org
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