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ABS TRA CT
We present a first-principles study of the elastic and thermodynamic properties of the zinc-blend (ZB) InNxP1-x ternary alloy in the full range of
0 ≤ x ≤ 1. Calculations were carried out using WIEN2k code based on a non-relativistic full potential linearized augmented plan wave (FP-LAPW)
method within the density functional theory (DFT). The approximation of exchange-correlation energy was performed with Generalized Gradient
Approximation (GGA). The elastic constants and related mechanical properties were investigated. We have found that the stiffness coefficients
increase with the increase of nitrogen content. The values of the bulk modulus derived from elastic stiffness coefficients are found to be very close to
the values derived directly from Murnaghan equation of state, indicating the good accuracy of the Cij coefficients. The elastic properties were also
calculated under hydrostatic pressure for (P = 0.00, 5.00, 10.0, 15.0, 20.0, 25.0 GPa). Furthermore, we have performed a quasi-harmonic Debye
model calculation using GIBBS2 package to predict the thermodynamic properties and their dependences on the temperature and pressure.
Thermodynamic parameters such as the Gibbs free energy, entropy, heat capacity and Debye temperature have been investigated. Our results show a
good agreement with available theoretical and experimental data.
1. Introduction
Semiconductor compounds are currently the focus of intense attention, particularly Group-III nitrides due to their successful
applications in different fields of electronics and optoelectronic technologies as light-emitting diodes, laser diodes, and high-electron-
mobility transistors.
In recent years, computational materials science based on first-principles calculations has emerged as an effective supplement to
experimentation, especially because it enables powerful prediction of material properties that depend only on electronic density and
atomic bonding [1]. The InN and InP compounds are interesting semiconductors materials for high-frequency electronic devices
[2–6], due to their superior speed electrons. It is of crucial importance to have an accurate knowledge of material parameters such as
structural parameters, electronic and optical properties as well as elastic coefficients, temperature and pressure dependence of
thermodynamic properties, for a reliable modelling of nitride-based devices.
Recently, we have investigated the structural, electronic and optical properties of the cubic InN and InP binary compounds
together with their related ternary InNxP1-x compounds under hydrostatic pressure [7]. To the best of our knowledge, there is neither
experimental nor theoretical data in the literature on the elastic constants and the thermodynamic properties for the InNxP1-x ternary
alloy.
⁎
Corresponding author.
E-mail address: ismail.hattabi@univ-tiaret.dz (I. Hattabi).
https://doi.org/10.1016/j.cjph.2019.04.011
Received 23 December 2018; Received in revised form 11 March 2019; Accepted 10 April 2019
Available online 25 April 2019
0577-9073/ © 2019 The Physical Society of the Republic of China (Taiwan). Published by Elsevier B.V. All rights reserved.
I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Table 1
The calculated elastic constants C11, C12 and C44 for zinc blende InN1-x Px alloys for different compositions (x = 0.00, 0.25, 0.50, 0.75, 1.00).
Composition x Parameters
a
ref [31].
b
ref [32].
c
ref [33].
d
ref [34].
e
ref [35].
f
ref [36].
h
ref [37,38].
i
ref [39,40].
j
ref [39,41,42].
k
ref [43].
l
ref [44].
m
ref [12].
n
ref [61].
o
ref [62].
As elastic constants determine the response to an applied stress, it is very important to study the dependence of the elastic
constants and their related properties as well the physical properties dependence on strain effect. The effect of strain on electronic
properties requires knowledge of the mechanical properties, specifically the elastic constants [8].
There are a number of theoretical and experimental calculations for the elastic constants and thermal properties of binary
compounds using various methods. The elastic properties of InP were studied by K. J. Bachmann [9], Yogurtçu et al. [10], Rimai and
co-workers [11] measured experimentally the elastic constant of gallium and indium phosphide. In addition to the experimental
measurements, theoretical studies made a noteworthy development in prediction and description of the elastic properties of these
compounds, where ab initio pseudo-potential methods have been used [12–15].
The knowledge of thermodynamic properties is required for the manufacturing of advanced semiconductor materials to be used
under different environmental conditions. In fact, several significant parameters of III-nitrides, such as band-gap energy, internal
electric field and device lifetime [16–18] can be affected by thermal parameter variations. Hence, accurate knowledge of the later is
very important from both physical point of view and for device engineering.
Besides, the elastic constants, it seems to be significant to systematically study thermal stabilities, thermodynamic properties
which can provide a better basis for further theoretical and experimental investigations.
In addition, hydrostatic pressure is a thermodynamic variable notably attractive to exploit in such computational principles as it
offers the possibility of understanding the variations of solids’ properties as inter-atomic distances are changed in a systematic way
[19,20]. This provides with important complementary data to the experimental work, predicting stability of structures. Although
there exists numerous theoretical calculations on a wide variety of physical properties of III-nitrides [21–25], relatively little is known
about the pressure behaviour of these compounds.
Therefore, the aim of this paper is to give a detailed description of the behaviour of elastic and thermodynamic properties of the
ZB structure of the InNxP1−x alloys in the full range of x concentration 0 < x < 1 under hydrostatic pressure, using the FP-LAPW
method within density functional theory (DFT) as implemented in the Wien2k code.
2. Computational details
We have performed a DFT based calculation with the all-electron full-potential linearized plane wave (FP-LAPW)-based code
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I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Table 2
The calculated mechanical parameters, Bulk modulus (B), Young modulus (E), Shear modulus (G) and Passion's Ratio (ν) for zinc blende InN1-x Px
alloys for different compositions (x = 0.00, 0.25, 0.50, 0.75, 1.00).
Composition x Parameters
B E G ν B/G Hv
a
ref [31].
b
ref [32].
c
ref [45].
d
ref [46].
e
ref [47].
f
ref [48].
g
ref [49].
h
ref [37,38].
j
ref [39,41,42].
k
ref [43].
l
ref [44].
m
ref [50,51].
Fig. 1. Variation of the elastic constants versus composition, x, of the (ZB) InNxP1_x alloys.
Wien2K [26], where the generalized gradient approximation (WC-GGA) was considered for the exchange-correlation potential to
compute structural properties such as lattice constants and bulk modulus. Energy-volume results were fitted using the Birch-Mur-
naghan's equation of state [27].
In order to calculate elastic properties, we have used a cubic cell with eight atoms to model the InNxP1−x alloys with different
compositions x = 0.0, 0.25, 0.5, 0.75, and 1.0. Values of lattice parameters used in this work are those previously calculated in Ref.
[7] and correspond to 5.88, 5.71, 5.50, 5.26 and 4.99 (Å), respectively. The stiffness coefficients, bulk modulus, shear modulus and
young modulus were investigated for each composition under hydrostatic pressure for different values (P = 0, 5, 10, 15, 20, 25 GPa).
451
I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Fig. 2. Variation of the bulk modulus versus composition, x, of the (ZB) InNxP1_x alloys.
Fig. 3. Variation of shear and Young's moduli versus composition, x, of the (ZB) InNxP1_x alloys.
The matrix size was defined with a parameter Rmt × Kmax equals to 7, where the Rmt denotes the minimum radius of the muffin-tin
sphere in unit cell, and Kmax gives the extent of the largest K vector in the plane wave expansion. The muffin-tin radii of In, N and P
are adopted to be 2.1, 1.4 and 1.7 Bohr, respectively. The integrals along the Brillouin zone are extended up to 47 k-points.
The thermal properties such as Gibbs free energy, entropy, heat capacity and Debye temperature were studied by using GIBBS2
package based on the quasi-harmonic Debye model [28].
Knowledge of the basic mechanical properties of intermetallic compound allows to estimate and evaluate its mechanical stability
and to clearly find out its purpose.
Elastic properties supply a link between the mechanical and dynamical behaviours of the crystals and give important information
which correlates with many physical properties such as the Debye temperature, specific heat capacity, melting point and thermal
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I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Fig. 4. Variation of B/G ratio and Poisson's ratio ν, versus the composition x of the (ZB) InNxP1_x alloy.
expansion coefficient. These parameters are vital for understanding of the thermo-mechanical behaviour. Moreover, studying the
aforementioned parameters at the high pressure also provides information about the material response, mechanical stability, and
strength under compression.
For a cubic system, there are three independent elastic constants denoted by C11, C12 and C44 and can be determined by the
analysis of changes in calculated stress values resulting from changes in the strain [29,30]. In order to determine them, the cubic unit
cell is deformed using an appropriate strain tensor to yield an energy-strain relation. In this paper, we have used the FP-LAPW
method implemented in the Wien2k package [26].
The calculated elastic constants C11, C12 and C44 of cubic InNxP1-x alloys using the WC-GGA approximation, for different com-
positions (x = 0.00, 0.25, 0.50, 0.75, 1.00), are computed and summarized in Table 1, together with the available experimental
values and other theoretical data for comparison. The elastic behaviour of a lattice is described by its matrix of second-order elastic
constants given by:
1 ⎛ ∂ 2E ⎞
Cij = ⎜ ⎟
V 0 ⎝ ∂εi ∂εj ⎠ (1)
where E denotes the energy of the crystal, V0 is the equilibrium volume and ε represents the strain component. This elastic matrix has
size 6 × 6 and is symmetric. For arbitrary homogeneous deformation by an infinitesimal strain, the energy of the crystal is expressed
as:
6
1
E = E0 + V0 ∑ Cij εi εj + O (ε 3)
2 i, j = 1 (2)
the elastic energy, given by the quadratic form of Eq. (2), is always positive
(E > 0, ∀ ε ≠ 0). Cii > 0, ∀ i (3)
Eqs. (3) and (4) represent the generalized criteria of mechanical stability for a given crystal.
For a cubic crystal, the case of this study, the mechanical stability criteria are given by:
C11 – C12 > 0, C11> 0, C44> 0, C11> |C12|, (C11 + 2C12) > 0. According to the above criteria, elastic constants of InNxP1-x clearly
satisfy all of the mechanical stability criteria, indicating their structural stability [52,53].
From the calculated elastic constants Cij, and in order to get a deeper insight, one can determine mechanical properties that
include bulk modulus (B), shear modulus (G), Young modulus (Y) and Poisson's ratio (n). These quantities are calculated using the
VRH method [52], where the arithmetic average of Voigt and Reuss's bounds is written as:
GV + GR
G=
2 (5)
where GV = (C11 − C12 + 3C44)/5 is Voigt's shear modulus corresponding to the upper bound of G value and GR = 5(C11 − C12) C44/
[4C44 + 3(C11 − C12)] is Reuss's shear modulus conforming to the lower bound of G value. Besides, we have-
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I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Fig. 5. The dependence of the elastic constants on pressure for InN and InP binary compounds.
C11 + 2C12
B=
3 (6)
9BG
E=
3B + G (7)
3B − E
ν=
6B (8)
Vicker's Hardness, HV, is related to the elastic properties of crystalline materials, and can be predicted by a semi-empirical
equation given as [52]:
Hv = 2(K2G)0.5853 (9)
where, K = G/B.
The obtained mechanical parameters of InNxP1-x compounds are listed in Table 2. As mentioned before, there exists no report of
the elastic properties of InNxP1-x ternary compounds, which does not allow for making comparisons. However, it can be seen that the
calculated bulk modulus from the elastic constants is in excellent concordance with that obtained from the total energy minimization
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I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Fig. 6. The dependence of the elastic constants on pressure for InN0.5P0.5 ternary alloy.
Table 3
The Elastic constants Cij of the InN, InP and InN0.50P0.50 compounds at different pressure values.
Hydrostatic pressure P (GPa)
and this might be a consideration for the reliability and accuracy of our predicted elastic constants for the InNxP1-x alloy [7].
We show in Fig. 1 the variation of the elastic constants versus composition, x, of the InNxP1-x alloy. From this figure it is seen that
the elastic constants increase in all directions with increasing x. This is due to the decrease of the anionic radius and the ionicity
(related to the Bader charge) decrease as the anion radius decreases. Therefore, it implies that the elastic constant increases when the
lattice parameter of the crystal structure decreases [32]. As it is the case of InNxP1-x alloy, in fact, the gradual substitution of
phosphorus with nitrogen implies a decrease of lattice parameter with an increase of elastic coefficients.
The calculated bulk modulus of InNxP1-x alloys are plotted as a function of the composition x in Fig. 2. Moreover, we have plotted
the variation of the shear and Young's moduli as function of composition, x, of the (ZB) InNxP1-x alloys in Fig. 3. One can observe the
increase of the shear and young moduli in InNxP1-x ternary compounds with increasing x composition and this can be explained by the
effect of nitrogen on bond strength [54]. This allows us to note that the incorporated nitrogen forms stronger bonds than that formed
by the substituted phosphorus
Pugh's criterion [55] is used to classify the material's nature as ductile or brittle, where the B/G ratio was calculated and plotted as
function of composition x, for the InNxP1-x ternary alloys in Fig. 4. If B/G > 1.75, the material will be ductile, otherwise it will be of
the brittle in nature. It is found that InN is the more ductile material (B/G = 2.1), while the most fragile and the hardest compound is
the InN0.5P0.5 ternary alloy, corresponding to B/G = 1.57 and Hv = 8.64 GPa (Table 2). The results indicate rather impressive al-
loying effects for 50% nitrogen doping with a fragile and ductile mixed kind of behaviour. Moreover, as it is shown in Fig. 4 and as
well B/G ratio variations, Poisson's ratio reproduce the same trend versus composition x, which confirm the ductile/brittle behaviour
of the InNxP1-x alloys.
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I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Fig. 7. The dependence of the elastic moduli on pressure for InN and InP binary compounds.
Furthermore, we have investigated the mechanical behavior of the latter compounds under the effect of hydrostatic pressure using
the FP-LAPW method, firstly, the lattice constant has been calculated as function of pressure at P equal to 0, 5, 10, 15, 20 and 25 GPa,
using the following formula [56]:
2
( 3−B1′ )
B′
a (P ) = a0 ⎡1 + P ⎤
⎣ B⎦ (10)
where B is the bulk modulus, B' is the pressure derivative of the bulk modulus, and a(P) is the lattice parameter at the pressure P.
The pressure dependent elastic constants of the InNxP1-x compounds were computed and plotted in Figs. 5 and 6 for InN, InP
binary and InN0.5P0.5 ternary alloys.
In the considered range, the hydrostatic pressure dependence of stiffness coefficients displays a linear dependence, when the
applied pressure is increased, an increase of elastic constants is observed for InNxP1-x alloys in the full range of composition x, and
that is due to the decrease of the lattice constant. The values are summarized in Table 3. Besides, we have investigated the variations
of shear, Young and bulk moduli as function of pressure, where the variations curves are depicted in Figs. 7 and 8 respectively, for
InN, InP binary and InN0.5P0.5 ternary alloys. Results obtained here are compared to the available data where a good agreement is
observed for binary constituents; contrariwise, we have to note that we have not found any report in literature on these parameters
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Fig. 8. The dependence of the elastic moduli on pressure for InN0.5P0.5 ternary alloy.
Fig. 9. Gibbs free energy versus temperature for InP binary compound at different pressures.
In this section, we investigate the thermodynamic properties of InNxP1-x ternary alloys using the GIBBS2 program [57,58] within
the framework of the quasi-harmonic approximation. This model requires only the input of the static E(V) fitted Data from birch-
Murnaghan equation, to compute different thermal properties such as variations of Gibbs free energy, heat capacity, entropy and
Debye temperature, as function of temperature and pressure respectively, in the range of 0 to 1200 K and 0 to 25 GPa.
The non-equilibrium Gibbs function G*(V, P, T) is expressed as [57]:
G (V , T , P ) = E (V ) + PV + Avib [θD (V ), T ] (11)
Where E(V) is the total energy per unit cell, PV is the constant hydrostatic pressure condition, θD(V) is the Debye temperature and Avib
is the vibrational Helmhotz free energy, which can be written using the Debye model of the phonon density of states as:
9θ θD θ
Avib (θD , T ) = nKB T ⎡ D + 3ln ⎛1 − e− T ⎞ − D ⎛ D ⎞ ⎤
⎢
⎣ 8T ⎝ ⎠ ⎝ T ⎠⎥⎦ (12)
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I. Hattabi, et al. Chinese Journal of Physics 59 (2019) 449–464
Fig. 10. Gibbs free energy versus temperature for InN binary compound at different pressures.
Fig. 11. Gibbs free energy versus temperature for InN0.50P0.50 ternary alloy at different pressures.
Where D(θD/T) represents the Debye integral, n is the number of atoms per formula unit,
For an isotropic solid, θD is expressed as [57]:
1
ℏ 1 BS
θD = ⎡6π 2V 2 n ⎤3 f (σ )
k⎣ ⎦ M (13)
M being the molecular mass per unit cell and BS the adiabatic bulk modulus, approximated by the static compressibility [59]
d 2E (V ) ⎞
BS ≅ B (V ) = V ⎛ ⎜
2
⎟
⎝ dV ⎠ (14)
The thermodynamic quantities such as heat capacity at constant volume (CV) and entropy S were calculated using the following
relationships [57]:
θ 3θ / T ⎤
CV = 3nk ⎡4D ⎛ ⎞ − θ / T
⎢
⎣ ⎝T ⎠ e − 1⎥
⎦ (15)
θ
S = nk ⎡4D ⎛ ⎞ − 3ln (1 − e−θ / T ) ⎤
⎢
⎣ ⎝ T ⎠ ⎥
⎦ (16)
Firstly, we have studied the temperature and pressure dependence of the Gibbs free energy, G. Results are shown for both InP, InN
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Fig. 12. Debye temperature θD as function of temperature for InP binary compound at different pressures.
Fig. 13. Debye temperature θD as function of temperature for InN binary compound at different pressures.
Fig. 14. Debye temperature θD as function of temperature for InN0.50P0.50 ternary alloy at different pressures.
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Fig. 15. Variation of the heat capacities Cv versus temperature for InP binary compound at different pressures.
Fig. 16. Variation of the heat capacities Cv versus temperature for InN binary compound at different pressures.
Fig. 17. Variation of the heat capacities Cv versus temperature for InN0.50P0.50 ternary alloy at different pressures.
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Fig. 18. Variation of the entropy S versus temperature for InP binary compound at different pressures.
Fig. 19. Variation of the entropy S versus temperature for InN binary compound at different pressures.
binary and InN0.5P0.5ternary alloys in Figs. 9–11 respectively. One can see that the Gibbs free energy, increases when pressure
increases at fixed temperature, per contra it decreases slightly with increasing temperature at a given pressure.
The Debye temperature is an important characteristic temperature of solids. When the temperature rises above absolute zero, the
atoms of the solid gradually vibrate to Debye's temperature. This represents the temperature at which the vibrations reach their
maximum of possible modes. It is a good approximation of the hardness of solids. Figs. 12–14 show the Debye temperature θD as
function of temperature, respectively for InP, InN binary and InN0.5P0.5 ternary alloys at different pressures. At a given pressure,
Debye temperature θD is found to be nearly constant from 0 K to 200 K. In this temperature range the anharmonicity is low and the
crystal expands very little with increasing temperature. This results in almost a constant Debye temperature. At low temperatures one
expects the high-frequency modes to be frozen, i.e., vibrational excitations arise solely from acoustic vibrations, it is proportional to
the sound velocity and directly related to the elastic constants, θD decreases gradually and almost linearly with increasing tem-
perature, indicating the change in the vibrational spectrum of the atoms with the temperature. θD is associated with the maximum
crystal vibration frequency for a given structure and symmetry. At room temperature and zero pressure the values of Debye tem-
perature are 317.38, 457.58 and 350.59 K for InP, InN and InN0.5P0.5, respectively.
The variations of heat capacity Cv versus temperature at different pressures of InP, and InN binaries and InN0.5P0.5 ternary alloys
are presented in Figs. 15–17, respectively. From these figures, for low temperature, the proportionality of heat capacity to T3 is clear
as given in Debye model. Cv increases rapidly with temperature due to the enhanced anharmonic effect at elevated temperatures,
while for higher temperatures it tends to the classical Dulong-Petit limit [60], approximately to 49.7, 49.6 and 186,5586 (J mol−1
K−1) for InP, InN and InN0.5P0.5, respectively. In addition, Cv increases with the temperature rise at a given pressure and slightly
decreases with the pressure rise at a given temperature. The effects of temperature on the heat capacity at low temperatures (below
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Fig. 20. Variation of the entropy S versus temperature for InN0.50P0.50ternary alloy at different pressures.
Table 4
Thermodynamic properties, Gibbs free energy (G), Debye temperature θD, isochoric heat capacity Cv and entropy S, of the InN, InP and InN0.50P0.50
compounds at room temperature and different pressure values.
Hydrostatic pressure P (GPa)
θD) are very significant. The entropy is a measure of the dispersion of matter and energy which can be described as the number of
arrangements of particles, bosonic quasiparticles or disorder of a system [61].
Based on the quasi-harmonic Debye model, another important thermodynamic parameter, entropy S, is also computed at different
pressures in the range from 0.0 to 30 GPa with the step of 5.0 GPa for InP, InN and InN0.5P0.5 in the temperature range of 0–1200 K, as
shown in Figs. 18–20, respectively. At normal condition, the obtained values of entropy are 65.039, 48.24 and 241.61 J mol−1 K−1
for InP, InN and InN0.5P0.5, respectively. It is established that the entropy S increases in a non-linear way with the increase of the
temperature and decreases with the increase of pressure. We can also observe that the decrease of the entropy S with pressure is
slower and slower when the temperature increases. One can also remark that the entropy S of the ternary alloy obtained by mixing
the binary InP and InN is significantly higher than those obtained separately for the binary compounds. This is expected, since mixing
invariably adds to the disorder and increases the number of possible microstates which leads to higher entropy. It is also interesting to
note that as the pressure is progressively increased, its effect on entropy at a given temperature decreases monotonically. The value of
S also decreases with pressure. These can be explained qualitatively by considering the fact that at high applied pressures the crystal
structure becomes stiffer and at any given temperature the number of phonon modes is decreased as the amplitude of the atomic
vibrations are reduced. The calculated values at room temperature of the thermodynamic properties such as Gibbs free energy (G),
Debye temperature θD, isochoric heat capacity Cv and entropy S, of the InN, InP and InN0.50P0.50 compounds at different pressure
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4. Conclusion
First principles calculations based on the DFT theory have been employed, using the FP-LAPW method, to investigate the elastic
and thermodynamic properties of zinc-blende InN, InP and InNxP1-x ternary alloys. The hydrostatic pressure dependence on stiffness
coefficients as well different elastic moduli and ratios have also been considered.
It is found that elastic constants of InNxP1-x clearly satisfy all of the mechanical stability criteria, indicating their structural
stability. In addition, the incorporation of nitrogen increases the stiffness coefficients, therefore, the increase of shear and young
moduli, given that a considerable alloying effects was found with brittle and ductile mixed behaviour for 50% nitrogen substitution.
Further, the hydrostatic pressure effects on stiffness coefficients display an increasing linear dependence. Finally, temperature and
pressure dependent thermal properties have been investigated using the quasi-harmonic approximation, providing a good description
of free Gibbs energy G, Debye temperature θD, entropy S, and heat capacity Cv in the pressure range from 0 to 25 GPa and tem-
perature range from 0 to 1200 K.
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