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Remote Sensing of Environment 115 (2011) 1034–1042

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Remote Sensing of Environment


j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / r s e

Spectral response of benthic diatoms with different sediment backgrounds


Laurent Barillé a,⁎, Jean-Luc Mouget c, Vona Méléder a, Philippe Rosa a, Bruno Jesus b,d
a
Université de Nantes, Mer Molécules Santé EA 2160, Faculté des Sciences et des Techniques, B.P. 92208, 44322 Nantes cedex 3, France
b
Centro de Oceanografia da Faculdade de Ciências da Universidade de Lisboa, Campo Grande, 1749-016, Lisboa, Portugal
c
Université du Maine, Mer Molécules Santé EA 2160, Faculté des Sciences et Techniques, Ave O. Messiaen, 72085 Le Mans cedex 9, France
d
Centro de Biodiversidade, Genómica Integrativa e Funcional (BioFIG), Faculdade de Ciências, Universidade de Lisboa, Campo Grande, 1749-016 Lisboa, Portugal

a r t i c l e i n f o a b s t r a c t

Article history: Remote sensing of terrestrial vegetation uses a wide range of vegetation indices (VIs) to monitor plant
Received 3 September 2010 characteristics, but these indices can be very sensitive to canopy background reflectance. This study
Received in revised form 8 December 2010 investigated background influences on VIs applied to intertidal microphytobenthos, using a synthetic spectral
Accepted 11 December 2010
library constituted by a spectral combination of three contrasting types of sediment (sand, fine sand, and
Available online 15 Janaury 2011
mud) and reflectance spectra of benthic diatom monospecific cultures obtained in controlled conditions. The
Keywords:
spectral database exhibited, for the same biomass range (3–182 mg chlorophyll a m− 2), marked differences
Background reflectance in albedo and spectral contrast linked to sediment variability in water content, grain size, and organic matter
Intertidal flats content. Several VIs were evaluated, from ratios using visible and near infrared wavelengths, to hyperspectral
Microphytobenthos indices (derivative analysis, continuum removal). Among the ratios, the Normalized Difference Vegetation
NDVI Index (NDVI) appeared less sensitive to background effects than VIs with soil corrections such as the
Remote sensing Perpendicular Vegetation Index (PVI), the Soil-Adjusted Vegetation Index (SAVI), the Modified second Soil-
Vegetation index Adjusted Vegetation Index (MSAVI2) or the Transformed Soil-Adjusted Vegetation Index (TSAVI). The lower
efficacy of soil-corrected VIs may be explained by the structural differences and optical behavior of soil vs.
canopies compared to sediment vs. microphytobenthos biofilms. The background effects were minimized
using Modified Gaussian Model indices at 632 nm and 675 nm, and the second derivative at 632 nm, while
poor results were obtained with the red-edge inflection point (REIP) and the second derivative at 675 nm. The
least sensitive index was the Phytobenthos Index which is very similar to the NDVI, but uses a red wavelength
at 632 nm instead of 675 nm, to account for the absorption by chlorophyll c. The modified NDVI705, where the
705 nm wavelength replaces the red band, showed moderate background sensitivity. Moreover, the NDVI705
and the Phytobenthos Index have the additional relevant property of being less sensitive to the index
saturation response with increasing biomass. Unfortunately, these VIs cannot be applied to broad-band
multispectral satellite images, and require sensors with a hyperspectral resolution. Nevertheless, this study
showed that the background influence was not a limitation to applying the ubiquitous NDVI to map intertidal
microphytobenthos using multispectral satellite images.
© 2010 Elsevier Inc. All rights reserved.

1. Introduction microphytobenthos (Carrère et al., 2004; Jesus et al., 2006; Kromkamp


et al., 2006; Méléder et al., 2003a,b; Murphy et al., 2005a,b; Paterson
Vegetation indices (VIs) are used as proxies in a wide range of et al., 1998). Composed of algae and photosynthetic bacteria that
scientific applications to monitor the biophysical and biochemical colonize benthic substrata at low tide, microphytobenthos (MPB) is
properties of vegetation. They are calculated from reflectance spectra crucial to the functioning of estuarine and coastal ecosystems
(the ratio of upwelling radiance to downwelling irradiance) at various (MacIntyre et al., 1996; Underwood & Kromkamp, 1999). Information
scales from ground-based to satellite measurements. Numerous about MPB biomass spatial distribution is essential in many ecological
studies in the literature deal with VIs developed for terrestrial studies but, due to the sometimes dangerous and highly inaccessible
vegetation to characterize crop or canopy biophysical properties (e.g. nature of mudflats, it is difficult to collect at the tidal flat scale. Thus,
Broge & Mortensen, 2002; Gitelson et al., 2002; Sims & Gamon, 2002; there is a growing interest in developing remote sensing methods that
Vescovo & Gianelle, 2008; Zhao et al., 2007) but only a limited variety can replace, or complement, the field data (Carrère et al., 2004; Jesus
of indices have been applied to marine vegetation, and particularly to et al., 2006; Kromkamp et al., 2006; Méléder et al., 2003a,b; Murphy
et al., 2005a,b; Paterson et al., 1998).
Only a few studies have tested a broad range of indices, from
⁎ Corresponding author. Tel.: + 33 2 51 12 56 55; fax: + 33 2 51 12 56 68. multispectral to hyperspectral, to retrieve information from microphy-
E-mail address: laurent.barille@univ-nantes.fr (L. Barillé). tobenthic reflectance spectra (Combe et al., 2005; Murphy et al., 2005a),

0034-4257/$ – see front matter © 2010 Elsevier Inc. All rights reserved.
doi:10.1016/j.rse.2010.12.008
L. Barillé et al. / Remote Sensing of Environment 115 (2011) 1034–1042 1035

while many have analyzed the spectral properties of surface sediment pigments as possible. Sediments were then analyzed for organic
with ratios combining discrete spectral bands. The most widely used ratio matter content by loss on ignition, for their water content, for particle
throughout all research fields remains the Normalized Difference size distribution using GRADISTAT (Blott & Pye, 2001), and for
Vegetation Index (NDVI) which combines information contained in two pigment concentration by High-Performance Liquid Chromatography
spectral bands, the red and near infrared (NIR). It is commonly used as an (HPLC). For each variable and sediment type, eight replicates were
index to assess microphytobenthos biomass (Coelho et al., 2009; Jesus measured, except in the pigment analysis for which three samples
et al., 2006; Kromkamp et al., 2006; Serôdio et al., 2009). In spite of its were processed. A detailed account of sediment processing can be
ubiquitous use, the NDVI has some limitations, the most important of found in Méléder et al. (2005). Reflectance spectra of each sediment
which is its sensitivity to soil background influence (Escadafal & Huete, sample were obtained with a field portable spectroradiometer ASD
1991; Huete, 1988; Huete et al., 2002) and its non-linear relationship with FieldSpec 3FR, measuring the radiance (mW cm− 2 nm− 2 sr− 1)
biomass for terrestrial vegetation and benthic microphytes (Gitelson et al., between 350 and 2500 nm with a spectral sampling interval of 1.4 nm
2002; Gitelson, 2004; Méléder et al., 2003a). This explains why many between 350 and 1050 nm and a spectral resolution from 3 to 10 nm
other indices have been developed for terrestrial applications, either based (Fig. 1A). Data were collected using the ASD contact probe with its
on ratio calculations integrating a soil correction (Huete, 1988; Jiang et al., halogen light source. The reflectance probe was kept at a constant
2008; Qi et al., 1994) or taking into account the whole reflectance distance from the sample and from the reference panel by using the
spectrum such as VIs based on derivative analysis or spectral continuum probe distance ring, designed for this effect. Spectral responses were
removal, two techniques that reduce interference from background studied in the visible-near infrared (VNIR) range between 400 and
reflectance (Demetriades-Shah et al., 1990). 900 nm, since photosynthetic and accessory pigments have their
Microphytobenthos reflectance spectra are the result of a complex diagnostic absorption features in this area and absorption by water is
interplay between biotic (photo-autotrophic assemblages with an array strong above 900 nm. Surface reflectance was determined by first
of photosynthetic and accessory pigments and the constitution of a measuring the light reflected by a ~ 99% reflective Spectralon®
biofilm created by microalgal mucilaginous secretions) and abiotic reference panel, and then light reflected by the sediment surface.
factors associated with the sediment itself (e.g. sediment type and water The instrument was calibrated to subtract the dark-current for each
content). Although a microphytobenthic biofilm is structurally different radiance measurement. At least ten spectra were averaged to calculate
from an angiosperm plant canopy, light transmitted through it is a mean reflectance of each sample.
similarly reflected on the substratum and back through the biofilm again
(Combe et al., 2005). However, scattering properties in the NIR are 2.2. Synthetic spectral library
radically distinct (Kazemipour et al., 2011). For a similar fractional cover,
it is therefore likely that sediment influence on microphytobenthos A synthetic spectral library was constructed mixing the reflectance
reflectance is much greater than soil influence on terrestrial vegetation. from the three types of sediment with the reflectance spectra from
Sediment contribution depends mainly on grain size, water content, and
organic matter (Méléder et al., 2010; Rainey et al., 2000; Verpoorter, 0.5
A sand
2009). Grain size has an effect on light scattering, which increases with
decreasing particle size, but Murphy et al. (2005a) indicated that this 0.4
was not the most consistent factor explaining the differences between
Reflectance

fine sand
sediment spectral characteristics. Rainey et al. (2003) suggested that for 0.3
intertidal mudflats, variations in surface and interstitial moisture were
the main sources of heterogeneity in sediment reflectance spectra. 0.2 mud
Water significantly decreases sediment average brightness or albedo,
while sediment dryness modifies the spectral contrast, increasing the
0.1
slope steepness between visible and NIR reflectance, characteristic of
sandy sediments. For terrestrial vegetation, albedo and slope variations
are known to affect VIs independently of the amount of vegetation 0
400 500 600 700 800 900
(Elvidge & Lyon, 1985; Elvidge & Chen, 1995). The influence of these
features however has not yet been fully elucidated for microphyto- 0.5
B
benthos, and the indices tested and proposed by Murphy et al. (2005a) sand
on a mudflat relied on an intertidal environment dominated by 0.4
filamentous macroalgae, very different from benthic diatom biofilms.
Reflectance

The main objective of this study was to investigate the effects of fine sand
0.3
sediment background reflectance on benthic diatom reflectance spectra,
using a synthetic spectral library constituted by a spectral combination of
three types of sediment and reflectance spectra of benthic diatom 0.2
mud
monospecific cultures obtained in controlled conditions. A range of
multispectral and hyperspectral VIs were tested for their sensitivity to
0.1
background influence and to saturation with increasing biomass.

2. Data and methods 0


400 500 600 700 800 900
Wavelength (nm)
2.1. Sediment collection and analysis
Fig. 1. (A) Sediment reflectance spectra used in this study to construct the synthetic spectral
Three types of sediment from sand to mud were collected in the library. Sand, fine sand, and mud were named following GRADISTAT granulometric analysis
intertidal area of Bourgneuf Bay (47°04.02′ N, 2°01.20′ W) located (Blott & Pye, 2001). (B) Synthetic spectral library of benthic diatom biomass variations for
south of the Loire river, France. Bare sediment (visual assessment) three types of substrata. Monospecific culture spectra (Méléder et al., 2003a), with chlorophyll
a biomass ranging from 3 to 182 mg Chl a m− 2, were combined with the sediment reflectance
without any visible microphytobenthic biofilms at the sediment (see Data and methods). For the same amount of biomass, the reflectance dataset obtained
surface was chosen, and sterilized by autoclavation at 120 °C for with the different substrata exhibits albedo and slope variations due to the background
20 min to remove as many traces of photosynthetic and accessory influence.
1036 L. Barillé et al. / Remote Sensing of Environment 115 (2011) 1034–1042

benthic diatom monospecific cultures, i.e. Navicula ramossissima and 705 nm, on the right edge of the main chlorophyll a 675 nm absorption
Entomoneis paludosa, measured with a GER3700 spectroradiometer band, designed to be less sensitive to this absorption band saturation at
(Méléder et al., 2003a). These authors simulated microalgal biofilms by high biomass. A ratio including two bands at 562 and 647 nm proposed
slow filtration of the cultures on fiberglass filters. Pigment composition by Murphy et al. (2005a) for microphytobenthos was also tested. These
and biomass were estimated by HPLC, and a wide range of Chl a four VIs are supposed to be the most sensitive to background effects,
concentration was obtained (3–182 mg Chl a m− 2). The library was since they do not include any soil/sediment corrections. They were thus
created following the method proposed by Combe et al. (2005): each compared with five ratio indices with a soil correction factor: the
diatom spectrum was first divided by the fiberglass reflectance spectrum Perpendicular Vegetation Index (PVI) (Richardson & Wiegand, 1977),
to remove its background influence (characterized by a negative slope the Soil-Adjusted Vegetation Index (SAVI) proposed by Huete (1988),
over the VNIR wavelength range; Méléder et al. (2003a)), then it was the Transformed Soil-Adjusted Vegetation Index (TSAVI) (Baret et al.,
multiplied by the three sediment reflectance spectra respectively, after a 1989), the Modified second Soil-Adjusted Vegetation Index (MSAVI2)
spectral degradation of the ASD data to match GER spectral resolution proposed by Qi et al. (1994), and the Enhanced Vegetation Index 2
using a square band pass function. Three series of reflectance spectra with (EVI2) developed by Jiang et al. (2008). Other ratio soil-corrected VIs are
the same range of biomass were obtained, without any rescaling, but with available, but these five were selected because they can be applied to
distinct overall shapes (continuum) due to the contribution of the three broad-band satellite without a blue band such as SPOT HRVIR, and three
types of sediment (Fig. 1). The artificial biofilms (cells deposited on a of them, SAVI, MSAVI2, EVI2, do not require the calculation of the soil
fiberglass filter) used in this study have been recently analyzed by line parameters in the red-NIR space (Broge & Mortensen, 2002). For the
scanning electronic microscopy showing the presence of extracellular PVI and TSAVI, the soil line was estimated from a September 2009 SPOT
polymeric substances that are typically present on microphytobenthic 5 image of Bourgneuf Bay intertidal flat, NIR = 2.5235 red− 0.2142,
biofilms (Kazemipour et al., 2011). Retrieving the optical properties of r2 = 0.99. This line represents the linear relationship observed between
diatom biofilms, these authors have shown that these artificial biofilms soil reflectance without vegetation at two wavelengths, in the visible
were optically very similar to natural biofilms when the latter are found and NIR. It is estimated from a two dimensional diagram, where all the
forming thick layers on top of the sediment. pixels of an image are displayed according to these two spectral bands.
The SAVI was calculated with a range of soil adjustment factor L: 0.25,
2.3. Spectral indices 0.5 and 1 (Huete, 1988). Among ratio indices (with and without soil
corrections), only the NDVI and the soil-corrected VIs are applicable to
Vegetation indices (VIs) tested in this study were selected for their multispectral satellite sensors which possess red and NIR broad-bands,
property of reducing or removing soil/sediment background influence since the others are based on discrete VNIR bands, corresponding to
and because they are representative of the three main types of VI: individual wavelengths without broad-band satellite equivalence.
ratio indices, derivative and continuum removal (Table 1). Three The derivation of reflectance spectra has been applied in reflectance
ratios belong to the Normalized Difference Vegetation Index (NDVI) spectroscopy to remove background signals and resolve overlapping
family, including the widely used NDVI calculated from a red band spectral features (Demetriades-Shah et al., 1990). This hyperspectral
associated with the chlorophyll a absorption at 675 nm and a near processing uses spectrally continuous data, and provides different types of
infrared (NIR) band positioned on the NIR plateau. The Phytobenthos information according to the level of derivation (Tsai & Philpot, 1998). VIs
Index (PI), specifically designed for diatoms, uses the reflectance at based on first- and second-order derivatives have already been applied to
635 nm associated with chlorophyll c, a diagnostic absorption feature microphytobenthic reflectance spectra to quantify biomass variations and
for this class and for dinoflagellates (Forster & Jesus, 2006; Méléder infer taxonomical composition (Jesus et al., 2006; Murphy et al., 2005a,
et al., 2003a). This index is particularly useful on estuarine intertidal 2008). The Red Edge Inflection Point (REIP) is widely used in terrestrial
flats, which are strongly dominated by benthic diatoms (MacIntyre vegetation studies to quantify biomass variations (Broge & Mortensen,
et al., 1996; Paterson et al., 1998). The third NDVI-like index tested was 2002) and corresponds to the wavelength position of the main peak in a
proposed by Gitelson and Merzlyak (1994). This uses the reflectance at first-order derivative spectrum (Horler et al., 1983). Derivative-based

Table 1
Ratio and hyperspectral (derivative analysis and continuum removal) vegetation indices tested in this study. L is a soil adjustment factor (Huete, 1988); a and b are soil line
parameters (see Data and methods).

Calculation Reference

Ratio vegetation index


Normalized Difference Vegetation Index (NDVI) (R750 − R675)/(R750 + R675) Rouse et al. (1973)
Phytobenthos Index (PI) (R750 − R635)/(R750 + R635) Forster and Jesus (2006)
NDVI705 (R750 − R705)/(R750 + R705) Gitelson and Merzlyak (1994)
R562/R647 R562/R647 Murphy et al. (2005a,b)

Indices with soil correction


Perpendicular Vegetation Index (PVI) (R750 − a R675 − b)/(a2 + 1)0.5 Richardson and Wiegand (1977)
Soil-Adjusted Vegetation Index (SAVI) (1 + L)[(R750 − R675)/(R750 + R675 + L)] Huete (1988)
Transformed Soil-Adjusted Vegetation Index (TSAVI) a(R750 − a R675 − b)/(R750 + a R675 − ab + 0.08(a2 + 1)) Baret et al. (1989)
Modified second Soil-Adjusted Vegetation Index (MSAVI2) 0.5[2(R750 + 1) − (2(R750 + 1)2 − 8(R750 − R675))0.5] Qi et al. (1994)
Enhanced Vegetation Index 2 (EVI2) 2.5 [(R750 − R675)/(R750 + 2.4R675 + 1)] Jiang et al. (2008)

Derivative analysis
First derivative measure (δ)
Wavelength of the Red Edge Inflection Point (REIP) λREIP Horler et al. (1983)
Second derivative measure (δδ)
Derivative at 632, 675 nm δδR632, δδR675 Jesus et al. (2006)

Continuum removal
Modified Gaussian Model (absorption band strength at 632, 675 nm) MGM632, MGM675 Combe et al. (2005)
L. Barillé et al. / Remote Sensing of Environment 115 (2011) 1034–1042 1037

indices are less sensitive to background effects (Demetriades-Shah et al., linked to the three types of sediment (Fig. 1B). In the visible, the main
1990), thus it was hypothesized that the REIP and second derivative VI difference was the steeper slope of diatom reflectance spectra with a
would perform better than the NDVI with MPB biofilms. The two second- sand substratum.
order derivative values used correspond to peaks in the second derivative Among the ratio indices, the NDVI-like indices appeared less
function associated with the absorption features of the main diatom sensitive to background effects for equivalent vegetation amounts
pigments, chlorophyll a (675 nm) and chlorophyll c (632 nm). A than VIs with soil corrections (Fig. 2). For the latter, the influence of
smoothing spline function with 60 nodes was adjusted to the reflectance the three different substrata was clearly detectable, with darker
spectra before calculating the derivatives. sediment producing lower VI responses, for the SAVI (Fig. 2D),
The continuum represents the overall shape of a reflectance MSAVI2 (Fig. 2E), and EVI2 (Fig. 2F). The same background influence
spectrum and its removal enables the absorption features of interest was observed with the three L factors tested for the SAVI. The TSAVI
(pigment absorption bands for vegetation studies, mineral absorption and PVI (not shown) had a similar distribution of data points. For
bands for geological applications) to be isolated from other contribu- NDVI-like indices, the sediment brightness influence was the reverse,
tions (Clark & Roush, 1984; Combe et al., 2005). In intertidal sediments, with darker sediment producing higher VI responses than brighter
the continuum is mainly influenced by water content and grain size sediment (e.g. NDVI, Fig. 2A). For the hyperspectral indices, a lower
(Carrère et al., 2004), but also by unknown processes that contribute to background influence was obtained with indices calculated after
the overall shape of reflectance spectra. Continuum removal-based VIs continuum removal, compared to those retrieved after derivative
should therefore be less sensitive to sediment background influences analysis (Fig. 3). The second derivative at 675 nm was characterized
compared to the NDVI. The continuum was removed with the Modified by a high variability among each type of sediment (Fig. 3B). The
Gaussian Model approach, which provides the depth or strength of sediment brightness influence was similar for all hyperspectral
continuum-removed absorption bands in logarithmic reflectance indices, with darker sediment producing higher VI responses.
(Combe et al., 2005). From the seven bands used for the spectral The results from the non-linear regression analysis of chlorophyll a
deconvolution of benthic diatom biofilms by Barillé et al. (2007), two on vegetation indices indicated that the Phytobenthos Index was the
band centers were tested in this study, positioned at 632 and 675 nm, to least sensitive to background influences (r2 = 0.97), followed by the
account for the absorptions by chlorophyll c and a, respectively. NDVI (r2 = 0.95), then the two indices obtained after continuum
removal, MGM 675 and MGM 632 (r 2 = 0.94), and the NDVI 705
2.4. Statistical analysis (r2 = 0.93) (Table 2). VIs with soil corrections had r2 values ranging
from 0.86 to 0.82, while the REIP was even more sensitive to
After verification of normality, sediment characteristics were background influence. The second derivative at 675 nm was not a
compared using a one-way analysis of variance (ANOVA). To compare good biomass estimator in this study, while the ratio R562/R647 could
sediment background influence between VIs, for a biomass range not be used at all to assess benthic diatom biomass variations. The VI
estimated by increasing concentration of chlorophyll a (Chl a), a non- sensitivity to the saturation process caused by increasing biomass is
linear model VI= a + b [1− exp(− c. Chla)], was adjusted for each VI, described in Fig. 4, after standardization of regression models to 1.
using all the data from the three sediments. The same model was used to Most of the models showed a steep increase at low biomass levels and
fit all the relationships and the coefficient of determination was used to then an asymptotic leveling off beyond 100 mg Chl a m− 2, except the
assess the variability generated by the different substrata. The VI PI and NDVI705, which were less sensitive to saturation.
sensitivity to the signal saturation process caused by increasing biomass The synthetic library was used to obtain quantitative estimations
was described after standardization of regression models to 1. of benthic diatom biomass by inversion of the relationships described
in Figs. 2 and 3. Two VIs, PI and NDVI, were chosen for their low
3. Results sensitivity to background to illustrate the relationships that can be
obtained from reflectance data to infer diatom biomass. The data from
3.1. Sediment characteristics and synthetic spectral library fine sand and mud, which gave the most similar results (Fig. 2A, B),
were pooled and fitted with the following non-linear models: Chl
The three types of sediment had different particle-size distributions, a = 1009.9 PI3.134 (r2 = 0.97, p b 0.001) and Chl a = 0.048 exp(9.106
NDVI)
discriminating a sand composed of medium (55%) and fine (45%) (r2 = 0.95, p b 0.001), (Fig. 5). The relationship obtained with the
particles, a sand mainly composed of fine particles (88.8% comprised NDVI showed higher sensitivity to biomass saturation, as expected,
between 125 and 250 μm and 1.2% of mud) hereafter called fine sand, but remains useful to map microphytobenthos biomass with satellite
and a mud (97% of particles below 63 μm). They also showed significant or air-borne images, if it does not exceed NDVI values of 0.6.
differences in water content (WC) and organic fraction (OF) (ANOVA,
P b 0.01). The mud had the highest water content and organic fraction, 4. Discussion
58.4% (S.D. 0.9) and 9.2% (S.D. 0.5) respectively, compared to the fine
sand (WC = 30.3%, S.D. = 4.8; OF = 2.7%, S.D. = 1.2) and the sand 4.1. NDVI vs. soil-adjusted indices
(WC = 7.9%, S.D. = 0.7; OF = 0.5%, S.D. = 0.0). The mud exhibited a
spectral shape similar to that of the fine sand, but with a lower albedo The Normalized Difference Vegetation Index has been extensively
related to its higher water and organic matter contents, while the sand used in terrestrial remote sensing. This index, as well as spectral
spectral response was characterized by both a steeper slope in the VNIR vegetation indices combining red and near infrared wavelengths, has
and the highest albedo (Fig. 1A). In spite of the initial sediment cleaning been found to be well correlated with plant biomass, pigment
treatment, a dip in the reflectance at 675 nm, indicative of chlorophyll a concentrations, and canopy cover (Sellers, 1985). Naturally, it has
absorption, was still present for the mud and the fine sand. The cleaned thus been applied in microphytobenthos studies seeking to quantify
sand showed the lowest chlorophyll a concentration (0.18 mg m− 2, S. benthic microalgal biomass by optical approaches (Jesus et al., 2006;
D.= 0.01) compared to the cleaned mud (0.30 mg m− 2, S.D. = 0.02) Kromkamp et al., 2006; Méléder et al., 2003a,b; Murphy et al., 2005a,
and the cleaned fine sand (0.47 mg m− 2, S.D. = 0.01). Nevertheless, it b; Serôdio et al., 2009). However, the NDVI can be significantly
was considered that the chlorophyll contribution from the sediment influenced by the spectral properties of soils and background surfaces
itself was negligible in comparison with the range of biomass analyzed (Huete, 1988; Huete & Jackson, 1987; Huete et al., 1985), with
(3–182 mg Chl a m− 2). The synthetic spectral library combining the variations, for the same vegetation type, canopy structure and amount
spectral responses of sediments and diatom monospecific cultures of vegetation, from 0 to 0.2 units on a scale of 0 to 1. It was thus
exhibited, for the same biomass range, a sharp distinction in the NIR hypothesized that these variations, mainly caused by soil brightness
1038 L. Barillé et al. / Remote Sensing of Environment 115 (2011) 1034–1042

A B
0.6 0.6

0.4 0.4
NDVI

PI
0.2 0.2

0 0
0 50 100 150 200 0 50 100 150 200

0.4

C D
0.2 0.3
NDVI705

SAVI
0.2

0.1

0.1

0 0
0 50 100 150 200 0 50 100 150 200

0.5

0.4 E F
0.4

0.3
0.3
MSAVI2

EVI2

0.2
0.2

0.1 0.1

0 0
0 50 100 150 200 0 50 100 150 200
Chl a (mg m-2) Chl a (mg m-2)

Fig. 2. Relationships between ratio indices and benthic diatom chlorophyll a concentrations (Chl a). For each vegetation index (VI), the same biomass range was tested with three
different substrata: sand (white circles), fine sand (gray circles) and mud (black circles), and one non-linear model was fitted for the three substrata. (A) NDVI, (B) PI, (C) NDVI705,
(D) SAVI, (E) MSAVI2, and (F) EVI2. VI acronyms and regression analysis are provided in Tables 1 and 2, respectively.

differences, may also occur in intertidal sediments. Intertidal efficacy of soil-corrected VIs may be explained by the structural
environments exhibit considerable sediment heterogeneity linked to differences and optical behavior of soil and canopies compared to
grain size, mineralogy, interstitial moisture, organic matter and sediment and benthic diatoms. The main distinction probably arises in
sediment brightness, which can all be very variable (Bryant et al., the NIR, as in the visible the absorption processes associated with
1996; Carrère et al., 2004; Rainey et al., 2000, 2003). Surprisingly, in photosynthetic and accessory pigments are fundamentally identical
the present study, the NDVI was slightly less sensitive to sediment between terrestrial angiosperms and marine unicellular autotrophs.
background variations than VIs with soil corrections or based on Terrestrial vegetation is characterized by both transmission and
hyperspectral processing, known to reduce or remove the influence of scattering processes in the NIR region, with significant fluxes
background. The least sensitive index was the Phytobenthos Index, scattered by foliar structure (Jacquemoud & Baret, 1990), whereas
which is very similar to the NDVI but uses a red wavelength at 632 nm diatoms are only characterized by transmission at these wavelengths
instead of 675 nm, to account for the absorption by chlorophyll c (Kazemipour et al., 2011). Indices such as the SAVI or MSAVI are built
present in diatom biofilms in strong concentrations. The lower to account for the different optical depth penetrations of red and NIR
L. Barillé et al. / Remote Sensing of Environment 115 (2011) 1034–1042 1039

0.8 5
A B
4
0.6

δδ 675 (x 103)
δδ 632 (x 103)

0.4

0.2
1

0 0
0 50 100 150 200 0 50 100 150 200

1.2 1.2
C D
MGM 632 (x -1)

MGM 675 (x-1)


0.8 0.8

0.4 0.4

0 0
0 50 100 150 200 0 50 100 150 200
Chl a (mg m-2) Chl a (mg m-2)

Fig. 3. Relationships between hyperspectral vegetation indices and benthic diatom chlorophyll a concentrations (Chl a). For each vegetation index (VI), the same biomass range was
tested with three different substrata: sand (white circles), fine sand (gray circles) and mud (black circles), and one non-linear model was fitted for the three substrata. Second
derivative at 632 nm (A) and 675 nm (B). MGM band depth at 632 nm (C) and 675 nm (D) after continuum removal by a Modified Gaussian Model.

radiations through the canopy to the soil surface (Huete, 1988). 4.2. Background influence on VIs
Sediment–diatom interactions probably resemble those of low
vegetation cover, for which red and NIR penetration through the The brightness of the background material is known to have a
canopy are nearly equal, with most of the downwelling flux reaching significant effect on VIs (Elvidge & Chen, 1995). However, for low
the sediment coming from solar irradiance, since the diatoms do not canopy covers, normalized difference VIs are less sensitive to
themselves contribute through NIR scattering. brightness effects (Huete & Jackson, 1987), which may explain why,

Table 2 1.0
Non-linear regression analysis of chlorophyll a on vegetation indices. For each
vegetation index (VI), the data obtained with the three different substrata have been
0.8
pooled. The same model, VI = a + b(1 − exp(− c. Chla)), has been used to fit all the
Vegetation index

relationships represented in Figs. 2 and 3. VIs are detailed in Table 1.

Vegetation index a b c r2 p-value


0.6

PI 0.131 0.448 0.016 0.97 b 0.001


NDVI 0.148 0.474 0.028 0.95 b 0.001 0.4
MGM675 0.489 0.652 0.032 0.94 b 0.001
MGM632 0.362 0.599 0.022 0.94 b 0.001
0.2
NDVI705 0.050 0.176 0.012 0.93 b 0.001
δδ632 0.029 0.533 0.025 0.91 b 0.001
TSAVI − 0.020 0.450 0.034 0.86 b 0.001 0.0
PVI − 0.013 0.179 0.037 0.86 b 0.001 0 50 100 150 200
EVI 0.093 0.253 0.033 0.86 b 0.001
Chl a (mg m-2)
MSAVI2 0.090 0.238 0.033 0.83 b 0.001
SAVI 0.090 0.207 0.036 0.82 b 0.001
Fig. 4. Regression models standardized to 1, between vegetation indices and benthic
REIP 689.86 10.61 0.01 0.80 b 0.001
diatom chlorophyll a concentrations (Chl a). Data from Table 2; dashed line = NDVI705,
δδ675 0.348 2.744 0.091 0.66 b 0.001
dotted line = Phytobenthos Index, solid lines = other vegetation indices (not all lines
R562/R647 0.549 0.302 4.446 0.01 0.803
shown for clarity).
1040 L. Barillé et al. / Remote Sensing of Environment 115 (2011) 1034–1042

200
due to chlorophyll fluorescence at 683 nm (Serôdio et al., 2009). In
fact, these authors indicated that fluorescence-independent VIs
150 should be used instead of any VIs based on the chlorophyll a red
Chl a (mg m-2)

absorption band, and that the Phytobenthos Index should be


preferred to the NDVI. Nevertheless, the hyperspectral VIs obtained
100 after continuum removal, MGM632 and MGM675, gave satisfactory
results, removing most of the background influences. The double-
50 peak feature was not generated with the index MGM675, and the
variability was lower to that observed with the second derivative at
675 nm, because a single band center position at 675 nm was set up in
0 the initial file parameter, prior to the Gaussian deconvolution (Barillé
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7
et al., 2007).
Vegetation index

Fig. 5. Inverse relationships between the NDVI (gray squares), Phytobenthos Index (PI, 4.3. Saturation of signal at high biomass values
white squares) and chlorophyll a concentrations (Chl a) calculated from pooled data for
two types of substrata, fine sand and mud. A non-linear relationship between VIs and biomass is a major
concern in terrestrial vegetation remote sensing (Huete et al., 2002). The
in this study, the PI, NDVI and NDVI705 showed few variations NDVI applied to terrestrial angiosperm reflectance spectra is known to
associated with the three types of sediment tested. These variations saturate asymptotically with increasing vegetation (Gitelson et al.,
were consistent with the effects previously described for terrestrial 1996); this has also been observed in benthic diatom biofilms (Méléder
vegetation, with darker sediment (mud) producing higher indices et al., 2003a). Extended linearity has therefore been an important
than lighter sediment (sand) (Elvidge & Lyon, 1985; Huete & Jackson, attribute in the selection of indices for the remote qualification of
1987; Huete et al., 1985). This phenomenon is explained by a vegetation (Gitelson, 2004). Most of the VIs tested in this study were
disproportionate decrease in the NDVI denominator due to sediment sensitive to saturation, in particular soil-corrected VIs and hyperspectral
darkening (Rocha & Shaver, 2009). An opposite trend was observed indices. Only two VIs displayed a wider dynamic range, namely the PI
for soil-corrected VIs, with darker sediment producing lower indices. (Forster & Jesus, 2006) and the NDVI705 (Gitelson & Merzlyak, 1994). Of
In this study, the SAVI, MSAVI2, TSAVI, EVI2 and PVI all exhibited the these two, the latter was the least sensitive to saturation, but was
highest values with the sandy substratum, under the influence of slightly more influenced by background reflectance. The Phytobenthos
sediment brightness. The spectral contrast corresponds to the Index (PI) can therefore be described as the most robust index
magnitude of the slope between the visible and the NIR wavelength considering both background and saturation sensitivity. It is based on
range, and is a secondary source of variation among substrata, related the chlorophyll c absorption band at 635 nm, which is less sensitive to
to soil/sediment composition associated with a different color saturation than the 675 nm chlorophyll a absorption (Méléder et al.,
(Escadafal & Huete, 1991; Huete et al., 1985). In this study, the sand 2003b), and has the useful property of being a typical diatom pigment
is characterized by a marked VNIR slope, while the fine sand and the (Millie et al., 2002), which are frequently the dominant group on
mud have flat spectral profiles (Fig. 1). The slope remains clearly intertidal estuarine sediments (MacIntyre et al., 1996; Paterson et al.,
visible in the synthetic library for the sand substratum and this 1998). Unfortunately, this VI cannot be applied to satellite images
spectral contrast, inherent in the sediment itself, is known to increase acquired with broad-band multispectral sensors. It requires a hyper-
VIs artificially, with or without soil corrections (Escafadal & Huete, spectral sensor capturing the chlorophyll c absorption band, such as
1991; Elvidge & Chen, 1995; Murphy et al., 2005). Non-linear mixing ROSIS (Verpoorter, 2009). However, the non-linearity of VIs over the
occurs with benthic diatom biofilms (Combe et al., 2005), and this high biomass conditions tested in this study may not be a critical issue
effect acts like the spectral contrast, raising VI values over bright for benthic diatom mapping. In fact, the biomass range obtained with
backgrounds (Elvidge & Chen, 1995; Huete et al., 1985). This the monospecific cultures is very likely greater than the biomass present
phenomenon may also explain the results obtained with the soil- in the intertidal flat photic zone (Barillé et al., 2007). In mudflats, photic
corrected VIs, arranged largely in order of brightness. These sources of depth estimations well below 1 mm have been proposed: for example,
variation had little effect on normalized difference VIs tested in this 750 μm (Jesus et al., 2006) or 200 μm (Serôdio et al., 1997), suggesting
experiment, particularly the PI and NDVI, which appeared as the best that the upwelling radiance detected by the sensor would be related to
VIs in terms of background reflectance sensitivity. This agrees with the the most superficial sediment layers. Combe et al. (2005) thus estimated
finding of Jesus et al. (2006) who showed that the NDVI was a good the maximum biomass of epipelic diatom biofilms at 35 mg Chlorophyll
predictor of benthic diatom biomass in the Tagus estuary, but (Chl) a m − 2 using DAIS hyperspectral data, far below the
contrasts with that of Murphy et al. (2005a), who described it as a 100 mg Chl a m− 2 threshold found in this study. Similarly, Méléder
poor predictor of benthic chlorophyll a in a mudflat characterized by a et al. (2003b) described diatom assemblages within an NDVI range of 0
range of sediment, from fine mud to coarse sand. However, the to 0.3, using SPOT multispectral images, corresponding to the linear
intertidal environment studied by Murphy et al. (2005a) was portion of the NDVI–biomass relationship (Fig. 2A). Van der Wal et al.
dominated by filamentous macroalgae, which can be intimately (2008) identified microphytobenthos in a comparable NDVI range, from
mixed within the sediment, and whose optical properties must be 0.1 to 0.4, using hyperspectral sensors, still below the threshold
quite different from those of diatom biofilms. Differences in structure saturation. This suggests that, although globally sensitive to saturation,
and pigment composition may explain why the VI they proposed, the NDVI may be used to map the microphytobenthic biomass spatial
R562/R647, could not describe the diatom biomass variations for any of distribution present in the photic zone, which can be useful for
the three substrata. The REIP was sensitive to background effects, multispectral images.
which confirms that it is not an appropriate VI to estimate benthic
chlorophyll a (Murphy et al., 2005a). Second derivatives produced 4.4. Multi- vs. hyperspectral data for microphytobenthos mapping
contrasting results, with the derivative at 632 nm showing a limited
background influence, while that at 675 nm displayed a high This study showed that the NDVI had a limited sensitivity to
variability and could not reproduce biomass variations. This may background influences compared to soil-corrected VIs. Thus, the
result from a double-peak, which can appear in the second-order relationship obtained by the inversion of the spectral library (Fig. 5)
derivate spectra in the region of the chlorophyll a absorption band, can be used, after a spectral re-sampling, to infer benthic diatom
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Acknowledgements scale difference vegetation index retrievals of vegetation fraction. Remote Sensing of
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This work was financially supported by the Ministère Français des Jiang, Z., Huete, A. R., Didan, K., & Miura, T. (2008). Development of a two-band
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