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Original Article
Administration & Society
Accountability
Abstract
The existing accountability research in public administration either provides
conceptual analyses and definitions of forms of accountability or case studies
on accountability. They focus on the structure of responsibility or responding
behavior. This article is different in that it tests actors’ perceptions of the
three commonly cited forms of accountability identified in the literature—
vertical, horizontal, and hybrid. We test accountability on a national survey
sample of city managers across the United States. Our structural equation
model indicates that there is both vertical and horizontal accountability
present in city governments in the United States supporting a hybrid model.
The results of this study add to the literature because most of the existing
research on accountability does not test this important relationship nor
examine actors’ perceptions.
Keywords
bureaucratic accountability, accountability forms, structural equation
modeling, survey research, local government
1
The University of Texas at San Antonio, USA
2
University of New Mexico, Albuquerque, USA
Corresponding Author:
Christopher G. Reddick, Department of Public Administration, College of Public Policy, The
University of Texas at San Antonio, 501 W. Cesar Chavez Blvd., San Antonio, TX 78207,
USA.
Email: Chris.Reddick@utsa.edu
2 Administration & Society 00(0)
Introduction
Accountability in public administration has long been studied. It is the means
by which public agencies manage diverse expectations generated from inside
and outside of an organization (Romzek & Dubnick, 1987). Accountability
can be seen as a relationship in which an actor feels an obligation to explain
and to justify conduct to someone else (Bovens et al., 2014). At its core,
accountability is present when public administrators are motivated to answer
for their actions or performance (Dubnick, 2005; Romzek & Dubnick, 1987).
Most of the existing research on accountability is conceptual, focusing on
the meaning of the term itself. Empirical research on accountability is lacking
with few quantitative studies and consisting of mostly case studies (Brandsma
& Schillemans, 2012). In this article, we test empirically two of the forms of
bureaucratic accountability most commonly found in the literature—vertical
and horizontal—against the reported views of the actors themselves. They
are tested using survey data from a national sample of city managers in the
United States. The principal research question of this article is as follows:
A related question is as follows: “What are the implications of this for the
three forms found in the literature (i.e., vertical, horizontal, or hybrid)?”
To answer these questions, this article is divided into six sections. The first
section is the brief introduction. The second section is a literature review of
accountability in public administration in which the notion of bureaucratic
accountability is discussed, and the concepts of vertical, horizontal, and
hybrid accountability are developed. The third section presents our research
design. Our fourth section provides statistical analysis using structural equa-
tion modeling (SEM). This is followed by a discussion of our results in the
fifth section. Finally, we present a conclusion in the last section.
Literature Review
The Definition and Practice of Accountability
Technically, accountability can be defined as a relationship between an actor
and another or a forum to which the actor must respond for specified actions.
Being accountable means that the actor has an obligation to explain and jus-
tify actions to the other or the forum which can pose questions, evaluate, and
pass judgment on the actions. The actor should be able and feel obligated
Reddick et al. 3
(motivated) to inform the forum about the conduct in question and there
should be an attempt to explain and justify the actions. Finally, both parties
know that judgment will be passed on the actor and consequences provided
(Bovens et al., 2008; Willems & Van Dooren, 2012).
This structural and practical notion of accountability is taken from the
Westminster system of government with the electorate having the right to be
informed about the actions and expenditures of the executive and legislative
branches of government. Accountability can be seen in terms of ministerial
responsibility and the detection of fraud. Ultimately, the minister is respon-
sible for what happens in an agency and is accountable for any faults (Kluvers,
2003). Parliament requires that officials and ministers participate directly in
public accountability practices. The original idea was that Parliament had the
right to require a public justification from those officials that were responsi-
ble for the management of public accounts (Uhr, 1993). In most democracies,
the dominant form of public accountability is the traditional top-down or
vertical form. This has been especially true for those parliamentary systems
that operate under a system of ministerial responsibility such as Belgium, The
Netherlands, and Germany. According to Aucoin and Heintzman (2000),
accountability serves three purposes in practice: control of the abuse and mis-
use of public authority, providing an assurance to the law and public service
values, and encouraging and promoting continuous improvement and better
public management.
Organizations and collaboration. This has led some to examine both the sources
and development of accountability from a whole organization perspective
rather than the relationship among individuals in an organizational structure.
For example, Greiling and Halachmi (2013) have looked at accountability as
a dynamic concept in organizational learning that can be used to improve
organizational goals, structure, standard operating procedures, and data col-
lection. Organizational learning requires an open and continuing dialogue
focusing on long-term development. From the organizational learning per-
spective, accountability can yield improvement of individuals, groups, pro-
cesses, and policies. A short term and structural view of accountability can
lead to a blame culture, which undermines organizational learning and cre-
ation of a sense of responsibility. Collaborative governance stresses the
importance of collaboration to drive public accountability. Accountability
can be accomplished through learning that assists public officials to develop
knowledge and competencies (Sørensen, 2012). In this regard, the social con-
tingency model which comes from social psychology has been used fruitfully
to study accountability (Bovens et al., 2014).
6 Administration & Society 00(0)
Arbitrariness. In addition, some recent authors have added the notion of arbi-
trariness in accountability which in some respects is the flipside of the idea
of answerability. Arbitrariness is best conceived as the idea that some policy
instruction can result in administrative discretion that is too broad or limited
only by conscience (Kathleen Deutscher et al., 2019) or without clear refer-
ence to public purposes or with multiple purposes without priority order.
Arbitrariness is different from discretion in that public officials deviate inten-
tionally or unintentionally from stated policy, by, as Finer (1941) stated it,
changing the range and object of the policy without specific grants of authority
from elected political superiors. [Its] essence is that the administrator, elected
or appointed (and most usually at the local level, the latter), cannot determine
the range or object of that policy. He has authority, but it is a conditioned,
derived authority. (p. 343)
Research Design
Constructs
The research reported here is an attempt to extend the empirical study of the
forms of accountability laid out above in a U.S. local government context.
This focus is important to note because of the importance of service delivery
at the local level, which is essentially policy implementation. It does so by
creating constructs to operationalize the three forms of accountability—verti-
cal, horizontal, and hybrid—using the five key concepts in all public bureau-
cratic relationships found in the literature review and mentioned above. In
turn, these constructs are related in a theoretical model, which is employed to
test the strength of the presence and relationship of the three forms using
survey data. The five key concepts are as follows:
Theoretical Model
Figure 1 presents a theoretical model that relates these concepts as constructs
to be tested. The upper part of the model features the construct of vertical
accountability (top-down). It is made up of two concepts: policy direction
and implementation monitoring. As indicated above, in both concepts, con-
trol and direction are top-down and influence flows from higher levels of
authority to lower levels. Taken together, these two constructs capture the
source and provision of policy direction and review of progress in carrying it
out to ensure that administrators implement policies in line with the instruc-
tions of superiors, whether embodied in directives, orders, legislative intent,
or participatory mechanisms.
The lower part of the theoretical model features the constructs of hori-
zontal accountability and degree of accountability. Horizontal account-
ability is operationalized as the concept of horizontal checks. This is the
extent to which bureaucratic actors are given feedback on their decisions
and progress toward achieving public policy goals such as through town
halls and citizen feedback on policy proposals. As indicated above, hori-
zontal checks are those extra-organizational, non-hierarchical, external
checks on administrative action. The construct, degree of accountability,
uses the concepts of answerability and arbitrariness as two variables to
operationalize the level of the sense of responsibility of the respondents.
Each variable (concept) represents one aspect of the respondents’ potential
view on the effect of vertical or horizontal accountability on their sense of
Reddick et al. 13
Sample
City managers serving in local governments across the United States were
sampled for this study. City managers were chosen because they are the chief
appointed administrative officers for the city government and are accountable
to different stakeholders such as city council and citizens within a formal
bureaucratic structure. City managers are full-time professional public admin-
istrators who are hired by and serve at the pleasure of elected bodies of govern-
ment. City managers have been studied in public administration in accountability
research (Salminen & Lehto, 2012; Selden et al., 1999; Wang, 2002).
In total, 2,000 city managers were drawn randomly from an International
City/County Management Association (ICMA) database of city managers.
After two iterations of mailings and one follow-up reminder, 500 city manag-
ers returned usable surveys, for a 25% response rate.
Data Collection
To collect data, a survey instrument was developed that included statements
measured with a 5-point Likert-type scale ranging from “strongly disagree” to
Reddick et al. 15
“strongly agree.” The statements for each of the five constructs above are laid
out in Table 1 along with a shortened variable name grouped by the pertinent
form of bureaucratic accountability (vertical, horizontal) and the degree of
accountability (sense of responsibility). The survey statements were designed
16 Administration & Society 00(0)
Responding cities
Average budget 2015 US$55 million
Average city council size Six elected officials
Responding city managers
Average age 54 years
Average tenure 7.6 years
Master’s degree 67.3%
Gender
Male 82.4%
Female 17.6%
Race and ethnicity
White 92.9%
African American 2.5%
Hispanic/Latino 2.1%
Asian 0.8%
Other 1.7%
Data Reliability
As our data were collected only from city managers based on their perception,
one concern is with common source bias which threatens the reliability of
results. When data for both exogenous and endogenous variables come from
the same source, it is possible that the data may be biased. The methodology
literature suggests various strategies to deal with this issue to minimize the
impact of common source bias on data (Jacobsen & Jensen, 2015; Meier &
O’Toole, 2013). We implemented Common Latent Factor technique in SEM to
accurately model the variance attributable to common source bias. The test
results did not yield any problem. Shared common variance was less than 10%.
Using surveys to capture accountability raises a concern as well.
Respondents may report socially desirable ratings. To address this concern,
we avoided statements that would elicit desirable yet inaccurate responses
(such as partisan activities of respondents). Public administration research on
local government in general and city managers in particular have long relied
on non-intrusive surveys (Demir & Nyhan, 2008; Dunn & Legge, 2001;
Nelson & Svara, 2015; Wang, 2002).
Results
Descriptive Statistics
Table 3 reports descriptive statistics showing our 10 variables used in the
SEM analysis. These descriptive statistics show survey statements on a
Likert-type scale ranging from strongly disagree (1) to strongly agree (5).
Most of the statements are in the mid-3 range. This indicates that city manag-
ers are neutral in their assessment of many of the questions. There are devia-
tions with variables that scored a high mean score of 4.2 for reporting, while
monitoring scored the lowest mean of 2.7.
Correlations
Table 4 reports on Pearson’s correlations among the 10 variables. We note
that many of the variables are correlated with each other. With significant
correlations among the variables, it is appropriate to use SEM as our statisti-
cal measure of accountability.
our hypotheses. The models showed adequate fit to the data. As reported in
Table 5, RMSEA is below 0.08, and the values of NFI, NNFI, and CFI are
above 0.9. Comparing our fit index values with those thresholds endorsed
by SEM researchers, we deem that our theoretical models achieve a good
fit to the data.
After using maximum likelihood estimation, we tested the full model that
included the top-down control and horizontal checks. The full model con-
verged after nine iterations with a chi-square value of 54.232 (p < .001). The
fit values show that the specified hybrid model is acceptable. Having con-
firmed the model fit, we examine path coefficients to see whether they are
statistically significant and in the expected direction. Figure 2 shows path
coefficients and statistical significance. Table 5 provides more detailed fit
indices. Finally, Table 6 shows the detailed model statistics.
Discussion
Effects of Variables in SEM
As seen in Figure 2, policy direction from city councils does not have a posi-
tive and significant impact on the city manager’s answerability. However, an
indirect relationship is supported by the results through implementation mon-
itoring. Policy direction from city councils increases the impact of implemen-
tation monitoring, and more monitoring leads to a higher degree of
answerability supporting the vertical accountability form. It is interesting that
the literature suggests that one of the most effective means of limiting admin-
istrative discretion and increasing accountability is to write clear and detailed
rules. However, the test results did not show a positive and significant
20
Table 4. Pearson’s Correlations.
Clear Policy Problem Interest group Clientele Citizens’
Variables direction specificity identification Reporting Monitoring Answerability Arbitrariness influence influence influence
Clear direction .48** .32** .21** .28** .01 –.01 .22** .12** .10
Policy specificity .23** .22** .24** .13** .04 .18** .13* .07
Problem identification .22** .33** .09 .02 .20** .13* .12*
Reporting .23** .22** .00 .19** .10 .12*
Monitoring .20** .03 .23** .19** .19**
Answerability .11* .16* .24** .18**
Arbitrariness .09 .14** .19**
Interest group influence .39** .28**
Clientele influence .46**
Citizens’ influence
Correlation is significant at the .05 level (two-tailed). **Correlation is significant at the .01 level (two-tailed).
Reddick et al. 21
SEM = structural equation modeling; RMSEA = root mean square error of approximation;
NFI = normed fit index; NNFI = non-normed fit index; CFI = comparative fit index.
Hypothesis Testing
As indicated in Table 7, most of the hypotheses regarding the accountability
relationships of the five constructs were supported. Only Hypotheses 2 and 4
were not. Essentially, this means that vertical relationships, instantiated as
direction and monitoring, support perceived accountability relationships. We
can speculate that this occurs because clear policy direction sets the context
for monitoring, and, as indicated in Hypothesis 3, there is a cascading effect
in which this monitoring oversight increases answerability and the sense of
responsibility. Likewise, horizontal checks increased the degree of account-
ability felt by the respondents. Likely, this is due to two notions. First, that
extra-bureaucratic actors provide additional oversight by increasing answer-
ability for direction and implementation. Second, that additional intra- and
extra-bureaucratic oversight makes both principals and agents feel that over-
sight actions are less arbitrary and that answerability is more important, thus
increasing the sense of responsibility and making respondents more respon-
sive as shown in Hypotheses 5 and 6.
Interestingly, an increase in the degree of accountability (answerability)
through policy direction alone is not supported as seen in Hypothesis 2. One
might surmise that this rests on the idea that direction without the implied
oversight of monitoring is not enough in itself to incentivize accountability.
Perhaps the most provocative idea to be found in the hypotheses tested is that
implied by a lack of support for Hypothesis 4 which relates answerability and
arbitrariness. In the perceptions of the respondents to the survey research
reported here at least, the notion that the degree of accountability as indicated
by answerability does not reduce arbitrariness as a factor in the sense of
responsibility. Perhaps what this means is that being answerable can be an
arbitrary relationship.
Conclusion
This article reviewed the literature on accountability and examined three
forms of accountability found there and empirically tested them on national
survey data from city managers in the United States. As discussed, most of
the existing work on bureaucratic accountability has provided either concep-
tual frameworks or case study applications (Brandsma & Schillemans, 2012).
This research is different because it empirically tests forms of accountability
using data from practitioners. In addition, it seeks to lay out the interactions
of these models in practice and their effects on the views of practitioners.
Most of the six hypotheses were supported, with the exception of Hypotheses
2 and 4.
24 Administration & Society 00(0)
much power in the community, and abuse their power. Our empirical findings
did not provide any support for these concerns. Svara (1999, 2001) argues
that administrative competence will have a restraining influence on tenden-
cies toward corruption and domination.
There are important limitations to this study. First, the generalizability of
our findings is limited due, in part, to the responding rate of our sample of
city managers. We may not be getting the most robust conclusions given our
limited data set. Second, we assume that city managers can be a proxy for
other public administrators, but there may be context effects, which limit
generalizability to other bureaucratic venues to which our analysis is not sen-
sitive. Third, we use only indirect measures of city managers’ perceptions of
accountability because we use a survey instrument. This is the city manager’s
own self-assessment of accountability, which is difficult to validate. Lack of
forethought and pretested surveys increase challenges when designing a sur-
vey instrument.
These limitations suggest future research possibilities. Clearly, one could
examine a larger sample size. In addition, to account for context and cultural
dependence, the research could be extended to comparing several countries.
Other future research could examine more direct measures of accountability
possibly through performance data of managers. Despite these limitations,
this study is one of the first to systematically conduct an empirical test of the
major forms of accountability. Also, it is one of the first to use an SEM in the
context of city managers in the United States. It is hoped this research will
spur more empirical studies on accountability given the importance of this
topic for modern democracies.
Funding
The author(s) received no financial support for the research, authorship, and/or publi-
cation of this article.
ORCID iD
Christopher G. Reddick https://orcid.org/0000-0002-3882-5302
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2.662446
Author Biographies
Christopher G. Reddick, PhD, is a professor in the Department of Public
Administration at the University of Texas at San Antonio. His research interests are in
information technology and public-sector organizations.
Tansu Demir, PhD, is an associate professor in the Department of Public
Administration at the University of Texas at San Antonio. His research areas include
politics and administration, power, local government, city managers, and profession-
alism. He has published articles in such journals as Public Administration Review,
American Review of Public Administration, and Administration & Society.
Bruce Perlman, PhD, is Regents’ Professor and Director of the School of Public
Administration at the University of New Mexico. His principal research areas are
state and local government, comparative and international administration, and public-
sector organization and management.