Professional Documents
Culture Documents
Abstract
We present here our investigation into how corporate employers deliberately seek to
foster and build employees’ trust in the organization through socialization tactics.
qualitative case study research methods, we have closely observed the trust
separate and highly trusted German companies. Our findings are consistent with
former trust socialization research in that they indicate the importance of high levels
Introduction
striking how few scholars have investigated employees’ trust in their employing
organization . Instead, most literature focuses either upon trust within or between
members , workplace relationships or leaders and followers , the latter focuses upon
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alliances . What is missing from these perspectives is a focus on employees’ trust in
be highly relevant for human resource management, and thus our research seeks to
provide the missing focus upon the socialization processes whereby organizations
positive expectations that their employer will behave in a competent, beneficial and
just manner towards them . Evidence for such employer behavior can be obtained
the impersonal organization itself, rather than particular individuals within the
organization, trust is given to an abstract system and thus cannot be observed in the
levels might well be somewhat intangible, they have behavioral consequences (i.e.
interaction with other organizational members, resulting solely from their shared
employees’ trust in their employer, it can be deduced from trust research in general
that employees’ trust in the organization improves work force commitment and
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citizenship behavior and to better fulfillment of psychological contracts . Given these
positive outcomes, it would logically follow that building up employees’ trust in the
policies are complex and consist of a wide range of procedures and tactics, which
may only work in combination, we have chosen to conduct an explorative case study
designed to detect and analyze patterns of trust socializing mechanisms. Our aim is
trust socialization are most essential and effective. Our qualitative research
aiming to test for causal effects, but to elaborate potential causal mechanisms . Our
paper proceeds as follows: (1) we clarify the theoretical background of our study by
briefly reviewing and integrating the literature on employees’ trust in the organization
and socialization; (2) we present the methods and findings of our qualitative empirical
research; (3) we discuss the implications of our study and its limitations.
Theoretical background
According to existing literature on trust in general , there are two basic building
blocks that form employees’ trust in the organization. One is the trustworthiness of
the organization and the other is the propensity to trust on the employees’ side. Both
elements are intertwined and determine the level of employees’ trust in their
specific person might nevertheless lack trust for it, due to an intrinsically low
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propensity to trust . Second, both sensitivity towards signals of trustworthiness, and
propensity .
personal disposition, and to mean a general (but not susceptible) willingness to trust ,
seen as being the decisive factor influencing employees’ trust in the organization .
Sources of trustworthiness
In their seminal paper, Mayer et al. differentiated between three sources of trust
(ability, integrity and benevolence), which served as criteria to assess the other
Because it helps to explain the process whereby one party assesses another party’s
trustworthiness, attribution theory is very promising and has attracted much attention
who usually make such causal inferences relatively quickly; despite it being based on
very limited information. In this account, “shortcuts”, which rely on just a few
accordant signals, are commonly used in the attributions process . In relation to trust,
specific events or behaviors are seen as being either positive or negative signals for
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Subsequently, socialization strategies can be viewed as attempts to provide such
The most salient one is the so-called locus of causality, which means that the
from internal or external causes . Whereas the former focuses on inside reasons,
this case). Referring to the co-variation model of Kelley , the likeliness of internal
the observed behavior are low while the consistency is high. Applying this model to
processes in mind, the question arises as to exactly how organizations can make use
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Organizational socialization
social knowledge and skills they need to assume an organizational role and to be
above all entails the learning of cultural values and norms that allow “correct”
occurs within the anxiety-producing context of being “the new entrants”. Since
organizational members and are not sure what is expected from them they are likely
to face a “reality shock” when they first encounter novel work circumstances .
high trust have been proposed , organizational socialization itself has rarely been
integrated into trust research. One exception is the study of Six and Sorge , which
introduced to the vision, mission values and principles of the organization, b) taught
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the common language of the organization, c) intensively supported by a close
Our study draws on these first findings and aims to further enhance our
examine socialization policies in order to get a more detailed and in-depth picture in
explore which basic socialization components are, in combination, essential for trust
socialization.
focus, Figure 1 shows the suggested relationships between the main variables
discussed above. Our study focuses on socialization policies, which are aimed at
organization.
Method
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We have chosen to adopt an explorative qualitative case study design based on two
cases. As mentioned above, we are aiming at theory elaboration and not at theory
three reasons: (1) The socialization process of apprentices is relatively well thought
out and formalized. Apprentices in the context of the German dual education system
are expected to become highly skilled workers after a usually three-year combination
of in-school and in-firm vocational training. (2) Apprentices are an investment in the
future, which makes their successful long-term integration an important task and puts
undergoing their first work experience and are especially prone to be influenced by
system are in charge of the entire process of apprenticeship and usually accompany
their apprentices for the entire three years. Thus, we decided to appraise their
department heads into our study. The department heads of apprenticeship are
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different kinds of perspective on the socialization process we have tried to get a
reliable picture how the socialization process actually occurs in real organizational
life.
Case selection
Our case selection relied on two criteria: First, they should be presumed highly
wanted the cases to be diverse in regard to the growth rate in apprentice intake to be
influence the course of the socialization process and the type of tactics being used,
In line with the above criteria, we selected two German companies to explore their
their industries and have won several awards for being excellent employers and
rate his or her trust in the organization on a 1 to 10 Likert scale at which 10 is the
highest level of trust. In case A none of our interviewees rated his or her trust lower
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than 7 (mean: 8.76, s.d.: 0.70). In case B the lowest rate was 8 (mean: 8.87 s.d.:
0.81). According to these results we were fairly confident that the two selected
Our selected companies have different industry backgrounds and strong differences
in staff intake and turnover. Case A represents a company with a modest and
relatively consistent rate of both newcomers and apprentices. The company operates
in the medical industry, has a very long family tradition, has almost 42,000
employees and operates on a global level. At the time, when we did our interviews,
growth rate during the last few years, bringing workforce numbers up to more than
5000 employees (with the highest growth rates over the last three years). The
company is the market leader in a specific segment of the solar technology industry.
Data collection
According to our reasoning above, we conducted semi-structured interviews in each
company with the respective department heads, three instructors and various groups
group of interviewees (our translated guideline for the apprentices can be found in
the appendix). Three instructors from each company were chosen on the basis of
instruction styles. These differences were not divulged to us, thus allowing us to get
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Apprentices were interviewed in groups (usually by two of us) to discern shared
out if the group members see the locus of causality of certain events or behavior
commonly as lying in the organization itself. Thus, we sought to exploit the typical
advantage of the focus group method, namely the enrichment of data through the
up to seven members) from the first, second and third year, which enabled us to
distinguish progressive phases in the socialization process. Field notes based on our
afterwards. After the first round of data analysis, we decided to undertake follow-up
interviews in case B with another three apprentice groups to confirm our analysis and
Interviews lasted one hour on average and were conducted from November 2010 up
to May 2011. All interviews were recorded, made anonymous and transcribed.
Data analysis
We analyzed the transcribed interviews by employing content (using the text analysis
retrieve method of grounded theory approach . During the first stage, our data
analysis relied on an open coding phase that was carried out by each of us
independently. The aim of this step was to figure out and categorize trust-related
statements and concepts throughout the interviews. During the second stage, we
discussed our open coding and agreed on general categories (a common code tree).
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Subsequently in a third step, we went through the interviews in a selective coding
manner again and discussed the basic trust principles and related actions of each
firm, aiming for general explanations of the trust building process . Through this, we
Above that we had a category “general trust criteria” (with respective subcategories)
interviews, which showed the biggest difference between the two companies
the two cases. We tested these findings against the other interviews until we found a
consistent pattern for each case. Following “replication logic” , we tried to corroborate
the emerging pattern in case A with evidence from case B . Thereby, we had several
fed our findings back to the department heads and other representatives of the two
company, as mentioned above, also confirmed our initial findings and showed that
Findings
Our findings suggest that in both cases, albeit of some differences in detailed
implementation tactics, quite similar basic socialization elements are utilized. The
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following tables 1 and 2 give an overview of typical quotes from the interviews and
employed socialization tactics for each case related to our core categories. These
findings are more or less descriptive, and are based upon our content analysis
norm. Differences appeared in the particular self-image of the companies and the
socialization, and interpreted our findings on an aggregate and more abstract level by
connecting them to existing theoretical concepts. For fostering employees’ trust in the
socialization elements can be inductively derived from our data: (1) Sensegiving
related to a familiar trust setting, (2) high organizational support, (3) psychological
norms by role models. Whereas our key elements (2), (3) and (4) directly correspond
to the socialization principles which we found in both cases, namely “care”, “transfer
of responsibility” and “supervision”, our elements (1) and (5) rely on an intermediate
step of interpretation. Since our content analysis showed somewhat different results
within the two core categories “company self-image” and “basic behavioral norms”,
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analysis. For “company self-image”, we figured out that both companies relied on a
strong image building although they used different kind of images. In relation to our
category “basic behavioral norms”, we discovered that the two norms, albeit being
different in one aspect, were as such very decisive for both companies.
behavior of their managers, who served as role models for the apprentices.
uncertainty and ambiguity when they start to work for a new organization . In this
rationalize what people are doing. People ask “what’s the story here?”, and “what
should I do?” This is especially true for newcomers. They try to interpret sets of cues
that they detect in their new work environment on the basis of their existing frames of
reference in order to answer the above questions. From a socialization point of view,
reference suit the cues they notice in their new work environment. Thereby,
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Our analysis revealed that the socialization process in case A is strongly associated
with the image of a family (see table 1, 1st quotation). Since the percentage of family-
run companies in Germany amounts to approximately 95% , this might add further
support to the communication of a family image and the important role of a father-like
figure. The central father-like figure in case A is the CEO, who is a member of the
company-owning family. Consistent with the family image the corporate tradition is
expected to spend their whole working life with the company and, consequently, job
have a personal relationship with them. From a socialization point of view, this
recruiting principle has two advantages: (1) Existing employees judge on a broad
basis of information who will fit in to the company, and also feel personally
philosophy, working style etc.). Especially this kind of pre-socialization can be seen
sensegiving is supported by formal integration measures which take place right after
the signing of work contracts, sometimes more than half a year before the beginning
of the actual work relationship (e.g. the house magazine, seasonal greetings and so
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on are sent to them). Additionally, apprentices are told during the induction days that
they represent “the family” from now on and that they should not communicate in a
critical manner about the company to outsiders in order not to harm “the family”.
Even though in case B the image was not as clearly communicated as in case A, we
found a consistent one that is strongly connected to the idea of ‘friendship’ (see table
community. The company is seen as a common project, one that could easily fail in
the future. In comparison with the company in case A, potential failure is reflected
within employee awareness. As one apprentice said: “If something goes wrong in the
future, the market will be damaged. Thus, it can be over within a month.”
Furthermore, the socialization process is less structured and rigid than in case A.
Apprentices describe the company’s culture as being “easy”, “cool” and “relaxed” but
also “warm” and “friendly”. Consistent with the image of ‘friendship’, a modern way of
work is propagated that everyone can be part of, and where everyone has an equal
participate in the community. Therefore, they deliberately set out to employ and train
people who had difficulties in finding an apprenticeship place due to bad marks at
school or college. This commitment is seen as a strong signal that everybody can be
a member of the common project and in itself has a sensegiving impact. To further
transmit the idea of ‘friendship’, the common form of address is the forename
coupled with the German “Du” (the informal ‘you’) - which is unusual in a German
work setting. As one apprentice puts it: “(…) it’s much easier to use “Du” when I
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address my instructor. Thereby, we are sort of on the same personal level, at least in
my mind”.
the extent to which the organization values employees’ contribution and cares about
their well-being .
Both of our cases showed high levels of perceived organizational support in the form
of care. In case A, the socialization principle of care enhances the emotional binding
accessible as possible, not only for problems at the workplace but also for private
ones. This broad perspective of care has the objective of bringing the whole person,
the private and professional one, into the family of the company. One Instructor
reported: “When I heard about his alcohol problems due to his mother’s death, I said
that we have to do something and we managed to help him to pass the examination.
individual problems and especially personal ones, which are considered to be the
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reason for job-related problems. Thereby, it is accepted that professionals from
outside the group or the company are consulted to solve severe problems.
Psychological empowerment
the norm of reciprocity . Employees who feel that they get empowered take this as a
symbol that they are trusted by the organization and should reciprocally trust the
organization. Thereby, foremost in both our cases, the belief in empowerment, and
In both our cases apprentices reported that they felt that a relatively high amount of
responsibility was transferred to them and that they could influence the outcome of
projects and the like. Consistently in both cases, apprentices interpreted this as a
signal of trust towards them, making them eager to give trust back to the
assigning interesting projects to them, which they are supposed to manage on their
own. Apprentices reported that being allowed to represent the company on official
occasions (e.g. presentations in front of other firm’s managers) are considered the
most important and challenging projects. This tactic also stimulates self-socialization
companies’ philosophy, values and norms. In addition, the norm of reciprocity is used
for the transfer of responsibility. From the start apprentices are told by their
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instructors and department heads that the company considers them to be
trustworthy, which finds expression in the autonomous use of work equipment (e.g.
every apprentice gets a laptop computer, which also can be used in private) and
are keen to warrant the company’s trust and try to behave responsibly with regard to
the company.
approximately the same as in case A. Apprentices also get projects assigned, which
especially mentioned that they are allowed to fill out their time sheets on their own
The fourth key component that we could identify points to the role of organizational
rules for trust building. Rules can be seen as normative organizational expectations
Lewicki argue that, from a perspective of trust, the foremost function of rules is not to
guiding and constraining one’s own and others’ behavior. In this sense, rules and
the feeling of uncertainty will lead rather to reserved or skeptical behavior towards
the organization.
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For an understanding of rules, the presence of supervision (monitoring and
account, supervision in case A is strongly related to the compliance with rules. Thus,
apprentices have to adapt to clear social rules which are communicated to them as
job etiquettes and high working standards supervised by their instructors. For the
latter, report cards in particular are not seen as instruments of control but as
Evidence in case B points in the same direction, but is somewhat different from case
socialization tactics in use (e.g. report cards, system of sanctions), closer inspection
reveals that these are, at least from the apprentices’ point of view (department heads
confirmed this as well), not fully employed by the instructors. One reason for this
to signal first and foremost benevolence. Thus, they describe themselves in case B
doesn’t pay attention, I try to catch him during the break and ask him whether there is
certain rules, leaders can react with sanctioning or supportive behavior. Whereas the
first one aims to confirm the rule without looking at individual reason of rule breaking,
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the second is more concerned with the human being, but at the risk of rules not being
taken seriously. Insofar, case B shows that for trust socialization a balance between
complaining that the organization is too permissive in the case of deviant behavior
and over-favors caring behavior. They particularly criticize that their instructors care
too much about their private life (see table 2, 3 rd quotation) and that they are too
patient concerning misbehavior. To sum up, our findings in case B support the view
as interacting.
Our last key component, which we were able to determine from our empirical data,
pointed out by van Maanen and Schein , organizational socialization is in its essence
cultural socialization. The concept of culture expresses the real but often
unconscious shared values and norms that guide the behavior of organizational
to find out exactly what the specific values and norms are.
Both of our cases indicate that, in order to effectively foster employees’ trust in the
of organizational role models. For example, most important for the apprentices was
the fact that in both our cases management and instructors were perceived as “doing
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Especially with regard to the strong cultural value “openness” (which we found in
both cases), instructors in case B deliberately functioned as role models and tried to
exemplify the central cultural norms through their own behavior (see table 2, 6 th
quotation). We found similar mechanisms in case A, although here role models were
represented not so much by the instructors but rather by department heads and top
management level. To support the process of role modeling, the head of the
department and the instructors in case A try to change team formation from project to
project while enforcing informational role building within the team analogous to the
whole organization (e.g. CEO, Head of Department etc.). Through this procedure
apprentices deliberately emulate the role of their models and can reflect over the
desired behavior.
Discussion
The objective of our paper was to identify organizational socialization policies, which
socialization process. Our findings suggest that five components are of particular
setting, (2) psychological empowerment, (3) high organizational support, (4) efficacy
of organizational rules, and (5) exemplification of cultural norms by role models. Our
findings also indicate that these components have to be well balanced to be most
effective. In the following, we will discuss the most important theoretical and practical
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Theoretical implications
Our findings are consistent with past research done by Six and Sorge in so far as
they emphasize the importance of care and concern (high organizational support)
(exemplification of cultural norms). Beyond that, our study brings into attention the
contribution of our study is that socialization tactics should also effectively support a
sensemaking processes because they are confronted with new circumstances that
by newcomers, attention is first directed to suitable familiar mental models for the
prerequisite for trust building . Such familiarity will foster employees’ identification
with the organization, which in turn makes it easier to trust their organization . In
in relation to each other. Those few scholars who have addressed this field were
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focusing either on sensegiving and identification or identification and trust or
sensemaking and trust . Insofar, our study advocates a more integrative approach to
activies can have on employees’ identification with the organization and subsequent
trust building.
Practical implications
Our study has several important practical implications from a human resource
organizations should select newcomers with mental models that match their own
trust-related self-image. This implies that organizations are well aware of their own
follows that organizations should monitor whether their public image corresponds to
their self-image and whether applicants, who were prone to identify with the
A second practical implication of our study refers to the socialization policy and to
only be effective if the employed tactics are consistent and mixed in a balanced way
with each other. The five components of effective trust socialization, which we have
established, are not per se harmonious but instead comprise potential for conflict. For
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instance, organizational support may be very important but also has to be restricted,
socialization tactics and whether they are in line with the organization’s self-image.
What is true for socialization also holds for human resource development in general.
Thus, organizations should reflect on what kind of values, principles and self-image
Methodological Limitations
One limitation of our study arises from our research setting being an explorative
qualitative case study design, which does not allow statistical generalizations.
researched apprentices, a special kind of newcomer, who typically gain their very first
work experience and are presumably easier to impress than more skilled or
experienced newcomers are. For such newcomers, who have already worked in
focus. Against this background, we would suggest for further research to compare
of possible response bias due to the peer-group influence of socially desired answers
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and self-censorship. However, since the groups were usually interviewed by two of
the authors, we could crosscheck our observations, and determine whether and to
what extent the group dynamic itself (how they deal with each other) affected the
Finally, we chose for our study two organizations, which are already highly trusted by
have a different focus if organizations are known as having violated employees’ trust
Conclusion
How can employees’ trust in the employer be deliberately developed? Because there
is almost no research available to answer this question, we have tried to direct more
newcomers, which is aligned to contexts with which trust is typically associated. This
same direction to build up a consistent image of the organization. With our study we
hope to especially stimulate further discussion about organizations’ self images and
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Appendix: Interview Guideline Apprentices (translated)
1. How much do you trust your company (rated on a scale from 1 to 10)?
Do you think that the other employees basically have the same amount of trust?
2. Why do you believe that your company can be trusted?
What has to happen that your trust increases or, respectively, declines?
3. Please tell us about an experience in which you particularly experienced trust.
4. Please tell us about an experience in which you experienced some kind of
mistrust.
5. What do you think the expected behavior is in your company? What is a
definite taboo?
6. How do you perceive your integration process into your company? What
happens when you do something wrong? What would you improve?
7. Are there any departments, which you trust less than others? Where do these
differences come from?
8. Do you think that other employees trust you? Do you think that your company
trusts you?
9. Do you think that mutual trust is important for your personal learning process?
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Figure 1: Organizational Socialization in the context of employees’ trust development
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Examples of statements Examples of tactics
Company self-image “… it’s like a family, you simply Advance provision of informal
feel like you are at home” and formal information about
family the company’s philosophy and
“… the philosophy is to carry on events.
the company tradition and
realize that we developed from Induction days.
a small pharmacy and now act
globally with more than 41.000
employees.”
Socialization principles
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Examples of statements Examples of tactics
Company self-image “… you can be real friends with Everybody is addressed by first
people around here, if you are names (uncommon for German
friendship decent (…) they’ll tell you where firms); apprentices are seen as
your limits are, to what you ordinary colleagues.
should pay attention, what will
work and what doesn’t. Once Induction week outside the
you’re in, you really can have company with instructors to
fun with these people.” build up common experiences.
Socialization principles
Different perspectives:
a) care Accessibility and high alertness
‘‘… they [apprentices] don’t of instructors and department
have the heart - o.k., that heads for job-related and
means we [instructors] must go private problems.
to the apprentices. (…) When I
notice that an apprentice does Apprenticeship agent and social
not pay attention - he is education worker as additional
physically there but not with his support for problem solving.
mind – I try to talk to him during
the break and ask him: Hey,
what’s the matter? Is something Mentoring system.
wrong? Do you have a
problem? Then they try to tell
me (…) and they see there is
somebody who cares about
them’’
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