Professional Documents
Culture Documents
Source: https://reurl.cc/55Vr56
Source: https://reurl.cc/A7pkyd
Chapter 21
Photonic Materials
Solar Cell/Photovoltaic What we will learn about photonic materials
Source: https://reurl.cc/QLm94o
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part. 1
Source: https://reurl.cc/p1ogLd Source: https://reurl.cc/Rr80zn
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
2
1
6/6/2022
Chapter Outline
Sections
• 21-1 The Electromagnetic Spectrum
• 21-2 Refraction, Reflection, Absorption & Transmission
• 21-3 Selective Absorption, Transmission, or Reflection
• 21-4 Examples & Use of Emission Phenomena
• 21-5 Fiber-Optic Communications Systems
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
3
• Light is energy (or radiation) in the form of waves or particles called photons
• Photon: a quantum unit of light
- E: energy
ℎ 𝑐0
𝐸 = ℎ𝜈 = - 𝜈: frequency
𝜆 - 𝜆: wavelength
- ℎ: Planck’s constant (6.626 × 10–34 J∙s
or 4.14 × 10–15 eV∙s (1 eV = 1.6 × 10–19 J))
- 𝑐0 : speed of light (in vacuum, 𝑐 = 3 × 108 m/s)
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
4
2
6/6/2022
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
5
• The following figure shows the response of the human eye to different colors and
bandgaps (Eg) of semiconductors (in eV) and corresponding wavelengths of light
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
6
3
6/6/2022
• All materials interact with light in some way. When incoming photons interact
with the valence electrons of a material, the following may happen:
• A small fraction of the incident light may be scattered with a slightly different
frequency (Raman scattering)
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
7
𝐼0 = 𝐼𝑅 + 𝐼𝐴 + 𝐼𝑆 +𝐼𝑇 (watts/m2)
⟹ corresponding to the energy being transmitted per unit of time across a unit area
perpendicular to the direction of propagation
Reflected: IR Absorbed: IA
Transmitted: IT
Incident: I0 Schematic from Callister’s Materials Science
Scattered: IS and Engineering, Callister & Rethwisch 10e,
2020 John Wiley & Sons
• Several factors are important in determining the behavior of the photon, with the energy
required to excite an electron to a higher energy state being of particular importance
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
8
4
6/6/2022
• Transparent: Materials are capable of transmitting light with relatively little absorption and reflection
• Translucent: Light is transmitted diffusely, i.e., light is scattered within the interior, objects are not clearly
distinguishable when viewed through a specimen of the material
• Opaque: Materials are impervious to the transmission of visible light, e.g., Bulk metals (either all absorbed
or reflected)
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
9
• The electric field interacts with the 𝑒 − cloud to induce electronic polarization, to shift
the electron cloud relative to the nucleus of the atom with each change in direction of
electric field component
• 2 consequences of this polarization:
- Some of the radiation energy may be absorbed
- Light waves are retarded in velocity as they pass through the medium and is
manifested as refraction
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
10
5
6/6/2022
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
11
6
6/6/2022
21-2 Refraction
• Refraction:
• A transmitted photon polarizes the electrons in the material and interacts with
the polarized material, losing some of its energy
Electron
No cloud distorts
transmitted Transmitted
+ +
light light
• When a photon enters the material, its velocity and direction will change
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
13
21-2 Refraction
• Example: Each color is deflected by a different amount as the white light passes into and
out of the glass, resulting in color separation
• The velocity of light in a material is lower than in a vacuum
• n affects the optical path of light and the fraction of incident light reflected at the surface
• The frequency of light does not change as it is refracted
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
14
7
6/6/2022
21-2 Refraction
• Snell’s law relates the velocities of an incident and refracted beams passing
between 2 non-vacuum materials
𝑐1 𝑛2 sin 𝜃𝑖
= =
𝑐2 𝑛1 sin 𝜃𝑡
• If 𝑛1 > 𝑛2 : Light is bent away from the normal and toward the boundary surface
21-2 Refraction
• If a material is easily polarized ⟹ more interaction of photons with material electronic
structure occurs
• The electronic polarization (i.e., displacement of 𝑒 − cloud around the atoms and ions)
controls the refractive index of materials
• We can also find a relationship between the refractive index and the high frequency
dielectric constant (𝜀𝑟 ) of nonferromagnetic or nonferrimagnetic materials
⟹ the electronic component of the dielectric constant may be determined from index of
refraction measurements
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
16
8
6/6/2022
21-2 Refraction
• The retardation of electromagnetic radiation in a medium results from electronic
polarization
• The larger an atom or ion, the greater the electronic polarization, the slower the
velocity, and the greater the index of refraction, e.g., Soda–lime glass, n ~ 1.5;
but highly leaded glasses (90%PbO), n ~ 2.1
• Doping silica fibers to enhance the refractive index: Optical fibers - n (core) > n
(outer cladding region) to keep the light (and hence information) in the core
• A denser form or polymorph will have a higher n (compare the refractive indices
of ice and water or glass and quartz)
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
17
• Larger atoms and ions ⟹ the electron cloud is farther away from the nucleus and
held less tightly ⟹ have higher electronic polarizability (tendency to undergo
polarization)
• The higher the electronic polarizability, the higher the refractive index
• For example, lead crystal, an amorphous glass that contains up to 30% PbO
⟹ large lead ions (Pb+2) are highly polarizable and provide a high-refractive index
⟹ causing more light to be reflected, thus enhancing its appearance for aesthetic purposes
Source: https://reurl.cc/e3yML7
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
18
9
6/6/2022
21-2 Refraction
• The refractive index n is not constant for a material and depends on the
wavelength/frequency of the photons
• Dispersion of a material is defined as the variation of the refractive index with
wavelength
𝑑𝑛
𝜆 Dispersion = (nonlinear)
𝑑𝜆
• Light pulses of different wavelengths, starting at the same time at the end of
an optical fiber, will arrive at different times at the other end
• Dispersion also causes chromatic aberration in optical lenses
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
19
21-2 Refraction
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
20
10
6/6/2022
21-2 Reflection
• Reflection:
• In some metals, photons excite the valence 𝑒 − into higher energy levels (excited states),
but these 𝑒 − immediately release photons with identical energy back to lower energy
Energy of electron
unfilled states
IR “conducting” electron
Electron transition
photon emitted
from metal
surface
filled states
Adapted from Fig. 21.4(b), Callister’s Materials
Science and Engineering, Callister &
Rethwisch 10e, 2020 John Wiley & Sons.
• Reflection may occur at both the front and back surfaces of the material
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
21
21-2 Reflection
• The light will be scattered at the interface between the two media (different n) even if both
are transparent
• The reflectivity R represents the fraction of the incident light that is reflected at the
interface, or
𝐼𝑅 - 𝐼𝑅 , 𝐼0 : intensities of the incident and reflected beams
𝑅= 𝐼0 - For metals, R ~ 0.9-0.95; for silicate glasses, R ~ 0.05
𝑛2 −𝑛1 2
𝑅= - 𝑛1 , 𝑛2 : indices of refraction of the two media
𝑛2 +𝑛1
• If the incident light is not normal to the interface, R will depend on the angle of incidence.
When light is transmitted from a vacuum or air into a solid s
Example: For Diamond n = 2.41
𝑛𝑠 −1 2 2
𝑅= ⟹ The higher n of solids, the greater is the R 𝑅=
2.41 − 1
= 0.17
𝑛𝑠 +1 2.41 + 1
© 2022 Cengage® so 17%
. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole of light
or in part. is reflected 22
11
6/6/2022
21-2 Reflection
• Reflection:
𝜆vaccum
• Because the index of refraction (𝑛 = ) varies with wavelength, so does the reflectivity
𝜆
𝐼𝑅
• High R (= ) of metals (R ~ 0.9-0.95) is one reason that they are opaque
𝐼0
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
23
21-2 Reflection
• Materials have very good reflectivity, e.g., mirrors and certain types of coatings on
glasses or roofs ⟹ much of e.g., heat or infrared (that produces heat), can be reflected
• Low reflectivity, e.g., antireflective (AR) coatings ⟹ you see through the glass
without seeing your own reflection ⟹ used in glasses, automobile rear view mirrors,
windows, picture frames
• By coating a layer of dielectric material, magnesium fluoride (MgF2) ⟹ reflection losses
for lenses and other optical instruments can be minimized significantly
Source: https://reurl.cc/rDkVZ4
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
Source: https://reurl.cc/QLNoX5 Source: https://reurl.cc/9G094x 24
Source: https://reurl.cc/p18RZ8
12
6/6/2022
21-2 Absorption
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
25
21-2 Absorption
• These excitations with the accompanying absorption can take place only if the
ℎ𝑐
photon energy is greater than that of the band gap, i.e., ℎ𝑣 > 𝐸𝑔 or > 𝐸𝑔
𝜆
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
26
13
6/6/2022
21-2 Absorption
• Maximum band gap energy Eg (max) for which absorption of visible light is
eV?
ℎ𝑣 (4.13×10−15 eV∙s)(3×108 m/s)
𝐸𝑔 max = = = 3.1 eV (blue light)
𝜆(min) 4×10−7 m
(minimum wavelength absorbed by a material having Eg = 3.1 eV)
• That is, no visible light is absorbed by nonmetallic materials having Eg > 3.1 eV ⟹ these
materials, if of high purity, will appear transparent and colorless, e.g., diamond (Eg ~ 5.6 eV)
• Minimum band gap energy Eg (min) for which absorption of visible light is
• That is, for semiconducting materials having Eg < 1.8 eV ⟹ all visible light is absorbed ⟹
materials are opaque, e.g., Si (1.11 eV), GaAs (0.67 eV))
• Materials having 1.8 eV < Eg < 3.1 eV ⟹ appear colored (only a portion of the visible spectrum
is absorbed)
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
27
21-2 Absorption
• Optical absorption of photons in semiconductors:
• The presence of donor and/or acceptor states allows for light absorption at other wavelengths
• Much lower-energy (and hence much longer-wavelength) photons are absorbed in causing
electron excitation
• Opaque to high- and intermediate-energy (short-and intermediate-wavelength) light photons
and transparent to low-energy, very long wavelength photons
• If the energy of the photon is greater than Eg, the excess energy is dissipated as heat
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
28
14
6/6/2022
21-2 Absorption
• Absorption:
• The electromagnetic energy that was absorbed by this electron excitation must be
dissipated in some manner, e.g.,
• via direct 𝑒 − and ℎ+ recombination: 𝑒 − + ℎ+ → energy (∆𝐸)
• multiple-step electron transitions may occur
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
29
15
6/6/2022
21-2 Absorption
• Absorption:
• The fraction of the beam absorbed by the material is related to material thickness &
crystal structure
𝐼
• Bouguer’s law, or the Beer–Lambert law: The intensity (I) of the beam or the fraction ( )
𝐼0
of nonreflected light after passing through the material
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
31
21-2 Absorption
• Absorption happens by several mechanisms, such as
• Rayleigh scattering: Photons interact with the 𝑒 − orbiting an atom and are deflected
without any change in photon energy; “elastic” scattering
• Significant for higher photon energies (scatters most efficiently) and is responsible for
the color of the sky (mostly blue)
• Most efficient for particles much smaller than the wavelength of the light
• Tyndall effect: Scattering from particles much larger than the wavelength of light
• Compton scattering: The incoming photon loses some of its energy to the 𝑒 − , causing
the wavelength of the light increases; “inelastic” scattering
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
32
16
6/6/2022
21-2 Transmission
• Transmission:
• Fraction of the beam not reflected or absorbed is
transmitted through the material
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
33
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
34
Source: https://reurl.cc/ErYkX1 Source: https://reurl.cc/Xjxo5j
17
6/6/2022
Color of Nonmetals
• The fraction of the visible light having energies greater than Eg is selectively
absorbed by valence band–conduction band electron transitions
• Transmitted light
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
35
80 sapphire
• Example 2: Ruby = Sapphire (Al2O3) + (0.5-2) at% Cr2O3
70
• high-purity and single-crystal sapphire is transparent & ruby
60
colorless (Eg > 3.1 eV) 50
• adding Cr2O3 : 40
0.3 0.5 0.7 0.9
• alters the band gap (Cr3+ substitutes for Al3+ and
wavelength, λ (= c/ν)(μm)
introduces impurity levels)
• blue and orange/yellow/green light is absorbed • For the sapphire, transmittance is relatively
• red light is transmitted constant with wavelength over the spectrum
⟹ thus colorlessness
• Result: Ruby is deep red in color • For the ruby: strong absorption peaks occur,
at ~ 0.4 𝜇m (blue-violet region) and at ~
0.6 𝜇m (yellow-green light)
© 2022 Cengage®. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
36
18
6/6/2022
• Glasses doped with certain materials produce energy levels which absorb light
of all colors except purple, e.g., fluorite (CaF2) formed with excess calcium ⟹
𝑒 − will be trapped in the produced fluoride ion vacancy as energy levels
• Lasers work similarly, with dopants creating energy levels which permit
luminescence
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
37
• Inorganic glasses are colored by incorporating transition or rare earth ions while the
glass is still in the molten state
• These colored glasses are also used as glazes, decorative coatings on ceramic ware
© 2022 Cengage® . May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
38