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https://doi.org/10.1007/s40140-021-00511-z
Abstract
Purpose of Review Multiple guidelines and recommendations have been written to address the perioperative management of
antiplatelet and anticoagulant drugs. In this review, we evaluated the recent guidelines in non-cardiac, cardiac, and regional
anesthesia. Furthermore, we focused on unresolved problems and novel approaches for optimized perioperative management.
Recent Findings Vitamin K antagonists should be stopped 3 to 5 days before surgery. Preoperative laboratory testing is
recommended. Bridging therapy does not decrease the perioperative thromboembolic risk and might increase perioperative
bleeding risk. In patients on direct-acting oral anticoagulants (DOAC), a discontinuation interval of 24 and 48 h in those
scheduled for surgery with low and high bleeding risk, respectively, has been shown to be saved. Several guidelines for
regional anesthesia recommend a conservative interruption interval of 72 h for DOACs before neuraxial anesthesia. Finally,
aspirin is commonly continued in the perioperative period, whereas potent P2Y12 receptor inhibitors should be stopped,
drug-specifically, 3 to 7 days before surgery.
Summary Many guidelines have been published from various societies. Their applicability is limited in emergent or urgent
surgery, where novel approaches might be helpful. However, their evidence is commonly based on small series, case reports,
or expert opinions.
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is indicated in some patients [1,7]. The combined therapy essential co-factor in the hepatic production of coagulation
might be associated with specially increased bleeding risk factors II, VII, IX, and X. In addition, vitamin K is essential
during surgical intervention. in the hepatic production of protein C and S anticoagulants.
Despite many years of experience, perioperative manage- Because of this indirect mechanism of action of VKAs, it
ment of antiplatelet and anticoagulant drugs in cardiac and takes several days to reach onset and offset. The administra-
non-cardiac surgery remains a dilemma with respect to bal- tion of vitamin K can accelerate the synthesis of new coagu-
ancing bleeding versus thrombotic risks. Multiple guidelines lation factors II, VII, IX, and X. The specific pharmacologic
and recommendations by various societies have addressed aspects of VKAs have relevant implications for periopera-
the optimal management of these drugs in different surgical tive management. The half-life is drug specific and spans
and invasive settings. In this review, we attempt to evalu- from about 36 h for warfarin and acenocoumarol to at least
ate the recent guidelines on perioperative management of 72 h for phenprocoumon. VKAs are highly protein-bound
anticoagulant and antiplatelet agents. Furthermore, we focus but might be easily displaced by other highly protein-bound
on unresolved problems and novel approaches for improved drugs. Furthermore, they are almost entirely metabolized in
perioperative management in specific patients treated with the liver, which exposes them to changed degradation with
antiplatelets and anticoagulants. genetic polymorphism and drug interactions. Additional
interactions might occur with food intake. All of these fac-
tors result in highly variable half-life and drug effects of
Search Strategy VKAs in clinical practice [10].
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Warfarin 20–60 h 3–5 days* 3–5 days 24 h, overlapping therapy with heparin 48–72 h; overlap-
ping therapy
with heparin
Phenprocoumon 70–130 h 5–7 days* 5–7 days 24 h, overlapping therapy with heparin 48–72 h; overlap-
ping therapy
with heparin
Apixaban 8–15 h 24 h** 48 h** 24 h 24–48 h
Rivaroxaban 5–9 h 24 h** 48 h** 24 h 24–48 h
(Elderly: 11–13 h)
Edoxaban 10–14 h 24 h** 48 h** 24 h 24–48 h
Betrixaban 19–27 h ≥4 days ≥4 days 24 h 24–48 h
Dabigatran 12–17 h CrCl >50 ml: 24 CrCl >50 ml: 72 h 24 h 24–48 h
h CrCl <50 ml: CrCl <50 ml: 120 h
72 h
Aspirin 7–10 days usually continued usually continued usually continued usually continued
Clopidgrel 7–10 days 5–7 days 5–7 days 24 h 24–48 h
Prasugrel 7–10 days 5–7 days 5–7 days 24 h 24–48 h
Ticagrelor 5–7 days 3–5 days 3–5 days 24 h 24–48 h
Fig. 1 Management of oral
anticoagulation and antiplatelet DAYS VKA DOAC Antiplatelets
therapy in elective patients with -7 STOP
and without indication for pre- Prasugrel
and/or postoperative bridging -6
(adapted from [15]). Abbrevia-
-5 STOP STOP
tions: DOAC, direct-acting oral
Clopidogrel
anticoagulants; VKA, vitamin K
-4
antagonists. Consider
STOP with impaired STOP
bridging in
-3 kidney/liver function Ticagrelor
specific cases
-2 STOP
-1 No bridging
SURGERY
START UFH or LMWH RESTART with low
+1 RESTART VKA with low bleeding risk
bleeding risk RESTART
P2Y12 inhibitors
+2 RESTART VKA with RESTART with
high bleeding risk high bleeding risk
is recommended [21•]. PT or INR should be within nor- performed with caution when INR is between 1.5 and 3. In
mal range before initiation of neuraxial anesthesia or deep such cases, neurological status needs to be assessed care-
peripheral nerve blocks (Table 2) [21 •]. Furthermore, fully and regularly until INR has normalized (e.g., <1.5).
removal of indwelling neuraxial catheters is generally not In case of INR >3.0 and concurrent indwelling neuraxial
recommended when INR is >1.5 [21•]. According to some or deep perineural catheters, VKA should be withheld or at
expert opinions, removal of neuraxial catheters could be least reduced until INR has dropped [21•]. Superficial nerve
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Current Anesthesiology Reports (2022) 12:286–296 289
blocks can be performed in patients with INR >1.5 with high risk, whereas newer bi-leaflet valves are low or medium
minimal safety concerns [22]. risk depending on additional risk factors [23]. Therefore,
bridging might not be absolutely necessary in all mechanical
Bridging aortic valves. Patients with deficiency of protein C, protein
S, or antithrombin, patients with antiphospolipid syndrome,
Perioperative interruption of VKA relevantly decreases or patients with homozygous factor V Leiden or prothrom-
the bleeding risk during and after major surgery. However, bin gene mutation are at very high risk for thromboembolic
patients will be exposed to subtherapeutic anticoagulation events (annual VTE risk 10%), and perioperative bridging is
for roughly 10–15 days. Given the common postoperative recommended. Patients with heterozygous factor V Leiden
inflammatory and prothrombotic endogenous reaction, such or prothrombin gene mutation are at moderate risk (annual
a perioperative interruption raises the question of whether VTE risk 5–10%), similar to most AF patients [24]. Perio-
a pre- and post-interventional bridging anticoagulation is perative bridging might not generally be necessary [13••].
warranted to shorten the periods with subtherapeutic anti- Specific thrombophilia testing seems not warranted in most
coagulation. Recently, two large randomized trials have perioperative patients.
assessed the therapeutic benefits and risks of heparin bridg- Of note, the perioperative thromboembolic risk in
ing before and after non-cardiac surgery [13••, 14••]. These patients with AF or history of VTE might be overestimated
studies clarified some uncertainties about “how to bridge” by 30 to 80% of physicians [25]. The latter might explain
and, even more importantly, “whether or not to bridge.” The the overzealous use of bridging therapy in patients at low
putative benefits of heparin bridging with the intention to risk for VTE [25].
mitigate the risk of perioperative thromboembolism were
not evident in these studies. Furthermore, the Perioperative Urgent Surgery
Anticoagulation Use for Surgery Evaluation (PAUSE) study
found significantly more bleeding in the group with heparin In patients with recent VKA intake scheduled for urgent or
bridging [13••]. Of note, these studies mainly included low- emergent surgery, it is recommended to administer vitamin
risk patients, and the perioperative or peri-interventional K to accelerate hepatic production of coagulation factors II,
bridging therapy might still be indicated in patients with VII, IX, and X [26]. However, restoration of adequate levels
high risk for thromboembolism. In cardiac surgery, bridging- of these coagulation factor by oral or intravenous adminis-
associated increased bleeding risk might be minor threat due tration of high-dose vitamin K takes several hours. If faster
to high-dose heparin for CPB and protamine reversal. reversal is necessary, administration of 4-factor prothrom-
The risk of perioperative thrombotic events can be bin complex concentrates (PCC) at a dose of 20–30 U/kg is
divided into four main pathological groups: (1) mechani- suggested [27,28]. There is an evident risk of overshooting
cal heart valves, (2) AF, (3) thrombophilia with or with- levels of coagulation factors, especially with high doses of
out history of VTE, and (4) risk of VTE due to surgical PCC and with coagulation factors with long half-life, such
intervention. Mechanical valves in the mitral position are as prothrombin [29]. The use of PCCs might, therefore, be
always considered as high risk, whereas aortic valves are associated with increased risk of thromboembolism. How-
divided by type: the older caged or tilting disc valves are ever, the risk of thromboembolic events after administration
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of PCCs as observed in a large 15-year pharmacovigilance The perioperative handling of DOACs in elective sur-
study was generally low [30], and a systematic review on gery is rather simple. Due to the short half-life, interruption
the use of PCCs in cardiac surgery found no additional risks intervals of 24 to 48 h are recommended depending on the
of thromboembolic events or other adverse reactions [31]. invasiveness and the bleeding risk of surgery [33••]. Bridg-
Alternatively, FFP might be administered, but high doses of ing is not recommended, because the duration necessary for
at least 15 ml/kg are required for fast recovery of coagula- the drug to be withheld before surgery is short and the res-
tion factor levels. The latter would be associated with the toration of clinical effect upon re-initiation is rapid, with no
risk of volume overload in patients with impaired cardiac procoagulant effect.
function [26,32].
Non‑cardiac Surgery
What Remains to Be Defined?
The recently published PAUSE study assessed whether stop-
There has been a shift away from routine bridging due to
ping DOACs for 1 to 4 days before surgery is safe [33••].
mounting evidence suggesting that bridging with heparin
The authors included more than 3,000 patients treated with
confers an increase in both major bleeding and cardiovas-
either apixaban (42%), rivaroxaban (36%), or dabigatran
cular events without an evident decrease in thromboem-
(22%) for AF, which were scheduled for elective non-car-
bolic events [13••, 33••]. Instead, decisions to bridge or
diac surgery or an invasive procedure. DOACs were omit-
not to bridge should be considered based on the patient’s
ted for 1 day before a low-bleeding risk procedure and 2
individual risk profile for thromboembolism as well as the
days before a high-bleeding risk procedure. DOACs were
interventional risk for bleeding. Recent evidence suggests
resumed 1 day after low-risk procedures and after 2 to 3 days
that VKA might not be stopped for procedures with low
after a high-risk procedure. No perioperative bridging was
bleeding risk [34]. Interventions such as gastroscopy, endo-
applied. This study proved that such a simple standardized
vascular interventions, cardiac device implantation, cataract
DOAC interruption was safe with acceptably low rates of
surgery, dental extractions, and minor surgery as arthroscopy
perioperative major bleeding and arterial thromboembolism
can be performed while VKA therapy is continued [35]. A
[33••]. Thus, the study supported former recommendations
recent observational study in major urologic surgery sug-
suggesting similar perioperative DOAC interruption regi-
gested that continued oral anticoagulation was not associated
mens [35,39–41].
with increased intraoperative bleeding risk [36]. Finally, the
Prolonged discontinuation intervals might be necessary
unnecessary interruption of VKA has been associated with
in patients with impaired renal function (creatinine clear-
increased stroke risk within the first week of re-initiation
ance <30 ml/min), with very low body weight, or advanced
[35]. The latter might be explained by faster inhibition of
geriatric age (Table 1). These risk factors have been asso-
the endogenous production of anticoagulant proteins C and
ciated with higher than normal DOAC levels and DOAC
S, resulting in a relative hypercoagulant state in addition to
levels of 30–50 ng/ml after a discontinuation interval of 48
the postoperative prothrombotic state. Finally, randomized
h [33••]. Importantly, patients with impaired renal function
controlled trials are needed to establish safe and optimal
were excluded from the PAUSE study [33••].
dosing of PCC in emergent surgery or bleeding patients [31].
Cardiac Surgery
Perioperative Management of DOAC
Cardiac surgery is a major surgical intervention with a high
DOACs are rapidly gaining ground and will probably replace bleeding risk. In the recent recommendations from the EAC-
classic VKA therapy in most patients with AF and VTE TAIC subcommittee of hemostasis and transfusion [27],
or at risk for it in the US and Europe. Dabigatran, a direct a group of European experts stated that most patients on
thrombin inhibitor, was the first of these novel types of oral DOAC therapy presenting for elective cardiac surgery can be
anticoagulants, which was approved by the FDA in 2010. safely managed in the peri-operative period considering the
Today, the market for DOAC is dominated by the factor Xa following recommendations: (1) DOACs should be discon-
inhibitors rivaroxaban and apixaban. DOACs have many tinued two days before elective cardiac surgery; no routine
advantages compared to VKA, including more reliable DOAC monitoring is recommended in such cases; (2) in
pharmacokinetics and pharmacodynamics, fewer interac- patients with renal or hepatic impairment or additional risk
tions with other drugs and food, and no need for regular factors for bleeding, pre-operative plasma level of direct oral
laboratory testing. These beneficial effects might have the anticoagulants should be <30 ng/ml; and (3) in similar situ-
potential to outweigh the relevantly higher drug-related costs ations where plasma level monitoring is not feasible (e.g.,
of DOACs [37,38]. assay is unavailable), the discontinuation interval should be
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prolonged to 4 to 5 days, corresponding to 10 elimination DOAC levels, such as impaired kidney function, very low
half-life. body weight, or advanced geriatric age. Specific preop-
erative DOAC level determination in these patients might
Regional Anesthesia allow deciding whether a procedure should be delayed or
specific DOAC reversal should be applied [27]. However,
Neuraxial anesthesia, such as intrathecal or epidural anes- DOAC-specific coagulation tests are not universally avail-
thesia, is viewed as a high-risk intervention with limited able. Recently, a large French multicenter study showed that
outcome benefit in most patients. Furthermore, bleeding the commonly available heparin anti-Xa activity test could
complications associated with potentially elevated DOAC be used with adequate accuracy to determine levels of direct
levels, especially neuraxial hematoma, could be devastating. anti-Xa inhibitors [44].
Accordingly, recently published guidelines on the periopera- Recently, DOAC-specific reversal agents (idarucizumab
tive management of DOAC in patients scheduled for neurax- and andexanet alfa) have been approved for DOAC-associ-
ial anesthesia are very conservative [42]. In the 2018 update ated life-threating or uncontrolled bleeding. A secondary
of the 2010 ASRA guidelines [21•], experts again proposed analyses of patients from a large cohort study suggested that
a conservative strategy in patients receiving DOAC therapy idarucizumab should be given without awaiting the labora-
and recommended a discontinuation interval of at least five tory results in patients scheduled for emergent surgery [45].
half-lives. Accordingly, the estimated drug concentration In contrast, the evidence for administration of andexanet alfa
remaining in the system should be <3.1% of blood peak in the perioperative setting is limited to case reports. Of
concentration, when neuraxial anesthesia is performed [21•]. note, the administration of andexanet alfa directly before car-
Patients treated with rivaroxaban or apixaban should stop diac or vascular surgery has been discouraged. Both andexa-
their DOAC therapy 72 h before neuraxial anesthesia [21]. net alfa and heparin might interact with factor Xa and lead to
Furthermore, the clinician should consider checking the less efficacy of andexanet alfa and/or impaired anticoagulant
plasma level of anti-Xa inhibitors if the interval is less than effect of heparin [46].
72 h [21•]. Patients prescribed dabigatran with a creatinine
clearance >30 ml/min should have neuraxial blocks only 3
to 5 days after the last dose. In those treated with dabigatran Perioperative Management of Antiplatelet
with a creatinine clearance <30 ml/min, neuraxial anesthesia Agents
should be omitted.
Given the short elimination half-life of DOACs in most Aspirin (acetylsalicylic acid) is a mainstay therapy in
patients, a management approach stopping DOACs for 4 patients with and at risk for most types of cardiovascular
to 6 days before surgery might be questioned. Moreover, disease. After oral or intravenous administration, aspirin
the longer period without anticoagulation might expose the exerts its antiplatelet effect via rapid-irreversible inhibition
patient to an increased thromboembolic risk [33••]. Accord- of the cyclooxygenase-1 enzyme, inhibiting the conver-
ingly, European and Scandinavian guidelines have adopted a sion of arachidonic acid to thromboxane A 2 (TXA2). TXA2
two half-life interval (48 h) between discontinuation of the activates platelets via the thromboxane-prostanoid (TP)
drug and neuraxial injection [43]. receptor. Patients with recent coronary stent implantation
are commonly treated with DAPT including aspirin and a
What Remains to Be Defined? P2Y12 receptor inhibitor. DAPT improves stent patency and
prevents arterial thromboembolic events, but these drugs
Based on the PAUSE study [33] and expert opinions [27], increase the risk of perioperative bleeding and the need for
DOAC levels <50 ng/ml and <30 ng/ml should be safe for transfusion of allogeneic blood products. The efficacy, side
procedures with low and high bleeding risk, respectively. effects, and safety of P2Y12 receptor inhibitors are drug
The PAUSE study showed that levels were <50 ng/ml in specific. Third-generation drugs including prasugrel and
91–97% and 99% of patients after interruption intervals ticagrelor have a more rapid and consistent anti-ischemic
of 24 and 48 h, respectively. Applying stricter definitions effect, caused by the stronger platelet inhibition and weaker
of critical levels, 90 to 95% of patients were below the interactions with the cytochrome P450 system compared to
threshold of <30 ng/ml after an interruption interval of 48 clopidogrel [2•, 47].
h [33••].
Despite the proven safety of an interruption period of Non‑cardiac Surgery
24–48 h as evaluated in the PAUSE study [33••], exces-
sive residual anticoagulant level might be present in some The main argument for withholding aspirin is to decrease
patients. Preoperative coagulation testing should be con- the risk of major bleeding, but this strategy might increase
sidered in patients with risk factors for persistently high the risk of perioperative thromboembolic events. In the
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placement, stent type, functional result of stenting, coro- discontinuation, and use of bridging agents. These factors
nary anatomy, and perioperative control of supply–demand insufficiently explain the wide range of major adverse car-
mismatch and bleeding may be more responsible for adverse diac and thromboembolic or bleeding events from 0 to nearly
outcome than antiplatelet management [65]. 25% in a recent systematic review [50•]. Specific patient fac-
Similarly, the question of “whether or not to bridge” and tors and individual decisions might be more important, but
“how to bridge” patients with antiplatelet therapy considered these factors can often not be controlled in cohort studies.
as high-risk for thromboembolic events needs to be defined Whereas common recommendations (Fig. 1 and Table 1)
in future studies. Different options have been described are valid in many patients, individual decision-making is
including heparin, low molecular weight heparins, glyco- required in specific patients. New strategies published
protein IIb/IIIa inhibitors and, most recently, short-acting as case reports or small cohort studies might be helpful.
intravenous P2Y12 receptor inhibitors such as cangrelor. Finally, due to the inherent risk of thromboembolic compli-
Bridging therapy with cangrelor after timely stopping of cations in these patients, early restarting of antiplatelet and
the longer acting oral P2Y12 receptor inhibitors might allow anticoagulant agents after surgery is essential.
for short-term interruption of dual antiplatelet therapy in
high-risk patients. The feasibility of such an approach has Acknowledgements The authors thank Allison Dwileski, B.S., Clinic
for Anaesthesiology, Intermediate Care, Prehospital Emergency Medi-
been described in case reports and a small cohort study [65]. cine, and Pain Therapy, University Hospital Basel, Switzerland, for
Furthermore, bleeding complications in patients treated editorial assistance.
with potent antiplatelets might be a major challenge.
Whereas the anticoagulant effect of prasugrel can be treated Funding Open access funding provided by University of Basel.
with platelet transfusion, this therapy might not suspend the
antiplatelet effects of ticagrelor. Ticagrelor binds reversibly Declarations
to the platelet ADP receptor, whereas clopidogrel and prasu-
grel binds irreversibly to this receptor. Therefore, freshly Conflict of Interest There are no conflicts of interest to declare.
transfused platelet might be immediately blocked by soluble Human and Animal Rights and Informed Consent This article does not
ticagrelor, and platelet transfusion is less efficient up to 24 h contain any studies with human or animal subjects performed by any
after last intake of ticagrelor. of the authors.
However, recent reports suggest the use of CytoSorb®
absorber during cardiopulmonary bypass to reduce ticagre- Open Access This article is licensed under a Creative Commons Attri-
lor levels, thereby reducing postoperative bleeding tendency bution 4.0 International License, which permits use, sharing, adapta-
[2•]. More recently, a phase I study in healthy volunteers tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
evaluating the safety, efficacy, and pharmacokinetic profile provide a link to the Creative Commons licence, and indicate if changes
of a neutralizing monoclonal antibody fragment that binds were made. The images or other third party material in this article are
ticagrelor and its active circulating metabolite has shown included in the article's Creative Commons licence, unless indicated
promising results [66]. This drug might present a future otherwise in a credit line to the material. If material is not included in
the article's Creative Commons licence and your intended use is not
opportunity for the anesthesiologist dealing with emergency permitted by statutory regulation or exceeds the permitted use, you will
surgical patients on ticagrelor therapy. need to obtain permission directly from the copyright holder. To view a
Finally, several whole blood platelet function tests have copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
become commercially available in recent years. Most of
them are used as point-of-care (POC) tests [2]. Routine
platelet function testing is not recommended [2•, 15], but References
POC platelet function tests are useful in confirming residual
P2Y12 inhibition and adjusting a waiting period before sur- Papers of particular interest, published recently, have
gery [2•, 67–69]. been highlighted as:
• Of importance
•• Of major importance
Conclusions
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