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Polymerization
GIONA KILCHER, LEI WANG, NICOLA TIRELLI
Laboratory of Polymers and Biomaterials, School of Pharmacy and Pharmaceutical Sciences,
University of Manchester, Oxford Road, Manchester M13 9PT, United Kingdom
2249, 2008
Keywords: chain transfer; episulfides; living polymerization; ring-opening polymer-
ization; synthesis
conditions (a number of catalysts, e.g., traces of has therefore been studied mostly in water
metal ions, can speed it up). environment.
In previous occasions, we have overcome The outcome of this reaction depends on the con-
these problems by generating thiolates in situ centrations of the reaction partners and on their
through methanolysis of thioacetates1,4; these REDOX potentials. On their turn, both factors
derivatives, however, need to be ad hoc synthe- depend also on the pKas of the involved thiols: as it
sized, and the process can be expensive and has been shown since the ’50s,7 not only the thiol-
lengthy. On the contrary, it would be often bene- disulfide exchange is a pH- dependent reaction,
ficial, for example, for scale-up purposes, to but deprotonated thiols (and not thiols) are the
directly employ commercially available thiols, active species in the equilibrium, which can there-
with their non-negligible amounts of disulfides. fore be described as a thiolate–disulfide exchange.
In this study we have therefore studied the As elegantly demonstrated by Whitesides for the
effects of disulfides on episulfide polymerization, exchange of (di)thiols with the Ellmans’ reagent,8
specifically focusing on thiol-disulfide exchange the nucleophilicity of thiols is linearly related
(Scheme 1 and explanation in the caption). to their basicity (inversely proportional to the
amount of thiolates at a given pH); therefore the
DpKa of the involved thiols is a primary factor for
determining the equilibrium constant of the
The Thiol-disulfide Exchange
exchange (and the kinetics too).
This is a classical exchange of REDOX status In the most general case, when a homodisulfide
between two disulfide þ thiol couples and is a is exposed to a thiolate one must consider two equi-
phenomenon of the outmost importance in bio- libria, the formation of a heterodisulfide (mixed or-
chemistry, governing the oxidation state of thiols ganic residues) (1) and, from there, that of a homo-
and thus also protein folding and activity.5,6 It disulfide (identical organic residues) (2).
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
THIOL-DISULFIDE EXCHANGE IN POLYMERIZATION 2235
CH2COO), 3.68 (s, 2H, PhCH2 S), due to the higher steric hindrance carried
4.15–4.20 (q, 2H, CH3CH2COO ), 5.50 (b, 1H, by the two partners (both polymeric in na-
NH2), 6.71 (b, 1H, NH2), 7.25–7.26 (d, 5 H, ture) of the second reaction.
Ph CH2) ppm. distinguish two limiting cases:
ATR-IR (thin film): 3330–3180 (m NH), 2958 (a) If the propagation rate is considerably
(mas CH3), 2919 (mas CH2), 2867 (ms CH3), 1735 (m the transfer rate (kprop
larger than !
C¼¼O, ester), 1683 (m C¼ ¼O, amide I), 1580 (d ½monomer > kexc
A ½dibenzyldisulfide,
! ! ei-
NH, amide II), 1495 (m CC ring), 1450 and 1372 ther because kprop >> kexc A ð> k exc
B Þ or
(das and ds CH3 bending), 1173 (m CSC) cm1. because ½monomer >> [dibenzyldisul-
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
2238 KILCHER, WANG, AND TIRELLI
Scheme 2. During the propagation stage (rate constant kprop), the growing chain
may be involved in two possible thiolate–disulfide exchange reactions: the production
of a terminal heterodisulfide
! that
! of an internal homodisulfide, with, respectively, for-
mation rate constant kexc exc exc exc
A and kB and equilibrium constants kA and kB . In a more
complete form all these constants should depend on the size of the polymer chain
(the degree of polymerization), since steric hindrance should play a major role, above
all in the second reaction; for seek of simplicity, however, we will ignore this depend-
ency. Please note that we omit the initiation step in our description, again for seek of
simplicity. Finally, we will also ignore any disulfide–disulfide equilibria. Chains ter-
minated with thiolates were finally end-capped with iodoacetamide, to avoid any
postpolymerization formation of disulfides.
fide]), the thiolate–disulfide exchanges fides (B) would be present in a first peak,
will mostly take place at the end of the po- with an average degree of polymerization
lymerization. If an end-capping agent equal to the monomer/initiator ratio (as
(e.g., iodoacetamide) quenches the thio- in a living polymerization without chain
late-terminated polymer, we therefore transfer); the polymers with internal
expect to see a clear bimodal molecular disulfides (C) will, on the other hand, be
weight distribution: the end-capped poly- present in a second peak with double mo-
mers (A) and those with terminal disul- lecular weight.
GPC-Peak 1d GPC-Peak 2d
Pblank 0.4 0 19.5 6 0.7 1450 1550 1.07 3100 3450 1.11 >0.05
e
PRED2:1
blank 0.4 0 20 1500 1650 1.10 3100 3500 1.13 0.11
PRED1:2
blank
e
0.4 0 20.5 1500 1710 1.14 ¼ ¼ ¼ n.a.
a
Monomer/thiol ratio ¼ 20. Polymerization yields (weight ratio recovered material/monomer) are always in the range 80–85%.
b
mmoles of benzyl mercaptan and diallyl disulfide.
c
Calculated as the ratio between the integral value of a PPS methyl proton (1.30 ppm) and that of a benzyl mercaptan meth-
ylene proton (3.67 ppm).
d
The GPC curves were fitted with two Gaussian peaks, which were then separately analyzed.
e
Polymerizations performed in the presence of 0.2 mmol and 0.8 mmol of tributyl phosphine, respectively for PRED2:1
blank and for
PRED1:2
blank (in both cases in large excess compared to the amount of disulfides).
NMR GPCf
Ptransf
blank 0.2 0 30 (2220) 0 0.97 2370 2630 1.11 77
Ptransf
1 0.2 0.008 29.5 (2180) 0.15 0.88 2170 2950 1.36 55
Ptransf
2 0.2 0.04 25.4 (1900) 0.49 0.87 1880 2920 1.55 50
Ptransf
3 0.2 0.2 16.4 (1220) 1.93 0.62 1750 2860 1.63 42
Ptransf
4 0.2 1 10.7 (800) 5.4 0.29 1200 1500 1.25 2
a
Monomer/thiol ratio ¼ 20. Polymerization yields (weight ratio recovered material/monomer) are always in the range 80–
85%.
b
mmoles of benzyl mercaptan and allyl disulfide in the feed.
c
Calculated as the ratio between the integral value of a PPS methyl proton (1.30 ppm) and (a) that of a benzyl mercaptan
methylene proton (3.67 ppm) for Ptransf
blank , or (b) the half of the sum over all terminal groups (double bonds, aromatic rings, amides)
of the integral of a proton for the remaining polymers.
d
Ratio between terminal groups in form of double bonds (the integral value of a ethenyl proton, 5.72–5.83 ppm) and those in
0
þ½B0 =2þ½C0 =2
form of aromatic groups (the integral value of a benzyl mercaptan methylene proton, 3.67 ppm). P1 ¼ ½Eþ½Fþ½A
½Aþ½B=2þ½C=2þ½Eþ½F .
e
Ratio between terminal groups in form of amides (the integral value of an amide a proton, 3.15–3.24 ppm) and those in
½Aþ½A0
form of aromatic rings (the integral value of a benzyl mercaptan methylene proton, 3.67 ppm). P2 ¼ ½Aþ½B=2þ½C=2þ½Eþ½F .
f
The average molecular weights were calculated on the whole range of MWs, without separating the ‘‘monomer’’ and ‘‘dimer’’
curves.
exchange rate constant (or both). It is possible isolation procedures that can easily lead to par-
to discriminate between these two effects by tial reoxidation.
varying the monomer/disulfide ratio. At a more careful observation, however, it is
apparent that the system has not qualitatively
changed.
Addition of Disulfides
The species involved in similar equilibria
We have therefore run polymerization experi- have always similar steric hindrance and pKa:
ments adding increasing quantities of disulfides for example, both benzyl and allyl mercaptan
(Table 2). More specifically, we have employed have markedly lower pKa than the secondary
diallyl disulfide, a disulfide chemically different thiol of the growing chain (respectively, 9.43 and
from the initiator (double bonds versus aromatic 9.9612 versus more than 11). Since, as men-
rings), which makes possible to distinguish tioned in the introduction, the major factor
between terminal groups present as initiators influencing these equilibrium constants is the
and those introduced during chain transfer. DpKa between thiols, there should be little dif-
This approach apparently increases the com- ference whether benzyl or allyl mercaptan is
plexity of the system: a number of new thiol-di- involved; in addition, the reactivity of the propa-
sulfide equilibria are added (Scheme 3) without gating species should be only marginally influ-
removing the old ones, since the disulfide impur- enced by the terminus at the other end of the
ities of benzyl mercaptan are difficult to elimi- polymer. It is therefore reasonable to assume
nate; indeed it is impossible to reduce them in KAexc K1exc K5exc . and KBexc K2exc K3exc K4exc
situ, because this would reduce diallyl disulfide and this is likely to apply also to the correspond-
too, while the ex situ reduction would require ing kinetic constants. In particular, kprop ¼ kprop 2 :
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
THIOL-DISULFIDE EXCHANGE IN POLYMERIZATION 2241
Scheme 4. The addition of a disulfide at the end of the polymerization would deter-
mine only two thiolate–disulfide equilibria, with no chain transfer. We have omitted
any reference to the equilibrium between G and B (terminal disulfide polymer gener-
ated by dibenzyl disulfide), as well as any link of the concentration of C to the pres-
ence of dibenzyl disulfide. This is a legitimate assumption on the basis that in our
experiments the concentration of dibenzyl mercaptan is at least one order of magni-
tude lower than that of diallyl disulfide, which should therefore overwhelm any other
effect.
with internal disulfides (the higher molec- As a logical sequel, on the other hand, the
ular weight peak) seems to increase (Fig. system will not be sufficiently described as long
3). In this case the ratios between the as the equilibrium constants are not known.
areas of the two peaks are little informa- Note: Since in Ptransf
blank (no added disulfide) the
tive: due to the difficult recovery of the low presence of dibenzyl disulfide impurities has
polymers (fairly high solubility in metha- considerably less influence on the molecular
nol), some of the samples may be artifi- weight distribution than the addition of a 4%
cially enriched in the longest chains, that diallyl disulfide (Ptransf
1 ), we can estimate a pos-
is, those with internal disulfides; this is teriori that much less than 4% of benzyl mercap-
specifically true in the case of Ktransf 4 , tan is present in the form of disulfide.
where we presume the sample (recovered
in very low yields) to be composed only by Thiolate–disulfide Equilibrium Constants
chains with internal disulfides.
If the polymerization is conducted in the pres-
These findings indicate the transfer efficiency ence of only small amounts of a disulfide (as in
to be sharply dependent on the amount of added the case of the impurities of benzyl mercaptan,
disulfides, with very clear results already with a see the note at the end of the previous section),
5:1 thiol/disulfide molar ratio (Ptransf ). It is in a first approximation we can neglect its influ-
2
therefore logical to conclude that the transfer ence if a second disulfide is added in much more
rate constants are at least of the same order of conspicuous quantities at the end of propagation
magnitude as the propagation rate constants or, (see caption to Scheme 4).
maybe more likely, higher than those. Doing so we have removed any analytical
complication due to chain transfer, thus allowing
to study what would have happened to a grow-
Partial Conclusions ing chain if propagation was ‘‘quenched.’’ We
have also drastically reduced the number of
(a) disulfides have a strong chain transfer effect equilibria to the basic two: one leading to a
in propylene sulfide polymerization, (b) it is monomeric polymer with a terminal disulfide
likely that thiolates and disulfides are always (eq. constant Kexc
A ), the other one leading to the
at or close to the equilibrium throughout the dimeric polymer with an internal disulfide (eq.
polymerization. constant Kexc
B ).
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
THIOL-DISULFIDE EXCHANGE IN POLYMERIZATION 2243
Table 3. Chain-End Transfer Experiments: Effect of Order of Addition and Time of Reaction
GPC-Peak 1d GPC-Peak 2d
Pblank 0.4 0 19.5 6 0.7 1450 1550 1.07 3100 3450 1.11 0.05
P1:2 150 0.4 0.2 20.3 6 1.5 1550 1730 1.11 3150 3580 1.14 0.21
P1:2 600 0.4 0.2 18.0 6 1.2 1500 1680 1.12 3100 3560 1.15 0.20
P1:2 1200 0.4 0.2 19.16 1.3 1500 1660 1.11 3150 3620 1.15 0.21
P1:2 after 0.4 0.2 18.9 6 0.8 1500 1640 1.09 3100 3500 1.13 0.05
a
All data are averages over three samples; where significant, the standard deviation is provided too. Polymerization yields
(weight ratio recovered material/monomer) are always in the range 78–85%.
b
mmoles of benzyl mercaptan and diallyl disulfide.
c
Calculated as the ratio between the integral value of a PPS methyl proton (1.30 ppm) and that of a benzyl mercaptan
methylene proton (3.67 ppm).
d
The GPC curves were fitted with two Gaussian peaks, which were then separately analyzed.
Firstly, we have prepared a series of samples mers by varying the thiolate/disulfide ratio
to optimize the time and conditions of reaction (Table 4).
(Table 3). A constant amount of diallyl disulfide In all these samples the degree of polymer-
was left equilibrating for different times prior to ization from NMR (number of monomeric unit
end-capping: no difference in molecular weight per initiator) remains constant, as well as M n
(both from NMR and GPC analysis) and compo- and M w (for both peaks), calculated from GPC
sition was apparent between samples kept 15, data; this was indeed expected, since the only
60, and 120 min (P1:2_150 , P1:2_60, P1:2_1200 , respec- effects of diallyl disulfide addition are suppos-
tively). On the other hand, no double bond was edly the introduction of different end groups
incorporated if diallyl disulfide was added imme- and the dimerization, with no influence on the
diately after the end-capping agent, confirming kinetic chain length. On the other hand, the
the effectiveness of iodoacetamide as a thiolate amount of added disulfide shows a profound
quencher. It is also apparent that the molecular effect on the ratio between the two peaks, with
weight distribution of this last sample was iden- an apparently counter-intuitive decrease in rela-
tical to that of a blank (end-capping without any tive intensity with increasing diallyl disulfide
addition of diallyl disulfide), while the other concentration (Fig. 4, samples P1:2_150 , P1:1_150
three samples exhibit a marked change in the and P2:1_150 ). In reality, as explained in the intro-
ratio between dimeric and monomeric peak. duction (section thiolate–disulfide exchange), it
Using the shortest equilibration time (15 is by increasing the thiolate concentration, and
min), we have then synthesized a series of poly- not that of diallyl disulfide, that internal di-
GPC-Peak 1d GPC-Peak 2d
Pblank 0.4 0 19.5 6 0.7 1450 1550 1.07 3100 3450 1.11 >0.05
P1:2 150 0.4 0.2 20.3 6 1.5 1550 1730 1.12 3150 3580 1.14 0.23 (0.28)
P1:1 150 0.4 0.4 19.3 6 0.6 1480 1640 1.11 3080 3580 1.16 0.20 (0.25)
P2:1 150 0.4 0.6 19.7 6 0.6 1480 1640 1.11 3180 3650 1.15 0.18 (0.19)
a
All data are averages over three samples, where significant, the standard deviation is provided too. Polymerization yields
(weight ratio recovered material/monomer) are always in the range 77–86%.
b
mmoles of benzyl mercaptan and diallyl disulfide.
c
Calculated as the ratio between the integral value of a PPS methyl proton (1.30 ppm) and that of a benzyl mercaptan
methylene proton (3.67 ppm).
d
The GPC curves were fitted with two Gaussian peaks, which were then separately analyzed.
e
In brackets the values obtained from NMR data (calculated as 2*[C]/([A] þ [E]).
Figure 5. 1H-NMR spectra (sections showing the terminal groups) for polymers
prepared adding different quantities of diallyl disulfide after polymerization and
before end-capping with iodoacetamide (see Table 2 for polymer compositions). With
increasing disulfide concentrations (from bottom up), the final polymer displays less
amides and more double bonds. The amount of initiators (resonance of the benzylic
CH2 at 3.65–3.70), on the other hand remains constant.
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
THIOL-DISULFIDE EXCHANGE IN POLYMERIZATION 2245
0.4760.17
0.5060.09
0.5760.26
Percentage of benzyl mercaptan-initiated PPS blocks terminated with allyl groups, calculated as the ratio between the integral value of a ethenyl proton (5.72–5.83
Percentage of benzyl mercaptan-initiated PPS blocks terminated with amide groups, calculated as the ratio between the integral value of a amide a proton (3.15–3.24
KBexc e
0.41
0.34
Table 5. NMR-Derived Equilibrium Concentrations of the Various Thiolate and Disulfide Species and Corresponding Equilibrium Constants for All
6.5 62.9
3.0 60.4
3.5 60.9
KAexc e
6.7
5.3
0.047 60.009
0.041 60.004
0.033 60.010
0.044
0.040
C
0.22 60.009
0.282 60.008
0.322 60.012
0.22
0.200 60.001
0.256 60.019
0.132
0.132
0.159 60.004
0.311 60.013
0.1260.01
0.0860.01
whole polymer.
0.4
0.4
0.4
0.4
0.4
150
150
e
P1:2
P1:2
P1:2
P1:1
P2:1
A comparison with literature seems to con- In addition, this approach would allow to
firm the scale of our results. The Kexc exc
A KB prod- reduce the polydispersity of a sample prepared
uct sums up the overall exchange between sym- in the presence of disulfide impurities: after
metric structures and values are available in lit- reduction the dimeric and monomeric polymers
erature for this product in the formation of a would provide thiol-terminated chains with
symmetric disulfide from two thiolates; indeed identical molecular weight.
our value (in between 2 and 4) situates in the We have employed some of the polymers
same range as that recorded (in water or metha- described in the last section (polymerization,
nol) for the mercaptoethanol-induced reduction then exchange with disulfide, then end-capping
of a large number of disulfides.10 with iodoacetamide), which are therefore pres-
If we now return to the only apparent incon- ent as mixtures of macromolecules containing
gruence shown in Figure 4, that is, the relative end-capping agents, terminal disulfides and in-
increase in dimeric peak with decreasing disul- ternal disulfides (Scheme 5). These polymers
fide amounts, it is possible to qualitatively con- were firstly reduced with tributyl phosphine:
firm the GPC results by calculating the since tributyl phosphine mode of action is based
Apeak2 =Apeak1 ratio (weight fraction of the di- on the presence of water, the reduction step was
meric polymers divided by the weight fraction of attempted with or without addition of water to
monomeric polymers) from NMR data as the ra- degassed, but not anhydrous THF solution.
tio 2*[C]/([A]þ[E] (Table 4, last column, values However, no appreciable difference was recorded
in brackets). in the polymers by GPC or NMR, indicating the
traces of water present in THF to be sufficient
for effectively performing the reduction.
Proof of Principle of the Reusability of Disulfides
We have here employed a different end-cap-
Finally, we have also investigated the possibility ping agent, ethyl 2-bromoacetate (as opposed to
to modify the disulfides at a later stage by iodoacetamide), to highlight the yield of the sec-
reducing them to thiols and then performing ond end-capping and also any degradation of
chemistry on these groups. Reductions of inter- amide groups. The end-capping was performed
nal disulfides have been used as biomimetic in situ after the reduction (samples PRED 1 to
means to change molecular weight and associa- PRED
4 ), or in alternative, the polymers were pre-
tion of amphiphilic block copolymers.13–16 cipitated in degassed methanol under nitrogen
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
THIOL-DISULFIDE EXCHANGE IN POLYMERIZATION 2247
Table 6. NMR Characterization Data for Various Polysulfide Samples Before and After Reduction/End-Capping
Experiments
PRED
1 4:1 0.62 0.20 0.18 0.04 0.20 0.62 0.14
PRED
2 (from a P1:2_150 sample) 16:1 0.32 0.43 0.25 0.03 0.38 0.41 0.18
PRED
3 (from a P1:1_150 sample) 16:1 0.50 0.29 0.21 0.03 0.28 0.52 0.17
PRED
4 (from a P2:1_150 sample) 16:1 0.63 0.24 0.13 0.04 0.24 0.50 0.22
f
PRED
5 (from a P1:1_150 sample) 16:1 0.50 0.31 0.19 0.03 0.31 0.29 0.41
f
PRED
6 (from a P2:1_150 sample) 16:1 0.60 0.17 0.23 0.03 0.17 0.30 0.50
a
DBU/S-S and ethyl 2-bromoacetate/S-S: 4:1 (for a theoretical DBU/SH or EBA:S-S ratio of 2:1).
b
Ratio between terminal groups in form of double bonds and those in form of aromatic groups ¼ fraction of double bond-
terminated chains.
c
Ratio between terminal groups in form of amides and those in form of aromatic groups ¼ fraction of amide-terminated
chains.
d
Fraction of chains with thiols or dimerized through internal disulfides, calculated as 1 (P1 þ P2) before reduction and as
1 (P1 þ P2 þ P3) after reduction and end-capping.
e
Ratio between terminal groups in form of ester and those in form of aromatic groups ¼ fraction of ester terminated chains.
f
These samples were first reduced, then precipitated twice to remove tributyl phosphine and finally end-capped.
Figure 7. 1H NMR spectra (sections showing the terminal groups) for P2:1_150 before
and after treatment with tributyl phosphine, and after end-capping with ethyl bro-
moacetate (sample PRED
4 ). The signals associated to the double bonds disappear
almost completely after reduction. All samples were precipitated twice in methanol
before NMR analysis.
Journal of Polymer Science: Part A: Polymer Chemistry
DOI 10.1002/pola
2248 KILCHER, WANG, AND TIRELLI