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The Safety Concerns Of Organic UV-Filters: A Special Focus On Their Endocrine


Disrupting Properties

Article  in  Journal of Environmental Pathology Toxicology and Oncology · January 2020


DOI: 10.1615/JEnvironPatholToxicolOncol.2020033188

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Journal of Environmental Pathology, Toxicology and Oncology, 39(3):201 – 212 (2020)

Safety Concerns of Organic Ultraviolet Filters: Special


Focus on Endocrine-Disrupting Properties
Didem Oral,a Anil Yirun,a,b & Pinar Erkekoglua,*
a
Hacettepe University, Faculty of Pharmacy, Department of Pharmaceutical Toxicology, Ankara, Turkey; bÇukurova
University, Faculty of Pharmacy, Department of Pharmaceutical Toxicology, Adana, Turkey
*Address all correspondence to: Pinar Erkekoglu, Hacettepe University, Faculty of Pharmacy, Department of Pharmaceutical Toxicology, 06100
Ankara, Turkey; Tel.: +903123053357; Fax: +903123114777, E-mail: erkekp@yahoo.com

ABSTRACT: Acute and chronic effects of ultraviolet radiation (UVR) on human health have long been a concern.
It is well known that acute UVR causes epidermal hyperplasia, erythema, delayed tanning, pigment darkening, and
free-radical formation. Apart from acute effects of UVR, its chronic effects involve immunosuppression, photoaging,
exacerbation, photodermatoses, and photocarcinogenesis. To protect skin from harmful effects of UVR, UV filters were
developed. But these may cause harmful effects in humans and on the environment; adverse effects of these chemicals
have been evaluated for > 20 yr. Studies show that UV filters may lead to endocrine disruption, hepatotoxicity, muta-
genicity, and systemic toxicity. Literature on environmental effects of UV filters suggests that they are bioaccumulative,
pseudopersistent, and possibly toxic to aquatic ecosystems. The objective of this review is to summarize toxic effects
and safety concerns of organic UV filters on human beings and the environment. We focus on UV filters’ organic endo-
crine-disrupting effects by reviewing both in vivo and in vitro studies.

KEY WORDS: organic UV filter, sunscreen, UV radiation, endocrine disruption, toxicity

I. INTRODUCTION lotions. Moreover, they are present in personal-care


products such as cosmetics (foundations, lip balms/
Solar ultraviolet radiation (UVR), comprised of creams, powders, body lotions), hair shampoos/
UVC (270–290 nm), UVB (290–315 nm), and UVA creams, insect repellents, and laundry detergents.4,7
(315–400 nm) rays, make up ~ 94% of the UVR ap- It is estimated that ~ 10,000 tons of UV filters are
proach to the earth’s surface. UVA is subdivided into produced worldwide each year, and these products
UVA2 (315–340 nm) and UVA1 (340–400 nm) (Fig. spread to the environment, particularly surface wa-
1). Acute toxic effects of UVR on human health in- ters.8–10 They are detected widely in fresh/sea water, tap
clude erythema, epidermal hyperplasia, persistent or water, wastewater, sewage sludge, sediments, biota,
immediate pigment darkening, and free-radical for- and biological fluids such as serum, urine, and breast
mation. Additionally, chronic consequences of UVR milk.11 UV-filter ingredients can reach the aquatic en-
exposure can be more serious (photoaging, photo- vironment via wash off from the skin during different
dermatoses, immunosuppression, and photocarcino- activities (diving, swimming, etc.), industrial dis-
genesis).1 UV filters are commonly used to protect charge, or wastewater treatment plants (WWTPs).2,10
human skin from UVR’s adverse effects in that they Studies indicate that UV filters have light li-
contain materials that inhibit harmful UVR.2 In re- pophilicity and are pseudopersistent environmen-
cent years, due to widespread public awareness of tal contaminants. Most of the substances have the
skin cancer, UV filters have been abundantly used.3 ability to bioaccumulate, causing serious concerns,
UV filters can be divided into two groups: inor- and many studies suggest that 256–7112 ng/g of UV
ganic and organic. Inorganic filters contain mineral filters can be found in various aquatic organisms.2
particles (titanium dioxide [TiO2] and zinc oxide) that They may cause adverse effects such as genotoxic-
reflect and scatter UV light from the skin. Organic ity, mutagenicity, and endocrine disruption (particu-
filters have aromatic constitutions that absorb and larly estrogenic activity), both in vitro and in vivo.2,10
stabilize solar UVR (Table 1).4–6 UV filters are com- This review focuses on organic UV-filter
monly used in sunscreen creams, sprays, oils, and toxic effects and safety concerns, emphasizing

0731-8898/20/$35.00 © 2020 by Begell House, Inc. www.begellhouse.com201


202 Oral, Yirun, & Erkekoglu

absorbed after ingestion. In humans, 2,4-dihydroxy


BP (2,4-diOH BP) is the main metabolite of BP-3.
Oxidation of 2,4-diOH BP is catalyzed primarily
by cytochrome P450 2C6 (CYP2C6), CYP1A1,
CYP1A2 and CYP2E1.15 Oxidation of BP-3 to 5-OH
BP-3 is catalyzed primarily by CYP1A2 but also by
CYP1A1, CYP2C6, CYP2D1, and CYP2B1. These
metabolites are suggested to show stronger estro-
genic activity than BP-3.4,14
BP-3 metabolizes mainly to 2,4-diOH BP and
2,2’-diOH-4-methoxy BP, and to a lesser extent in
rats, to 2,3,4-triOH BP. It has been demonstrated that
in rat-liver microsomes, CYP1A1 catalyzes oxidation
of BP-3 to 3-OH BP-3. On the other hand, CYP1A1/2,
CYP2B1, CYP2C6, CYP2D1, and CYP2C6 mainly
catalyze oxidation of BP-3 to 5-OH BP-3.4,14 After
FIG. 1: UVR and its various types. UVA, ultraviolet ra- systematic absorption, BP-3 and metabolites can be
diation A; UVB, ultraviolet radiation B; UVC, ultraviolet detected in blood, urine, breast milk, semen, and ad-
radiation C; UVR, ultraviolet radiation ipose tissue. Moreover, it has been shown that BP-3
can pass through the blood–placenta barrier and thus
endocrine-disrupting consequences. In addition, we be detected in amniotic fluid, placenta, umbilical-cord
review the presence of UV filters in different organ- blood, follicular fluid, and fetal serum.15
isms and biological fluids. In 2013, Zhang et al. studied concentrations of
BP-type UV filters in blood and urine samples of
II. BENZOPHENONES children, adults, and pregnant women in China and
measured BP fetal cord blood levels.16 The research-
During the past four decades, benzophenone (BP)- ers obtained 101 urine samples from a general adult
type UV filters have been abundantly used in sun- population and collected matched blood samples
screens and cosmetics. Today, BP-3 and -4 are more from 50 participants. In addition, 20 paired blood
widely used than any other BP-type UV filter.4,12 and fetal cord blood samples were collected from
BPs have been detected at levels of up to 125 ng/L in pregnant women and whole blood from ten chil-
Swiss bathing lakes, 3.3 µg/L on the Mediterranean dren. BP-3 was found in blood of 83% of adults,
coast, 700 ng/L WWTP effluents in the US, and 27 35% of pregnant women, and 30% of children. In a
ng/L in sediments of northeastern Spain.13,14 female adult who often used sunscreens, very high
BP-3 is photostable, lipophilic, and accumula- concentrations of BP-3 (475 ng/mL) and BP-1 (338
tive. Because of its high logKow value, it slowly biode- ng/mL) were found. Additionally, exposure to BP-3
grades. A persistent compound, it is frequently found was shown to be higher in females than in males.16
in sediments. BP-3 has a half-life of a few weeks in These findings caused concern and led to additional
surface waters during the summer. However, its half- investigations on BP-3 toxicity during recent years.
life becomes 7 to 9 times longer in winter. Addition-
ally, BP-3 has low-volatilization potency from water B. BP Endocrine-Disrupting Effects and
surfaces and tends to adsorb to suspended solids.4,14 Reproductive/Developmental Toxicity

A. BP Biotransformations 1. Human Studies

In humans, BP-3 can be absorbed at a rate of up Studies suggest that BP-3 exposure is linked to re-
to 2% following topical application and is readily productive toxicity in humans and animals.17–19 In

Journal of Environmental Pathology, Toxicology and Oncology


Endocrine-Disrupting Properties of Organic UV Filters203

TABLE 1: Organic UV filters


Substance Molecular formula
Cinnamate derivates (e.g., EHMC)

OCT

OMC

AVB

BP-1, -2, -3, -4

Camphor derivates (e.g., 4-MBC)

PABA derivatives (e.g., ET-PABA, OD-PABA)

BZT

AVB, avobenzone; BZT, benzotriazole; BP, benzophenone; EHMC, 2-ethyl-hexyl-4-trimethoxycinnamate; ET-PABA, ethyl-4-
aminobenzoate; 4-MBC, 4-methlybenzylidene camphor; OCT, octocrylene; OD-PABA, octyl-dimethyl-aminobenzoate; OMC,
octyl-methoxycinnamate; PABA, para-aminobenzoic acid; UV, ultraviolet.

2017, Ghazipura et al. observed that prenatal expo- was associated with higher birth weight in boys but
sure to BP-3 was responsible for decreased gesta- lower birth weight in girls, in agreement with the
tional age, earlier-onset childbirth, increased male findings of Ghazipura et al.
infant birth weights, and decreased female infant In 2012, Philippat et al. conducted a case-con-
birth weights. In the developing fetus, exposure trol study between 2002 and 2006 in two different
to BP-3 caused endocrine disruption and targeted mother-child cohorts, investigating the relationship
sex hormone precursors that affected estrogen and between male birth outcomes and BP-3 exposure.19
testosterone levels.17 In another study, Wollf et al. Maternal urinary samples were collected between
investigated the relationship between prenatal ex- the sixth and 30th gestational week. The research
posure to BP-3 and birth outcomes including birth group found that high maternal BP-3 exposure was
weight and gestational age in a multiethnic cohort linked to an increase of 26 g in male birth weight
of pregnant women.18 These researchers demon- and 0.1 cm in head circumference at birth. Addition-
strated that prenatal (third tertile) exposure to BP-3 ally, boys born of the highest-exposed mothers were

Volume 39, Issue 3, 2020


204 Oral, Yirun, & Erkekoglu

105 g heavier than boys born of lowest-exposed case-control study, Huo et al. investigated the associ-
mothers.19 ation of maternal BP-3 exposure to their offspring’s
In a 2012 prospective study, Krause et al. simul- HSCR risk.22 The researchers recruited 101 HSCR
taneously paired samples of amniotic fluid, mater- patients’ mothers and 322 mothers as controls from
nal serum, and urine from 200 pregnant women.20 Nanjing Medical University hospitals from October
During cordocentesis, the researchers collected 2009 to May 2014. HSCR was confirmed by “the
human fetal blood (n = 4) and cord blood (n = 23) observation of no ganglion cells in colorectum,”
samples at delivery, both paired with maternal se- identified by a distal rectal biopsy of the submucosa.
rum and urine samples. All samples were analyzed The researchers later conducted in vitro experiments
using liquid chromatography–tandem mass spec- to show the underlying mechanism of HSCR in re-
trometry for seven different BP derivatives. BP-1, lation to microRNA (miR)-218–mediated pathways.
BP-3, 4-methyl-BP (4-MBP), and 4-OH BP were all To detect BP-3 levels, spot urine samples were col-
detected in amniotic fluid and cord blood samples. lected from mothers with HSCR and from 322 con-
BP-1 and -3 were found in lower concentrations (~ trols. The maximum detection concentration was
10 times lower) in fetal and cord blood compared to found to be 400.72 ng/mL. BP-3 levels at 50th, 75th,
maternal serum samples. In addition, both BPs had 90th, and 95th percentiles were 0.08, 0.17, 0.54, and
1000 times lower concentrations in fetal and cord 1.10 ng/mL, respectively. Women in both median
blood versus those of maternal urine levels. The and high-BP-3–exposure groups were more likely
researchers stated that BP-1 and -3 could only be to give birth to children with HSCR compared to
detected in fetal circulation when high maternal ex- women in the lowest-exposure group. On the other
posure was present. This could indicate a protective hand, in vitro experiments on human 293T and
effect of the placental barrier. However, 4-MBP was SH-SY5Y cells, which are well-known models for
found to pass into fetal and cord blood more freely, HSCR, revealed that BP-3 suppressed cell migra-
with a median ratio of 1:3 in cord blood and maternal tion and regulated receptor tyrosine kinase (RET),
serum levels. BP-3 concentrations in amniotic fluid miR-218, Pleomorphic adenoma gene 1 (PLAG1),
correlated with maternal urine and serum levels. Slit-family protein gene 2 (SLIT2), and Round-
The investigators suggested that maternal urinary about homolog 1 (ROBO1) expression. The authors
levels seem to be a valid proxy for fetal exposure concluded that the SLIT2/ROBO1-miR-218-RET/
to BP-3, but this was not the case for other tested PLAG1 pathway was involved in HSCR pathogene-
BPs. Moreover, BP-3 had highest concentrations in sis that was induced by BP-3.22
maternal serum than other detected BPs. Krause et
al. concluded that detectable levels of several BP 2. Animal Studies
derivatives in human amniotic fluid and fetal and
cord blood suggest potential endocrine-disrupting Several reports in the literature show endocrine-dis-
properties of these compounds, and they should be rupting effects of different BPs. In 2014, Kim et al.
investigated to better understand potential risks to a investigated reprotoxic and endocrine-disrupting
developing fetus.20 effects of BP-3 exposure in Japanese medaka (Ory-
Hirschsprung’s disease (HSCR) is a complex zias latipes).14 In this study, 4-mo-old adult male
congenital disorder that is caused by the effects of and female medaka (five adult fish per sex and dose
environmental factors on certain genes. The disease group; F0 generation) were exposed to BP-3 for 28 d
leads to neonatal intestinal abnormality brought on at different doses (0, 4.7, 8.4, 26, or 90 μg/L or 0, 15,
by the failure of enteric neural crest cells to migrate 50, 150, or 500 μg/L, based on nominal concentra-
to the hindgut during embryogenesis occurring at 5 tions) for 14 d. In the last 14 d, the authors counted
to 12 wk. Patients suffer from intestinal obstruction the F1 eggs and further exposed them to BP-3 at
and chronic constipation. The incidence of HSCR is different concentrations until 30 d after hatching
1:2000–1:5000 in live births. Males are four times (0, 5.4, 12, or 30 μg/L or 0, 15, 50, or 150 μg/L,
more likely than females to be at risk.21 In a 2016 based on nominal concentrations). Transformation

Journal of Environmental Pathology, Toxicology and Oncology


Endocrine-Disrupting Properties of Organic UV Filters205

of BP-3 to BP-1, a more potent estrogen agonist, physiological parameters in adult male zebrafish
was confirmed by chemical analysis of exposed me- and unattached embryos.23 All experimental groups
dia. During the last 2 d, adult fish and eggs were contained six animals and experiments were repli-
collected from controls and each treatment group. cated five times. Fish were exposed to 2.4–312 µg/L
At the close of 28 d, blood, brain, liver, gonads, and BP-3 for 14 d. Additionally, embryos were subjected
egg samples were collected for analyses. Transcrip- to 8.2–438 µg/L BP-3 for 120 h after fertilization.
tion of androgen receptor α (ARα), aromatase B BP-3 became metabolized to BP-1 in adult fish but
(cyp19b), estrogen receptor α (ERα), and ERβ in not in embryos. BP-3 caused similar toxicological
brain; vitellogenin 1 (vtg1) and vtg2 genes in liver; effects in both adult fish and embryos. At 84 µg/L,
and Star, cyp11a, cyp17, hydroxysteroid 17-β de- BP-3 exposure caused down-regulation in the tran-
hydrogenase 3 (hsd17b3), hsd173b, and cyp19a scription of estrogen receptor 1 (er1), cyp19b, and
genes in gonad were evaluated by quantitative re- AR genes in brain. In testes, down-regulation of
al-time–polymerase chain reaction. Blood samples hsd3b, hsd17b3, corticosteroid 11-β-dehydrogenase
were analyzed for plasma sex steroid hormones isozyme 2 (hsd11b2), and cyp11b2 genes were de-
(estradiol and testosterone concentrations) and vtg1 tected. However, no histological alterations occurred
levels. Results indicated that in make fish, transcrip- in fish testes after BP-3 exposure. The researchers
tions of cyp19b and ERβ genes in the brain were concluded that at lower concentrations, BP-3 ex-
considerably down-regulated, and transcriptions of hibited similar multiple hormonal activities at the
vtg1 and vtg2 genes in liver were significantly in- transcriptional level in two different life stages of
creased in a dose-dependent manner. However, no zebrafish. They also found that further studies were
changes occurred in transcriptions of these genes in needed to clearly demonstrate endocrine-disrupting
female fish. The Cyp1a gene was up-regulated in all effects of BP-3.23
treatment groups in male fish. However, in female In another study of zebrafish, endocrine-dis-
fish, up-regulation of Cyp1a occurred only at higher rupting effects of BP-3 were determined according
doses. Most of the genes related to steroidogenesis to the Organisation for Economic Co-operation
in gonad were down-regulated in a dose-depen- and Development (OECD) Test Guideline (TG)
dent manner. Moreover, transcription of cyp19a 234 (fish sexual development).13 The authors de-
decreased in both sexes, but marked down-regula- termined that induction of vtg1 and phenotypic sex
tion of Star and cyp19a occurred at higher concen- changes occurred in both in juvenile and adult ze-
trations of BP-3 in the female ovary. Transcription brafish. Adult male zebrafish and newly fertilized
of hsd17b3 was substantially down-regulated in eggs were exposed to BP-3 for 12 d during d 1 post-
females, even at lower doses. However, no signifi- fertilization to 60-d posthatch (dph), respectively.
cant changes occurred in males. On the other hand, Both adult and juvenile male and female fish were
down-regulation of cyp11a, cyp17, and 3β-hydrox- grouped as follows: aquarium controls, positive
ysteroid dehydrogenase (hsd3b) in testis occurred controls (2 ng/L of 17β-estradiol [E2]–applied ani-
at higher doses of BP-3. For reproduction toxicity, mals), BP-3 groups, and solvent controls. The dph
the researchers found significant decrease to 150 exposure (0 to 60) resulted in a monotonic dose-de-
µg/L (nominal concentration) between d 26 and 28. pendent skew of the phenotypic sex ratio toward
Estradiol and testosterone plasma concentrations fewer males and more females. The value of no
were markedly elevated in a concentration-depen- observed effect concentration (NOEC) was found
dent manner in both male and female adult fish. The to be 191 μg/L and lowest observed effect concen-
researchers suggested that these significant changes tration (LOEC) was 388 μg/L. After 12 d of expo-
in steroid-related gene transcriptions, sex hormones, sure, a mild but significant enhancement in vtg1
and vitellin levels after BP-3 exposure could lead to was observed in adult male zebrafish at 268 μg/L
endocrine disruption in fish.14 but not at 63-  and 437-μg/L concentrations. BP-3
In 2012, Blüthgen et al. studied the effects exposure affected gonad maturation stages in both
of low-concentration BP-3 on molecular and female and male fish. Both genders at highest–BP-3

Volume 39, Issue 3, 2020


206 Oral, Yirun, & Erkekoglu

concentrations were unable to develop to advanced trimethoxycinnamate (EHMC) and TiO2 nanoparti-
gametogenesis stages.13 cles (NPs), and their different mixtures, to determine
In 2016, Balázs et al. investigated BP-3 terato- the nominal toxic concentration of each ingredient.
genic effects (at 10 • 10–1, 7.89 • 10–2, 5.26 • 10–2, The group later conducted experiments with wild-
3.07 • 10–2, 2.19 • 10–2, and 4.38 • 10–3 mm) in ze- type zebrafish embryos. When they observed phe-
brafish hatched embryos according to OECD TG notypic alterations (i.e., body deformation), they
236 (modified fish embryo acute toxicity test).9 The further examined specific organs of transgenic ze-
researchers demonstrated that BP-3 exposure could brafish embryos. Both EHMC and BP-3 influenced
decrease the number of hatched embryos and lead to phenotypic changes in zebrafish in a dose-dependent
different malformations in developing fish. In con- manner, whereas TiO2 NPs did not elicit any de-
trol and highest-BP-3–exposed groups, all embryos fects. Although combinations of different mixtures
showed inflated swim bladders at 120 h postfertiliza- at lower doses did not lead to changes in embryo
tion (hpf). Jaw deformities were visible in numerous blood flow, the experimental group that was treated
individuals including in the lowest-BP-3–exposed with high doses of BP-3 (4 μg/mL) and a mixture of
group. At 2.19 • 10–2 mm, swim-bladder filling inhi- EHMC (0.5 μg/mL), BP-3 (4 μg/mL), and TiO2 NPs
bition was observed, and in higher-dose groups the (4 μg/mL) showed signs of cardiac edema. EHMC
effect was dose dependent. Embryos treated with treatment caused a slightly smaller liver size change
2.19 • 10–2, 3.07 • 10–2, and 5.26 • 10–2 mm of BP-3 (84.56% ± 4.73%). However, BP-3 (4 μg/mL) led
showed gut dilatation. Tail deformity was accompa- to significant decreases in liver size versus controls
nied by somite malformation in 5.26 • 10–2 and 7.89 (65.33% ± 8.93%; p < 0.05).25
• 10–2 mm groups, and in these animals, both pericar-
dial and yolk edema were also observed.9 C. Oxidative Stress
In a recent study of rat frontal cortex and hip-
pocampus, effects of BP-3 on expression of dif- In 2015, Liu et al. investigated oxidative stress in
ferent receptors (estrogen, androgen, and aryl livers of the freshwater fish Cassius auratus, ex-
hydrocarbon [AhR]) and apoptosis were determined posing them to the four BP-type UV filters. In this
by Krzyżanowska et al.24 During pregnancy, BP-3 study, the authors measured four oxidative stress-re-
was intradermally administered to female rats and lated biomarkers (activities of superoxide dismutase
then to their 6- through 7-wk–old male offspring. [SOD], glutathione S-transferase [GST], catalase
In offspring frontal cortex, BP-3 induced the mi- [CAT], and glutathione [GSH]). Exposure concen-
tochondrial apoptosis pathway, evidenced by in- trations were 0.48 ± 0.03 mg/L for BP-1, 0.48 ± 0.05
creases in caspase 3 and caspase 9, Bax, and Bak mg/L for BP-2, 0.48 ± 0.3 mg/L for BP-3, and 0.49
levels. Moreover, BP-3 caused elevations in the ± 0.03 mg/L for BP-4. Each treatment group was
number of cells with apoptotic DNA fragmentation. exposed to the concentrations for 7, 14, and 28 d.
In hippocampus, the authors observed elevated lev- Results showed that BP-1 and -3 enhanced GST ac-
els of caspase 9 and decreased antiapoptotic protein tivity at first and after 7 d, but at the close of d 28
levels. Both ERβ and membrane G protein-coupled GST levels were not markedly different than those of
receptor 30 were markedly reduced in both brain re- controls. BP-1 and -3 considerably increased GSH
gions. BP-3 significantly increased AhR in offspring levels, which remained high until the end of the ex-
frontal-cortex cytosol but did not affect hippocam- periment. SOD activity decreased in all BP-exposed
pal AhR levels. In rat frontal cortex, BP-3 induction groups after 7 d. However, SOD levels progres-
of the mitochondrial apoptotic pathway may have sively increased after 14 and 28 d of exposure. CAT
been caused by decreased estrogen and thus its activity diminished considerably in all BP-exposed
neuroprotective effects or increased AhR-mediated groups after 7 d but progressively increased after 14
apoptosis.24 and 28 d. Decreases in SOD and CAT activities after
In 2016, Jang et al. assessed toxicity in first 7 d was explained by high levels of reactive ox-
Daphnia magna using BP-3, 2-ethyl-hexyl-4- ygen species after instant exposure to a toxic insult.

Journal of Environmental Pathology, Toxicology and Oncology


Endocrine-Disrupting Properties of Organic UV Filters207

On the other hand, increases in SOD and CAT lev- et al. demonstrated the estrogenic activity of OMC
els after 14 and 28 d were interpreted to occur after in the Cellosaurus HELN ERα cell line.32 In 2001,
adaptive responses to toxicants and defensive gains Schlumpf et al. found that OMC exposure (0.1 ×
against oxidative stress.26 10–7, 1 × 10–6, 5 × 10–6, 1 × 10–5, and 5 × 10–5 m con-
Today, BPs are widely used globally. However, centrations, for 6 d) caused dose-dependent cell pro-
due to their endocrine-disruptive and reprotoxic ef- liferation in MCF-7 human breast cancer cells.33
fects, avobenzone (AVB), EHMC, and octocrylene Klammer et al. investigated OMC effects at dif-
(OCT) are suggested as alternatives to BP-type UV ferent doses (10, 33, 100, 333, and 1000 mg/kg) for
filters.10 A summary of BP-3 endocrine-disrupting 5 d on the HPT axis in bilaterally ovariectomized
effects is found in Table 2.13,14,17,23 rats.30 The authors applied E2-valerate to the posi-
tive-control group. At the close of d 5, all animals
III. OCTYL METHOXYCINNAMATE were decapitated. Levels of thyroid-stimulating
hormone (TSH), thyroxine (T4), and triiodothy-
The UV filter octyl-methoxycinnamate (OMC) is ronine (T3) were detected in serum. Additionally,
used in sunscreens and most personal-care products the authors measured thyroid gland expression of
worldwide.27 This compound is lipophilic and can sodium iodide symporter, pro-thyroid–releasing
accumulate in biota.8 OMC is found at a value of ~ hormone (pro-TRH), TSH receptor, TRH messen-
10–390 µg/kg in sewage sludge and can be detected ger RNA (mRNA), and thyroid peroxidase activ-
in biological samples (i.e., blood, urine, and breast ities. Hepatic deiodinase activity was detected in
milk).28 Results of different studies suggest that the liver. Expression of pro-TRH in the mediobasal
OMC can act as an endocrine disruptor.29,30 During hypothalamus did not change in any OMC-applied
the last decade, in vivo and in vitro studies found groups or in positive controls. Serum TSH levels
OMC to interfere with hypothalamus–pituitary–go- decreased in a dose-dependent manner in all study
nadal and hypothalamus–pituitary–thyroid (HPT) groups, with the difference significant in 333 and
axes.30,31 Additionally, OMC possesses estrogenic 1000 mg/kg exposed groups versus controls. Se-
and estrogen-independent activities.29 rum T3 levels decreased by 63% in the 1000 mg/
kg OMC-exposed group compared to controls.
A. In Vitro/In Vivo Studies on OMC Mean serum T4 levels decreased by 75% and 59%
Endocrine-Disrupting Effects and in 333 and 1000 mg/kg OMC-exposed groups, re-
Reproductive/Developmental Toxicity spectively, versus controls. TSH receptor expres-
sion in thyroid increased by 144% in highest-OMC
In vivo and in vitro studies have shown that OMC animals compared to controls. Hepatic deiodinase
acts as an estrogenic compound. In 2005, Gomez activity decreased by 72% and 64% in 333 and

TABLE 2: BP-3 Endocrine-disrupting effects


Estrogenic activity
In vitro studies: Binding to hERα; induction to transactivation of ERα and ERβ
In vivo studies: Uterotrophic effects on rats; decreased ERβ levels in rodents
Progesterone activity
In vitro studies: Antagonism with hPR transactivation
Antiandrogenic activity
In vitro and in vivo studies: Antagonism with hAR transactivation
Thyroidal activity
Induction of TR transcription; decreased ERR1 expression
ER, estrogen receptor; ERR1, estrogen-related receptor 1; hAR, human androgen receptor; hPR, human progesterone receptor; TR,
thyroid receptor.

Volume 39, Issue 3, 2020


208 Oral, Yirun, & Erkekoglu

1000 mg/kg OMC-applied groups compared to Several studies investigated OCT potential
controls.30 health risks. In 2016, Zhang et al. studied multiple
In 2011, Axelstad et al. demonstrated endocrine endocrine-disrupting effects of OCT in zebrafish
disruption caused by OMC.31 The researchers inves- (Danio rerio).7 Adult zebrafish were OCT exposed
tigated OMC effects on developing reproductive and at 100, 1000, and 3000 µg/L–1 for 28 d. Control
thyroid hormone systems and addressed neurologi- groups (blank and solvent) were also included. Wa-
cal development related to thyroid hormone levels ter samples were measured for realization of OCT
in rat offspring. Eighteen pregnant Wistar rats were exposure concentrations at 0 h, after 24 h, and be-
exposed to OMC at 0, 500, 750, and 1000 mg/kg fore water renewal after 48 h and on d 1–3, 10–12,
during gestation and lactation. T4 levels sharply and and 19–21. All actual concentrations were lower
significantly decreased during the dosing period in than prepared levels, and OCT was detected in
all dosed dams. However, this effect was not as se- all exposure groups. The researchers reported that
vere in offspring. On postnatal d 16, a dose-depen- OCT showed little bioaccumulation, OCT uptake
dent relative decrease in prostate occurred, and testis was rapid, and its elimination occurred within 24
weights and testosterone levels were significantly h. At the close of d 28, zebrafish was extracted and
less in 1000 mg/kg OMC-exposed male offspring. tissues were homogenized. Ovaries of female ze-
Female offspring showed decreased motor activity. brafish were examined to detect distribution of pri-
However, in lowest- and highest-dose groups, im- mary and previtellogenic oocytes and vitellogenic
proved spatial learning abilities were observed in ovaries, and the authors measured the gonad–so-
males. In 500, 750, and 1000 mg/kg OMC-exposed matic index. Results showed a decreased percent-
groups, sperm counts and prostate weights were age of oocytes along with increased vtg in oocytes
markedly lower than those of controls. The inves- in highest OCT-exposed fish. It is suggested that
tigators suggested that perinatal exposure to OMC high levels of OCT accumulation could directly ex-
could cause disturbances in both reproductive and pedite ovaries and induce vtg1. VTG1, steroid me-
neurological development in rat offspring.31 tabolism genes, and nuclear receptor genes (ER1
In 2001, Schlumpf et al. reported that OMC ex- and AR) were analyzed in brain, liver, and gonad.
posure (1035 mg/kg for 4 d) in immature female rats ER1 down-regulation was associated with OCT an-
caused increases in uterine weight.28 Klammer et al. tiestrogenic activity in brain. AR gene expression
showed that OMC at 1000 mg/kg for 5 d resulted was found significantly inhibited in male gonad at
in increased uterine weight, decreased insulin-like medium and high total-body OCT accumulation and
growth factor 1 gene expression, and reduced serum in female fish with high OCT levels. cyp19b was
levels of cholesterol, triglyceride, and low density significantly up-regulated in brain at medium and
lipoprotein in ovariectomized adult rats.34 high OCT accumulations. Researchers observed
significant up-regulation of vrg1 in liver at high
IV. OCT OCT accumulation levels in both sexes. Addition-
ally, the retinol-binding protein 2a (Rbp2a) gene
OCT, one of the most widely used UV filters, is also was found to be induced in liver in both sexes. On
found in personal-care products. Because of its high the basis of these results, it was suggested that OCT
lipophilicity (logKow = 6.9) and low biodegradabil- can easily accumulate and cause endocrine-disrupt-
ity, OCT can accumulate in biota.35 This compound ing effects in aquatic life.7
is hydrophobic and more refractory than other UV
filters.36 It has been detected at up to 642 µg/kg dw V. 4-METHYLBENZENE CAMPHOR
in lake sediment, 25 µg/kg dw in river sediment,
and up to 12 µg/L in wastewater. In 2006, Buser et 4-Methylbenzylidene camphor (4-MBC) is an or-
al. and in 2014, Blüthgen et al. found OCT at up to ganic UV filter. Studies in rats indicate that after oral
2400 ng/g lipid weight and 30 ng/g dry weight in administration of 4-MBC, the substance is metabo-
Switzerland river fish.37,38 lized by CYP450s and subject to intensive hepatic

Journal of Environmental Pathology, Toxicology and Oncology


Endocrine-Disrupting Properties of Organic UV Filters209

and gut-wall first-pass metabolism. 4-MBC has high MCF-7 cells with 1 µmol/L of E2 and 10 µmol/L
lipophilicity (logKow = 5.1).39 of 4-MBC for 18 h. Exposure to both compounds
Several studies reported that 4-MBC can act caused significantly higher numbers of cells synthe-
as an endocrine disruptor and cause developmental sizing DNA compared to untreated controls. This
defects. Moreover, 4-MBC has a terpene group that finding showed that micromolar concentrations of
acts as an acetylcholinesterase (AChE) inhibitor.33 4-MBC expedite cell proliferation in the MCF-7
In 2016, Li et al. investigated 4-MBC teratogenic cell line. The researchers also performed competi-
effects in wild-type zebrafish that were cultured and tive binding assays and gene induction assays ([3H]
embryos collected.40 Treatment concentrations at E2 as tracer and unlabeled E2 as competitor) and
72 hpf were 19.82, 14.5, and 15 µm. Embryos that cytosolic protein preparation of Xenopus laevis liver
were exposed to 15 µm 4-MBC at 72 hpf showed cells to determine 4-MBC’s estrogen-like effect.
no escape response to touch stimulation, contrary They found that 4-MBC was particularly bound to
to untreated control embryos. The embryos were cytosolic-binding sites. However, binding affinity
found to be totally paralyzed, showing no swim- measured medium to low compared to that of E2. To
ming activity. Only 20% of embryos exhibited fin determine ER-mediated gene induction of 4-MBC,
paddling motions in the highest-exposure group, but the gene induction assay was performed using an
untreated embryos displayed normal axial curvature endogenous ER transcription product. Results sug-
and rapid swimming. To detect effects of 4-MBC gested that 4-MBC can induce the ER gene at only
on AChE activity, 4-MBC–exposed embryos at 24 high concentrations (10–100 µmol/L) in X. laevis
hpf were analyzed using AChE staining (for which hepatocytes.41 See Table 3 for a summary of 4-MBC
a brown signal indicates AChE activity). Both con- endocrine-disrupting effects.20,40,41
trol and exposed embryos displayed brown signals.
However, a much lighter signal was detected in VI. AVB
4-MBC–exposed embryos. Additionally, to support
AChE inhibitory effects of 4-MBC on neuronal AVB is the most widely used photostabilizer in cos-
cells, experiments on the Nero-2a cell line found metic products. It is also classified as an indirect
that 4-MBC exposure induced AChE inhibition in a food additive by the Food and Drug Administration.
dose-dependent manner.40 In 2017, Klopcic and Dolenc investigated AVB toxic
In 2005, Klann et al. investigated 4-MBC en- effects in MDA-kb2 and GH3.TRE-Luc reporter
docrine-disrupting effects on Xenopus laevis cell cells.42 Cells were treated with the maximum non-
proliferation and gene induction in the Michigan toxic concentration of AVB to detect glucocorticoid,
Cancer Foundation (MCF)-7 cell line.41 To deter- (anti)androgen, and (anti)thyroid hormone-like ac-
mine the cell proliferation index, researchers treated tivity. Results were based on dose–response data

TABLE 3: 4-MBC Endocrine-disrupting effects


Estrogenic activity
In vitro studies: Binding to hERβ and cytosolic ER; induction in hERα and hERβ activation
In vivo studies: Uterotrophic effects in rats
Progesterone activity
Antagonism of hPR transactivation
Antiandrogenic activity
Antagonism of hAR transactivation (unclear)
Thyroidal activity
Decreased iodide uptake; increased TSH and T3 levels; decreased T4 levels
ER, estrogen receptor; hAR, human androgen receptor; hER, human estrogen receptor; hPR, human progesterone receptor; T3,
triiodothyronine; T4, thyroxine; TR, thyroid receptor; TSH, thyroid-stimulating hormone.

Volume 39, Issue 3, 2020


210 Oral, Yirun, & Erkekoglu

at half maximal effective concentration (EC50) and OCT, and AVB on D. magna.10 After single, binary,
half maximal inhibitory concentration. AVB showed or ternary exposure, EC50 single and EC50 mix
glucocorticoid-like activity at 2.7 fm and exerted an- levels were determined for each UV filter. Results
tiandrogen-like activity at 17 pm. Additionally, AVB showed that these UV filters decreased UVR harm-
was shown to induce thyroid hormone-like activity ful effects more efficiently when used in mixtures.
at EC50 (1 nm). AVB significantly acted as an AR However, combined exposure to these compounds
antagonist, glucocorticoid receptor (GR) agonist, caused more endocrine-disrupting effects compared
and thyroid receptor (TR) antagonist in gene assays. to single exposures. The researchers suggested that
Moreover, AVB modulated GR ligand-binding.42 mixtures of organic filters be classified as “harm-
ful,” and each UV filters as “toxic.”10
VII. MIXTURE TOXICITY
VIII. CONCLUSION
Several studies investigated the influence of par-
tial agonism in UV-filter mixture activity. In 2017, Using UV filters in sunscreens, cosmetics, or per-
Kunz et al. analyzed activities of UV filters alone, sonal-care products provides protection against the
in combination with E2 at different concentrations, UVR, and these compounds are increasingly pro-
and at NOECs in recombinant yeast.43 In this study, duced and consumed. But during the past 20 yr,
experiments were based on concentration addition concerns about these compounds have increased be-
and independent action models. Investigators used cause research has shown that they can cause seri-
BP-1, BP-2, 4,4′-dihydroBP (DHB) and ethyl-4-am- ous adverse effects to human health and toxic effects
inobenzoate (ET-PABA) because these substances on the environment. Increasing numbers of in vivo
are comprehensive agonists and exhibit full dose– and in vitro studies suggest that some of these UV
response curves but not antiestrogenic activity. filters could lead to endocrine disruption.
BP-3, 3-benzylidene-camphor, benzyl salicylate, UV filters including BP-3, 4-MBC, ET-PABA,
and phenyl salicylate were chosen because they are and OCT were shown to exhibit estrogenic activity.
partial human ERα (hERα) agonists with submax- Binding-affinity assays to ERα and ERβ found that
imal dose–response curves. When coexposed with some of these substances can interact with recep-
E2, they also exhibit full antiestrogenic activity. tors whereas others had antagonistic or partial ago-
Researchers found that BP-1 EC25 and EC75 lev- nistic activity. Some studies showed that UV filters
els exhibited antagonism with all binary mixtures can disrupt estrogen or androgen synthesis, protein
(BP-1 + ET-PABA, BP-1 + BP-2, and BP-1 + DHB). binding, or different hormone receptor expression.
However, all other binary mixtures had synergistic Moreover, UV filters BP-3, 4-MBC, and OMC dis-
interactions. Additionally, mixtures of BP-2 with played antiandrogenic activity. For instance, OMC
BP-1 and DHB with ET-PABA exhibited strong syn- was shown to decrease serum testosterone levels in
ergism at EC25 concentrations. At NOEC levels, all rodents. Some UV filters affect the HPT axis. Fur-
mixtures of BP-1, BP-2, DHB, and ET-PABA (pure ther studies are needed to determine their mecha-
hERα agonists) display synergism, and toxic effects nism of action and other possible adverse effects.20
to these compounds in combinations were more se- Human exposure to UV filters is primarily by
vere than in single exposures. These results indicate a dermal route. Exposure of aquatic organisms and
that UV-filter mixtures can exhibit remarkable inter- their environments (such as rivers, lakes, seas, etc.)
actions, and because risk can increase using UV fil- are also a serious matter of concern. Their muta-
ters as mixtures, risk assessment must be performed genic, pseudopersistent, bioaccumulative, and endo-
for these products in combinations.43 crine-disruptive properties can also cause significant
Because most UV filters are used in combina- effects to aqualife and disrupt habitats.
tion in personal-care products, their effects on en- In conclusion, we suggest that although a large
vironmental ecosystems must also be evaluated. In number of in vivo and in vitro studies suggested that
2017, Park et al. studied mixture toxicity of EHMC, UV filters exhibit endocrine-disrupting effects and

Journal of Environmental Pathology, Toxicology and Oncology


Endocrine-Disrupting Properties of Organic UV Filters211

cytotoxicity, more human studies are needed to un- assessment of profiles and ecological risks in Shanghai,
derstand individual toxic effects of the compounds China. Ecotoxicol Environ Saf. 2017;141:235–41.
13. Kinnberg KL, Petersen GI, Albrektsen M, Minghlani M,
as well as harmful effects of their mixtures. Both
Awad SM, Holbech BF, Green JW, Bjerregaard P, Holbech
experimental and population studies will shed light H. Endocrine-disrupting effect of the ultraviolet filter ben-
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