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Figure 1. Key elements with examples of ML application in CO2RR (top) and general process of ML during application (bottom).
Figure 2. Schematic of input features matrix and feature selection according to feature importance ranking.
target value.11 In the following subsections, we will introduce applied simple NN to predict the adsorption energy of
the key elements in ML (Figure 1), specifically in the intermediates such as CO.16−18
application of CO2RR. As the amount of data in this area continued to grow, deeper
2.1. Feature Engineering. As the first step of an ML and more complex NN, such as Graph Neural Networks
process, the input features will be fed into an ML model. They (GNN), is receiving increasing attentions. In contrast to
will be usually in vector or matrix forms for a certain sample traditional ML where input parameters are relatively
and a whole data set respectively (Figure 2). Features selected independent to each other without capturing much structure
need to well represent the characteristics of the input to enable and relational information, GNN realizes the exploration and
efficient training. Typical features describing an electrocatalyst utilization of atomic structures of the catalysts. The atoms and
include geometric features (e.g., atomic radii of compositional the bonds in such structure can be represented a graph with
elements and coordination numbers) and electronic features nodes and edges.20 For instance, Back et al. use a Crystal
(e.g., electronegativity, polarizability, valence electron num- Graph Convolutional Neural Network (CGCNN) to predict
ber). Feature selection is commonly performed before training adsorption energy of CO and H based on the initial structure
the actual model to eliminate redundant features. This may and connectivity distance of adsorbate and catalyst (Figure 3).
prevent overfitting and increase accuracy by reducing noise. This model achieved a mean absolute error (MAE) of 0.15 eV
Many a feature selection algorithm has been implemented by respect to the DFT-calculated energy for CO and H
measuring the feature importance or statistic correlations adsorption energy prediction.19 This is considerably accurate
between features.12 compare to other methods (Table 1). By taking atomic
2.2. ML Algorithm. An ML algorithm is the core of a interactions into consideration, the modeling power of GNN
model, which decides the way to process data and learn based models substantially increased, but the required amount
features. A few popular ML algorithms have been applied in of data is also much more. On the contrary, simpler ML
this field, such as random forest regression (RFR), support algorithms may perform better given a small data set.
vector regression (SVR), and gradient boosting regression 2.3. Target Properties. As the last step of the process, the
(GBR).13−15 Neural networks (NN) give another common trained model will output a predicted value as the target. The
type of ML algorithm which has more flexibility with target property needs to be decided at the very beginning. For
information exchange between neurons. Multiple studies most cases, adsorption or binding energy of certain
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Figure 4. Above the potential axis, selectivity maps of CO2RR under different potentials are shown based on binding energy of CO and OH (GCO*
and GOH*). Below the potential axis, experiment results of Hori22 are shown in the map which are fairly consistent with theoretical predictions.21
Reprinted with permission from ref 21. Copyright 2020 Elsevier B.V.
Figure 5. (a) Predicted ΔECO and ΔEHOCO of all sites identified on dealloyed AuNP. (b) Visualization of a value of atoms in dealloyed AuNP,
where a = ΔECO − 1.4423ΔEHOCO. A larger a value indicates better catalytic activity.30 Reprinted with permission from ref 30. Copyright 2019
American Chemical Society.
difference and the average of the valence electron numbers and promote C2+ production by lowering the ΔGCO dimerization, and
covalent radiuses etc. The difference between predicted energy almost all adsorbates will reduce ΔGCO hydrogenation to promote
and that of pristine Cu (100) was plotted as heatmaps (Figure CH4 production.
6, parts b and c). It shows that adsorbates with more unpaired During liquid phase synthesis of catalyst, additives are
valence electrons, such as CH, N, CH2, and NH, are likely to usually introduced to develop a preferable morphology for
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Figure 6. (a) Example structure of *CO dimerization on Cu (100) with the presence of a supplementary adsorbate pair O/O. Orange, gray, red,
and white spheres represent copper, carbon, oxygen, and hydrogen atoms, respectively. (b) Heatmap of the difference between predicted ΔGCO
35
dimerization and (c) ΔGCO hydrogenation of different adsorbate pairs against that of pristine Cu(100). Reprinted with permission from ref 35. Copyright
2021 American Chemical Society.
efficient CO2RR,36−38 but understanding toward this process is in huge search spaces of many real-world applications, is a
still lacking. Hence, Guo et al. conducted a series of ML guided promising technology to accelerate this process substantially.
experiments to study the effect of different additives in Cu Ulissi et al. predict adsorption energy of CO (ΔECO) on
synthesis on the catalytic performance.39 In three rounds of NiGa bimetallics sites exhaustively using NN, where an NN
learning, they go through a wide screening of different types of model was trained iteratively.43 Adsorption configurations of
additives, adding more data points and input variables, and high certainty are assumed to be trustful. Those with
studying artificial-designed additives with a combination of significant uncertainty are selected automatically for further
features (Figure 7a). In general, faraday efficiency (FE) and refinement or verification using DFT, which produces ground
truth value of the configurations to enhance the training data
set for another round of ML training (Figure 8a). With much
slower DFT being only used for uncertain configurations
instead of all, this proposed process using ML reduces 90% of
the DFT workload compared to traditional non-ML
approaches. Besides, an interesting finding from this work is
that Ni active sites surrounded by Ga atoms demonstrate the
optimal ΔECO like behavior of stepped sites.
In parallel to the above-described effort, Tran and Ulissi
conducted active learning study to find CO2RR and HER
catalyst with ideal CO and H adsorption energy through an
iterative process of DFT and ML (Figure 8b).10 A unique
feature of this study is that only DFT data were included in the
final data set and ML is only used to guide the surface selection
to be calculated using DFT. Four descriptors describing
geometric and electronic features of elements coordinated the
adsorbate were selected as input, and Tree-based Pipeline
Figure 7. (a) Scheme of three round of learning. Feature importance Optimization Tool (TPOT)44 was used to choose the best ML
of (b) FE-CO and (c) FE-C2+ prediction in the first round of model. In the end, a data set with 42,785 DFT calculations
learning.39 Reprinted with permission from ref 39. Copyright 2021 (ΔECO and ΔEH) was obtained. Based on these data, Cu−Al
American Chemical Society. bimetallics was identified as a new catalyst to have optimal
ΔECO and ΔEH, which can be seen in the two-dimensional
current density (j) of CO2RR products are the output of ML volcano plots (Figure 9, parts a and b).
models. It was predicted that Sn is most significant for FE-CO Subsequently, the team managed to design and fabricate the
and aliphatic OH group on the organic additive is most Cu−Al and test its CO2RR activity.45 The best Cu−Al ratio
significant for FE-C2+ (Figure 6, parts b and c). Subsequent was found via ML prediction of ΔECO on Cu−Al bimetallics
experiments reveal that the high FE for organic additives and with different Al concentrations. Optimal morphology and
Sn is due to the Cu2O phases induced during synthesis, which electrolysis conditions are also studied in different experiments.
has been reported for its high catalytic activity.40,41 As a result, a dealloyed nanoporous Cu−Al on PTFE catalyst
3.2. Alloy. Alloy represents an important group of catalyst was successfully developed with 2-fold increment in C2H2
in CO2RR. It is possible to tune the electronic properties selectivity comparing to pure Cu (Figure 9c).
through the interaction between different metal components.42 Besides direct analysis on the DFT-produced data set, this
The huge search space of alloying elements and composition data set was also used to train ML models, such as the
choices impose great challenges particularly for new alloy representative aforementioned CGCNN.19 Recently the
catalyst discovery. ML, proven to be able to search efficiently CGCNN model has been improved by using the unrelaxed
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Figure 8. Scheme of iterative ML and DFT optimization process. (a) Prediction of ΔECO on NiGa bimetallics43 Reprinted with permission from ref
43. Copyright 2017 American Chemical Society. (b) Selection of catalyst with optimal ΔECO and ΔEH to be included in DFT calculation.10
Reprinted with permission from ref 10. Copyright 2018 Springer Nature.
Figure 9. Two dimensional plots of (a) activity for CO2RR and (b) selectivity toward CO2RR according to ΔECO and ΔEH. (c) FE of gaseous
products on dealloyed Cu−Al at different current density compared with nanoporous Cu and pure Cu.45 Reprinted with permission from ref 45.
Copyright 2020 Springer Nature.
bulk structure of catalyst as input only.46 During training, over 20% improvement in MAE of ΔGCO compared to its
binding site atoms are obtained from relaxed adsorbate-catalyst benchmark CGCNN.
slab according to a distance criterion. Those atoms are then High entropy alloy (HEA) represents an emerging class of
labeled on an unrelaxed bare catalyst slab to be used as input alloy yet is chemically stable. HEA has unique catalytic
for training (Figure 10a). During new catalyst screening, all properties by combining different metals. Hence, tuning the
possible adsorption sites will be identified through the graph composition and concentration is crucial for an optimized
conversion of the initial structure, and these labeled site catalytic activity.47 Pedersen et al. studied two set of HEAs,
structures could be used to predict the adsorption energy CoCuGaNiZn and AgAuCuPdPt, by predicting ΔECO and ΔEH
(Figure 10b). Besides this representation, the author also using ML.48 To simplify the possibilities of surface adsorptions,
added an attention module and used an ensemble of five surface microstructures with only categorical composition
models trained together to further increase the accuracy and features (Figure 11a) was constructed as input of a Gaussian
stability. In the end, the LS-CGCNN-ens model could achieve process regression (GPR), one of the traditional ML
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Figure 10. (a) Labeled site representation generated during training and (b) the modeling process during application.46 Reprinted with permission
from ref 46. Copyright 2020 American Chemical Society.
Figure 12. (a) Example of an SAC structure.14 (b) Prediction heat map of ΔGCO on various SACs.13 Blue squares indicate optimal ΔGCO for
CO2RR. (c) Example of a DMSC structure. d) Prediction heat map of limiting potential of various DMSCs. In parts a and c, white, gray, blue,
orange, and green spheres represent H, C, N, TM 1, and TM 2 atoms, respectively. Parts a and c are reprinted with permission from ref 14.
Copyright 2021 American Chemical Society. Parts b and d are reprinted with permission from ref 13. Copyright 2020 American Chemical Society.
Figure 13. (a) Representative RMSE of train set, test set, and test set with CGL. Distribution of ΔECO for SAAs with (b) p-block and (c) d-block
alloying atoms. Ideal range of ΔECO for CO2RR is indicated by dashed lines.15 Reprinted with permission from ref 15. Copyright 2022 Creative
Commons https://creativecommons.org/licenses/by-nc-nd/4.0/legalcode.
CO2RR activity. According to the heat map (Figure 11d), relaxed using HT DFT. The data were then split into source
DMSCs located at the top left possess a higher absolute value and target data sets to train a GBR ML model. Initially,
of UL, which may be attributed to the similar electronegativities alloying elements in target data are not included in source data
of two TM atoms. In contrast, DMSCs with Ag−Mo and Ag− to test the model’s generalizability. Considering the high
Co as TM atoms with the lowest absolute value of UL were testing error, the model was further trained by adding 10 data
considered as high-performance catalysts. samples from target data set to source data set, which is
Single atom alloy (SAA) is another type of SAC with referred as cross group learning (CGL). Such CGL turns to be
alloying metal atoms dispersed across the host metal surface.53 helpful for boosting the performance and managed to improve
Wang et al. used DFT to study Cu-based SAA catalysts and the performance of target data by over 50% (Figure 13a)
developed an ML model for accurate prediction of ΔECO.15 A without requiring much information on target data.
total of 2669 SAA configurations with different Cu facets, The author then analyzed ΔECO computed for each SAA
alloying elements, and adsorption sites were identified and configuration with DFT data. For example, SAA with d-block
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alloying elements shows a wider distribution of ΔECO (Figure (e) Some commonly used ML models for CO2RR are black-
13c), which implies a greater tunability for different catalytic box in nature.54 Interpretable ML can be helpful to
reactions. Optimal configurations were selected according to understand the model mechanisms and build up trust
the ideal ΔECO range (Figure 13, parts b and c) and were and confidence for practical deployment.
further filtered by their ΔEH to find promising SAA catalysts.
Last but not least, ML is more of a supporting technology to
4. OUTLOOK assist users. Domain expertise is a must for research
In this Perspective, we introduced the general methodology of understanding and results analysis, and naturally a prerequisite
applying ML in CO2RR research. Regardless of the application,
one needs to prepare a sufficiently large data set, select of making full use of this powerful technology for CO2RR
informative features, train a suitable ML model, and predict a electrocatalyst.
certain target property. Then, recent research using ML in the
understanding and discovery of pure metal, intermetallic, and
SAC catalyst was demonstrated and discussed.
Though opportunities and advantages brought by ML are
■ AUTHOR INFORMATION
Corresponding Authors
obvious and the research domain looks promising, drawbacks Wei Zhang − Infocomm Technology Cluster, Singapore
and challenges of this method still exist inevitably. Powerful Institute of Technology (SIT), Singapore 567739, Singapore;
ML algorithms often demand significant training data. For Email: wei.zhang@singaporetech.edu.sg
example, complex models like GNN will outperform traditional Qingyu Yan − Energy Research Institute @ NTU, Singapore
ML models only based on the availability of large-scale data 637141, Singapore; School of Material Science and
sets. Generating data samples for ML can be costly, e.g., HT Engineering, Nanyang Technological University, Singapore
experiments and DFT with significant overhead for time, 639798, Singapore; Institute of Materials Research and
computation, and so on. In this regards, establishment of a Engineering, A*STAR, Singapore 138634, Singapore;
collaborative database, like Catalysis-Hub,25 could solve this orcid.org/0000-0003-0317-3225; Email: alexyan@
problem to some extent. Further effort is necessary, e.g., ntu.edu.sg
rigorously and systematically discussing the standardization of
descriptors and methods. In the case of training ML to Authors
approximate DFT, i.e., using DFT to generate training data set, Erhai Hu − Energy Research Institute @ NTU, Singapore
gaps are there between DFT-derived results and the results 637141, Singapore; School of Material Science and
from a real-world implementation. Even ML can accurately Engineering, Nanyang Technological University, Singapore
approximate DFT with nearly neglectable error, and the ML 639798, Singapore; orcid.org/0000-0003-4545-1828
prediction results may not align with real-world experimental Chuntai Liu − Key Laboratory of Materials Processing and
results very well. Hence, the combination of ML and DFT is Mold, Ministry of Education, Zhengzhou University,
more appropriate to guide preliminary screening, while more Zhengzhou 450002, China; orcid.org/0000-0001-9751-
formal and practical verification, discovery, and analysis require 6270
HT or manual experiment. Complete contact information is available at:
Besides the inherent challenges of computational studies, https://pubs.acs.org/10.1021/acs.jpcc.2c08343
there are some other inadequacies, but they can be resolved
through future endeavors: Notes
(a) As discussed, most of the studies focused on adsorption The authors declare no competing financial interest.
energy of CO and H. This could only determine the Biographies
activity of CO2RR, but the selectivity or dominating
reaction pathways are not distinguishable. Researchers
shall also focus on individual products or pathways and
intermediates beyond CO.
b) More types of catalysts need to be considered with ML-
based approaches. Currently, catalysts studied using ML
are mostly intermetallic and some SACs. Other effective
CO2RR catalysts like metal oxides,6 MXene,7 and
nanostructured catalysts8 shall be studied using ML as
well.
(c) Researchers need to standardize the evaluation of ML
performance with common evaluation metrics and
benchmarking data set. This can enable the research
community to gain qualitative comparison and under-
standing of different proposed approaches and accord-
ingly streamline the optimization process. Erhai Hu completed his Bachelor of Engineering degree in Materials
(d) Practicality for the synthesis of the discovered catalysts Engineering at Nanyang Technological University, Singapore. He is
need to be examined, either before the prediction or in
now a Ph.D. student in the Energy Research Institute @ NTU (ERI@
the post analysis. For example, synthesis of alloys with
certain compositions and some types of SACs may be N). His research interests include electrocatalysis, energy storage
impossible or very difficult. materials, and machine learning.
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■ ACKNOWLEDGMENTS
Q.Y. acknowledges the funding support from Singapore MOE
AcRF Tier 1 under Grant No. 2020-T1-001-031. The authors
would also like to acknowledge the 111 Project (D18023)
from Zhengzhou University for their support for this work.
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