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The psychology of revolution


Fathali M Moghaddam and Margaret J Hendricks

Revolutions are attempts to forcibly overthrow the political and characteristics of revolutions? What psychological factors
social order. However, most revolutions fail to generate longer- contribute to the failure of revolutions? And what psycho-
term psychological changes to bring about a match between logical research should be conducted toward a better
the behavior of the population and the espoused goals of the understanding of revolutions? A theme underlying all four
revolution. Attempts by the new ruling ‘revolutionary’ elite to questions is political plasticity, the speed and extent to which
re-establish order in society often result in a resurgence of political behavior does or does not change [9].
repression and corruption, and imprisonment for those
considered ‘anti-revolutionary’. Recent psychological research What is a revolution?
on revolutions explains this failure through limitations in political Revolutions are dramatic or abrupt forced changes in the
plasticity, the speed and extent to which political behavior does system and structure of society [10]. Type 1 revolutions are
or does not change, which constrain the impact a revolution by far the most common: they bring about ‘within-system
can have on individual and collective behavior. change,’ a change in rulers without change in the deeper
political system (e.g. the ayatollah takes over from the
Address Shah, but dictatorship continues after the 1979 Iran revo-
3700 O St. NW, White Gravenor Hall (3rd Floor), Georgetown University, lution). Type 2 revolutions are rare; they involve ‘between-
Washington, DC, 20057, USA
system change’, for example from monarchy to democ-
Corresponding author: racy. Type 1 change is easier to bring about even on a
Moghaddam, Fathali M (moghaddf@georgetown.edu) smaller scale, as evident from discussions of change in
organizations [11]. In her typology of dramatic social
change, de la Sablonniere [12] suggests that even what
Current Opinion in Psychology 2020, 35:7–11
we have termed as Type 1 revolutions threaten the cultural
This review comes from a themed issue on Social change (rallies,
identity of individuals in society so that they must rede-
riots and revolutions) (2020)
fine their behavior and adapt to fit within the new
Edited by Séamus A Power structural system. However, due to constraints in the
For a complete overview see the Issue and the Editorial malleability of collective and individual behavior, most
Available online 20th February 2020 revolutions [or attempted revolutions] do not result in this
https://doi.org/10.1016/j.copsyc.2020.02.004 change in individual behavior [13,14]. Thus, Type 1
revolutions tend to involve surface-level change, simply
2352-250X/ã 2020 Elsevier Ltd. All rights reserved.
leading to a change in leadership, with very little impact
on the normative structure that governs everyday life in
society [15,16]. Important to understanding the limita-
tions of revolution’s psychological impact on society, is
examining the key characteristics of revolutions that
restrict or facilitate social change.
Introduction
There are extensive bodies of psychological research on What are the key psychological
themes associated with revolution, including justice [1], characteristics of revolution?
relative deprivation [2], inter-group and inter-cultural The key psychological characteristics of revolutions can
relations [3], inter-group contact [4], poverty and inequal- be conceptualized in four groups: (i) subjective feelings of
ity [5], and inter-group theories [6], but scant psychologi- inequity and relative deprivation [17], together with
cal research directly on revolution, the forced overthrow of aspirations for an alternative society that lead individuals
a political and social order [7]. The characteristics of to participate in radical collective action [18]; (ii) the
revolutions explain this neglect: first, revolutions are rare channeling of collective resources by the counter-elite
occurrences; second, they are difficult to study using the to overthrow the current ruling elite [19]; (iii) manage-
most commonly used methods in psychology, the labora- ment of collective aspirations and demands after the
tory experiment; third and most importantly, they con- revolution, so that order is re-established with the new
cern macro-level processes and are conceptually incom- elite as rulers [20]; and (iv) longer-term psychological
patible with the reductionist, individualistic approach of changes to bring about a match between the behavior of
traditional psychology [8]. the population and the espoused goals of the revolution.

This discussion is organized to address four main questions: The first three sets of psychological changes have been
What is a revolution? What are the key psychological brought about in numerous societies experiencing Type 1

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8 Social change (rallies, riots and revolutions) (2020)

revolutions. A strong sense of unfairness is seen as central ruling ‘revolutionary’ elite fail to deliver what was prom-
to radicalization both at individual and collective levels ised to its mass of supporters before the revolution, there
[21,22]. But radicalization does not take place in a vac- is [often severe] crackdown on civil liberties and a
uum; the term ‘mutual radicalization’ has been used to renewed repression — which inevitably results in the
depict how groups radicalize one another, pushing each resurgence of corruption [27]. As a post-revolution dicta-
other to greater extremes, often through the use of vio- torship emerges, people become increasingly afraid to
lence [21,23]. Aspirations for an alternative, better life complain about inefficiencies, bribery by government
have also been a focus of research, for example, among the officials, and the like.
poor [24], although it is clear that frustrated aspirations
alone do not lead individuals to join radical collective With respect to limitations on political plasticity, one of
movements. Feelings of unfairness, relative deprivation, the most important types of behavior to consider is leader-
and aspirations for an alternative society can be channeled follower relations. Leadership is a common characteristic
by a counter-elite to mobilize the population to overthrow of all major societies [28] and the ‘inevitability’ of lead-
the existing rulers. ership is an example of rigid political plasticity. Despite
the availability of technology that could enable routine
After the ruling elite have been overthrown, the counter- and mass involvement in decision-making in many areas,
elite face the challenge of re-establishing order, and in even in societies that ostensibly are politically very dif-
some cases the counter-elite are forced to retreat, re- ferent (e.g. USA, China, Russia) the most important
organize, and maneuver to achieve order [25]; they can decisions are often made by individual (almost exclu-
do this by manipulating certain psychological factors. sively male) leaders. Revolutions have failed to change
First, before the revolution, the counter-elite emphasize this centralization of (male) leadership power: for exam-
the rights of the people (e.g. ‘Citizens have a right to rebel ple, all the way from Lenin after the 1917 Russian revo-
against authority’), but after the revolution, there is a lution to Putin in the 21st century the tradition of
sudden and drastic shift to the duties of the people centralized power in the hands of one ‘strongman’ has
(e.g. ‘Citizens have a duty to obey the ruling authority’). continued in Russia [29]. This continuity is evident in all
Second, social comparisons are used to lower expectations major revolutions, from the French Revolution (1789) in
and create feelings of contentment in the population. which the executed King Louis XVI (1754–1793) is soon
This is achieved after the revolution by changing the replaced by Emperor Napoleon Bonaparte (1769–1821),
criteria and target for social comparison (e.g. ‘Our revolu- to Iran where the last Shah is replaced by Ayatollah
tion is about values, justice, and humanity, it cannot be Khomeini (1902–1989), to the Arab Spring which (except
judged by crass materialist measures such as how much in Tunisia) has so far replaced one set of male dictators for
money citizens have . . . ’). Third, displacement is used another.
to direct frustrations and anger at ‘enemies’ who are
intent on destroying the ‘people’s revolution.’ These As indicated in the above discussion of leadership, an area
enemies can include internal (e.g. religious and ethnic in which political plasticity has been very limited is male
minorities) and external (e.g. the USA and other foreign) dominance and rigid gender roles in politics [30], partic-
forces. ularly in the defense and security sectors [31,32]. In many
parts of the world women are explicitly forbidden from
While the above-listed changes are often achieved national leadership, and even in the United States and
through Type 1 revolutions, longer-term changes to bring other Western societies there has been extremely slow
about psychological transformations to align the charac- and inadequate progress toward gender power parity in
teristics of the population with the espoused values and politics and business [33].
goals of the revolution are far more difficult and seldom if
ever achieved. Thus, Type 1 revolution has been achieved After the new ruling elite take over power and Type 1
relatively often, but Type 2 revolution has proven to be far revolution is complete, typically the non-elite become
more difficult. To gain a deeper understanding of this frustrated because the promises of the revolutionaries are
failure, we need to explore the limitations on political not being fulfilled. Support for the new ‘revolutionary’
plasticity. regime declines, critical attacks increase, and in order to
stay in power the ruling elite crack down on civil liberties
Why do revolutions fail? and freedoms. Prisons start filling up with political prison-
Type 2 revolutions generally fail in the sense that after the ers again, now branded as ‘anti-revolutionary’ or
ruling regime is overthrown the ideals of the revolution ‘reactionary’ depending on the nature of the new regime.
are not achieved. In short, Type 1 but not Type 2 revolution The closing up of the political system inevitably increases
is achieved: the regime changes, but this represents corruption, as suggested by experimental research on
within-system rather than between-system change [26]. power and corruption [34,26]. Citizens who complain
The main reasons for this are limitations on political about inefficiency and corruption in the government
plasticity. A second, related reason is that as the new system are dismissed and/or punished.

Current Opinion in Psychology 2020, 35:7–11 www.sciencedirect.com


The psychology of revolution Moghaddam and Hendricks 9

In the final section below, we highlight areas in which Finally, research on pre-conditions for revolutions should
psychological research can increase understanding of the also focus on how people who are happy rather than
limitations of political plasticity in revolutions, with par- unhappy engage with social problems. The assumption,
ticular focus on the role of women [and gender equality] particularly in relative deprivation [43] and justice [44]
in sustaining social change following revolutions. research, has been that discontent leads individuals to
tackle societal problems. However, new research [45] is
suggesting more attention should be given to how con-
What psychological research should be tented but engaged people support radical social change.
conducted to better understand revolutions?
Psychological research has been heavily focused on why Conclusion
revolutions begin, but less so on why Type 2 revolutions Limitations in political plasticity constrain the psycho-
invariably fail. An issue that needs more research atten- logical impact of a revolution on society; most revolutions
tion is the centralized and dominant role of male leader- only achieve within-system change. The failure of new
ship during and following revolutions; this male domi- revolutionary regimes to establish a new governing sys-
nance imposes considerable limitations on achieving tem often results in a resurgence of dictatorship and
radical social change. corruption. In this review, we highlighted the need for
psychological research on gender equality and male lead-
Little is known about the roles and importance of ership in revolutions to increase our understanding of this
women’s participation in revolutions [35,36], but much failure to achieve between-system change. Research on
less is known about how their involvement influences revolutions should also consider the future direction of
long-term success of revolutionary ideals, and improves revolutions in the 21st century. Rapidly changing tech-
gender equality and justice. Recent international stud- nologies and social media are transforming the possibili-
ies examining trends after periods of conflict, including ties for radical protests and revolutions [46]. The new
revolution and civil war, found that most measures to technologies could empower the masses and bring about
institutionalize gender equality and increase women’s Type 2 revolutions, but they might also continue to be
power in society were ultimately short-term; eventually used to create and spread ‘fake news’ and help bring to
social norms and role shifts that occur during the con- power authoritarian strongmen [47]. In some ways, then,
flict or revolt fade away [37,38]. Likewise, an experi- this has the potential to be a revolutionary time.
mental project to increase gender equality in law
enforcement by incorporating women in Liberian Funding
National Police units did not result in improved opi- This research did not receive any specific grant from
nions of gender equality within the male dominated funding agencies in the public, commercial, or not-for-
police force [39]. These findings follow in line with profit sectors.
psychological research on contact theory [40], suggest-
ing that more is needed than the mere presence of
women to achieve more just gender relations and sus- Conflict of interest statement
tain the new governing system. How else might psy- Nothing declared.
chological research and theories help us understand
why gender roles and women’s empowerment are not References and recommended reading
Papers of particular interest, published within the period of review,
sustained in post-revolution society? have been highlighted as:

 of special interest
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www.sciencedirect.com Current Opinion in Psychology 2020, 35:7–11


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The psychology of revolution Moghaddam and Hendricks 11

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