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Apoptosis

DOI 10.1007/s10495-015-1168-3

ORIGINAL PAPER

Hyperthermia: an effective strategy to induce apoptosis in cancer


cells
Kanwal Ahmed1 • Yoshiaki Tabuchi2 • Takashi Kondo1

 Springer Science+Business Media New York 2015

Abstract Heat has been used as a medicinal and healing Introduction


modality throughout human history. The combination of
hyperthermia (HT) with radiation and anticancer agents has The idea of treating cancer cells using hyperthermia (HT)
been used clinically and has shown positive results to a dates back at least 5000 years. The main reason for the
certain extent. However, the clinical results of HT treat- relative lack of interest in HT in modern cancer research is
ment alone have been only partially satisfactory. Cell death that the past technologies could not deliver effective and
following HT treatment is a function of both temperature homogeneous heating to all sites, particularly deep-seeded
and treatment duration. HT induces cancer cell death tumors. Moreover, research and implementation have been
through apoptosis; the degree of apoptosis and the apop- hampered by the lack of noninvasive temperature mea-
totic pathway vary in different cancer cell types. HT-in- surement techniques. The recent development of new
duced reactive oxygen species production are responsible techniques (e.g., nanotechnology, computer modeling, and
for apoptosis in various cell types. However, the underlying noninvasive thermometry) to control and directly apply
mechanism of signal transduction and the genes related to heat has stimulated interest in HT again. Generally, there is
this process still need to be elucidated. In this review, we no intrinsic difference in HT sensitivity between normal
summarize the molecular mechanism of apoptosis induced and tumor cells [1]. Nevertheless, a selective in vivo tumor
by HT, enhancement of heat-induced apoptosis, and the killing effect is achieved at temperatures between 40 and
genetic network involved in HT-induced apoptosis. 44 C, which is related to a characteristic difference in
physiology between normal and tumor cells. The archi-
Keywords Hyperthermia  Apoptosis  ROS  Genetic tecture of the vasculature in solid tumors is complex and
network includes hypoxic and low-pH regions [2–4] which are not
found in normal tissues under undisturbed conditions.
These environmental factors make tumor cells more sen-
sitive to HT. The effectiveness of HT treatment depends on
temperature and treatment duration [5]. Most normal tis-
sues are not damaged by treatment for 1 h at a temperature
of up to 44 C [6]. Only nerve tissues appear more sensi-
tive [7]. Promising results from recent clinical trials indi-
& Takashi Kondo cate the effectiveness of HT treatment as an adjunct to
kondot@med.u-toyama.ac.jp radiotherapy or chemotherapy in treating numerous cancers
1
[8].
Department of Radiological Sciences, Graduate School of
HT is known to induce apoptosis in cancer cells.
Medicine and Pharmaceutical Sciences, University of
Toyama, Toyama 930-0194, Japan Apoptosis is a tightly regulated cell suicide program that
2 plays essential roles in the development and maintenance
Division of Molecular Genetic Research, Life Science
Research Center, University of Toyama, Toyama 930-0194, of tissue homeostasis by eliminating unnecessary and
Japan harmful cells [9]. Impairment of this native defense

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Apoptosis

mechanism promotes aberrant cellular proliferation and cytoskeleton, loss of the correct organelle localization and
accumulation of genetic defects, which ultimately result in breakdown of intracellular transport processes have also
tumorigenesis [9]. The regulation of apoptosis at several been reported [12].
levels is essential for maintaining the delicate balance
between cell survival and death signaling required to pre-
vent disease [9]. Caspases have major and central roles in Cellular proteins
the apoptotic mechanism. The term caspases is derived
from cysteine-dependent aspartate-specific proteases. HT induces unfolding and aggregation of proteins due to
There are three pathways to the activation of caspases: the interactions of the exposed hydrophobic groups. Misfolded
intrinsic or mitochondrial pathway, the extrinsic or death and aggregated proteins not only lose their biological
receptor pathway, and the recently described, but less activity but may also disturb protein homeostasis, damage
understood, intrinsic endoplasmic reticulum (ER) pathway membranes, and induce apoptosis [17]. Heat shock proteins
[10]. Although heat shock has been examined for decades, (HSPs) are a family of major cell regulatory proteins. They
studies are still in progress to determine the precise function as molecular chaperones in regulating cellular
mechanism of HT-induced apoptosis. In this review, we homeostasis. HSPs prevent the formation of misfolded
outline the effects of HT at the cellular and molecular protein structures both under normal conditions and during
levels. exposure to stresses such as high temperature [18]. How-
ever, a massive stress can exhaust the protein folding
capacity of HSPs resulting in protein misfolding and
Cellular changes induced by HT aggregation. This chaperone overload leads to gross dis-
turbances in cellular physiology [19] and may lead to cell
HT induces many changes in cells. For example, an death [20].
increase in temperature causes protein unfolding and
aggregation. HT also alters the internal organization of
cells including disruption of the cytoskeleton, fragmenta- Cell cycle
tion of the Golgi system and ER, and a decrease in the
number of mitochondria and lysosomes [11]. HT also Synchronized cell cultures exhibit variations in their
affects nuclear processes and the cell membrane [12]. The susceptibility to heat in accordance with the phase of the
key targets of HT in cells are briefly discussed below. cell cycle. Phosphoinositide 3-kinase-related kinases
(PIKK) family members such as ataxia-telangiectasia
mutated (ATM) and ATM-and Rad 3-related (ATR)
Cytoskeletal alteration kinases play critical roles in early signal transduction
through cell cycle check points [21]. ATM activates
The cytoskeleton, in its intact form, is responsible for checkpoint kinase 2 (Chk2) and ATR activates checkpoint
maintaining cell structure and anchoring many organelles. kinase 1(Chk1). Chk1 and Chk2 are serine/threonine
The cytoskeleton participates in various activities including kinases that are important for cell-cycle checkpoint acti-
cell movement, cell division, distribution of a number of vation following induction of DNA damage [22]. One of
intracellular membranous organelles, macromolecule the earliest signs of heat stress is the rapid phosphoryla-
transport, and regulation of protein synthesis [13]. Partic- tion of ATR at serine 428 and Chk1 at serine 345 [22].
ularly in eukaryotes, one of the major impairments Heat-induced activation of ATR-Chk1 signaling arrests
observed in response to stress conditions are defects of the cell cycle progression at the G2/M phase [22]. Heat pro-
cytoskeleton [12]. The effects of heat shock on the duces chromosomal lesions that trigger cell death if they
cytoskeleton vary depending on the strength and duration are not removed before the onset of mitosis. The rapid
of the applied HT as well as biological factors such as cell stimulation of ATR at temperatures above 40 C is an
type [14]. The three major cytoskeletal systems are not indicator of DNA damage [19]. Although ATM activation
necessarily affected simultaneously during heat stress. is delayed at temperatures above 40 C, the ATM-Chk2
Sometimes one or two are affected while the remaining pathway is mainly not involved in HT-induced apoptosis
system is not rearranged [15]. Following HT treatment, the [23]. Our study also revealed that the ATR-Chk1 pathway
microtubules slightly retract from the cell periphery. rather than the ATM-Chk2 pathway plays a predominant
Cytoplasmic bundles of microfilaments are disassembled role in apoptosis inhibition under HT [22]. Inhibition of
with the accumulation of actin aggregates and the inter- the ATR-Chk1 pathway abrogates G2/M checkpoint
mediate filaments become concentrated and form a tight activation and promotes caspase-3 cleavage to induce
ring around the nucleus [16]. Along with disruption of the apoptosis under HT [22].

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DNA apoptosis following HT treatment through a Bax/Bak-de-


pendent pathway consistent with its established role as a
Although the effect of HT on higher eukaryotes has been direct activator of Bax and Bak [32]. Whether Bim also
extensively studied, little is known about its effects on induces Bax/Bak-independent activation of caspase-3 in
DNA integrity and replication. Reports in the literature of the absence of MOMP remains unclear. As to how Bim is
HT-induced double strand breaks (DSBs) are controversial. activated following HT treatment, it is worth noting that
However, in 2012 it was reported that HT induces DSBs in heat stress disrupts intermediary, actin, and tubulin net-
G1 and G2 cells that were marked by cH2AX. In contrast, works [12] as well as Bim. Bim associates with the LC8
HT does not induce DSBs in S-phase cells but instead chain of the dynein motor complex and is liberated in
arrests and decelerates the progression of the replication response to cytoskeletal damage [33]. Moreover, HT is a
fork in a temperature-dependent manner. This response strong activator of c-Jun N-terminal kinases (JNKs) [34,
also induces the phosphorylation of H2AX at the sites of 35]. Phosphorylation of Bim by JNK enhances its
replication. The formation of cH2AX at or close to repli- proapoptotic activity [35].
cation forks prevents DNA strands from totally collapsing, In addition to the intrinsic pathway, HT is also reported to
which would result in the formation of DSBs. H2AX might affect the extrinsic apoptotic pathway by activating cell
be phosphorylated both in a DSB-dependent and DSB-in- surface death receptors, which transmit apoptotic signals
dependent manner. cH2AX formation is mediated by dif- initiated by specific ligands such as Fas ligands, tumor
ferent PIKKs: ATM triggers the DSB-associated necrosis factor-related apoptosis-inducing ligand (TRAIL)
phosphorylation, whereas DNA-dependent protein kinase and TNF-a. Stress-induced signaling was previously shown
triggers the replication arrest/delay-associated phosphory- to directly affect Fas-mediated cell death. Indeed, studies of
lation [24]. Ipr mouse lymphoid cells have revealed that both c-irradi-
ation-induced apoptosis and HT-induced apoptosis are par-
tially dependent on Fas signaling [36]. Signaling from Fas
can either directly activate downstream effector caspases or
Pro-apoptotic signal transduction induced by HT trigger the mitochondrial apoptosis amplification loop. This
signaling pathway involves caspase-8-mediated activation
The response of cells to HT depends on the magnitude and of the proapoptotic Bcl-2 family member Bid followed by
duration of HT treatment. HT triggers several signaling the release of cytochrome c, which binds to the apoptosome
pathways, some facilitate cell survival including the complex formed by Apaf-1 and caspase-9 [37]. HT at 44 C
upregulation of HSPs, and some initiate the cell death for 20 min was reported to increase the expression level of
program. There is significant interest in understanding the Fas and to simultaneously activate caspase-8 and caspase-3
underlying mechanisms that mediate HT-induced apopto- in U937 cells [38]. In Jurkat cells, mild HT at 42 C for
sis. Most data suggest that HT kills cells through activation 30 min did not induce any increase in the surface expression
of the intrinsic apoptotic pathway. Caspase-2 has been level of Fas whereas caspase-8 was activated, suggesting that
shown to play an important role in cell death induced by heat stress affects Fas signaling downstream of the Fas
microtubule disruption and heat stress [25–28]. Several receptor [37]. With these reports we can say that in addition
recent reports indicate that caspase-2 forms a complex with to the duration and intensity of heat stress, the signaling
its adaptor protein RAIDD immediately after HT treatment, effect of HT is also dependent on the cell type. TRAIL is
which in turn activates caspase-2 and cleaves Bid [25, 27, another ligand involved in the extrinsic apoptosis pathway; it
28]. tBid then stimulates mitochondrial outer membrane is well known to play a critical role as an inducer of apoptosis
potential (MOMP), cytochrome c release, and formation of in various cancer cells in vitro and has been shown to limit
an Apaf-1-caspase-9 apoptosome [25, 28]. It has also been tumor growth efficiently in vivo with minimal damage to
reported that heat itself induces conformational changes in normal tissues [39, 40]. The apoptotic signal of TRAIL is
Bax and/or Bak that render them more susceptible to transduced by binding to the death receptors TRAILR1
activation by tBid [29]. Another study revealed that this (DR4) and TRAILR2 (DR5), which are members of the TNF
canonical pathway may not fully account for the cell death receptor superfamily. These receptors are expressed more
induced by heat shock. In some instances, caspase-2 and frequently on the surface of tumor cells than on the surface of
Bid are not essential for cell death or serve as an amplifi- normal cells and thus induce the extrinsic apoptotic signal to
cation loop to promote MOMP and caspase activation target cancer cells [41]. TRAIL binding to the death recep-
downstream of the apoptosome [30]. Recently, it has been tors DR4 and DR5 results in conformational changes that
discovered that another BH3-only family member, Bim, expose the binding surface of the Fas-associated death
plays a significant role in mediating cell death indepen- domain, an adaptor protein. The adaptor molecule recruits
dently of the caspase-2-Bid pathway [31]. Bim induces the initiators caspases-8 and -10 to promote the formation of

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the death-inducing signaling complex. Activated caspases-8 When we used SOD/catalase mimetic platinum nanoparti-
and -10 directly activate caspase-3 or activated caspase-8 cles in a study of the role of ROS after HT treatment,
merges with the mitochondrial apoptosis pathway similarly significant protection against apoptosis was noted [56].
to Fas signaling [42]. Previously, the synergistic effect of HT Enhanced ROS production in mitochondria during heat
(42–43 C) and TRAIL was observed to be cytotoxic to CX- stress leads to nonspecific modifications of lipids, proteins,
1 human colorectal cancer cells through the activation of and nucleic acids, resulting in bioenergetic dysfunction
caspases-8, -9 and -3 and cytochrome c release from mito- [57]. Mitochondrial membrane constituents are particularly
chondria [43]. TNF-a is another death receptor ligand that susceptible to oxidative damage by ROS [57]. Because
plays a role in the extrinsic apoptotic pathway. It acts by intracellular oxidative stress plays an important role in the
binding to the two TNF receptors (TNFR), TNFR1 and modulation of apoptosis, we have studied the combination
TNFR2. It has been reported that in U937 macrophages after of HT with various chemicals that produce organic free
HT treatment at 42 C for 30 min, TNF-a binds to the radicals, superoxide, hydrogen peroxide, and nitric oxide
TNFR1 receptor and mediates the downregulation of heat intracellularly and with stable free radicals (Table 1).
shock factor 1 induction, which decreases cell survival and These chemicals act as heat sensitizers. An ideal sensitizer
induces apoptosis through the activation of caspase-8 [44]. would be nontoxic at basal temperature but would become
Another study showed that 15 min HT treatment of mice at toxic at hyperthermic temperatures. HT also produces
42 C for 7 days initiates TNF-a-mediated hepatotoxicity, synergistic effects when combined with radiation or cyto-
whereas 15 min treatment at 42 C HT for 1 day prevents toxic drugs at low temperatures (40.5–43 C) in vitro and
hepatic injury [45]. Repeated HT treatments rapidly down- in vivo [65, 66]. Interestingly, we also observed the syn-
regulate the levels of the caspase-8 inhibitory protein, called ergistic effects of mild HT (41 C for 20 min) and a non-
the FLICE inhibitory protein (FLIP), which activates cas- toxic dose of an antimetastatic 16-membered macrolide
pase-8, and thereby enhances TNFR-mediated apoptosis compound arising from the immediate generation of ROS
[45] (Fig. 1). in U937 cells [52]. In addition, another study by us showed
Furthermore, HT is also reported to trigger ER stress the synergistic killing of human osteosarcoma (HOS) cells
due to the accumulation of unfolded or misfolded proteins in the presence of b-lapachone (a quinine-containing
in ER which triggers cell death [46, 47]. Elevation of compound) and mild HT (42 C for 60 min) [67]. Long-
cytosolic calcium level and activation of glucose-related lasting elevation of NQO1 (NADPH: quinone oxidore-
protein (GRP) 78 and GRP 94 are HT-induced ER stress ductase) levels in HOS cells in the presence of mild HT
markers [48]. Change in cytosolic calcium level is a critical plays an important role in the synergistic effects [67].
mediator of HT-induced cell apoptosis [38, 46, 48, 49].

Genes and gene network related to HT-induced


Role of intracellular ROS in HT-induced apoptosis apoptosis

Reactive oxygen species (ROS) are derived from the HT induces complex cellular responses and changes in
metabolism of oxygen as the by-product of cell respiration signal transduction. As a result, overall responses are dif-
and are continuously produced in all aerobic organisms. ficult to determine by conventional methods. The appro-
Oxidative stress occurs as a consequence of an imbalance priate tools for elucidating HT-induced responses are DNA
between ROS production and the available neutralizing microarrays and bioinformatics systems. Heat stress affects
antioxidants. ROS, including superoxide, hydrogen perox- numerous genes and biological functions in a wide variety
ide (H2O2), and hydroxyl radicals (OH.), play pivotal roles of cell types under apoptotic and non-apoptotic conditions.
in both physiological and pathological processes [50]. HT Our group previously compared differences in gene
is one of the factors responsible for ROS production in expression patterns between cells under apoptotic and non-
various cell types [34, 35, 49, 51, 52]. apoptotic conditions using a microarray system and dif-
The superoxide anion (O-• 2 ) is the precursor of most ferent cell lines [68, 69]. Through the use of an ingenuity
ROS and a mediator in oxidative chain reactions [53]. HT pathways analysis tool, we identified two significant gene
decreases superoxide dismutase 1 (SOD-1) mRNA levels, networks in U937 cells shown in Fig. 2a (non-apoptotic
cytoplasmic SOD protein levels, and enzyme activity, condition) and Fig. 2b (apoptotic condition). In gene net-
leading to the enhancement of ROS generation [54]. O-• 2 work A, the core is IL1B, which is associated with bio-
can dismute to produce H2O2 either spontaneously or logical activities such as cellular compromise responses as
through a reaction catalyzed by SOD. In addition, O-•
2 may well as cellular function and maintenance. This network
react with other radicals including NO. The product per- also contains HSPs including Hsp70 (HSPA1A), Hsp60
oxynitrite (ONOO -) is also a very powerful oxidant [55]. (HSPD1), and Hsp27 (HSPB1). Induction of HSPs is a

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TRAIL FasL Extrinsic pathway

DR4/DR5 TNFα
Fas
TNFreceptors HT
Death
domain
Intrinsic pathway
DD DD
(DD)

FADD FADD TRADD Procaspase-2

Procaspase-8 FADD
Procaspase-2 JNK
Caspase-8 FLIP RAIDD
p-JNK
tBid Caspase-2
ER stress
Bid Bim
Caspase10 Bid tBid
Ca2+-dependent
enzymes Bax
Bak
Cytochrome c
[Ca2+]i
Apaf-1/ caspase-9
Cytochrome c
Caspase-3
Apaf-1/ caspase-9

Caspase-3
DNA and nuclear fragmentation
Cell death (Apoptosis)

Fig. 1 Mechanism of apoptosis induced by hyperthermia (HT). which activates caspase-8 and enhances TNFa-mediated apoptosis.
Extrinsic pathway: Activated by cell surface death receptors. Ligands Intrinsic pathway: Heat shock induces the formation of the RIADD-
such as Fas L, TNF-a and tumor necrosis factor-related apoptosis- caspase-2 complex, which activates caspase-2 followed by cleavage
inducing ligand (TRAIL) activate death receptors. Caspase-8 plays of Bid into tBid and stimulation of the mitochondrial apoptotic
the main role in the extrinsic apoptotic pathway. These receptors pathway. Another pro-apoptotic BH3-only protein, Bim, plays an
activate caspase-8 followed by cleavage of Bid into tBid, MOMP important role in HT-induced apoptosis through the Bax/Bak-
stimulation, cytochrome c release, and formation of the Apaf- dependent pathway. HT also induces ER stress, which increases
1/caspase-9 complex, which in turn activates effector caspase-3 intracellular calcium ion concentration ([Ca2?]i) as the mediator of
inducing apoptosis. TRAIL and Fas L also directly activate caspase-3. apoptosis
HT downregulates the levels of the FLICE inhibitory protein (FLIP),

Table 1 Heat-sensitizing compounds


Drug Cell line Concentration/C Target for apoptosis Reference

2, 20 -azobis (2, 4-dimethylvaleronitrile) (free radical initiator) U937 5 mM/44 C (10 min) Mitochondria [48]
a-phenyl-tert-buthyl nitrone (neuroprotector) U937 10 mM/44 C (10 min) Mitochondria/Fas/ [49]
Tempo (2,2,6,6 tetramethyl-piperidine-N-oxyl) U937 10 mM/43 C (30 min) Mitochondria [51]
Sanazole (hypoxicradiosensitizer) U937 10 mM/44 C (20 min) Fas/Caspase8 [58]
Verapamil (Ca2? channel blocker) U937 100 lM/42–44 C (30 min) Mitochondria [59]
Lidocaine (local anesthetic) U937 1 mM/44 C (10 min) Mitochondria [60]
6-Formylpterin (intracellular hydrogen peroxide generator) U937 300 lM/44 C (20 min) Mitochondria [61]
Furan-fused tetracyclic compounds (antiviral agent) U937 20 lM/44 C (20 min) Mitochondria [62]
Sodium butyrate HCT116 1 mM/44 C (60 min) Mitochondria [63]
Benzocycloalkene derivatives U937 20 lM/44 C (20 min) Mitochondria/Fas [38]
Docosahexaenoic acid (DHA) U937 20 lM/44 C (10 min) Mitochondria 64]
Withaferin A Hela cells 0.5–1 lM/44 C (30 min) Mitochondria [34]

response to heat and these proteins block apoptosis by network A. Another study by us also revealed the upreg-
interfering with caspase activation [70]. Furthermore, ulation of cytoprotective molecules such as HSPs and
HMOX1, an anti-apoptotic molecule is also present in gene BAG3 in oral squamous cell carcinoma cells. BAG3, a

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Apoptosis

Fig. 2 Genetic changes with or PP


without HT treatment were A B
examined by microarray CLU A,PD,PP,RB,T,TR
PP A,E,T PD
analysis using the ingenuity PD
pathway analysis tool. Gene JUN
HSPB1 PP
networks a (under anti-
E,PP
JUND E
PP
apoptotic conditions) and A,E,PP E,P A,P,PP A,E,P,PP,
b (under apoptotic conditions) PP
TR RB,T ID2
E,L,LO,RB,T,TR
were identified. The networks HMOX1 HSPD1 A E
are shown graphically as nodes GADD45A MAPK8 A,E,P,RB
PP
E,RB E,LO
and edges (i.e., the biological IL1B PP A,PP
relationships between nodes). E,I,L A,PP A,L
The nodes and edges are shown
A,E,I,L,LO,M,PD
E,LO
PP BCL2L11
E A,L,PP,RB PP,TR
using various shapes and labels FAS
that represent the functional CDKN1A HSPA1A A,L,PP
A

class of genes and the nature of PP CASP8 CASP3 PP


E A,L,PP A
the relationship between the I A A,L,PP L
nodes PD L,M,P,PD
BAG3 A,PP
PP,RE,TR A
DUSP1 PP
PMAIP1
CASP1 A
L CASP7

A, activation/deactivation cytokine A B binding only


E, expression enzyme A B acts on
I, inhibition kinase A B inhibits
L, proteolysis others A B inhibits and acts on
LO, localization peptidase direct interaction
M, biochemical modification phosphatase indirect interaction
P, phosphorylation/dephosphorylation transcription regulator
PD, protein-DNA binding transmembrane receptor
PP, protein-protein binding upregulation
RE, reaction
T, transcription activation

TR, translocation

cochaperone of Hsp70, is a stress-inducible protein and Conclusions


demonstrates a cytoprotective property against various
stresses, including heat stress [71]. Induction of HSPs and/ HT treatment has evolved into an increasingly viable
or BAG3 is a common response to heat with or without cell therapy for many tumors. It is preferred to use HT in
death, as shown in several microarray studies [72–76]. combination with radiotherapy or chemotherapy. HT cau-
Interestingly, gene network B, which is derived from ses protein aggregation and arrests cell cycle progression at
apoptosis-specific transcripts, contains caspases (CASP1, the G2/M phase. It induces apoptosis through extrinsic and
CASP3, CASP7, and CASP8), Fas, MAPK8, and JUN, intrinsic pathways. HT acts as a sensitizing agent in com-
which are primarily associated with the molecular func- bination with radiotherapy and chemotherapy. Depending
tion of cell death, including apoptosis. It is well known on the applied techniques and duration of treatment, the
that the MAPK8 (JNK) pathway is involved in heat-in- side effects of HT include pain, unpleasant sensations,
duced apoptosis [34, 35]. The PMAIP1 (Noxa) and burns, neuropathies, and blood coagulation [77]. HT ther-
BCL2L11 (Bim) proteins present in gene network B are apy is currently under study in many clinical trials, par-
also pro-apoptotic proteins. In many microarray studies, ticularly in Europe, Japan, and the US. The goal of these
heat stress was also observed to induce the expression of trials is to improve and better understand this promising
cell-death-associated genes, such as those encoding acti- technique [78]. Future areas of challenge and opportunity
vating transcription factor 3, dual specificity phosphatase for HT include the improvement of the understanding of
1, and growth arrest and DNA-damage-inducible b [72, thermal biology, improvement of technologies for delivery
74, 75]. and monitoring of HT treatments in patients, successful

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