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Algebraic analysis
in structures with the Kaplansky–Jacobson property
by
D. Przeworska-Rolewicz (Warszawa)
[165]
166 D. Przeworska-Rolewicz
(1 ) This axiom is written here in a slightly modified form in comparison with [LPR].
168 D. Przeworska-Rolewicz
(1 ) Here and in what follows we denote all neutral morphisms 0a in P by 0, since this
does not lead to any misunderstanding.
174 D. Przeworska-Rolewicz
Clearly,
D∞ ⊂ · · · ⊂ Dk = dom Dk ⊂ · · · ⊂ D1 = dom D ⊂ D0 = X
and Dj 6= Dk if dom D 6= X (j, k ∈ N∞ ).
For a given D ∈ R(X) we denote by I the identity operator and
• ker D = {z ∈ dom D : Dz = 0}, the kernel of D, also called the space
of constants;
• RD = {R ∈ L0 (X) : DR = I}, the set of right inverses of D;
• FD = {F ∈ L0 (X) : F 2 = F, F X = ker D, ∃R∈RD F R = 0}, the set
of initial operators for D.
We have dom D = RX ⊕ ker D for all R ∈ RD .
F is an initial operator for D ∈ R(X) corresponding to an R ∈ RD , i.e.,
F ∈ FD , if and only if
(3.2) F = I − RD on dom D.
Even more, any projection F 0 onto ker D is an initial operator for D corre-
sponding to a right inverse R0 = R − F R0 , for any R ∈ RD .
If we know at least one right inverse R then we also have the general
forms of the sets of right inverses and initial operators for a right invertible
operator D. Namely,
RD = {R + F A : A ∈ L0 (X)}, FD = {F (I − AD) : A ∈ L0 (X)},
where F is any initial operator for D corresponding to R (cf. Theorem 2.1
and Corollary 2.1).
If two right inverses (respectively, initial operators) commute with each
other, then they are equal.
Write RD = {Rγ }γ∈Γ . Then, by (3.2), RD induces the family FD =
{Fγ }γ∈Γ of initial operators defined by
(3.3) F γ = I − Rγ D on dom D (γ ∈ Γ ).
Formula (3.3) yields (by a two-lines induction) the Taylor–Gontcharov For-
mula, which plays a fundamental role in our theory. Namely, let {γn } ⊂ Γ be
Kaplansky–Jacobson property 177
an arbitrary sequence. Then for all positive integers N the following identity
holds:
NX−1
(3.4) I = Fγ0 + Rγ0 · · · Rγk−1 Fγk Dk + Rγ0 · · · RγN −1 DN
k=0
on dom D N (N ∈ N).
Let F be an initial operator for D corresponding to an R ∈ RD . Putting
in (3.4) Rγn = R and Fγn = F (n ∈ N), we obtain the Taylor Formula:
n−1
X
(3.5) I= Rk F D k + Rn D n on dom D n (n ∈ N).
k=0
(1 ) Note that the domain of a left invertible operator is the whole space X, so, in this
case, instead of a paraalgebra we have an algebra.
Kaplansky–Jacobson property 179
(for various extensions of the above results, examples and applications cf.
[PR3]–[PR13], [PRW1], [PRW2], [M1], [M2], [N2], [T], [V], and others).
There are several applications to ordinary and partial differential equa-
tions with scalar and variable coefficients, functional-differential equations
and discrete analogues of these equations, for instance, difference equations.
There are also some results for non-linear equations.
It should be pointed out that in Algebraic Analysis a notion of convo-
lution is not necessary. Also there is no need to have a structure of the
Mikusiński field. This, together with the noncommutativity of right inverses
and initial operators, shows the essential distinction of Algebraic Analysis
from Operational Calculus.
Example 3.1. Let X = C[0, 1] over F, where F = R or C, and let D =
t
d/dt. Then ker D consists of all constant functions. The operators Ra = a ,
a ∈ [0, 1], are Volterra right inverses of D. Observe that dim ker D = 1. The
family of initial operators induced by Ra is defined as follows: (Fa x)(t) =
x(a) for x ∈ X and a ∈ [0, 1]. Consider operators of the form
1
m(s)x(s) ds
(Fea x)(t) = a
1 for x ∈ X, a ∈ [0, 1], m ∈ X,
a
m(s) ds
λFa + (1 − λ)Feb , λFa + (1 − λ)Fb , for b ∈ [0, 1], λ ∈ F.
These are also initial operators, because they are projections onto the space
of constants. In several particular cases the corresponding right inverses have
eigenvalues.
If we consider the space C[0, 1] over C then the only continuous Volterra
t
right inverses are a , a ∈ [0, 1]. However, if F = R, then one can find a
Volterra right inverse which is not of that form (cf. [PRR2], [PRR3]).
The Taylor formula applied to a function x ∈ dom D N = C N [0, 1] gives a
classical Taylor formula with remainder in integral form. In order to obtain
remainders either in the Lagrange form or in the Cauchy form it is enough to
apply the Darboux property of continuous functions satisfying two different
estimates, without any intermediate value theorem, like the Rolle theorem
or Lagrange theorem.
Observe that X = C[0, 1] is a commutative algebra (a linear ring) with
respect to the usual pointwise multiplication. The operator D satisfies the
so-called Leibniz condition:
D(xy) = xDy + yDx for x, y ∈ dom D = C 1 [0, 1].
By this condition, D(C k [0, 1]; N∞ ) is a Leibniz paraalgebra.
We point out that the restriction to the interval [0, 1] is not essential. The
same considerations are valid also for any interval [a, b] and for a half-axis
or the real line.
Kaplansky–Jacobson property 181
are said to be the right and left basic equations, respectively. Clearly,
(4.4) Ωr−1 x = {u ∈ dom D : uDx exists ⇒ Du = uDx},
(4.5) Ωl−1 x = {u ∈ dom D : (Dx)u exists ⇒ Du = (Dx)u}
for x ∈ dom D.
If D ∈ A(X) then Ωr = Ωl and we write Ωr = Ωl = Ω. Clearly, in this
case we have dom Ωr = dom Ωl = dom Ω.
The multifunctions Ωr , Ωl , Ω are well defined. If D is right (left) in-
vertible or invertible, their domains are non-empty (cf. [PR4] for the case of
algebras). By definition, if x, y ∈ Ωr (respectively, Ωl , Ω) then x−y ∈ ker D,
i.e. it is a constant. Moreover, these multifunctions map ker D into it-
self.
Suppose that (ur , xr ) ∈ graph Ωr , (ul , xl ) ∈ graph Ωl , Lr , Ll are selec-
tors of Ωr , Ωl , respectively, and Er , El are selectors of Ωr−1 , Ωl−1 , respec-
tively. By definition, Lr ur ∈ dom Ωr−1 , Er xr ∈ dom Ωr , Ll ul ∈ dom Ωl−1 ,
El xl ∈ dom Ωl and the following equations are satisfied:
Dur = ur DLr ur , DEr xr = (Er xr )Dxr ;
Dul = (DLl ul )ul , DEl xl = (Dxl )El xl .
Let F be an initial operator for D corresponding to an R ∈ RD and let
ur , ul ∈ I(X). Then these equations can be written in equivalent forms
Lr ur = R[u−1
r Dur ] + F Lr ur , Er xr − R[(Er xr )(Dxr )] = F Er xr ;
Ll ul = R[(Dul )u−1
l ] + F L l ul , [I − R(Dxl )]El xl = F El xl .
Definition 4.2. Any invertible selector Lr of Ωr is said to be a right
logarithmic mapping and its inverse Er = L−1 r is said to be a right antilog-
arithmic mapping. If (ur , xr ) ∈ graph Ωr and Lr is an invertible selector of
Ωr then the element Lr ur is said to be a right logarithm of ur and Er xr
is said to be a right antilogarithm of xr . By G[Ωr ] we denote the set of all
pairs (Lr , Er ), where Lr is an invertible selector of Ωr and Er = L−1 r . Simi-
larly, any invertible selector Ll of Ωl is said to be a left logarithmic mapping
and its inverse El = L−1 l is said to be a left antilogarithmic mapping. If
(ul , xl ) ∈ graph Ωl and Ll is an invertible selector of Ωl then the element
Ll u is said to be a left logarithm of ul and El xl is said to be a left antiloga-
rithm of xl . By G[Ωl ] we denote the set of all pairs (Ll , El ), where Ll is an
invertible selector of Ωl and El = L−1 l .
If D ∈ A(X) then Ωl = Ωr = Ω and we write
Lr = Ll = L, Er = El = E, (L, E) ∈ G[Ω].
Selectors L, E of Ω are said to be logarithmic and antilogarithmic mappings,
respectively. For any (u, x) ∈ graph Ω, (L, E) ∈ G[Ω] the elements Lu, Ex
are said to be the logarithm of u and the antilogarithm of x, respectively.
Kaplansky–Jacobson property 183
(1 ) By M (X) we denote the class of all multiplicative mappings of X into itself, i.e.
mappings A such that A(xy) = (Ax)(Ay) whenever xy and (Ax)(Ay) exist.
184 D. Przeworska-Rolewicz
satisfy the same functional equation as the usual exponential functions ceαt ,
c, α ∈ R (cf. M. Kuczma [K])). A similar conclusion for logarithmic map-
pings.
Definition 4.4. Let D ∈ A(X). By Lgr (D) (Lgl (D), respectively)
we denote the class of those D-paraalgebras with units ea ∈ dom Ωr
(e ∈ dom Ωl , respectively), a ∈ Ma|a , for which there exist invertible selectors
of Ωr (Ωl , respectively), i.e. there exist (Lr , Er ) ∈ G[Ωr ] ((Ll , El ) ∈ G[Ωl ],
respectively). If D ∈ A(X) then Lgr (D) = Lgl (D). This class is denoted by
Lg(D).
Theorem 4.2. Let either X ∈ Lgr (D) or X ∈ Lgl (D). Let R ∈ RD
and g = Re. Then g ∈ dom Ωr (g ∈ dom Ωl , g ∈ dom Ω, respectively) if
g ∈ I(X). In other words: a right logarithm (left logarithm, logarithm) of
g = Re exists if g is invertible.
Theorem 4.3. Let X ∈ Lgr (D) (X ∈ Lgl (D), X ∈ Lg(D), respec-
tively). Then right (left) logarithms and antilogarithms (logarithms and an-
tilogarithms, respectively) are uniquely determined up to a constant. These
constants are additive for right (left) logarithms and logarithms and multi-
plicative for right (left) antilogarithms and antilogarithms.
Theorem 4.4. Suppose that D ∈ A(X), X ∈ Lg(D) and (L, E) ∈ G[Ω].
Then L is of the exponential type if and only if X is a Leibniz algebra.
In other words: In commutative algebras with unit the Leibniz condition
is a necessary and sufficient condition for logarithms to be of the exponen-
tial type. Thus, by Proposition 2.6, the Leibniz condition is a necessary and
sufficient condition for the corresponding antilogarithms to satisfy the clas-
sical functional equation for exponential functions: E(x + y) = (Ex)(Ey)
whenever x, y ∈ dom Ω −1 (cf. Theorem 4.2).
Theorem 4.4 motivates the use of the name antilogarithmic mapping for
the mapping inverse to a logarithmic mapping, since, in general, antiloga-
rithmic mappings are not exponentials.
Theorem 4.5. Suppose that D ∈ R(X) and X ∈ Lg(D) is a Leibniz
algebra with unit e. Let u ∈ dom D. Then u ∈ I(X) if and only if u ∈
dom Ω.
In other words: An essential property of Leibniz commutative algebras
with right invertible operators is that their elements have logarithms if and
only if they are invertible. Note that in noncommutative algebras (hence also
paraalgebras) Theorem 4.5 does not hold, as shown by a counterexample of
A. Di Bucchianico (cf. [DB1], [DB2], also [PR4]).
Proofs are similar to those of [PR4] and following papers (cf. [PR7]–
[PR13]).
Kaplansky–Jacobson property 185
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186 D. Przeworska-Rolewicz
Institute of Mathematics
Polish Academy of Sciences
P.O. Box 21, Śniadeckich 8
00-956 Warszawa 10, Poland
E-mail: rolewicz@impan.gov.pl