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The innate alarm system in PTSD: conscious and subconscious


processing of threat
Ruth A Lanius1,2,3,4,9, Daniela Rabellino2,9, Jenna E Boyd4,5,6,
Sherain Harricharan1, Paul A Frewen2,7 and Margaret C McKinnon4,5,8

The innate alarm system (IAS), comprised of functionally the threshold of consciousness), where subconscious de-
connected brain regions including the brainstem, amygdala, tection of threatening stimuli confers an evolutionary
pulvinar, and frontotemporal cortex, is a fast subcortical brain advantage, promoting the initiation of fight-or-flight re-
network facilitating rapid responses to threat. Post-traumatic sponse in the absence of conscious awareness [1–3]. This
stress disorder (PTSD) features subconscious and conscious subconscious detection is mediated by the ‘innate alarm
threat detection, together contributing to hyperarousal system’ (IAS), a network of inter-connected brain regions
symptoms. Emerging literature identifies aberrant threat-related including prominently the brainstem, amygdala, pulvinar,
neurocircuitry involved in subconscious and conscious threat and fronto-temporal cortex [3–6]. Together, these brain
processing in PTSD. We review this literature, focusing on regions facilitate a ‘fast-track’ response at the level of the
subconscious threat processing and its relation to the IAS. central nervous system to threatening stimuli [3].
Available evidence indicates increased neural activity and
functional connectivity between IAS brain regions (e.g. locus Both subconscious rapid defensive responses and con-
coeruleus, superior colliculus, amygdala, and prefrontal cortex). scious defensive responses feature in the clinical picture
These alterations are observed during both subconscious threat of post-traumatic stress disorder (PTSD). Whereas trig-
processing and at rest, suggesting increased defensive gers processed at the conscious level elicit a recognizable
posturing, maintained in the absence of overt threat. defensive response pattern (e.g. active avoidance, hyper-
Addresses vigilance), subconsciously processed triggers elicit a range
1
Department of Neuroscience, University of Western Ontario, of symptoms that, to date, have been poorly character-
1151 Richmond St, London, ON N6A 3K7, Canada ized. Critically, while both subconscious and conscious
2
Department of Psychiatry, University of Western Ontario,
1151 Richmond St, London, ON N6A 3K7, Canada
triggers may elicit similar defensive responses (e.g. hy-
3
Imaging Division, Lawson Health Research Institute, 750 Base Line pervigilance), subconscious triggers may be more difficult
Road East, London, ON N6C 2R5, Canada to target clinically as they occur outside the conscious
4
Homewood Research Institute, 150 Delhi St, Guelph, ON N1E 6K9, awareness of patients.
Canada
5
Mood Disorders Program, St. Joseph’s Healthcare Hamilton, 100 West
5th St., Hamilton, ON L8S 4K1, Canada Here, we review emerging evidence of altered threat-
6
Department of Psychology, Neuroscience, and Behaviour, McMaster related neurocircuitry among individuals with PTSD
University, 1280 Main Street West, Hamilton, ON L8S 4K1, Canada
7
at the conscious and subconscious processing level,
Department of Psychology, University of Western Ontario, with a focus on subconscious processing. We also re-
1151 Richmond St, London, ON N6A 3K7, Canada
8
Department of Psychiatry and Behavioural Neurosciences, McMaster
view seminal work highlighting the existence of the
University, 100 West 5th, Hamilton, ON L8N 3K7, Canada IAS in non-psychiatric populations. Finally, we explore
the implications of these findings for future research
Corresponding author: Lanius, Ruth A (ruth.lanius@lhsc.on.ca) and clinical practice.
9
Shared first authorship.

Current Opinion in Psychology 2017, 14:109–115 Neural correlates of conscious and


This review comes from a themed issue on Traumatic stress
subconscious threat processing
Subconscious processing of threat-related stimuli in
Edited by Anka A. Vujanovic and Paula P. Schnurr
non-psychiatric populations
For a complete overview see the Issue and the Editorial A subcortical route for fear processing in response to
Available online 26th November 2016 subconscious fear stimuli has been characterized among
http://dx.doi.org/10.1016/j.copsyc.2016.11.006 healthy individuals [3–6,16]. Here, Liddell and collea-
gues published pivotal work, describing activation of the
2352-250X/# 2016 Elsevier Ltd. All rights reserved.
locus coeruleus (LC), superior colliculus (SC), and pulvi-
nar, as well as the amygdala and prefrontal regions, in
response to subconscious fear stimuli among healthy
controls [3]. This mechanism is thought to represent an
evolutionarily adaptive response, facilitating rapid activa-
Introduction tion of alerting mechanisms and defensive responses prior
Threat-related stimuli present in the natural environment to conscious awareness [17], and thus increasing the
can be detected consciously and subconsciously (i.e. below probability of survival [5,18,19].

www.sciencedirect.com Current Opinion in Psychology 2017, 14:109–115


110 Traumatic stress

Recent work using intracranial electrophysiological meth- combat-related PTSD as compared to combat-exposed
ods among epilepsy patients identified rapid activation controls [27].
of the amygdala preceding activation of the visual cortex
in response to fearful, but not neutral or happy low- Differential responding to subconscious threat stimuli in
frequency faces [20]. Similarly, in healthy individuals, PTSD (PTSD DS) and its dissociative subtype
a subcortical amygdala–pulvinar pathway involved in (PTSD + DS) has also been described. Specifically, as
early (but not late) visual processing of fearful and happy compared to patients with PTSD DS, patients with
or neutral faces has been identified when measured by PTSD + DS showed enhanced amygdala and parahippo-
magnetoencephalography [21]. These studies support campal activity during non-conscious fear processing [15].
the notion of a fast, subcortical fear pathway, allowing These findings suggest enhanced activity of the IAS in
rapid responding to (or evaluation of) threat, prior to PTSD + DS thought to preceed prefrontal dampening of
conscious awareness (e.g. processing via the visual cor- limbic regions, as observed during conscious fear proces-
tex). It remains to be determined whether differences in sing in PTSD + DS.
emotional valence (e.g. fearful vs happy) differentially
affect rapid visual processing. In addition to key findings of aberrant connectivity
between the amygdala and prefrontal regions in PTSD
Conscious processing of threat-related stimuli in PTSD [28–30], a recent study identified increased connectivity
Our understanding of PTSD at the neurobiological level between the basolateral amygdala (BLA) and prefrontal
relies largely on observations of conscious threat proces- cortical regions in individuals with PTSD compared to
sing, where during experimental inductions, individuals controls at rest [31]. This finding suggests strongly hyper-
with PTSD who present primarily with symptoms of connectivity within the IAS during rest. Work from our
hyper-reactivity (e.g. hypervigilance) demonstrate de- laboratory mirrors these findings, where increased resting
creased neural activity in prefrontal regions [e.g. the state functional connectivity of the BLA and the centro-
medial prefrontal cortex (mPFC)] and concomitant in- medial amygdala (CMA) with medial prefrontal region
creased activity in regions including the perigenual ante- was found in PTSD + DS as compared to PTSD DS
rior cingulate cortex (pgACC), amygdala, hippocampus, [32]. Increased connectivity between the BLA and cere-
and posterior regions involved in memory recall (i.e. mid- bellar culmen was also found [32], where the cerebellum
line retrosplenial cortex, precuneus) [7–11]. These find- has been conceptualized recently as central to a cerebel-
ings are consistent with a neurocircuitry model of PTSD lar-limbic-thalamo-cortical network involved in rapid
suggesting reduced top-down inhibition of limbic regions responses to threat and in the fight-or-flight response [33].
[7,12]. By contrast, patients exhibiting prominent symp-
toms of depersonalization and derealization (as outlined The insula is also associated with the IAS. This region is
in the DSM-5 dissociative subtype of PTSD thought to play a key role in response to subconscious
(PTSD DS) [13]) in response to threatening stimuli stimuli by monitoring homeostasis of the internal milieu
exhibit increased neural activity in prefrontal regions [e.g. [3,34]. For example, individuals with PTSD DS and
mPFC, dorsal anterior cingulate cortex (dACC)], accom- PTSD + DS showed increased connectivity of insula sub-
panied by reduced activity in limbic regions (e.g. amyg- regions with the BLA at rest [35]. This pattern of activa-
dala, anterior insula (AI)) [14,15]. tion was most prominent among the PTSD + DS group,
and converges with previous findings of heightened
Subconscious processing of threat-related stimuli in amygdala-insular connectivity in PTSD [36,37]. In an-
PTSD other recent study, individuals with PTSD DS and
The innate alarm system (IAS) is identified as a key PTSD + DS demonstrated dorsolateral periaqueductal
contributor to the development and maintenance of gray (PAG) connectivity with IAS brain regions, including
PTSD symptomatology. Increased activity in areas asso- the dorsal ACC and insula [38]. Critically, the PAG is
ciated with the IAS is reported during subconscious thought to mediate, in part, motor patterns of fight or
processing of threat stimuli, including in brainstem flight response [39]. Moreover, both the dorsolateral and
regions [22], the amygdala [22–24], mPFC [22,23], para- ventrolateral PAG showed connectivity with the fusiform
hippocampus [25], and visual cortex [26]. Together, these gyrus, an area involved in detection of faces, voices, and
findings suggest hyperreactivity of the IAS to fear or movement to determine their environmental threat [17].
trauma-related stimuli in PTSD. A critical early study These findings again point strongly to hyperconnectivity
by Bryant and colleagues [23] reported increased amyg- within the IAS that is associated with the maintenance
dalar-mPFC connectivity during subconscious fear pro- of defensive posturing, even at rest, particularly in
cessing among individuals with PTSD when compared to PTSD + DS.
controls. Similarly, a recent study described hypersyn-
chrony within fear circuit brain regions when implicitly Recent work has suggested further hyperconnectivity of
(subconsciously) viewing fearful faces, including amygdalar subregions within the IAS during subconscious
the mPFC and amygdala, among individuals with threat processing. Here, increased prefrontal (e.g. medial

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The innate alarm system in PTSD Lanius et al. 111

superior frontal gyrus (SFG)) connectivity with the right and LC with IAS regions, including the insula, inferior
CMA was reported among PTSD patients [40]. Interest- frontal cortex, amygdala, ACC, and striatum [52], findings
ingly, decreased connectivity of the BLA with the SC was thought related to sustained activation of the subcortical
also noted. This pattern of aberrant responding may pathway of eye contact processing. These findings sug-
contribute to reduced integration of sensory information gest that direct eye contact may be perceived subcon-
from the SC to the BLA, and thus reduced emotional sciously as threat by individuals with PTSD related
evaluation of incoming information [40]. Interestingly, to interpersonal trauma, where these patients show
increased connectivity between the LC (involved in prominent activation of neural regions within the IAS
arousal modulation [41] and in the IAS [3,42]) and the rather than higher cortical regions involved in social
left BLA was also noted during conscious processing, cognition.
suggesting further heightened functional connectivity
within the IAS during conscious threat processing [40]. Clinical and research implications
Our understanding of the neurobiology underlying sub-
Notably, increased right cerebellar lobule VI and posteri- conscious processing of threat-related cues among indi-
or cingulate cortex activation among individuals with viduals with PTSD remains in a nascent stage. Alterations
PTSD has been found during subconscious processing in threat reactivity are prominent in PTSD; thus, it will be
of trauma and threat-related stimuli when compared to critical to increase this understanding. Existing knowl-
controls [43]. Increased cerebellar activation may indi- edge surrounding the broader neurobiological underpin-
cate an attempt to integrate subconscious threat cues into nings of PTSD may be leveraged to design and test
conscious experience [43]. Here, re-experiencing and neuroimaging and behavioural paradigms aimed specifi-
hyperarousal symptoms were associated with hyperactiva- cally at identifying the neurocircuitry and associated
tion in key components of the IAS, including the amyg- patterns of behaviour involved in subconscious threat
dala during subconscious processing and the PAG and SC processing in PTSD (see Figure 1).
during conscious processing [43]. Conversely, avoid-
ance symptoms were associated with increased activation The emerging literature suggests substantial alterations
in regions associated with emotional down-regulation in threat-related neurocircuitry among individuals with
(e.g. the inferior frontal gyrus [44,45]), consistent with PTSD. Earlier work identified alterations in the IAS,
emotional overmodulation observed in PTSD + DS. particularly among brainstem regions, the amygdala, para-
Moreover, reduced activation in cerebellar regions (left hippocampus, and mPFC, during subconscious threat
lobule IV/V) during subconscious fear processing was also processing [22–26]. In keeping with these findings, recent
observed [43]. Given the role of cerebellar lobule V in studies point further towards increased resting state con-
sensorimotor perception [46], it is probable that this nectivity between IAS regions (e.g. amygdala, prefrontal
region contributes to sensorimotor integration during regions and insula) [31,32,35], a pattern indicating defen-
subconscious processing, a process likely disrupted in sive posturing even at rest that may be particularly
PTSD [43]. prominent in PTSD + DS [32,35]. This pattern of re-
sponse is maintained during subconscious threat proces-
Finally, direct eye contact may be conceived as approxi- sing, where increased connectivity between amygdalar
mating subconscious threat processing in PTSD, given regions and other regions associated with the IAS (e.g. SC,
that in healthy individuals, direct eye contact is first SFG) has been reported [40]. Moreover, during direct eye
detected implicitly by areas involved in the IAS, such gaze, as compared to controls [51], women with PTSD
as the SC, PAG, pulvinar, and amygdala [47,48]. Further, related to interpersonal trauma show heightened activa-
direct eye contact is purported to be involved in the tion within and increased connectivity between IAS
detection of threat signals [49], before engaging higher regions (e.g. SC and LC with amygdala, frontal cortex,
cortical areas involved in social cognition. Functional ACC) [52]. Here, IAS may be associated with aberrant
neuroimaging studies of fearful vs happy or neutral facial social responding observed in this patient population
expressions in PTSD have identified hypoactivation in [51,52].
prefrontal regions associated with the IAS (e.g. mPFC)
[10,50] and increased amygdalar reactivity [10,24,50] in In summary, an emerging literature contributes to our
response to masked [24] and overt facial stimuli [10,50]. understanding of the IAS among individuals with PTSD.
Importantly, as compared to controls, individuals with Perhaps most strikingly, the evidence reviewed here
PTSD related to interpersonal trauma show altered reac- highlights the urgent need to look beyond the amygdala
tivity within the IAS, including increased activity in the to regions such as brainstem and midbrain structures (e.g.
SC, PAG, and LC accompanied by decreased activity in the LC, PAG, SC), and cerebellum in order to better
cortical regions (e.g. dorsomedial prefrontal cortex, tem- understand threat reactivity in this population (see
peroparietal junction) associated with social cognition, in Figure 1). Future work should aim to increase our under-
response to direct vs averted eye gaze [51]. A follow-up standing of the time course of threat reactivity in individ-
study revealed increased connectivity between the SC uals with PTSD, where findings of increased connectivity

www.sciencedirect.com Current Opinion in Psychology 2017, 14:109–115


112 Traumatic stress

Figure 1

Sensory Input

Prefrontal
Cortex/ACC

Pulv

SC
Cerebellum
PAG

Amg
LC

Imminent
Threat

Visceral Organs

Current Opinion in Psychology

The innate alarm system. The ‘innate’ alarm system is an evolutionarily conserved neural circuit that relies on lower-order brain structures to help
facilitate an immediate response to a perceived threat rather than engagement of somatosensory and prefrontal cortices to appraise the source of
threat and develop an appropriate response. Mobbs et al. Science 2007 317:1079–1083 suggest that when a distal threat is detected, the
prefrontal cortices facilitate an appropriate escape plan. However, as the threat advances closer, the role of the midbrain and limbic-driven ‘innate
alarm system’ is enhanced. The superior colliculus (SC) is critical for receiving visual, auditory, and somatosensory input, and helps to orient one’s
own body in response to sensory stimuli. The SC works in tandem with the periaqueductal gray (PAG) to help process external stressors at the
midbrain level. Eventually, the SC/PAG provides input to the pulvinar nuclei of the thalamus (Pulv) about the source of threat, which in turn
communicates with the amygdala to help drive the immediate response to threat. Although the amygdala communicates threat information to the
prefrontal cortex, it is nevertheless able to initiate rapid responses to threat independently. The amygdala innervates the locus coeruleus (LC),
another midbrain structure responsible for carrying out physiological responses to threat, and the periaqueductal gray (PAG), where both of these
structures work together to elicit ‘fight-or-flight’ responses to threat. In doing so, the LC eventually projects to the visceral organs to facilitate
sympathetic activation of these organs. The IAS converges with several other neural models proposed to explain physiological and behavioural
responses to conscious and subconscious threat, including Porges Cleve Clin J Med 2009 76:S86–S90 model of ‘neuroception’ as well as
Schutter and colleagues cerebello-limbic-thalamo-cortical network, which we would direct the reader to review in the literature. In the latter model,
the cerebellum plays a homeostatic role in the ‘innate alarm system’ where it is in constant communication with midbrain structures and is thought
important for processing rapid responses to threat. In the figure, red arrows represent unidirectional drives, whereas black arrows depict
bidirectional interactions. Vector clipart images were retrieved and adapted from a free public domain (clker.com, Rolera LLC).

within the IAS during conscious threat processing and conscious threat processing (e.g. amygdala,
[40,43] suggest this system may be maintained (i.e. frontotemporal cortex) are involved differentially in both
continue to be active) during proceeding conscious pro- systems. Further, it will be crucial to examine the beha-
cessing in this population. Future work should also aim to vioural correlates of subconscious and conscious proces-
elucidate brain regions involved in the transition from sing in order to better delineate these two states among
subconscious to conscious threat processing in PTSD to individuals with PTSD. It may be that subconscious fear
better distinguish these two forms of threat reactivity. processing relying on subcortical circuits may lead to
This will be critical to our understanding of how over- behavioural reaction (e.g. fight or flight), but not emotional
lapping brain regions involved in both subconscious reactions (e.g. subjective feelings of fear), which rely on

Current Opinion in Psychology 2017, 14:109–115 www.sciencedirect.com


The innate alarm system in PTSD Lanius et al. 113

cortical processing as in LeDoux and Pine’s two-system 8. Koch SBJ, van Zuiden M, Nawijn L, Frijling JL, Veltman DJ, Olff M:
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Funding dx.doi.org/10.1176/appi.books.9780890425596.744053.
This work was supported by the Canadian Institute for 14. Lanius RA, Vermetten E, Loewenstein RJ, Brand B, Christian S,
Military and Veteran Health Research, and the Canadian Bremner JD, Spiegel D: Emotion modulation in PTSD: clinical
Institutes of Health Research. Daniela Rabellino was and neurobiological evidence for a dissociative subtype. Am J
Psychiatry 2010, 167:640-647 http://dx.doi.org/10.1176/
supported by fellowship from MITACS and Homewood appi.ajp.2009.09081168.
Research Institute. 15. Felmingham K, Kemp AH, Williams L, Falconer E, Olivieri G,
Peduto A, Bryant R: Dissociative responses to conscious and
Conflict of interest statement non-conscious fear impact underlying brain function in post-
traumatic stress disorder. Psychol Med 2008, 38:1771-1780
Nothing declared. http://dx.doi.org/10.1017/S0033291708002742.
16. Tamietto M, de Gelder B: Neural bases of the non-conscious
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The innate alarm system in PTSD Lanius et al. 115

51. Steuwe C, Daniels JK, Frewen PA, Densmore M, Pannasch S, interaction analysis of connectivity of an innate alarm system.
 Beblo T, Reiss J, Lanius RA: Effect of direct eye contact in PTSD Psychiatry Res Neuroimaging 2015, 232:162-167 http://
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female controls. Direct eye contact is thought to be initially processed via LeDoux and Pine summarize emerging work in the neural processing of
a fast subcortical pathway. Here, individuals with PTSD demonstrated fear and anxiety. They describe a subcortical route (e.g. sensory system,
increased activation in areas involved in the innate alarm system during amygdala, nucleus accumbens) involved in initiating defensive responses
direct vs averted gaze while healthy controls demonstrated increased to subconscious threat and cortical pathways (e.g. prefrontal cortices,
activity in areas involved in social cognition. insula) initiating conscious experiences of fear and anxiety. They also
highlight gaps in clinical practice and the lack of application of advanced
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related to interpersonal trauma: psychophysiological

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