Professional Documents
Culture Documents
Prepared for:
METROPOLITAN GOVERNMENT
PAVEMENT ENGINEERS COUNCIL
February 5, 1998
TABLE OF CONTENTS
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Flexible Design Sensitivity Analysis............................................................................... 39
Asphalt Pavement Parametric Studies .......................................................................... 41
Flexible Pavement Design............................................................................................. 45
Rigid Design Sensitivity Analysis................................................................................... 47
Rigid Pavement Design................................................................................................. 49
Design of Arterial Roadway ........................................................................................... 51
PAVEMENT MAINTENANCE........................................................................................ 52
Pavement Life Curves ................................................................................................... 53
Pavement Maintenance Strategies................................................................................ 54
LIFE-CYCLE COST ANALYSIS .................................................................................... 56
Discount Rate................................................................................................................ 58
Cost Definition............................................................................................................... 58
Analysis Period ............................................................................................................. 59
Salvage Value ............................................................................................................... 59
Life of Maintenance Treatments .................................................................................... 59
Sensitivity Analyses....................................................................................................... 61
CONCLUSION .............................................................................................................. 61
REFERENCES
APPENDIX A - SURVEY RESULTS
APPENDIX B - GLOSSARY OF TERMS
APPENDIX C - ANNOTATED LITERATURE REVIEW
APPENDIX D - WARRANTIES AND QUALITY ASSURANCE / QUALITY CONTROL
APPENDIX E - MATERIAL TEST RESULTS
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PURPOSE AND SCOPE
The scope of the study was based upon a contract between CTL/Thompson,
Inc., and the Colorado Department of Transportation (CDOT). The contract was
administered by CDOT for local agencies represented by a steering committee
composed of members of the Metropolitan Government Pavement Engineers Council
(MGPEC). The project was funded in cooperation by the Colorado Transportation
Institute (CTI), and Federal Highway Administration (FHWA) through Denver Regional
Council of Governments (DRCOG).
Acknowledgments
1
their participation and assistance. These individuals are: Kevin Curry, Adams County;
Bob Martin, City of Edgewater; Don Petersen, City of Aurora; Ray Porter, City of
Westminster; Dave Potter, City and County of Denver; Randy Schnicker, City and
County of Denver; John Suess, Jefferson County; Stan Szabelak, City of Federal
Heights; Bryan Weimer, Arapahoe County; and Stephany Westhusin, City of Boulder;
Bill Attwooll, Terracon Consultants Western, Inc.; Roger Johnson, City and County of
Denver; Larry Lukens, Lukens and Associates; and Scott Shuler, CAPA/Western Mobile.
BACKGROUND
Higher wheel loads and tire pressures, variable material quality, expansive soil
subgrades, and the obvious increase in traffic volume have resulted in a significant
number of pavement failures in the Denver metropolitan area in recent years. This has
created an adverse economic impact on agencies trying to maintain a degrading
infrastructure with relatively small and limited budgets.
The design of a pavement system has traditionally been based upon research
and data collected from the American Association of State Highway Officials (AASHO)2
road tests, using geographically limited materials and limited load characteristics. Since
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the mid-1970s, changes in traffic loadings, tire pressures, and quality of materials have
made it necessary to modify the design process.
Once a roadway is constructed, maintenance becomes the critical factor in the
long-term serviceability of a pavement system. A properly planned and implemented
maintenance program is necessary to extend the design life of any pavement system.
Included in this document are a life-cycle cost analysis and recommendations for
maintaining asphalt and concrete pavements.
PRELIMINARY STUDIES
DESIGN TRAFFIC
Traffic loads are the basis for determining the structural requirements of any
rational pavement design. The original AASHO and subsequent AASHTO3 design
methodologies use the concept of pavement serviceability related to “Equivalent” 18 kip
Single Axle Loads over a twenty-year service period (ESAL20). The critical factors in
design are traffic volume, wheel load, and subgrade support. As wheel loads and tire
pressures increase, damage to pavement increases exponentially. Traffic volume has a
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similar degrading effect on pavement life and serviceability. As part of this traffic study,
a significant level of effort was expended to quantify traffic loads and to develop rational
pavement loading based upon anticipated traffic for each pavement roadway land use
classification (i.e., residential, commercial, industrial, and arterial).
VEHICLE TYPES
The loads transmitted to the pavement surface are dependent upon tire types,
axle weight, gross vehicle weight, tire pressure, and axle configuration. Loads
transmitted to the pavement are dependent on the type of tire, i.e. radial or bias-ply. In
the process of categorizing traffic load, typical vehicle configurations were analyzed.
Axle and tire configurations and gross vehicle weights were used to model each
roadway pavement, based upon roadway land use classification, in the development of
the design traffic equations.
Automobiles
Heavier loads, such as delivery trucks, garbage trucks, buses, and tractor-trailer
trucks, are the most significant loads on most pavement surfaces. The Regional
Transportation District (RTD) operates multiple bus units on daily routes throughout the
Denver metro area. Based upon AASHTO Load Equivalent Factors, a single RTD bus
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can load a pavement structure equal to the load from 19,240 automobiles, whereas the
load from one heavy H-20 truck can be equal to 64,235 automobiles.
Load 0.004 0.613 = 0.617 0.613 1.08 = 1.693 0.198 2.38 = 2.578
Equivalent
Factors
Type Type 3S2 Commercial Carrier
H-15
6 24 10 16 16 16 16 17 18 19
Load 0.017 3.49 = 3.507 0.102 0.843 0.843 = 1.788 1.0 1.73 = 2.73
Equivalent
Factors
8 32 6 12 12 14 24
Load 0.047 12.8 = 12.847 0.017 0.273 = 0.29 0.358 3.49 = 3.848
Equivalent
Factors
Type HS-20
8 18 18
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Trash trucks are the most common heavy-load vehicles and are likely the
heaviest and most damaging loads to residential pavement structures. Trash trucks are
typically either two- or three-axle, single-unit trucks. Most trash trucks are either 30,000-
pound trucks with a 24,000-pound single-axle load (Type H-15) or 50,000-pound trucks
with two rear axles at 18,000 pounds each (Type 3-Heavy). For design purposes, the
Type 3-heavy trash truck should be used, because it is the most common trash truck.
Construction Traffic
Construction traffic loads are not considered in the design of new pavement
systems, particularly for residential pavements. Construction traffic includes numerous
heavily loaded trucks for concrete, drywall, brick, framing, and sod delivery. For
residential streets, the construction period represents the highest concentration of loads
imposed on the pavement during its service life and must be considered as a design
factor.
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2 Brick 34k 3-Heavy 1.693 3.386
3 Floor Finishing 24k 3-Light 0.290 0.870
2 Roofing 34k 3-Heavy 1.693 3.386
2 Sod Truck 32k 3S2 1.788 3.576
1 Rock / Gravel 34k 3-Heavy 1.693 1.693
1 Landscaping 34k 3-Heavy 1.693 1.693
20 Moving / Delivery 24k 3-Light 0.290 5.800
15 Miscellaneous 24k 3-Light 0.290 4.350
80.9 ESAL20
1
Based on conversations with Residential Building Contractors
Pavement damage experienced during the construction period is often not detected nor
properly repaired, resulting in high future maintenance costs and decreased pavement
life. Construction of residential and other streets should not be phased by leaving the
top pavement lift off until housing construction is complete. Thin pavement sections
loaded by heavy construction traffic results in early fatigue failures and should not be
allowed. The practice of measuring deflections under an 18-kip axle load after
construction is completed, but before acceptance, will normally detect weak pavements
and allow them to be corrected before acceptance by the agency. Deflection testing
procedures for low traffic load pavements require more research to develop a proper
acceptance procedure. In the meantime, use of Benkelman Beam, Dynaflect, or Falling
Weight Deflectometer should be encouraged to assess the structural capacity of
pavements prior to agency acceptance. Due to the limited scope for this project,
procedures and levels of acceptance have not been researched or reviewed for proper
use of deflection testing procedures. It is recommended that MGPEC consider
substantial research and development of acceptance testing criteria.
Standard design traffic equations were developed assuming streets will receive
all traffic loading conditions. Default equations were written using the load equivalent
factors for design trucks, which are transformed into a 20-year ESAL20 value by the daily
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traffic volume and the constant value of 7,300 (assuming a 20-year design life and 365
days in one year). No growth factor is considered since the traffic numbers are
estimated for total “build-out” volume. The pavement design procedure is dependent
upon the accuracy of traffic studies and load equivalency predictions. Tire pressures
and stresses should be considered in the development of load equivalent factors to
provide the most reliable pavement design possible. The trucks used in these equations
were chosen as typical vehicles expected in the corresponding roadway land use
classifications.
The roadway land use classifications are divided into four basic service
descriptions: residential, commercial, industrial, and arterial. These classifications are
defined by the zoning of the land accessed by the street. The Pavement Design and
Construction Manual contains a flow chart which aids the designer in selecting the
proper equation for design.
Use preceeding
classification
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Residential Streets
The default equation for residential streets was developed using the applicable
traffic loads. A typical residential street is expected to receive:
< two school buses per day (a)
< two Type 3-Heavy trash trucks per day (b)
< five-hundred automobiles per day (c)
Using the estimated traffic volumes for residential streets, the default Equation 2 was
reduced as:
Commercial Streets
Commercial streets provide access to retail stores, businesses, offices, and other
commercial areas. The definition of a commercial street is one where more than 20
percent of the land served is zoned as non residential. These streets typically receive a
large mix of residential traffic along with trash services and delivery trucks. The number
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of garbage and delivery trucks generally determines the structural requirements of these
streets. The standard equation for commercial streets is developed as:
Typical traffic volume was estimated for a one-acre commercial fill-in property
surrounded by developments, similar to a strip shopping center, with a 20,000 square-
foot facility on the property. It was estimated a commercial site will include:
In addition, it was assumed the residential traffic was added to account for the residential
areas accessed by the street. The construction traffic loads for a commercial property
were considered, yet the loads did not exceed the expected daily traffic volume for a non
residential street. Therefore, the construction period is considered typical service not
warranting special consideration.
Using the estimated traffic volumes for one acre of commercial property, the
default commercial Equation 4 was reduced as:
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where: R = number of residential density units serviced by the street
CA = acres of commercial property serviced by the street
Industrial Streets
Industrial streets are defined as streets having property zoned for industrial use
(manufacturing, distribution, warehousing, etc.). These streets will also receive some
commercial traffic. Industrial streets demand higher structural requirements primarily
due to the large number of multiple-unit trucks used for deliveries. The frequency of
trash trucks and buses also increase in industrial areas. Experience indicates
Equivalent Daily 18 kip axle loads can vary from less than 50 to over 1500 depending on
the use of the property. It is strongly recommended to require a full use traffic study for
each facility and require improvements accordingly.
Industrial streets are very similar to commercial streets yet are subject to an
increase in Type 3S2, tractor-trailer trucks. Industrial streets are often not associated
with residential areas, therefore the residential construction factor is not used in the
derivation of the default equation. Since industrial areas are often connected to
commercial areas, the equation should consider the commercial default traffic. The
following Equation 5 is developed for fill-in development of industrial streets:
11
< twenty Type 3S2, tractor-trailer trucks per day (f)
< three Type HS-20, three-axle trucks per day (g)
Equation 6 was reduced using the estimated traffic volumes for one acre of
commercial and one acre of industrial property:
Arterials
Arterials are roadways that serve as primary routes across the city, linking major
population, commercial, and industrial areas. They do not fall into one of the previously
discussed categories, or at a minimum, are found to be four-lane roads that service large
subdivisions, and/or commercial and industrial properties. Therefore, a detailed traffic
study should be performed for arterials.
The traffic study should address traffic volume, the distribution of truck types, and
the variations in traffic loading by lane. As a minimum, the traffic study should detail the
estimated number of automobiles, the number of residential units, and areas of
commercial and industrial areas served by the roadway. The study should estimate the
number of trucks of each type and the lane distribution. Buses should be considered a
definite probability on any major arterial, even if the current RTD plans do not include the
roadway. The design traffic should be calculated for lane-by-lane ESALs.
Because of the various functions of arterial streets (i.e., serving as major routes
to airports, trash or recycling centers, or residential parkways), their design ESAL20
should be calculated using Load Equivalency Factors and detailed 20-year traffic
projections. A typical range of ESALs20 is 300,000 to 3,000,000 or more and the design
should account for variations in lane loading in the traffic analysis.
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For arterial streets, or in situations where the designer must develop a detailed
traffic study for a miscellaneous roadway use classification, Equation 7 should be used
to develop the design ESAL20. Equation 7 presents the design traffic equation with each
possible loading condition.
Equation 7:
AXLE LOADS
A parametric study on axle loads and tire pressures was performed to determine
the effect of traffic loads on the fatigue life of a pavement system. These factors were
not considered as input variables into the AASHTO design equation. This evaluation
was not intended to change the design method, but was to provide a discussion of other
traffic loading variables. The study emphasizes the importance of load calculations and
shows internal pavement stresses are much higher than normally assumed. The
thickness design is not normally influenced by the tire pressures and loads, but more
accurate load equivalent factors and improved material properties can help counter
these stresses.
The DAMA program, by the Asphalt Institute,5 was used to perform the analysis.
The program analyzes multilayered elastic pavement structures by cumulative damage
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techniques for single and dual wheel load systems. The program was chosen based on
results of research by Chen et al.6 that evaluated available computer programs for
pavement structural analysis. DAMA
ESALs to Failure (x 1000)
is one of the best programs because it 1,000
Subg
analyzes most correctly the maximum
rade =
Subgra
surface deflection, tensile strain at the 18 Kips
800
13,00
bottom of the asphalt layer, and
de = 3
24 Kips
0 psi
compressive strain at the top of the 600
,000 p
subgrade. In addition, DAMA satisfies
si
the natural boundary conditions in 400
which the vertical stresses equal the
imposed contact pressure, and it 200
allows a single or dual wheel
configuration to be considered. 0
0 10,000 20,000 30,000 40,000
Axle Loads, lbs.
7" AC @ Mr = 250,000 psi, Tire Pressure = 130 psi
An axle load parametric
Figure 2 - Estimated Fatigue Life
analysis was performed to determine
the significant effect of an axle load. Elastic layered analysis predicts tensile strain in the
asphalt cement concrete layer, which is used to calculate the ESAL20 to cause 40
percent fatigue cracking in the pavement system. The load cycles, referred to as ESALs
to Failure, are measured by tensile strain at the bottom of the asphalt cement concrete
pavement.7 Figure 2 shows that for a 7-inch-thick asphalt cement concrete pavement
section over prepared subgrade, axle loads heavier than 18,000 pounds greatly reduce
the fatigue life of the pavement. An increase from 18,000 to 24,000 pounds can reduce
the fatigue life by up to 50 percent.
The 18,000-pound axle load is the standard design load used by AASHTO;
24,000-pound axle loads are typical on over-the-road transport trucks. As shown (Figure
2), axle loads in the 30-kip range, typical of some overloaded vehicles and buses, can
severely reduce pavement life and may cause failure in a marginal pavement after a few
load applications. These heavy loads must be accounted for in design, specifically in
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bus lanes of arterial streets. These types ESALs to Failure (x 1000)
of loads are accounted for by use of the 1,200
800
TIRE-RELATED STRESSES
600
Sub
g rad
e
Over the past 30 years, truck tire =1
3 ,0
00
400 psi
pressures have increased from 90 psi to
130 psi8 and will likely continue to 200
Pavement design has traditionally been based on the assumption that a tire’s
footprint is circular and exerts uniform pressure on the pavement surface. In 1989 the
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Texas Transportation Institute (TTI) Maximum Shear Stress, psi
conducted a study on tire pressure 210
16
pressures. The analyses were
conducted using SIGMA/W, a two-
dimensional finite element stress
analysis program.10 Tire pressures
were modeled according to the
pressure distribution shown in Figure
4. The resulting tangential shear
stresses (Figure 5) in the pavement
layers were found to concentrate
along the outside tire wall of a dual tire
configuration. Holding the pavement
section properties constant, the tire
5.0" Asphalt Concrete on 10.0" Aggregate Base
stresses were varied to illustrate the Tire Pressure = 105 psi, Wheel Load = 4500 lbs
effect on the maximum shear stress Contour Interval = 20 psi
with the pavement layers. The maximum shear stress of 210 psi (130 psi tire pressure)
was significantly higher than the stress used for design, 162 psi (90 psi tire pressure).
The modeled tire pressures were analyzed on typical tire footprints supported by
equivalent pavement sections developed by AASHTO equations. The analysis
compared 8 inches of asphalt cement concrete pavement (Figure 6) with 5 inches of
asphalt cement concrete pavement over 10 inches of aggregate base (Figure 7), and 4
inches of asphalt cement concrete pavement over 12 inches of lime-stabilized subgrade
(Figure 8). Many agencies and consultants are using chemical stabilizers, such as lime,
to produce a firm pavement subgrade after moisture treating
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an expansive subgrade. Lime was chosen for this analysis due to its present popularity
in the Denver metro area and the experience with material characteristics. Chemical
stabilizers, if used correctly, will provide a long-term, durable pavement platform.
The results indicated slight differences in the maximum tangential shear stresses
measured in the asphalt cement concrete pavement sections. Since the lime-stabilized
subgrade carries up to 60-80 psi, the maximum shear stress in the asphalt cement
concrete pavement is lowest in this section. This indicates the lime-stabilized subgrade
is capable of withstanding higher stresses and distributes the stresses over a larger
area. This reduces the stresses in the asphalt cement concrete pavement, which results
in an increase in the pavement life. The aggregate base carries up to 50 psi with a
higher maximum shear stress in the asphalt cement concrete pavement than the lime-
stabilized subgrade section.
18
loaded commercial, industrial, and arterial pavements, it is believed the results
presented indicate the tire pressure and loading effects on pavement deserve further
study and consideration. Where the subgrade exhibits low expansion potential, use of
Portland cement concrete pavements should be seriously considered to counter the
effects of high tire stresses. In areas of high swell potential subgrades, use of stabilized
subgrade can reduce the stresses in asphalt cement concrete pavements and is
recommended. Asphalt cement concrete mix designs should consider use of special
high performance mixes including Superpave mixes developed from the Strategic
Highway Research Program (SHRP) and splitt mastix ashphalts. Asphalt cements
should be significantly stiffer and consider both high temperature properties as well as
low temperature properties. For SHRP Superpave mixes, the asphalt cement should be
at least two grades stiffer based on pavement temperature ranges (high end
temperature only) than would normally be required11 for heavily loaded commercial,
industrial, and arterial pavements.
MATERIALS
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A primary task in the scope of work was to test subgrade, stabilized subgrade,
aggregate base and asphalt cement concrete pavement to measure typical values for
local materials.
The Resilient Modulus test is very difficult to perform, requiring 4 to 8 hours to
manufacture and test a sample. The cost of the equipment to perform the test can be on
the order of $100,000 or more. Given these costs and time requirements, it is neither
realistic nor practical to require measured MR values for most pavement design projects.
Typically, conventional testing results are used to correlate with MR values used in the
design. The existing AASHTO and CDOT correlations were not based on testing of local
Denver metro soils and are, at best, a rough “rule of thumb.” Given the unique nature of
local soils, such as high swell potential and moisture susceptibility, it was deemed
appropriate to spend significant time and funds to attempt to provide a better correlation.
CONVENTIONAL TESTING
Forty samples of typical soils and bases were collected from the Denver metro
area. Each sample was thoroughly mixed to provide a large uniform sample and
subjected to standard classification testing and Proctor compaction. Sandy soils were
compacted to modified Proctor (ASTM D1557) and clayey soils to standard Proctor
(ASTM D698) in accordance with local practice. Samples were also subjected to swell
testing under an applied pressure of 200 psf, California Bearing Ratio, and R-value tests.
The CBR test was conducted using a surcharge weight of 15 pounds, typical of a
majority of the pavements at 2 percent above optimum moisture content. R-values were
determined at 250 and 300 psi exudation pressures at approximately 2 percent above
optimum moisture content. A 300 psi pressure is typical for the metro area, yet the 250
psi pressure provides data at a more saturated condition. Both CBR and R-value tests
were also conducted on soil samples prepared at 5 percent above optimum moisture
content; a moisture content that is thought by area engineers to represent subgrade
failure. All tests were conducted in accordance with the applicable AASHTO or ASTM
testing standards. Results of all testing performed are presented in Appendix E.
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Resilient Modulus
Confining Pressure
Strain
Equation 8:
Where: Mr = Resilient Modulus
Φd = average deviator stress over the last 5 cycles
,r = average resilient axial strain over the last 5 cycles
A Resilient Modulus of 3,000 psi was measured in the AASHO laboratory during
the 1961 road test.12 The 1993 AASHTO design guide uses the AASHO road test
subgrade modulus of 3,000 psi as a parameter for the development of the design
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equation. The methods used to measure subgrade modulus have changed significantly
since the AASHO road test. Measured Resilient Modulus values must be adjusted to
provide consistency with the values used in the development of the 1993 design
equation. Thompson and Robnett13 studied the behavior of the AASHO soils and
concluded that a deviator stress of 6 psi and a confining pressure of 0 psi approximated
conditions of the road test, which were used for the 1993 AASHTO design guide. In this
material property study, the subgrade Resilient Modulus was determined using these
stresses on the same forty samples tested in the conventional testing study.
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Equation 9: % = 0.96 - 0.18(w - w1) + 0.0067 (w - w1)2
Mr = Mr1 / %
Moisture variations occur during the life of a pavement system and cause
changes in subgrade support. These variations are dependent on the surface condition
of the pavement system, drainage, water table, season, and type of subgrade. The
moisture content of the subgrade reaches equilibrium generally within 3 to 10 years after
construction. Local experience and applicable CDOT research indicates clay subgrades
are typically constructed at optimum moisture content to 2 percent wet of optimum and
fail near 5 percent over optimum. For design, the industry traditionally has assumed the
subgrade support is a constant regardless of moisture content and is represented by the
design CBR or R-value. A portion of the material property study evaluated the effects of
moisture content change on the subgrade support value. Resilient Modulus also varies
on a seasonal basis depending upon moisture content and temperature.
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Figure 10 - Effect of Moisture Content
To ascertain Resilient Resilient Modulus (x1000), psi
Modulus support loss due to a 30
moisture content increase, three of
25
the originally tested soil samples
representing typical Denver soil
20
types (a sand and two clays) were
compacted at various moisture 15
Comparisons were made between Mr and CBR and R-value test results.
AASHTO shows a relationship for clay soils with CBR values of less than 10 as:
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Figure 11 - Mr with CBR
The AASHTO constants Resilient Modulus (x 1000), psi
ranged from 750 to 3,000 due to a 25
Denver Metro Data
wide variation in test results. As
Mr = 1140 (CBR)
shown in Figure 11, the best fit AASHTO Equation
20
linear relationship obtained from Mr = 1500 (CBR)
The AASHTO guide provides similar relationships between R-value and Mr.
However, CDOT suggests Modulus values for soils can be calculated using:
Equation 11:
M r = 10 { { S+18.72 } / { 6.24 } }
where: S = [(R-value -5) / 11.29] + 3
The Denver metro data, shown in Figure 12, does not correlate to the CDOT equation
(R2 <0.1).
1
The existence of a relationship between variables can be described by the following “rule of thumb”
guidelines.
25
Thompson and Robnett13 reported that the Resilient Modulus for subgrade soils
can be predicted from percent saturation. When data from this study are plotted against
saturation, there is no apparent correlation (Figure 13) (R2 = .301). Analysis of the
Thompson and Robnett data indicated a correlation coefficient R2 value of 0.301.
Correlation at this low level would not reliably predict Resilient Modulus for use in
pavement design.
Published data from Thompson and Robnett13 and Lee et. al.15 suggest some
correlation between unconfined compressive strength tests and Resilient Modulus.
Samples were compacted for unconfined compressive strength (qu) using the same
method used in the Resilient Modulus test (AASHTO T-294). The tests were performed
using a strain-controlled application of load and separated samples into different material
types for analysis.
Figures 14 through 17 show the linear relationships between the unconfined
compressive strength and Resilient Modulus for four types of soils. Regression analysis
yielded correlation coefficients (R2) of 0.61 to 0.80. These relationships provide a
reasonably good correlation between the unconfined compressive strength testing and
measured Resilient Modulus. The Figure 13 - Mr Correlation with Saturation
relationships applicable to the soils in Resilient Modulus (x1000), psi
this material property study are as 20
follows:
15
10
0
60 70 80 90 100
Saturation, %
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Equation 12: Mr = 2.15(qu) for A-6 soils (R2 = 0.80)
Equation 13: Mr = 1.68(qu) for claystone bedrock (R2 = 0.70)
Equation 14: Mr = 3.13(qu) for A-7-6 soils (R2 = 0.61)
Equation 15: Mr = 2.23(qu) for A-2-4 and A-2-6 (R2 = 0.79)
Where qu = unconfined compressive strength, psf (remolded) - AASHTO T208
(compacted at 2% above optimum moisture content in accordance with AASHTO T294).
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Figure 14 - Correlation for A-6 Soils Figure 15 - Correlation for Claystone
Resilient Modulus (x1000), psi Resilient Modulus (x1000), psi
20 20
15 A-6 15 Claystone
Mr = 2.15 (q u) Mr = 1.68 (q u)
10 10
5 5
0 0
1,000 2,000 3,000 4,000 5,000 1,000 2,000 3,000 4,000 5,000
Unconfined Compressive Strength, psf Unconfined Compressive Strength, psf
10 10
5
5
0
0 1,000 2,000 3,000 4,000 5,000 0
Unconfined Compressive Strength, psf 0 1,000 2,000 3,000 4,000 5,000
Sample 11 data was not used Unconfined Compressive Strength, psf
Sample 30 data was not used
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When projects encounter comparatively clean sands, unconfined strength testing
will not be possible. Given the rare occasions when this will occur in Denver, we believe
conventional R-value testing will provide satisfactory estimates of subgrade support.
These R-values should be converted to MR values using Equation 11.
Stabilized Subgrade
Two types of subgrade soils were tested (A-7-6 and A-6) to indicate the expected
strength of Denver metro subgrades when stabilized. Three samples of A-7-6 type soils
were stabilized with 6 percent quicklime and one sample of A-6 type soil with 3 percent
quicklime and 3 percent fly ash. The stabilizers were chosen due to their present
popularity in the Denver metro area.
Figure 18 - Correlation for Chemical
The modulus values of the soils were
Stabilized
Resilient Modulus Subgrades
(x 1000), psi
improved by 500 percent with lime
60
stabilization and by 1,400 percent with Denver Metro Data
lime/fly ash, over the natural conditions. 50 Dallas Little Equation
These values are considered typical of
most chemical stabilizers. 40
30
Dr. Dallas N. Little at Texas
A&M University has established a
20
correlation between Resilient Modulus
and unconfined compressive strength 10
for stabilized soils.17 The equation is as
follows: 0
0 50 100 150 200 250
Compressive Strength, psi
Equation 16: Mr = 10,000 + 124qu
where: qu = compressive strength, psi
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Figure 19 - Resilient Modulus of Local
The correlation from Equation 16 Aggregate
Resilient Modulus (x 1000),Base
psi Courses
appears applicable to local data as shown 80
Aggregate Base 20
10
The low Resilient Modulus values suggest granular base provides less support
than typically assumed in design. Granular base material has little cohesion, making the
material an effective strain absorbing layer over potentially expansive soils. However,
the more significant concern is the variance in strength of the bases in the Denver metro
area. The test results presented on Figure 19 were measured with a confining pressure
of 17 psi, as determined by a FEM analysis of a typical pavement section, and at near
optimum moisture content. The base courses sampled could not be confined in a mold
for any strength tests at 5 percent above optimum moisture content. Agencies should
also understand that aggregate base provides a reservoir for moisture to accumulate
and drive moisture deeper into the subgrade, which will accelerate and increase
heaving.
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Based on the values presented in Figure 19, a minimum Resilient Modulus value
of 20,000 psi was chosen for design purposes. A Resilient Moduli less than 20,000 psi
becomes relatively equivalent as a support layer to typical Denver metro subgrades,
resulting in little benefit of use of a base layer. Typical Denver metro clay subgrades
produce Mr values of 3,000 to 5,000 psi while Denver metro sands provide Mr values of
10,000 to 15,000 psi. This minimum Mr of 20,000 psi was used in the design procedure
to represent typically produced aggregate base course. It is recommended that
aggregate base only be used in residential streets due to the low support value and
potential for loss of support of the aggregate base. This recommendation is based upon
the integrity of the base course regardless of the subgrade type.
Experience has shown aggregate base tends to migrate into a clay subgrade as
the clay also pumps into the aggregate base. In an effort to reduce the migration of clay
fines and base material, a woven, high strength fabric should be utilized as a separation
layer.18 In areas of clay soils, a fabric placed on top of the subgrade, beneath the
aggregate base will help confine the base and reduce the loss of support experienced
with migration.
Resilient Modulus and Indirect Tensile strength testing were performed by the
Central Federal Lands Highway Division located in Denver, Colorado. Testing was
performed at 25ΕC (77ΕF) and results are presented in Table B.
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TABLE B
ASPHALT CEMENT CONCRETE PAVEMENT TEST RESULTS
The limited data suggest that Marshall designed mixes have considerably lower
Mr values than the normally assumed values for pavement design. A typically used
strength coefficient of 0.40 correlates to a Resilient Modulus of 370,000 psi according to
the AASHTO correlations. The lower Resilient Modulus values, measured in the cores,
indicate the use of lower strength coefficients for design of asphalt cement concrete
pavements should be considered. It is believed the low values obtained for the majority
of tests are indicative of a problem in the mix design methodologies in use and deserves
consideration and future studies.
SWELLING SOILS
Swelling soils have been the subject of increasing interest in the Denver metro
area. Aspects of swelling soils were studied because of the serious nature and expense
of the damage due to swelling soils, sometimes requiring complete reconstruction.
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Characterization
Classification testing of the soils included measurements of Atterberg Limits and
percent passing the No. 200 sieve (-200). We also measured swell of samples
compacted to about 95 percent of maximum (ASTM D698) dry density at a moisture
content about 2 percent above optimum moisture. Test specimens were confined under
an applied pressure of 200 pounds per square foot (psf) prior to wetting. The measured
swell was compared with sample liquid limit (LL), plasticity index (PI), and optimum
moisture content. The results showed that measured swell increased with increasing LL,
PI, and optimum moisture content.
33
PI between 30 and 40 percent swelled 1.6 to 4 percent. Two samples with a PI greater
than 40 percent swelled 3.2 percent.
The data also indicate it is not possible to achieve “zero swell” with moisture
treatment achievable with common construction techniques. Rather, the results
demonstrate that the goal of moisture treatment should be to reduce swell to control
potential differential heave by creating a more uniform material below the pavement and,
to some degree, reduce total heave.
A 100-foot-long cross section was formulated for this numerical modeling study.
The moisture treated zone was treated as non-expansive, although this is not practically
achievable using compacted swelling materials. Differential displacements at the surface
of the expansive material below the moisture treated zone were calculated based on the
swell of the underlying subgrade soil.
The effect of the moisture treatment in reducing differential heave was calculated
using six different moisture treated thicknesses (2, 4, 6, 8, 10, and 12 feet). The
potential swell of the soils below the moisture treated layer ranged from 2 percent to 12
percent, assuming a depth of wetting of 11 feet. The depth of wetting was based upon
measurements taken at Front Range Airport at the time of construction and again after
more than 15 years of service.16 The swell of the native materials was reduced with
depth to account for the effects of increasing overburden pressure.
With each variation in depth of moisture treatment and swell of the underlying
soils, a maximum deflection was calculated at the surface of the modeled asphalt
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Figure 21 - Effective Depth of Moisture Treatment
cement concrete pavement layer. Slope of Heave Feature, percent
A heave feature in the street was 12
12
bump for a driver is directly related
%
6
Sw S Sw
10 8%
to the slope of the bump, the slope
ell we ell
%
of each heave feature was plotted 4 6%
ll
Sw
4% el
versus the depth of moisture Sw
l
2 e ll
2% S
treatment (Figure 21). well
A driver’s perception of 0
0 2 4 6 8 10 12
pavement roughness is related to Depth of Moisture Treatment, feet
the vehicle speed. For purposes of
design, the criteria was separated
Figure 22 - Recommended Depth of
at a speed of 35 mph. Higher Depth of Moisture Moisture
Treatment,Treatment
feet
speed streets were evaluated 12
35
Swell Mitigation Recommendations
36
used to stabilize subgrade should produce a soil/lime mixture having the following
properties: 1) pH > 12.3 after mellowing, 2) an unconfined compressive strength of 160
psi or greater, 3) swell less than 1 percent under an applied pressure of 200 psf, and 4)
a plasticity index of less than 10.19 More documentation concerning the strength and
durability of lime stabilization is available. Other chemical stabilizers may be suitable, if
the strength and swell reduction criteria are met and approved by the Agency.
DRAINAGE
The moisture content of the subgrade significantly affects the performance of the
pavement system. Moisture contents of 5 percent over optimum moisture content as
typically found below failed pavements, significantly decrease the modulus of the
subgrade. In the past, the AASHTO design procedures have accounted for drainage
through a drainage coefficient applied to the structural thickness equation. However, the
drainage factor has been on a scale of 0 to 1, unrelated to performance characteristics
and chosen at the discretion of the design engineer. Poor drainage was accounted for
by indirectly reducing the support strength and increasing the pavement thickness
through a factor that did not relate to any measurable loss due to poor drainage. Since
most subgrades are placed at optimum to 2 percent above optimum moisture content,
additional amounts of moisture introduced into the subgrade will reduce the support
strength. The designer should provide a method to control the amount of moisture
entering and draining from the pavement system, or design for the loss of support due to
an increase in moisture.
Another approach is to design for the loss of support resulting from the increase
of moisture content in the subgrade. This research indicated an increase in soil moisture
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Figure 23 - Loss of Subgrade
to 5 percent above optimum, from a Resilient Modulus Resilient Modulus
(x1000), psi
constructed moisture content 2 25
percent above optimum, will reduce A-7-6 A-6 A-2-6
a material’s Resilient Modulus by
20
approximately 25 percent (Figure
17.1
23). Similar conclusions
concerning loss of strength in the 15
13
subgrade, due to an increase in 11.9
10.8
moisture content, have been
10 8.8
8.6
documented through other 7.8
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controlled drainage system to allow for proper plant growth and to protect the pavement
subgrade from loss of support due to an increase in moisture content.
For design, loss of support should be accounted for by providing a drain system
or reduction in the design modulus for any cohesive soils. This restriction does not apply
for free-draining sand soils. Rural pavements often have good surface drainage and
borrow ditches, lower than the pavement surface, where free draining moisture can
escape from the subgrade. Where surface drainage is good and there is no adjacent
landscaping, the modulus reduction is not applicable.
The pavement design state-of-practice in the Denver area is the AASHTO design
nomographs as published in 1993. Our literature review indicates that this methodology
is the most common “empirical” method available. “Mechanistic” analysis methods, such
as finite element or elastic layer, require sophisticated computer programs. Even with
these “mechanistic” methods, material property assumptions are required. It is
recommended that agencies should consider “mechanistic” methods in the design of
arterial level streets and other high traffic industrial roadways to improve the accuracy
and reliability of pavement designs.
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< Reliability: 50 to 99%
< Standard Deviation: 0.4 to 0.5
< ESAL: 36,000 to 1,460,000
Figure 24 - Flexible Sensitivity Analysis
< Mr: 3,000 to 14,000 psi
< Serviceability Normalized Variable
L
1 o
s
s
0.8 :
0.6 1
.
8
0.4
t
o
0.2
2
.
0
4 5 6 8 10 12
Asphalt Concrete Thickness, inches
Each variable was divided by the
Reliability Standard Deviation ESAL Mr Loss of PSI
maximum value of that variable to
obtain a normalized value. A
resulting pavement thickness was calculated for each range of variables. Figure 24
summarizes the results of the analyses. The figure shows that only three of the five
variables (Reliability, ESAL20, and Resilient Modulus) significantly influence the design.
The Standard Deviation has a negligible effect on pavement thickness. Considering that
most pavement thicknesses are rounded to the nearest one-half inch, the Loss of PSI
becomes insignificant.
Of the three variables found to influence the design thickness, the Resilient
Modulus of the subgrade material has the greatest influence. The Equivalent Single-
Axle Load (ESAL20) is the second most influential variable. These variables are
dependent variables, determined from the site conditions and predicted traffic loading,
respectively. Reliability is an independent variable determined by the designer.
Reliability is defined by AASHTO as a factor representing the probability that 1) the
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serviceability will be maintained, 2) the load applications used for design are correct, and
3) the pavement will perform its intended function over the design life.3
“Equivalent” structural
sections were calculated from the Figure 25 - AASHTO Equivalent Sections
ESALs to Failure (x1000)
AASHTO equation based on the
700
same calculated structural 650 AC+LSS AC AC+ABC
41
(ACCP) = 0.40 (Mr = 360,000), aggregate base course (ABC) = 0.12 (Mr = 30,000), and
lime stabilized subgrade (LSS) = 0.14 (Mr = 40,000). Local practice and experience
were the reasons for selecting these values for the analysis.22 Three typical sections
were developed including Asphalt Cement Concrete Pavement, Asphalt Cement
Concrete over Lime-Stabilized Subgrade, and Asphalt Cement Concrete over Aggregate
Base Course. Each section was modeled using elastic layered analysis (DAMA) to
calculate the number of cycles required to cause 40 percent fatigue cracking in the
pavement. Elastic layered analysis Figure 26 - Comparative Fatigue
predicts tensile strain in the asphalt ESALs to Failure (x 1000)
S
used to calculate the ESAL20 to
2" LS
ver 1
C
cause fatigue failure in the 4,000
0" AB
AC o
ade
pavement system. The design
ver 1
ubgr
AC o
3,000
ver s
ESAL section was compared to
AC o
resulting fatigue life and the results
2,000
are shown in Figure 25.
Arterial
1,000
It is apparent that the Industrial
calculated equivalent sections from Commercial
Residential
0
AASHTO layer coefficients are not 0 5 10 15
Asphalt Concrete Thickness, inches
equal in terms of ESALs to failure, Loaded by a 9000 lb Dual Wheel Load with a 130 psi Tire Pressure
Subgrade Mr = 5,000 psi
or service life. Since the structural
numbers are the same for each alternative, the reason the alternatives are not expected
to perform the same is that the layer coefficients do not properly represent the fatigue
performance of the material. The performance difference is exaggerated as the required
structural number is increased.
42
by plotting ESALs versus ACCP thickness. The results were obtained from elastic-
layered analysis for various material thicknesses and strengths. A set of curves was
developed for one soil type (clay subgrade, Mr = 5,000), illustrating the relationship of AC
thickness to the number of ESALs to cause fatigue failure (Figure 26).
Each curve was developed by measuring the strain level for various ACCP
thicknesses modeled in DAMA and calculating the resulting ESALs to cause fatigue
failure. To determine equivalent structural sections, a horizontal line is drawn at a
constant ESAL to determine the intersection at the corresponding ACCP thickness for
each alternative base or subgrade section.
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Figure 28 - Required Asphalt Resilient Modulus
The final Design Equation Design ESAL (x1000)
(Equation 17) developed from this 500
AC
minimum required ACCP sections. 400
7"
Figure 27 illustrates one of the 350
AC
8"
curves developed, which vary with 300
900
design ESAL and the required
MG
800
asphalt cement concrete pavement 700 Industrial
600
Resilient Modulus, to show a
500
minimum ACCP modulus to satisfy 400
Commercial
300
the existing 1993 AASHTO
200
equation criteria. The three curves 100 Residential
were developed from relationships 0
0 2 4 6 8 10 12
between the design ESAL and the AC Thickness, inches
Loaded by a 9000 lb Dual Wheel Load with a 130 psi Tire Pressure
Subgrade Mr = 5,000 psi
Resilient Modulus of ACCP for
each thickness, using fatigue analysis. The 1993 AASHTO design equation was used
with a Reliability of 85 percent to determine the design ESAL corresponding with various
ACCP thicknesses. The horizontal lines were drawn from the design ESAL to the
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resulting ACCP thickness according to the AASHTO layer coefficient of 0.4 for ACCP.
At the intersection of the fatigue curves for each thickness, a vertical line is drawn to
determine the ACCP Mr required to provide adequate structural integrity for each
thickness. The data illustrated in Figure 28 shows a range of 200,000 to 280,000 psi for
ACCP Resilient Modulus, required to meet design criteria.
The 1993 AASHTO equation for flexible pavements was based upon analyses of
the performance of the flexible pavement test sections in the AASHO road test. The
initial MGPEC modification of the AASHTO flexible pavement Design Equation was to
set several variables constant, in an effort to reduce the complexity of the equation
(Flexible Design Sensitivity Analysis). Three variables were held constant in the
equation: 0.44 for standard deviation, 95 percent Reliability, and 2.0 for loss of present
serviceability index.
The 0.44 value for standard deviation is widely accepted as the statistical
constant determined by AASHO during calculations of the road test data. The 95
percent Reliability was selected as an acceptable level of confidence for design.
AASHTO recommends high reliabilities be used when the designer desires confidence
that serviceability will be maintained, the load applications used for the design are
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correct, and the pavement will perform its intended function over the design life.3
Accurate design traffic calculations and traffic studies, as addressed in this report, allow
the designer to be more confident in the requirements from future traffic. In addition,
new correlations for material strengths and methods for reducing subgrade failure also
improve the designer’s confidence. The higher reliability improves the effectiveness of
capital funds used to build public roads, by designing for a higher probability of providing
serviceability over the design life. A loss of support of 2.0 was chosen since the
difference between 2.0 and 2.5 was relatively insignificant.
TABLE C
ALPHA FACTOR EQUATIONS
Subgrade Mr ∀
# 2,000 ∀ = -2.5852 + 0.176 x Ρn (ESAL20\1000)
2,000 to 4,000 ∀ = -1.62816 + 0.18832 x Ρn (ESAL20\1000)
4,000 to 6,000 ∀ = -1.59763 + 0.25959 x Ρn (ESAL20\1000)
6,000 to 8,000 ∀ = -1.48333 + 0.28088 x Ρn (ESAL20\1000)
8,000 to 10,000 ∀ = -1.57457 + 0.32263 x Ρn (ESAL20\1000)
10,000 to 12,000 ∀ = -1.58545 + 0.34045 x Ρn (ESAL20\1000)
> 12,000 ∀ = -1.53700 + 0.34120 x Ρn (ESAL20\1000)
Accounting for the factors discussed, the AASHTO flexible Design Equation can
be simplified. The resulting reduced Equation is as follows:
Equation 17:
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log SUB 10 ESAL SUB 20 = -0.7238 ∀ + 9.36 log SUB 10 ((t SUB a x 0.33)+1) +{ { -0.176 } OVER {
0.4 + { 1094 OVER {{(( t SUB a x 0.33)+1) } SUP { 5.19 }} } } } + 2.32 log SUB 10 { M SUB r } -
8.07 Figure 29 - Difference in AASHTO and
ESALs to Failure (xMGPEC
1000) Equations
1,400
1,300
where: ESAL20 = the number 1,200
of 1,100
equiv 1,000
TO
C
alent
AASH
PE
900
18-
MG
800
kip 700 Industrial
axle 600
loads
500
allow
400
ed for Commercial
300
the
200
desig
100
n Residential
0
perio 0 2 4 6 8 10 12
d AC Thickness, inches
∀ Loaded by a 9000 lb Dual Wheel Load with a 130 psi Tire Pressure
Subgrade Mr = 5,000 psi
=
alpha value adjustment factor to equate sections
based on cycles to failure or fatigue
ta = asphalt cement concrete pavement thickness
Mr = subgrade Resilient Modulus in psi (reduced by 25% if
drainage is not provided)
The equation is indeterminate since there are two unknowns and only one equation and
requires an iterative solution.
When compared to results of the 1993 AASHTO equation, the MGPEC Design
Equation yields slightly thinner pavements at low traffic volumes and thicker sections as
traffic volume increases (Figure 29). Both equations use a Reliability of 95 percent.
Figure 29 indicates that the AASHTO design equation produces thinner ACCP sections
for higher volume streets than the MGPEC equation. According to structural fatigue, the
AASHTO equation under-designs these higher volume streets.
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After determining the ACCP thickness, it is recommended that the fatigue criteria
be used as a means of making composite sections “equivalent.” This correlates more
closely to the original intent of the AASHO Committee on Design, by comparing sections
directly by strain levels in the asphalt cement concrete pavement rather than choosing
structural layer values that may not correlate to any measurable physical characteristic
of Denver metro soils. These relationships are illustrated by fatigue curves shown in
Figure 26.
The AASHTO design method for rigid pavements, often referred to as Portland
Cement Concrete Pavements (PCCP), uses nine variables for the design of a pavement
section. These variables include concrete Elastic Modulus, concrete Modulus of
Rupture, Load Transfer, Drainage Factor, Reliability, Standard Deviation, ESAL20,
Subgrade Reaction (k), and Loss of Present Serviceability Index. The original AASHO
road test provided the basis for the rigid pavement design equation. Numerous
modifications have been made to create the existing 1993 AASHTO equation.
A rigid design sensitivity analysis was performed using the AASHTO design
variables for rigid pavements, to evaluate their importance and influence on the resulting
pavement thickness and to determine which variables should be used in the design
equation.
< Serviceability Loss: 1.5 to 3.0
< Subgrade Reaction: 40 to 320 pci
< Reliability: 60 to
99%
< Standard Deviation: 0.2 to 0.45
< Elastic Modulus: 2.5 x 106 to 7
x 106 psi
< Modulus of Rupture: 550 to 800 psi
< Load Transfer: 2.0 to 5.0
< Drainage: 0.7 to
1.2
< ESAL: 36,500 to
3,650,000
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Figure 30 illustrates the results. The figure shows that four of the nine variables have a
significant influence on the thickness design; two have some influence; and three have
very little influence. The significant variables include ESAL20, Load Transfer, Subgrade
Reaction (k), and Reliability. Of the four variables that were found to significantly
influence the design thickness, the ESAL20 has the greatest influence. Load Transfer is
a factor that is dependent upon the types of reinforcement and dowels used at the joints.
The variables having some influence include Drainage Factor and concrete Modulus of
Rupture. As expected, the Standard Deviation, Serviceability Loss, and concrete Elastic
Modulus have very little effect on the results. These last three variables do not affect the
pavement thickness by more than 0.25 inches and default values will be considered as
the design variables.
0.4
Concrete Elastic Modulus = 3,400,000 psi
Concrete Modulus Rupture 0.2 = 650 psi
Drainage Factor = 1.0
Standard Deviation 0 = 0.34
4 5 6 7 8
Loss of Serviceability Index =
Portland 2.0 Concrete Thickness, inches
Cement
Serviceability Loss Subgrade Reaction Reliability Standard Deviation Elastic Modulus
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Concrete strength values are commonly specified levels that are typically held
constant in the current design procedures. A Drainage Factor of 1.0 is typical. Drainage
is accounted for in the calculation of the Resilient Modulus and the resulting Modulus of
Subgrade Reaction. The Standard Deviation and Loss of Serviceability Index are typical
design variables that have very little influence on the design thickness.
The design ESALs for use in the rigid pavement design are based upon the
calculations presented earlier in this report using flexible Load Equivalency Factors.
AASHTO provided different Load Equivalency Factors for flexible and rigid pavements to
account for different performance of the two pavement types. The alpha factor used in
the ACCP design equation, serves to distinguish between expected performance of the
ACCP and PCCP design sections. Furthermore, most Denver metro jurisdictions
currently use the same ESAL for both pavement types. It is recommended that the
same ESAL be used for rigid pavements as calculated for flexible pavement sections.
The resulting equation is as follows:
Equation 18:
log SUB 10 ESAL SUB 20 = -0.5624 + 7.35 log SUB 10 (t SUB p+1) - 0.06 + { { -0.176 } OVER { 1+
{ { 1.6248*{10 SUP { 7 } } } } OVER { (t SUB p+1) SUP { 8.46 } } } }+ 3.42 log SUB { 10 } { {650
{ ({ t SUP {0.75 } } - 1.132 )} } OVER { 215.63 x J [ { {( t SUB p SUP { 0.75 } ) } - { { 18.42 }
OVER { { ({ 3,400,000 } OVER k )} SUP { 0.25 } } } } ]} }
Where: ESAL20= the number of equivalent 18-kip axle loads allowed for the design
period
tp = Portland cement concrete pavement
thickness required for the pavement system
J = load transfer coefficient
k = modulus of subgrade reaction.
50
The equation must be solved through an iterative solution to calculate the PCCP
thickness (tp). Portland cement concrete pavements are recommended on sand
subgrades classified as A-1, A-2-4, A-2-5, A-3, A-4, or A-5 by AASHTO classification
procedures. AASHTO provides equations for determining modulus of subgrade reaction
based on Resilient Modulus, as shown above.
In the Denver metro area, the majority of performance problems related to PCCP
are a direct result of swelling soils causing differential movement. In areas where PCCP
has been placed on non-swelling soils, the pavements have performed very well. PCCP
provides a very durable platform with relatively low maintenance requirements when
compared to ACCP. Areas of heavy truck traffic also perform much better when paved
with PCCP, which do not experience the shoving and rutting often experienced with ACC
pavements.
The main concern with the application of a PCCP is the preparation of the
subgrade. PCCP are not recommended for use in areas of greater than 4 percent swell.
If they are used, the subgrade should be stabilized to reduce the effect of heave
damage. Even with stabilization, damage often occurs because of improper drainage of
the subgrade. Asphalt Cement Concrete Pavements are flexible and tend to allow small
amounts of swell without experiencing cracking. If swelling does occur in the subgrade,
ACCP often provide a smoother ride than PCCP and are easier and cheaper to repave
in isolated areas.
The variability associated with arterial roadways does not lend itself to simplistic
design methods. The recommended design process begins with the traffic study and the
lane-by-lane breakdown of volumes.
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Pavement alternatives from the MGPEC design equations should consider
thickness ratios for stabilized subgrade/asphalt cement concrete pavement thickness, in
the range of 2 to 3 to properly distribute stresses. Use of aggregate bases beneath
arterial pavements is not recommended as part of the structural section. Rigid (PCCP)
pavements should not be used in areas where treated or untreated subgrade soil swell
potential is greater than 4.0 percent, according to swell potential damage levels
discussed in SWELLING SOILS.
The pavement design for arterial streets should also include recommendations
for pavement maintenance that consider the user cost associated with lane closures and
delays. The surface course, whether asphalt cement concrete pavement or Portland
cement concrete pavement, should be designed to minimize maintenance through use
of treatments that will ensure the highest practical level of service and the least user
cost.
PAVEMENT MAINTENANCE
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Figure 31 - Pavement Deterioration Curve
Proper pavement PCI Value
maintenance is the single most 100
53
pavements.24 The shape of the deterioration curves is based on a sigmoidal curve fitted
to actual field data.
80
60
40
Terminal Life
20
0
0 5 10 15 20 25 30
Service Life, Years
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Pavement Maintenance Strategies
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TABLE D
GUIDELINES FOR
FLEXIBLE PAVEMENT MAINTENANCE TREATMENTS
FOR RESIDENTIAL, COMMERCIAL & INDUSTRIAL ROADWAYS1
1
CDOT and Local Experience
TABLE E
GUIDELINES FOR
RIGID PAVEMENT MAINTENANCE TREATMENTS
FOR RESIDENTIAL, COMMERCIAL & INDUSTRIAL ROADWAYS1
1
CDOT and Local Experience
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Fog seals and crack seals minimize the effects of oxidative embrittlement and
reduces the amount of air and water entering the pavement surface. Pavements
experiencing weathering and raveling benefit from a fog seal application. Fog seals can
range from 0.10 gallons per square yard to 0.20 gallons per square yard, depending
upon the condition of the pavement surface and sealant material. Each pavement
should be evaluated, and the fog seal material and application rate should be
engineered to fit the condition. Crack sealing does not eliminate the crack, however it
can change the severity level and reduce further deterioration of the pavement layers.
Slurry or chip seals are used to waterproof the surface, improve the ride, and to
provide skid resistance where aggregates may have been polished by traffic and the
pavement has become smooth. The improvement in condition level provided by these
seals depend on the amount of deterioration present in the pavement section before
application of the seal. On higher distressed pavement, these seals provide little to no
benefit due to structural deficiencies. If seals are placed prior to cracking, the pavement
will deteriorate at a slower rate. When seals are applied after cracking has occurred, the
seals tend to ravel as the cracks of the underlying material reflect through the surface
seal.
Overlays are considered rehabilitation and usually improve the PCI value of the
pavement to the maximum value of 100. Designed overlays should be done on a project
level basis and must consider the surface distress and the structural capacity of the
pavement. Urban streets require different maintenance treatment because of curb
height constraints, whereas rural roads do not have the height constraints that require
rotomilling.
57
maintenance budget. These decisions consequently require that an economic analysis
be performed during the design process. Life-cycle cost analysis determines the relative
financial effectiveness of a set of alternatives over a fixed time period. This analysis
provides a means to select the preferred alternative based on estimated costs of initial
construction and future maintenance costs.
For the analysis to be valid, the analysis period of each pavement section must
be equal. Costs assumed for initial construction and maintenance operations must also
be valid and based on best estimates. Construction costs are highly erratic and time
dependent. Predictions of cost thus represent an indicator, rather than a true estimate.
Interest rates used in the analysis are often debatable and politically sensitive. High-
interest rates promote decisions based on first costs and a short-term approach;
whereas low-interest rates encourage consideration of long-term costs. The
effectiveness and service life of maintenance operations and rehabilitation operations
significantly influence cost and can create bias. However, life-cycle cost analysis is a
tool to be used by design engineers along with sound engineering practice to judge the
best design alternative based on capital and maintenance costs over the analysis period,
not just the construction costs.
The three generally accepted methods for calculating life cycle costs are the
present worth method, equivalent annual worth method, and the future worth method.
All methods calculate the cost of a project over its life. The difference is whether the
cost is measured in today’s dollars (at present worth), as a uniform series of annual
dollars (at present worth), or the cost at the end of the project life (future). The present
worth method is used by most engineers and agencies and was selected for this work.
The present worth method discounts all costs to present-day based on the
assumed discount rate (interest). The present worth of a project is equivalent to the
amount of money that would have to be invested to cover the costs of construction,
maintenance, and rehabilitation over the analysis period. Variables that must be
established to calculate present worth include discount rate (interest rate), cost definition
(cost of construction and maintenance), analysis period, salvage value, and life of
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maintenance and rehabilitation alternatives. Using these values and the pavement
maintenance recommendations, the present worth can be calculated as:
Equation 19:
P SUB w = I + { A[(1+i) SUP n - 1] } OVER { i(1+i) SUP n } -S OVER { (1+i) SUP n }
Discount Rate
The discount rate is the effective interest rate per interest period. The discount
rate is determined by subtracting the inflation rate from the market interest rate. The
discount rate of capital has been between 3.7 and 4.4 percent since 1966 (Epps and
Wootan, 1981,25 and Corps of Engineers, 198726). The January 1997 rate is
approximately 3.8 percent, based on a 30-year bond. Based on this information, a
discount rate of 4 percent per year was used for analysis purposes in this document.
Cost Definition
The cost definition is the actual dollar value assigned to each item and procedure
defined during construction and maintenance operations for the project. The costs are
listed as present worth values for construction and predicted inflated prices for
maintenance procedures. These prices are often very susceptible to bias costing.
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A yearly cost data book, available from the Colorado Department of
Transportation (CDOT), lists the quantity of material used for CDOT projects and
associated unit prices. CDOT data for the 1995 construction season were used in this
report. Time of construction and location affect the unit prices. The costs for each
project should be determined based on projects of similar size and location. Where
CDOT cost data are not available, quotes from contractors or material suppliers can be
used. It should be noted that often these costs can be biased, and competitive quotes
should be obtained.
Analysis Period
The analysis period is the selected time period, in years, over which the
alternatives are compared. A single analysis period allows all alternatives to be
compared on a common basis. The analysis period should be chosen to allow for a
minimum of one major rehabilitation for each alternative, to account for unequal
performance of the various pavement alternatives (PCCP and ACCP). A 30-year
analysis period is recommended to allow for a minimum of one major rehabilitation for
each alternative for a twenty year design life.
Salvage Value
Salvage value is the future value of the pavement materials at the end of the
analysis period. Salvage values are assumed to be equal at the end of the analysis
period for this report, therefore canceling each other. Furthermore, it was assumed that
the ACCP and PCCP will be recycled.
60
of the assumptions made. Pavement maintenance records and the engineer’s
experience with local materials can provide models to predict typical deterioration of
pavement and the effect of maintenance in their jurisdiction.
Commercial,
Residential Industrial
Crack Sealing (flexible) 3 to 5 2 to 3
Crack Sealing (rigid) 5 to 7 3 to 5
Joint Sealing (rigid) 5 to 7 3 to 5
Fog Seal (flexible) 3 to 5 3 to 5
Chip or Slurry Seal (flexible) 3 to 5 ---
Grinding (rigid) 10 to 14 8 to 10
Overlay (flexible) 10 to 15 8 to 10
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Figure 33 - Life Cycle Cost
Sensitivity Analyses Percent Change Sensitivity Analysis
1.1
8%
Discount rate, analysis period, 1 40
5% 3 yr. Seal
30
cost definition, and maintenance 0.9
4%
4% 0%
service life were varied individually in 3%
0.8
20
the typical flexible life cycle cost model 5 yr. Seal
0.7
to determine the sensitivity of each
0.6
variable. The percent change of the
variable was plotted against the 0.5
6 yr. Seal
resulting present worth in dollars as 0.4
200,000 400,000 600,000 800,000
shown in Figure 33. Variation of the Dollars, $
Discount Rate (4.0%) Cost Value (1997)
discount rate and cost definition does
not significantly affect the present Analysis Life (30) Maintenance Life
CONCLUSION
The goal of the project was to provide members of the Metropolitan Government
Pavement Engineers Council with data to support development of a design
methodology. As in most research projects, there are still questions remaining to be
answered. Revisions to this document and to the Pavement Design and Construction
Manual should be anticipated and encouraged as additional research is performed and
experienced gained. The documents should be reviewed and revised to reflect new
knowledge and experience.
As the study progressed, the team was required to make assumptions regarding
unknowns that materially affect the design. It is suggested the Council consider
undertaking research to:
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1. Determine actual weights and local distribution of trash trucks.
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REFERENCES
6. Dar-Hao Chen, Masharraf Zaman, Joakin Laguros, and Alan Soltani, “Assessment of
Computer Programs for Analysis of Flexible Pavement Structure,” Transportation
Research Record No. 1482, 1995.
10. Geo-Slope International, Calgary, Alberta, Canada, SIGMA/W, for Finite Element
Stress/Deformation Analysis, Version 3.06, September 1995.
12. E. L. Skok, Jr., and F. N. Finn. Theoretical Concepts Applied to Asphalt Pavement
Design. Proc., International Conference on the Structural Design of Asphalt
Pavements, Ann Arbor, Michigan, 1962, p. 421.
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13. M. R. Thompson and Q. L. Robnett. Resilient Properties of Subgrade Soils, Final
Report--Data Summary. Transportation Engineering Series No. 14. Illinois
Cooperative Highway Research and Transportation Program Series No. 160.
University of Illinois at Urbana-Champaign, 1976.
14. Dingqing Li and Ernest T. Selig. Resilient Modulus for Fine-Grained Subgrade
Soils. Journal of Geotechnical Engineering, Vol. 120, No. 6, June 1994.
19. Dallas N. Little, “Stabilization of Pavement Subgrades and Base Courses With
Lime,” National Lime Association, Kendall/Hunt Publishing Company, 1995.
20. Eric C. Drumm, Jason S. Reeves, Mark R. Madgett, and William D. Trolinger,
“Subgrade Resilient Modulus Correction For Saturation Effects,” Journal of
Geotechnical and Geoenvironmental Engineering, American Society of Civil
Engineers, July 1997, Vol. 123, No.7.
22. G. Scot Gordon and Victoria Peters, Evaluation of Lime Stabilized Subgrade
Structural Layer Coefficient, CTL/Thompson, Inc., Report for Jefferson County,
Colorado, 1995.
23. M. Y. Shahin and J. A. Walter, Pavement Maintenance Management for Roads and
Streets Using the PAVER System, USACERL Technical Report M-90/05, July
1990.
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25. J. A. Epps and C. V. Wootan, Economic Analysis of Airport Rehabilitation
Alternatives – An Engineering Manual, Report DOT/FAA/FD-81/78, Federal
Aviation Administration, 1981.
26. U. S. Army Corps of Engineers, Life Cycle Costs for Pavements, Report F84-63,
1987.
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APPENDIX A
SURVEY RESULTS
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APPENDIX B
GLOSSARY OF TERMS
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GLOSSARY OF TERMS
Adhesive Failure: Loss of bond between the joint sealant and the joint, or between the
aggregate and the binder.
Aggregate Base (base course): Crushed stone or gravel, immediately under the
surfacing material.
Analysis Period: The period of time for which the economic analysis is to be made;
ordinarily will include at least one rehabilitation activity.
Asphalt Emulsion Slurry Seal: A mixture of emulsified asphalt, fine aggregate and
mineral filler, with water added to produce slurry consistency.
Asphalt Cement Concrete Pavement Structure: A pavement structure, placed above the
natural subgrade, with courses consisting of asphalt-aggregate mixtures, untreated
aggregate courses, improved or stabilized subgrade, drainage layers, etc. which act in a
structural capacity.
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Asphalt Tack Coat: A light application of emulsified asphalt applied to an existing
asphalt or Portland cement concrete pavement surface. It is used to ensure a bond
between the surface being paved and the overlying course. Typically 0.10 gals/yd2 of
CSS1h.
Binder Course: The layer of asphalt cement concrete pavement underlying the surface
course.
Block Cracking: The occurrence of cracks that divide the asphalt surface into
approximately rectangular pieces, typically one square foot or more in size.
California Bearing Ratio Test (CBR): An empirical measure of bearing capacity used for
evaluating bases, subbases, and subgrades for pavement thickness design.
Chip Seal: A thin layer of emulsified asphalt cement in which aggregate is embedded.
The seal is placed to improve the texture of the pavement surface to increase skid
resistance and decrease permeability of the surface.
Cohesive Failure: The loss of a material’s ability to bond to itself or its substrate.
Results in the material splitting or tearing apart from itself or its substrate (i.e. joint
sealant splitting).
Crack: Approximately vertical random cleavage of the pavement due to thermal or load
action.
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Deflection: The amount of downward vertical movement of a surface due to the
application of a load to the surface.
--Rebound Deflection: The amount of vertical rebound of a surface that occurs when a load
Design ESAL: The total number of equivalent 80kN (18,000 lb) single-axle load
applications expected during the Design Period.
Design Lane: The lane on which the greatest number of equivalent 80kN (18,000 lb)
single-axle loads is expected. Normally this will be either lane of a two-lane roadway or
the outside lane of a multi-lane highway.
Design Period: The number of years from initial construction or rehabilitation until
terminal service life. This term should not be confused with pavement life or Analysis
Period. By adding asphalt overlays as required, pavement life may be extended
indefinitely, or until geometric considerations or other factors make the pavement
obsolete.
Disintegration: The breaking up of a pavement into small, loose fragments due to traffic
or weathering.
Edge Cracking: Fracture and materials loss in pavements without paved shoulders
which occurs along the pavement perimeter. Caused by soil movement beneath the
pavement.
Embankment (embankment soil): The prepared or natural soil underlying the pavement
structure.
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End Result Specifications: Specifications that require the contractor to take the entire
responsibility for supplying a product or an item of construction. The highway agency’s
responsibility is to either accept or reject the final product or apply a price adjustment
that compensates for the degree of compliance with the specifications. (End result
specifications have the advantage of affording the contractor flexibility in exercising
options for using new materials, techniques, and procedures to improve the quality
and/or economy of the end product.)
ESAL to Failure: The number of design 18 kip axle load cycles required to produce
approximately 40 percent fatigue cracking as calculated using AAMAS equations based
on asphalt cement concrete pavement Resilient Modulus and tensile strain at the bottom
of the ACCP layer.
Equivalent 80kN (18,000 lb) Single-Axle Load (ESAL): The effect on pavement
performance of any combination of axle loads of varying magnitude equated to the
number of 80kN (18,000 lb) single-axle loads required to produce an equivalent effect.
Grade Depressions: Localized low areas of limited size which may or may not be
accompanied by cracking.
Hairline Crack: A fracture that is very narrow in width, less than 3mm (0.12 in.).
Heavy Trucks: Two axle, six-tire trucks or larger. Pickup, panel and light four-tire trucks
are not included. Trucks with heavy-duty, wide base tires are included.
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Incentive/Disincentive Provision (for quality): A pay adjustment schedule which
functions to motivate the contractor to provide a high level of quality. (A pay adjustment
schedule, even one which provides for pay increases, is not necessarily an
incentive/disincentive provision, as individual pay increases/decreases may not be of
sufficient magnitude to motivate the contractor toward high quality.)
Lane-to-Shoulder Drop-off: The difference in elevation between the traffic lane and
shoulder.
Lane-to-Shoulder Separation: Widening of the joint between the traffic lane and the
shoulder.
Layer Coefficient: The empirical relationship between structural number (SN) and layer
thickness which expresses the relative ability of a material to function as a structural
component of the pavement.
Lime-Fly Ash Base: A blend of mineral aggregate, lime, fly ash and water, combined in
proper proportions which, when compacted, produces a dense mass.
Load Equivalency Factor (LF): A factor used to convert applications of axle loads of any
magnitude to an equivalent number of 80kN (18,000 lb) single axle loads.
Longitudinal Crack: A crack that follows a course approximately parallel to the center
line.
Parametric Analysis: A study of a set of physical properties whose values determine the
characteristics or behavior of something. Used to isolate the significance of individual
variables.
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Patch: An area where the existing pavement has been removed and replaced with a
new material.
Pavement Design (design, structure design): The specifications for materials and
thicknesses of the pavement components .
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fatigue properties) that are predictors of performance and appear in primary prediction
relationships (i.e., models that can be used to predict pavement stress, distress, or
performance from combinations of predictors that represent traffic, environmental
roadbed, and structural conditions.) [Because most fundamental engineering properties
associated with pavements are currently not amenable to timely acceptance testing,
performance-based specifications have not found application in highway construction].
Present Serviceability: The ability of a specific section of pavement to serve, for the use
intended, mixed traffic on the day of rating.
Present Serviceability Rating (PSR): The mean of the individual ratings made by the
members of a specific panel selected for the purpose.
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Quality Assurance: All those planned and systematic actions necessary to provide
confidence that a product or facility will perform satisfactorily in service. Quality
assurance addresses the overall problem of obtaining the quality of service, product, or
facility in the most efficient, economical, and satisfactory manner possible. Within this
broad context, quality assurance involves continued evaluation of the activities of
planning, design, development of plans and specifications, advertising and awarding of
contracts, construction, and maintenance, and the interactions of these activities.
Raveling: The wearing away of the pavement surface caused by the dislodging of
aggregate particles.
Reflection Cracking: Cracks in asphalt overlays that reflect the crack pattern in the
pavement structure underneath.
Resilient Modulus Test: A measure of the modulus of elasticity of roadbed soil or other
pavement material.
Resistance Value (R-value): A test for evaluating bases, subbases, and subgrades for
pavement thickness design.
Roadbed: The graded portion of a highway between top and side slopes, prepared as a
foundation for the pavement structure and shoulder.
Roadbed Material: The material below the subgrade in cuts and embankments and in
embankment foundations, extending to such depth as affects the support of the
pavement structure.
Roadway: All facilities on which motor vehicles are intended to travel such as secondary
roads, interstate highways, streets and parking lots.
Roadway Land Use: A classification based on the use of land adjacent or serviced by
the street. The classification is used to separate streets for different volume
assumptions.
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Roughometer: A single-wheeled trailer instrumented to measure the roughness of a
pavement surface in accumulated millimeters (inches) per mile.
Selected Material: A suitable native material obtained from a specified source such as a
particular roadway cut or borrow area, of a suitable material having specified
characteristics to be used for a specific purpose.
Single Axle Load: The total load transmitted by all wheels of a single axle extending the
full width of the vehicle.
Skid Hazard: Any condition that might contribute to making a pavement slippery when
wet.
Slippage Cracks: Cracks, sometimes crescent-shaped, that point in the direction of the
thrust of wheels on the pavement surface.
Stabilized Subgrade: A subgrade soil that has been altered by a chemical agent to
make suitable for subgrade construction and pavement support.
Standard Deviation: The root-mean-square of the deviations about the arithmetic mean
of a set of values.
Structural Number (SN): An index number derived from an analysis of traffic, roadbed
soil conditions, and environment which may be converted to thickness of flexible
pavement layers through the use of suitable layer coefficients related to the type of
material being used in each layer of the pavement structure.
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Subbase: The layer or layers of specified or selected material of designed thickness
placed on a subgrade to support a base course.
Subgrade, Improved: Any course or courses of select or improved material between the
subgrade soil and the pavement structure.
Surface Thickness (surfacing thickness, surface, slab thickness (rigid)): The thickness
of surfacing materia, usually expressed in inches.
Tandem Axle Load: The total load transmitted to the road by two consecutive axles
extending across the full width of the vehicle.
Traffic Equivalence Factor: A numerical factor that expresses the relationship of a given
axle load to another axle load in terms of their effect on the serviceability of a pavement
structure.
Transverse Crack: A crack that follows a course approximately at right angles to the
centerline.
Triple (Tridem) Axle Load: The total load transmitted to the road by three consecutive
axles extending across the full width of the vehicle.
Truck Factor: The number of equivalent 80kN (18,000 lb) single-axle load applications
contributed by one usage of a vehicle. Truck Factors can apply to vehicles of a single
type or class or to a group of vehicles of different types.
Twenty-Year ESAL: (ESAL20) The Equivalent Single Axle Load application for a twenty-
year design. The value is the product of the Load Equivalency factor for each vehicle
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type, the number of each particular vehicles per day, 365 days per year, and a twenty-
year period.
Weathering: The wearing away of the pavement surface caused by the loss of asphalt
binder.
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APPENDIX C
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APPENDIX D
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QUALITY CONTROL / QUALITY ASSURANCE / WARRANTIES
Any discussion of quality must consider the Engineer’s, Contractor’s and Owner’s
perspectives. Owners must first decide the level of control they wish to exert over the
Contractor’s operations. There are three levels of control; 1) complete testing and
inspection, 2) oversight testing, or 3) warranty control. Each of these levels requires a
different type of specification from the Engineer and a different level of effort by the
Contractor.
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involves 10 to 15 percent of the Contractor’s QC effort. Like the procedural
specification, the QA/QC specification can have both procedural and performance
components as well as penalties and price reductions. Warranties are likewise limited to
workmanship and materials. CDOT has been using the QA/QC specification on a limited
basis. Both Denver International Airport and E-470 use or used QA/QC specifications.
Experience to date has been mixed. Some contracts have worked well while other have
been nightmares leading to litigation.
The last type of specification is warranties. This is a relatively new form of contract
specification in the U. S.; but has been successfully used in Europe for years. Warranty
periods are typically 5 years in the U. S. and more often 10 years in Europe. This
specification will have limited testing and inspection on the Owner’s part and must not be
restrictive. An Owner cannot require specific procedures, nor materials in the design.
For instance, the Owners cannot specify an asphalt mix then expect the Contractor to
warrant the mix against rutting or raveling. Furthermore, the Owner cannot ask the
Contractor to warrant things beyond his control. The development of a warranty
specification must be a joint effort between the Owner, Engineer and Contractor. The
warranty specification must address measurement of performance. Asphalt pavements
will not be in perfect condition after 5 years of service. The questions then become; How
much distress and of what type is allowed? Other issued in warranties include:
3) Are there penalties and price reductions imposed during construction? If so,
what basis?
It is believed that warranty specifications will become more popular in the future.
The projects built to date appear to be successful and success will promulgate similar
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programs. Major projects lend themselves to warranties, particularly design/build. At
this time, warranty projects offer little to the municipality or county. The time and effort
involved with specification development would tax the abilities of most agencies.
The QA/QC specification is attractive because the costs associated with testing and
inspection can be rolled into construction budgets. The experience base with the
contracting community is very limited and the previous projects have not been totally
successful. For these reasons, it is recommended to not implement QA/QA
specifications. Given time and direction by CDOT, Contractors will become more
comfortable and proficient. Likewise, warranty specifications are too new to develop any
experience base and should be reviewed at a later date. Exceptions to these
recommendations include a large project, particularly design/build where sufficient time
and cooperation between the parties are likely.
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APPENDIX E
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