Professional Documents
Culture Documents
Marc Elie
Kritika: Explorations in Russian and Eurasian History 14, 2 (Spring 2013): 313–42.
314 MARC ELIE
immediately impose the dam on the inhabitants, even though the project was
deemed urgent. Eight years elapsed from the approval of the definitive design
until the beginning of the dam’s construction (1958–66). The dam project
developed against a set of uncertainties that account for the hesitation and
substantial postponement. First, the last years of Nikita Khrushchev’s rule
proved unstable for the Kazakhstani political establishment. Between 1960
and 1964, the post of first secretary of Kazakhstan’s Communist Party changed
hands three times. The competing candidates for power in Kazakhstan were
so split on the dam issue that they could not enforce any definitive decision
on it. Second, although Alma-Ata’s inhabitants lived under the growing fear
of destruction by a massive mudflow, no one could precisely forecast when
this would occur. Everyone was expecting the “big one” soon. The dam
offered a possible solution, but in the view of some its brutal construction
method—directional blasting—and the fact that it concentrated protection
on one spot might turn out to be even more dangerous to the city than no
dam at all. In this context of both urgency and uncertainty, politicians were
reluctant to take definitive responsibility for mudflow protection. Third, both
the political instability and the anxiety about the natural hazard engendered
a lively discussion on the pros and cons of the dam and alternative projects.
Since civic concerns about major projects could become matters of public
concern in the more relaxed atmosphere of the Khrushchev Thaw, from 1959
on, scientists and citizens in Alma-Ata and Moscow opposed the Medeo Dam
project submitted by the Kazakhstani leadership and proposed a lighter and
more complex protective system based on small dams and embankments.
Opposition to the dam was typical of the reemergence from the 1950s on of
groups of scientists and other members of the intelligentsia warning publicly
of the potential for environmental damage to natural resources caused by
large transformational development projects.2 The argument between
proponents and opponents of the dam involved the pragmatic question of
the most effective protection for the city from a scientific and engineering
point of view. It revealed opposing conceptions of the city’s relationship to
its natural environment and diverging views of the environmental costs of
disaster protection.
Yet for all of this, a new context emerging between the Khrushchev
and Brezhnev periods enabled the Kazakhstani leadership eventually to
impose certainty and to silence protesting voices. This article contends that
a technocratic alliance united the rising republican leader Dinmukhamed
Akhmedovich Kunaev, top scientists, and planners backed by the political
2
Douglas R. Weiner, A Little Corner of Freedom: Russian Nature Protection from Stalin to
Gorbachev (Berkeley: University of California Press, 2002), 355–73.
COPING WITH THE “BLACK DRAGON” 315
leadership in Moscow.3 The end of the dam controversy parallels Kunaev’s rise
to power and the demise of the relative plurality permitted by the political
instability of the late Khrushchev years in Kazakhstan. The dam was the
personal project of Kunaev—the “Leader” praised by the poet in this article’s
epigraph. The first secretary manipulated a sense of urgency and ambitious
engineering promises to clear away uncertainties in mudflow theory and to
impose the dam on the republic’s capital.
This article seeks to understand how the relationship between the center
and the republics evolved in the post-Stalin USSR in such a way as to grant
republican leaders more room for maneuver and to enable the formation of
technocratic alliances. For this purpose, it elaborates on three topics that are
usually treated separately: the greater autonomy given by Khrushchev and
Leonid Brezhnev to regional secretaries; the consequent rise of first secretaries
to the status of leaders of their republics; and the growing significance
of technical expertise in political decisions, especially with regard to
developmental and environmental issues.4 The article shows how these three
processes became intertwined at the republican level in the 1960s–70s, when
political figures sought to take bold initiatives in transformational projects to
establish their authority as leaders.
The first secretaries had extended their prerogatives during Khrushchev’s
decentralization drive, and even more under Brezhnev’s “trust in cadres”
policy.5 Republican leaders were able to build a strong power base in their
republics and gained the financial means to develop social and municipal
infrastructure in their fiefs.6 Kazakhstan had been led by Russian envoys
3
The expression “technocratic alliance” was coined by Klaus Gestwa in Die Stalinschen
Großbauten des Kommunismus: Sowjetische Technik- und Umweltgeschichte, 1948–1967
(Munich: Oldenbourg, 2010), 561—reviewed in this issue of Kritika.
4
The promotion of republican first secretaries to national leaders is usually linked in the
literature to their effort to promote cadres from the titular nationality, a process known as
“second indigenization.” This article addresses the growing free hand of republican leaders, but
not indigenization. The Medeo case reveals that in Kazakhstan, at least, the two processes—
republicanization and indigenization—which are usually understood as correlated, were
actually distinct.
5
On the competence transfer to the republics under Khrushchev, see Nataliya Kibita,
“Moscow–Kiev Relations and the Sovnarkhoz Reform,” in Khrushchev in the Kremlin: Policy
and Government in the Soviet Union, 1953–64 (New York: Routledge, 2009), 94–111. On the
“trust in cadres” policy in the regions of the Russian Federation, the newest contribution is
Yoram Gorlizki, “Too Much Trust: Regional Party Leaders and Local Political Networks under
Brezhnev,” Slavic Review 69, 3 (2010): 676–700.
6
Uwe Halbach, “Nationalitätenfrage und Nationalitätenpolitik,” in Handbuch der
Geschichte Russlands, 1945–1991: Vom Ende des Zweiten Weltkriegs bis zum Zusammenbruch der
Sowjetunion, vol. 5, pt. 2, ed. Stefan Plaggenborg (Stuttgart: Hiersemann, 2003), 694. On the
declining dependence of national first secretaries on the center, see Philip G. Roeder, “Soviet
316 MARC ELIE
from the beginning of the Virgin Land Campaign (1954) until 1959. One
of those viceroys had been Brezhnev himself. After reaching complete power
within the republic by 1964, Brezhnev’s protégé Kunaev presented himself as
the sponsor and patron of the dam and thus as the protector of Alma-Ata’s
populace threatened by the unpredictable forces of nature. Together with
other republican leaders, Kunaev rose above the role of Moscow’s prefect in
his province to the status of a leader with his own power base and popular
support.7
However powerful Kunaev had become within the party, he nonetheless
needed the participation of experts, both to pass the project through sometimes
skeptical review boards of the Soviet government and to gain political and
social support for the dam more generally. The history of the Medeo Dam
project shows that the relationship between center and periphery should
not be oversimplified as involving merely questions of cadres and party
hierarchy, however important they were.8 This article accordingly focuses also
on the controversy between opposing experts on the dam and stresses how
important these actors had become for buttressing the political legitimacy of
republican leaders. Experts, either through their institutional position within
governmental bodies or through media exposure and personal ties to leaders,
had significant influence on decision making about the dam. Ironically, Kunaev
found himself opposed on the dam issue by the Kazakhstani community of
experts on mudflow, to whom he needed to prove his commitment to find
a scientifically based solution to the mudflow problem. As a consequence,
Federalism and Ethnic Mobilization,” World Politics 43, 2 (1991): 212; and Graeme Gill and
Roderic Pitty, Power in the Party: The Organization of Power and Central–Republican Relations
in the CPSU (New York: St. Martin’s Press, 1997).
7
Tetsuro Chida, “ ‘Nationalizing’ the Soviet Republics: Centrifugal Tendency of the
Republican Politics in Soviet Central Asia during the Brezhnev Era,” in The Caucasus and
Central Asia Twenty Years after Independence: Questioning the Notion of “South Countries.”
Conference Proceedings, 26–30 (http://lodel.ehess.fr/cercec/docannexe.php?id=1705, accessed
29 March 2013); Halbach, “Nationalitätenfrage und Nationalitätenpolitik,” 695, 781–82;
Ronald Suny, The Revenge of the Past: Nationalism, Revolution, and the Collapse of the Soviet
Union (Stanford, CA: Stanford University Press, 1993), 117–20.
8
Before the 1990s, most accounts of the relationships between center and periphery relied
heavily on quantitative cadre policy because of problems involving access to documentation,
as Gorlizki recounts. Since then the cadre question within the Party has remained at the center
of the studies of Soviet decision-making policies. See Gorlizki, “Too Much Trust,” 676–77;
Grey Hodnett, Leadership Recruitment in the Soviet National Republics: A Quantitative Study
of Recruitment Policy (Oakville, ON: Mosaic Press, 1978); John P. Willerton, Patronage and
Politics in the USSR (New York: Cambridge University Press, 1992); and Jerry F. Hough and
Merle Fainsod, How the Soviet Union Is Governed: An Extensively Revised and Enlarged Edition
by Jerry F. Hough of Merle Fainsod’s How Russia Is Ruled (Cambridge, MA: Harvard University
Press, 1979).
COPING WITH THE “BLACK DRAGON” 317
he had to look for expert support for his pet project from outside the
republic. Those Soviet scientists who supported the dam—the mathematician
Mikhail Alekseevich Lavrent´ev and the seismologist Mikhail Aleksandrovich
Sadovskii were among the most prominent—were not specialists in mudflow
issues but nonetheless had considerable scientific prestige and political
influence at the union level. This article confirms the findings of scholars
who maintain that the growing stature of influential scientists was a typical
feature of post-Stalin politics and society.9 What those scholars describe for
the central level—that scientists could enter the Kremlin and directly submit
an issue to Khrushchev—was true for the republican level, too: Kunaev was
eager to build personal ties with top Soviet scientists to garner support for
the dam, and they in turn were eager to enter his circle to influence him.
Compare this to the dam’s opponents, who, deprived of strong personal
contacts, could use only the regular, institutional procedures to influence
decisions—for example, writing letters to the authorities and participating in
official public and scientific meetings. The war of words between advocates
and detractors of the dam could barely mask an unequal power game between
top scientists linked to the political leadership, on the one hand, and the local
intelligentsia and Soviet mudflow specialists, on the other.
Besides the support of prestigious scientists and the rise of Kunaev, a
third element proved decisive in the victory of the dam’s advocates over their
opponents. Lavrent´ev and Sadovskii did not lobby for the dam per se but
rather for the explosions that were designed to enable its construction. The
fascination with huge explosions not only reflected a general preference for
prestigious and seemingly easy, quick, and inexpensive solutions to problems
associated with development—a preference that was by no means limited to
the Soviet Union—but also represented a promising field of research in those
experimental sciences directly linked to the military, such as seismology. They
were viewed as an important technical achievement in great construction
projects and as an eye-catching way to advertise them. In comparison,
specialists in mudflows appeared to work on second-class applied issues.
They offered unexciting and laborious solutions to counter mudflows. Thus a
9
Paul R. Josephson shows that under Khrushchev top physicists could drastically influence
the political agenda (Red Atom: Russia’s Nuclear Power Program from Stalin to Today [Pittsburgh:
University of Pittsburgh Press, 2005], 10–11). On the role of Khrushchev as patron of science
and his relationship to Lavrent´ev, see Josephson, New Atlantis Revisited: Akademgorodok, the
Siberian City of Science (Princeton, NJ: Princeton University Press, 1997), 8–9, 263, 278–
79. Along the same lines, see Laurent Coumel, “The Scientist, the Pedagogue, and the Party
Official: Interest Groups, Public Opinion, and Decision-Making in the 1958 Education
Reform,” in Soviet State and Society under Nikita Khrushchev, ed. Melanie Ilić and Jeremy
Smith (New York: Routledge, 2009), 66–85.
318 MARC ELIE
preference among some influential experts for dramatic and visible solutions
to major problems also played its role in determining the fate of the dam
project.
15
Roman Iashchenko, ed. Zapovedniki Srednei Azii i Kazakhstana (Almaty: Thetys, 2006), 30.
On the history of zapovedniki, see Douglas R. Weiner, Models of Nature: Ecology, Conservation,
and Cultural Revolution in Soviet Russia (Bloomington: Indiana University Press, 1988); and
Weiner, A Little Corner of Freedom.
16
The city council (gorispolkom) refused to give it office space, so that it was “on the street.” The
Ministry for Communal Works refused to deliver money and commodities to the directorate.
See Tsentral´nyi gosudarstvennyi arkhiv Kazakhstana (TsGAK) f. R-1137 (Sovet ministrov
KSSR), op. 25, d. 757, ll. 38–41 (Letters of Kravchenko to chairman of the Kazakhstani
Council of Ministers Undasynov and his deputy Kunaev, 18–19 April and 22 June 1950).
17
For the sake of clarity, all prices are expressed in post-1960 rubles. A 1960 ruble equals 1/10
of a 1959 ruble.
320 MARC ELIE
Yet the threat remained, and Kunaev accordingly sought out a cheaper and
simpler design. In 1954, a central agency of the Soviet Ministry of Agriculture
specializing in irrigation work (Giprovodkhoz) offered to build a 94-meter
dam not in the alluvial cone of the Malaia Almatinka, where Diurnbaum
had recommended locating the main containment structures, but further
upstream, at the Medeo Gorge. There the valley was still narrow enough to be
barred with a dam, although this structure would not encompass the whole
river basin. Alma-Ata would be protected without anti-erosion reforestation
and home relocation—in a word, without impeding the authorities’ local
planning efforts. Diurnbaum had advised against high dams on account of
their cost, design difficulty, and exposure to hazards: if a mudflow struck the
dam during its construction, its force and volume would only spike. The
vulnerability of such a dam to earthquakes was a further concern: the region
is susceptible to devastating quakes, ranking 10 on the 12-point Mercalli
intensity scale, capable of destroying most city buildings. But Giprovodkhoz
came up with the fascinating idea of building the dam by using directional
explosions instead of engineering. Blasting the rock sides of the gorge into the
valley would ensure the immediate and earthquake-proof building of a high
dam between two mudflow seasons at a fraction of the cost of a concrete dam.
After four years of design work, Giprovodkhoz submitted a project to the
Kazakhstani leadership, which quickly approved it, at one-quarter the cost of
Diurnbaum’s scheme.18
Kunaev, then chairman of the Kazakhstani Council of Ministers and the rising
star of Kazakhstani politics.20 They reminded Kunaev that the dam project had
no scientific support. The authoritative Mudflow Commission of the Soviet
Academy of Sciences had held a meeting in Alma-Ata in 1956 to review the
dam project and had given no formal approval, considering it insufficient to
protect the city.21 They thought the main error in Giprovodkhoz’s idea was to
concentrate protection on one object, the Medeo Dam: given the lacunae in
mudflow knowledge, nobody was able to calculate the parameters of a dam
able to restrain a mudflow, let alone of a dam built by blasting. The unknowns
were simply too numerous at every stage of designing and building the dam.
The scientists advocated instead the principles laid down by Diurnbaum and
sanctioned by the mudflow specialists at the union level: to be effective, the
scheme had to be “unconcentrated” (rassredotochennyi ), which meant that it
needed to consist of numerous smaller works spread along the whole valley. In
accordance with the dominant representation of mudflow at the time as water
flow plus debris, Zakharov and his colleagues saw the function of the dam
network in clarifying the flow: in contrast to massive solid dams that would
only dangerously accumulate all mudflow material, grid dams could retain
the hard part of the flow (alpine debris) and let the water flow downstream.
Even freed of boulders and clay, the water flow was potentially excessive
and therefore dangerous. To protect cities from flooding, the river had to
be separated into several artificial beds. Reforestation and slope protection
would reduce erosion, preventing material from being added to the flow.22
Not only established scholars opposed the project. A second trio wrote
at the same time to Kunaev to ask for cancellation of the dam proposal.
Their leader was Aleksandr P. Berggrin, deputy chairman of the Kazakhstani
branch of the Geographical Society of the USSR and a member of the
Commission for the Protection of Nature of the Kazakhstani Academy of
Sciences. Berggrin’s institutional position was decidedly modest, as was his
rank-and-file party membership. As a candidate of agronomic sciences, he
20
The two scientists led by Zakharov were G. K. Siniavskii, famous for his life-size mudflow
experiments on the Bol´shaia Almatinka River and I. S. Sosedov, who educated a generation
of Kazakhstani glaciologists.
21
The situation was confused. Zakharov, who chaired the 1956 meeting, insisted that the
commission did not approve the dam scheme. To his surprise, the published papers of the
meeting that came to light belatedly in 1959 entailed a half-hearted approval of the dam by
the participants. See TsGAK f. R-1137, op. 25, d. 758, ll. 72–137 (Transcript of a meeting
with Deputy Chairman of the Kazakhstani Council of Ministers Z. S. Omarova, 27 November
1959); Materialy IV Vsesoiuznoi konferentsii po selevym potokam, Alma-Ata 19–23 noiabria
1956 (Alma-Ata: Izdatel´stvo Akademii nauk Kazakhskoi SSR, 1959), 230–31.
22
TsGAK f. R-1137, op. 25, d. 758, ll. 62–68 (Zakharov, Siniavskii, and Sosedov to
Kazakhstani Council of Ministers, 20 October 1959) .
322 MARC ELIE
also had no scientific legitimacy in mudflow and dam issues. He was, above
all, a fascinated connoisseur of the Kazakh mountainous regions, a lover of
the alpine landscapes of the Tian Shan Mountains, and an experienced hiker
and camper. With an acute sense of observation and wide scientific reading,
he was able to understand and take a position on the controversial mudflow
issue, down to the most technical details. He kept posing awkward questions
to the engineers, scientists, and politicians in charge of the project and
demanded clear answers.23 With the Medeo dispute, Berggrin rose to become
an environmentalist keen to protect the Kazakh mountains from industrial
and agricultural assault. As a typical “citizen activist,” to use Douglas Weiner’s
term, Berggrin was a petitioner relentlessly mobilizing public opinion among
the intelligentsia and demanding transparency and fairness in the settlement
of the controversy.24
In his letter to Kunaev, written together with a geologist and an official
of the Soviet Labor Union Office for Tourism in Central Asia, Berggrin
did not mince his words. Ignoring the usual paternalistic Soviet petition
language, he gave frank assessments of the dam’s design, calling it “faulty”
and “inadequate.” For reasons similar to Zakharov’s, Berggrin dismissed the
project as yet “another experiment” that put “at risk the lives of thousands
of inhabitants.” He rejected the view that nature was a mere input at the
disposal of humankind: mudflows obeyed the “laws of nature,” and their
causes “cannot be removed by man.” Unable to eliminate mudflows, Alma-
Ata had to adapt to them, Berggrin argued, and build the alternative,
“unconcentrated” protection scheme of Diurnbaum.25
Apart from the controversy over the best protection scheme for Alma-
Ata, another concern turned Berggrin and his co-writers against the dam:
it would not only make the city less safe but also deface the valley. First, the
massive explosions would destroy fauna and flora on thousands of square
meters of slopes. The road running along the bottom of the valley had to be
shifted up the slopes to pass above the giant dam, thus contributing to the
destruction of the rare Tian Shan pine, already heavily cut back. Second,
the Medeo Gorge was itself a spectacular landscape offering great vistas. The
100-meter high wall and the new road would “mutilate and disfigure the
picturesque Malaia Almatinka Gorge.” Third, the zone above the dam would
23
Berggrin asked the planning and designing agencies for the blueprints and requested from
the political organization the verbatim reports of meetings to which he had not been invited.
Usually he obtained them. See ibid., d. 761, l. 1 (Berggrin to the director of the Construction
Department of the Kazakhstani Council of Ministers I. Ia. Davydov, October 1963).
24
Vladimir Proskurin, “Don-Kikhot al-Matinskii,” Stolitsa, no. 31 (1994).
25
TsGAK f. R-1137, op. 25, d. 758, ll. 40–43 (Berggrin, V. Andreishin, and V. Gerasimov to
Kunaev, earlier than 2 November 1959).
COPING WITH THE “BLACK DRAGON” 323
26
Ibid.
27
At the end of November, Berggrin inspired a letter from the Alma-Ata Voluntary Association
for the Defense of Nature and Tree Planting. In December 1959, he wrote a letter to Kunaev
on behalf of the Kazakhstani Hiker Federation. See ibid., ll. 50, 139–40.
324 MARC ELIE
everywhere. The city had to adapt to the valley’s conditions as much as the
mudflow had to bend to the city’s existence.
Berggrin and other dam opponents dreamed of taming the “Black
Dragon,” as one tames a wild horse. The mudflow was as much a natural
element as Tian Shan pines and wild mountain goats. If one knew how to
handle it, one could render it not only innocuous but useful. The mudflow was
dangerous when humans or nature put obstacles to its course (like a massive
dam) or added material for it to carry in the riverbed. Berggrin dreamed of
Alma-Ata riding the mudflow, sitting astride the valley reconfigured into a
succession of smooth curves and floodplains to welcome the mudflow. The
torrent, rather than a threat, would become a useful auxiliary for the city
inhabitants, carrying building material from the upper mountains to the
city. The valley, center of a National Park of Kazakhstan (Natsional´nyi park
Kazakhstana), would become a recreational space for hiking, skiing, and
spas.28
28
Ibid., ll. 40–43, here 42, and ll. 166–78, here 176–78 (Berggrin to Chairman of the
Kazakhstani Council of Ministers Zh. A. Tashenev, 29 February 1960). Berggrin, a fervent
upholder of the zapovednik cause, was here advertising the U.S. model of nature preserves
in which leisure was a central constituent, probably in the hope that tourism could grant
some level of protection to the Malaia Almatinka Valley at a time in which the capital was
undergoing rapid growth. In contrast, the reestablishment of a Soviet zapovednik, a corner
of pristine nature exclusively dedicated to scientific research, seemed an unattainable prospect
(Weiner, Models of Nature, 10–15).
29
TsGAK f. R-1137, op. 25, d. 758, ll. 144 (Omarova to Kunaev, 14 December 1959).
30
Ibid., d. 759, ll. 11–39 (Transcript of a meeting with Deputy Chairman of the Kazakhstani
Council of Ministers K. M. Simakov, 30 November 1961).
COPING WITH THE “BLACK DRAGON” 325
evaluated at only 6.3 million rubles, when Alma-Ata was a small town.31
The representative of Gosstroi, the construction agency of the Kazakhstani
Council of Ministers, optimistically declared: “We cannot assert that there
will surely be a mudflow within the next 100 years. So why should we invest,
given the tight [financial] situation in the country, more than we can receive
from [the dam] tomorrow?”
Uncertainty in mudflow forecasting served the cause of saving money. As
the designers admitted, the budget limit forced them into compromises on
the dam’s solidity and security.32 The impression left on dam opponents was
even more distressing since Kazvzryvprom, the establishment charged with
designing and fulfilling the blasting scheme, seemed to be unaware of the risks
of blasting. Its representative evaluated the danger zone around the epicenter
of the explosion (6,700 tons of ammonal) at only 350–400 meters.33 He
ridiculed concerns about toxic gases: “gases disperse”; “the time of year will
be irrelevant [for security],” whereas in fact meteorological parameters were
crucial in deciding the right time for the explosion to prevent gases from
polluting the city.34 Dam opponents feared that the explosion would trigger
landslides on the slopes. For the officials responsible for the project, a central
issue was to secure financing. One million rubles had already been spent on
designing the dam. If the project was stopped, the design agencies would lose
1.4 million rubles earmarked in the state budget for 1960. As the minister
of the communal sector, D. F. Kononenko, put it, as a result “we won’t be
able to fulfill any measures to protect Alma-Ata for many years, and the
Council of Ministers and the minister of communal works will again become
objects of criticism.” This confession, far from calming the opposition, made
Zakharov, Berggrin, and their colleagues aware that Giprovodkhoz’s design
was an irresponsible and dangerous one, and that the Council of Ministers’
support for such a faulty project was rooted in the bureaucratic face-saving
practices of “upholding professional honor” (sokhraniat´ chest´ mundira) and
securing funding at the expense of the city’s security. The dam opponents, in
contrast, claimed to be protecting the public good by fulfilling their “civic
duty” (grazhdanskii dolg).
31
Reevaluated at 40 million by Gidroproekt a few years later. See ibid., op. 27, d. 763, ll.
228–37, here 229 (Conclusions of Deputy Director of Glavgosekspertiza K. Smirnov on the
Mudflow Catcher Project at the Medeo Gorge, 8 December 1964).
32
Ibid., op. 25, d. 758, ll. 72–137.
33
In 1966, the exclusion zone had a 9-km radius, and buildings located at a distance of 400
meters were destroyed.
34
As a meteorologist stated in 1964, “The gas is the most serious [issue]” related to the
explosion at Medeo. See ibid., op. 27, d. 761, ll. 116–56 (Transcript of a meeting with
Simakov, 23 January 1964).
326 MARC ELIE
to generate a broad discussion on the value of the dam. The meeting rapidly
turned into an accusation against the Kazakhstanskaia pravda editorial board,
who had “made an error” by releasing an article with a “panicky character.”
Geologist N. F. Kolotilin, from the Kazakh Academy of Sciences, asked for
preliminary censorship in the dam matter: “Before publishing major material,
it is necessary to take advice from experts… . [Such material] has to undergo
some kind of approval.” He was backed by Tashenev, who declared succinctly,
“Before printing one has to ask properly.”
The defenders of the project, among whom were the representatives of the
Kazakhstani Gidromet, agreed that Giprovodkhoz’s project was not perfect,
but they also denied that perfection was attainable. As they admitted, “We
cannot say that we calculated everything with absolute exactitude and that
there is not any doubt. Nobody says that, and there may be doubt in every
project.” They suggested accepting the uncertainty and proceeding with the
chosen project. They were exasperated by the endless discussion. Medeov, a
geologist, declared: “Instead of arguing endlessly, let us do something at some
point! … Berggrin is an aesthete.” Indeed, Berggrin’s insistence on protecting
nature made him an easy target for attacks from an ethical stance. Kolotilin
thus remarked: “Berggrin ranks beauty higher than people’s lives. This is as if
you would refuse someone the amputation of a gangrenous member to save
their beauty.”40
The call for censorship had no effect. Within the Party and the
government the fight for power was in full swing at the turn of the decade,
with the first-secretaryship of the Communist Party of Kazakhstan and
chairmanship of the Council of Ministers changing hands quickly. This
situation of political instability allowed the dam controversy to continue
unabated in the largest newspapers. The protest against the dam and the
proposed explosion reached its height in a collective letter to the editor of
Kazakhstanskaia pravda, almost certainly composed by Berggrin and signed
by 15 leading figures from Kazakhstani universities, mostly academicians
from the Kazakhstani Academy of Sciences and professors at the Polytechnic
Institute and the state university, with technical profiles in construction,
mining, hydro-engineering, geography, and biology.41 This protest, published
in the newspaper in September 1962, froze the blasting project for almost
a year. Kazakhstan’s leadership was neither willing nor able to oppose the
40
TsGAK f. R-1137, op. 25, d. 758, ll. 194–228.
41
The title “Lock the Explosion” was an allusion to Berggrin’s 1960 article “Lock the
Mudflow!”: “Vzryv na zamok! Pis´mo v redaktsiiu,” Kazakhstanskaia pravda (23 September
1962).
COPING WITH THE “BLACK DRAGON” 329
scientific community directly at the very time when it needed scientists most
in order to expand Kazakhstan’s scientific and technological infrastructure.42
dam should save the city.”64 For Lavrent´ev, the protective design had to take
into account the most probable mudflow volume, not the most improbable
one, although it remains unclear how he calculated the volume’s probability.
Gidroproekt was planning a dam for a disastrous mudflow of 6 million m3
(once in 10,000 years), whereas Lavrent´ev thought Gidroproekt’s dam was
actually able to handle only a bit more than half of it. Notwithstanding this
open contradiction, Lavrent´ev pushed to hold the explosion as quickly as
possible. “We can’t wait,” he declared.
Party leaders worried about and were sensitive to the arguments raised
by the dam opponents. “What about the concerns of the comrades?” one
CC member asked. Lavrent´ev derided the opposition: “There is no serious
objection. Objections have generally come from botanists, foresters, hunters,
nature lovers”—that is, lay people who had not taken sopromat at university,
in Tashenev’s words.65 Ignoring the objections from the actual mudflow
specialists within the Mudflow Commission and the Kazakhstani scientific
community, he made an artificial distinction between serious scientists, on
the one hand, and “botanists,” or would-be experts concerned with mere
environmentalist aspects of the problem, on the other. Iusupov disapproved
of the attacks against the dam opponents: “Each of them takes care of our
nature… . Truth is born in dispute.” Georgii Alekseevich Kozlov, another
secretary of the Kazakhstani CC, added that the objections made by the
dam’s opponents against Giprovodkhoz’s scheme in 1959–61—and these
were well-known to the leadership thanks to the press, the petitions, and the
various meetings—were “right and necessary” and had been integrated into
the project reworked by Gidroproekt.
“What about solidity?” one of the secretaries asked. The Issyk disaster
had shown that a natural dam that withstood thousands of years could break
one day. The tunnel projected to let the Malaia Almatinka River flow under
the dam was a matter of particular concern: what if it was cluttered and
the reservoir filled by a catastrophic mudflow? Should not an open spillway
be constructed in addition? Engineer Chomin from Gidroproekt reassured
them: mudflows occur “once in 100 years” and would gently filtrate through
the tunnel and not accumulate behind the dam. Both assumptions were
blatantly erroneous.
With the support of Simakov, Lavrent´ev, and Kunaev, Chomin and
Dokuchaev were pressing to be allowed by the CC to charge the galleries
dug in the rock with explosives for the controlled blast before Gidroproekt’s
64
Arkhiv Prezidenta Respubliki Kazakhstana (APRK) f. R-708, op. 37, d. 213, l. 4 (Transcript
of a meeting of the Kazakhstani Central Committee, 1 October 1964).
65
Ibid., l. 20. On Lavrent´ev’s sarcasm, see Josephson, New Atlantis Revisited, 7.
COPING WITH THE “BLACK DRAGON” 335
66
APRK f. R-708, op. 37, d. 213, l. 12.
67
Ibid., ll. 17, 20.
68
In July 1965, the Kazakhstani Council of Ministers, after the approval of the Soviet
Gosstroi, resumed construction. See GARF f. R-5446, op. 100, d. 270, l. 4 (Information to
Kosygin on a memo by a group of specialists and scientists from Alma-Ata, 1 December 1965).
69
Dam opponents and even planners in the Kazakhstani government closely considered two
dam failures: Malpasset, France (1959), and Vajont, Italy (1963). Furthermore, they cited the
tragedy of the St. Francis Dam in California (1928).
70
Patrick McCully, Silenced Rivers: The Ecology and Politics of Large Dams (London: Zed
Books, 2001), 118–19; Gestwa, Stalinschen Großbauten, 510–30.
336 MARC ELIE
Partial Test Ban Treaty of 1963, the “peaceful atom” (mirnyi atom, the use of
nuclear energy for producing electricity and heat) and the “peaceful explosion”
(mirnyi vzryv, either conventional or even nuclear explosion, for alleged civil
engineering use) became important fixtures of public parlance.71 The media
went into raptures about the paradoxical nature of “peaceful explosions”:
blasts intended to destroy in capitalist wars were turned into constructive
forces by Soviet science. Explosions, devoid of their harmful reputation but
maintaining their iconographic attractiveness, were to serve the construction
of communism.72 Filmmakers were called to exploit their cinematographic
impact. The Creative Explosion, a Kazakhstani movie produced to celebrate the
dam as a victory over mudflows, features approximately ten minutes’ footage
of the Medeo blasts and of several other grandiose civil engineering blasts, like
the Kapchagai hydroelectric scheme. Explosions were celebrated for offering
massive economies in time and labor in the post-Stalin USSR, when for the
most part great dams could no longer be built by a Gulag workforce.73
The use of controlled explosions for civil works was a scientific and
technical challenge: explosions were able in a few seconds to shift enormous
amounts of earth. Their significance for excavation work was known since
the invention of dynamite. But calculating and influencing the direction
of the earth movements in order to have them settle in the desired fashion
was an intricate issue for mathematicians and physicists. The 1950s and
1960s saw the culmination of scientific research on the use of directional
blasts for construction in the Soviet Union. Leading scientists—vzryvniki like
Lavrent´ev, Sadovskii, and Pokrovskii—played an important role in civilizing
explosions and making them attractive to public opinion. In return, they
used the newly declared importance of “peaceful explosions” to further their
own scientific agenda. For them, the blast at Medeo was one challenging
71
Both in the East and in the West, the concern about nuclear destruction receded in the
media after the climax of the Cuban Missile Crisis and the Test Ban Treaty (Paul Boyer, Fallout:
A Historian Reflects on America’s Half-Century Encounter with Nuclear Weapons [Columbus:
Ohio State University Press, 1998], 210–11). In the Soviet Union, the Cold War nuclear
rhetoric was equally “tamed” at the same time, according to Vladislav Zubok and Konstantin
Pleshakov, Inside the Kremlin’s Cold War: From Stalin to Khrushchev (Cambridge, MA: Harvard
University Press, 1996), 236. On the growing relevance of the peaceful use of nuclear power
under Khrushchev, see Josephson, Red Atom, 3–4.
72
Aleksei Iur´evich Khegai, Ukroshchenie “chernogo drakona” (Alma-Ata: Kazakhstan, 1988),
25–26. In 1967, city dwellers were invited to the Kok-Tiube Hill to admire a second wave of
explosions at Medeo (G. Gukasov and B. Konovalov, “Simfoniia vzryva,” Izvestiia, 14 April
1967, 4).
73
Kulakov, Vzryv sozidatel´, did not compare Medeo with the Ministry of Internal Affairs’
dams but, more subtly, with the “Cheops Pyramid, built by thousands of slaves in a thousand
years.”
COPING WITH THE “BLACK DRAGON” 337
Against Technocracy
Lavrent´ev had signed a petition in April 1962 to oppose the construction
of a cellulose plant on the shores of Lake Baikal.80 In the case of Alma-Ata’s
74
Esen Duisenov, Alma-Ata (Alma-Ata: Kazakhstan, 1968), 87.
75
TsGAK f. R-1137, op. 27, d. 766, ll. 112–15, here 114 (Proceedings of the Governmental
Commission for the Construction of the Anti-Mudflow Dam, 18 October 1966).
76
Ibid., d. 769a, l. 104 (Press release on the second explosion, 15 February 1967).
77
GARF f. R-5446, op. 100, d. 270, ll. 12–15, here 14 (Statement of Rozhdestvenskii at the
meeting of the Department of Earth Sciences of the USSR Academy of Sciences, 30 November
1965).
78
Kulakov, Vzryv sozidatel´.
79
This rhetoric was not always well received. At a meeting in Moscow, someone interrupted
Pokrovskii’s epic description of the “unique engineering building built by a method that is
cutting-edge in the world” and “where scholars will stream from all over the world”: “I need
a calm life, not a unique building!” See Arkhiv Rossiiskoi akademii nauk (ARAN) f. 1605
(Department of Earth Sciences), op. 1, d. 84 (Transcript of a meeting of the Commission for
the Protection of Alma-Ata from Mudflow, 26 July 1966), l. 20.
80
Earthquake risk was one of the arguments against the plant. Before, Lavrent´ev had taken
the defense of the Kronotskii zapovednik on Kamchatka (Weiner, A Little Corner of Freedom,
307, 362).
338 MARC ELIE
mudflow protection, he contradicted the dam skeptics. The dam was just a
wall. It built no reservoir to flood the valley; it did not even divert or modify the
small Malaia Almatinka River. The typical negative processes triggered by big
dams would simply not be at work in Alma-Ata. He was quoted saying “that
artificial construction works [inzhenernye sooruzheniia] don’t spoil nature but
embellish it.”81 Berggrin, one of the “botanists” despised by Lavrent´ev, shared
the latter’s belief in humans’ ability to improve and embellish nature. But he
worried with other dam opponents that the explosion and construction works
would strike the ecosystem and aesthetics of the Medeo Gorge a devastating
blow, a concern Lavrent´ev never addressed.
Berggrin fiercely attacked Lavrent´ev in his letters to the authorities. He
dismissed the dam as the personal project of the academician, who “abused his
position and, longing to use the explosion for his scientific work, undertook
decisions in matters to which he has no relation whatsoever.” Lavrent´ev was
not qualified on mudflows, as he “only engaged in calculations of how much
rock would be produced by the explosion for the formation of a rock-filled
dam.” But Lavrent´ev had little competence to deal with the critical question
of the efficiency and opportunity of a dam for mudflow protection in general
and in Alma-Ata in particular. Writing in 1962, Berggrin dared to refer to
the political situation of the Cuban missile crisis: “The role of Academician
Lavrent´ev can be compared with the role of an expert calculating the warheads
for our missiles on Cuba. Yet if such an expert were to start demanding that
these rockets be launched, he would swiftly be brought to his senses and put
in his place.” Berggrin rejected technocracy: Lavrent´ev should stay within
the limits of his scientific capacities, however great they might be, and be
prevented from interfering with political decision making, for his scientific
prestige was not transferable into political power without formidable danger.
In Alma-Ata, mudflow protection was for Berggrin a civic issue to be decided
by everyone among the intelligentsia, not just by technocrats meeting behind
the scenes with politicians.82
Berggrin understood that Lavrent´ev was more than just a brilliant
and famous scientist. He was a political heavyweight. After the authorities
finally confirmed the explosion scheme, Berggrin had to acknowledge: “He
is … the president of the commission for the use of powerful explosives in
the economy. This is his bread… . He behaved simply … from a position
81
ARAN f. 1605, op. 1, d. 84, l. 20.
82
TsGAK f. R-1137, op. 25, d. 759, ll. 102–13 (Berggrin to Kazakhstani Council of Ministers,
25 December 1962).
COPING WITH THE “BLACK DRAGON” 339
and seven more years of intense earth-moving works were needed to complete
the initial scheme.
Conclusion
The Medeo Dam differed from earlier large projects in the republics in being
a local initiative, not a central scheme imposed on the locals like the Virgin
Lands Program.91 In fact, the central government proved reluctant to give
its approval to the dam project: in the 1960s, it showed more restraint in
dam engineering than at the time of the “Great Construction Projects of
Communism.” In the mid-1970s, Kazakhstan became one of the leading
republics in mudflow science and engineering and was able to design dams
and protection works on its own without help from the center.92 The re-
routing of Siberian and northern rivers to the thirsty cotton fields of Central
Asia was yet another illustration of this shift from a centrally driven approach
to development toward projects undertaken as republican initiatives: whereas
the central authorities were split on the value of this massive geo-engineering
scheme, republican leaders, planners, and engineers in Uzbekistan,
Turkmenistan, and Kazakhstan were its most fervent advocates.93 The Medeo
Dam illustrates the dramatic change in the relationship between Moscow and
the republics in the 1960s. First party secretaries established their power on
the basis of technological achievements made possible by the accumulation
of engineering prowess, city planning, and scientific capabilities within the
republics.
The technocratic alliance of scientific, technological, and political powers
was at the core of the Soviet system as it was reshaped after the Thaw. In this
sense, the choice of the dam was at the same time a choice of a certain model
of power relations in Kazakhstan built on the sole leadership of Kunaev. The
construction of the big dam marked the triumph of a group of powerful
91
Michaela Pohl, “The Virgin Lands between Memory and Forgetting: People and
Transformation in the Soviet Union, 1954–1960” (Ph.D. diss., Indiana University, 1999),
125–28; Z. G. Saktaganova, Istoriia osushchestvleniia sovetskogo opyta ekonomicheskoi
modernizatsii v Kazakhstane (1946–1970) (Karaganda: Izdatel´stvo KarGU, 2004), 143–47.
92
After the 1973 disaster, Kunaev founded a Kazakhstani authority for mudflow monitoring
and engineering, Kazglavselezashchita. It rapidly became leader in anti-mudflow damming.
In 1978, Kazakhstani engineers designed and built a large dam on the second mudflow-prone
valley crossing Alma-Ata, the Bolshaia Almatinka River. See Marc Elie, “Gouverner par les
aléas: Maîtrise des coulées de boue et mise en valeur touristique des montagnes à Alma-Ata
(Kazakhstan), 1966–1977,” in Le gouvernement des catastrophes, ed. Julien Langumier and
Sandrine Revet (Paris: Karthala, 2013), 33–72.
93
Julia Obertreis, “Der ‘Angriff auf die Wüste’ in Zentralasien: Zur Umweltgeschichte
der Sowjetunion,” Osteuropa 58, 4–5 (2008): 37–56; Chida, “ ‘Nationalizing’ the Soviet
Republics,” 28–29.
342 MARC ELIE
CERCEC EHESS-CNRS
44 rue de l’Amiral Mouchez
75014 Paris, France
marc.elie@cercec.cnrs.fr
94
Unlike the Lake Baikal case (Weiner, A Little Corner of Freedom, 443).
95
Vladimir Tret´iakov, “Sushchestvuiushchie plotiny Alma-Atu ot selia ne spasut?”
Komsomol´skaia pravda Kazakhstana, 12 February 2005 (http://vernoye-almaty.kz/nature/
nespasut.shtml, accessed 1 May 2012); Boris S. Stepanov and Roza K. Iafiazova, “Kontseptsiia
zashchity ot selei g. Almaty v usloviiakh izmeniaiushchegosia klimata,” Gidrometeorologiia i
ekologiia, no. 1 (2006): 67–79.