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ARTICLE

High rate of recurrence of herpes


zoster–related ocular disease after
phacoemulsification cataract surgery
Lucy M. Lu, MB ChB, PGDipOphth BS, Charles N.J. McGhee, MB ChB, PhD, DSc, FRCOphth,
Joanne L. Sims, MB ChB, FRANZCO, Rachael L. Niederer, MB ChB, PhD, FRANZCO

Purpose: To examine the outcomes of phacoemulsification cata- edema in 8 patients (14.0%); all resolved by 1 month. Cystoid
ract surgery in eyes with herpes zoster-related keratitis and/or macular edema occurred in 2 patients (3.5%). The median
uveitis and evaluate the risks for recurrent disease. corrected distance visual acuity at 12 months was 20/40
(interquartile range, 20/30-20/50). Corneal scarring was
Setting: Public ophthalmology service, Auckland, New Zealand. associated with poorer vision (P Z .003). Herpes zoster recurred
in 23 patients (40.4%) after surgery. An increased risk for
Design: Retrospective case series. recurrence was associated with shorter periods of quiescence
(P Z .029) and greater number of recurrences before surgery
Methods: Patients with herpes zoster–related keratitis and/or (P Z .039). One eye was eviscerated because of the severity of
uveitis who had cataract surgery in the ipsilateral eye were the disease.
reviewed. Outcome measures were intraoperative and
postoperative complications, postoperative visual acuity, and Conclusions: Phacoemulsification in eyes with previous herpes
recurrent disease. zoster–related keratitis or uveitis posed a mildly increased risk for
intraoperative and postoperative complications; however, herpes
Results: Fifty-seven eyes of 57 patients were included. Thirty- zoster disease recurrence after surgery was common and was
eight patients (66.7%) had recurrent disease before cataract severe in some cases. Consideration should be given to
surgery. Intraoperative complications occurred in 8 patients maximizing the period of quiescence before surgery and the
(14.0%) and included posterior capsule tear in 2 patients (3.5%). potential role of antiviral prophylaxis.
Postoperative complications included intraocular pressure of
30 mm Hg or higher in 2 patients (3.5%) and central corneal J Cataract Refract Surg 2019; -:-–- Q 2019 ASCRS and ESCRS

H
erpes zoster ophthalmicus (HZO) is reactivation HZO-related keratitis and uveitis has been reported to
of the varicella zoster virus (VZV) affecting the be 25% at 5 years.4 This means potentially prolonged corti-
ophthalmic division of the trigeminal nerve. It costeroid use and an increased risk for long-term
has been estimated that 1 in 3 people will develop herpes complications.
zoster in their lifetime, with HZO accounting for 10% to Cataract formation is common in patients affected by
20% of cases.1 Advancing age and immunosuppression in- HZO because of a combination of risk factors, including
crease the risk for herpes zoster.2 Ocular involvement has older age, ocular inflammation, and corticosteroid use.
been reported in 30% to 78% of HZO cases and can man- Cataract surgery in eyes with a history of uveitis is more
ifest as inflammation of all anatomic structures of the eye, complex, with an increased incidence of intraoperative
most commonly conjunctivitis, keratitis, uveitis, and trabe- and postoperative complications.5 However, little is known
culitis causing increased intraocular pressure (IOP).3 Her- about the outcomes of cataract surgery in patients with her-
pes zoster ophthalmicus can lead to chronic and recurrent pes zoster keratitis or uveitis. A study by He et al.6 examined
ocular inflammation and secondary glaucoma and result the outcomes of cataract surgery in 24 patients with a his-
in significant visual morbidity.3 The recurrence rate of tory of HZO. The authors observed a recurrence of ocular

Submitted: August 20, 2018 | Final revision submitted: December 28, 2018 | Accepted: January 2, 2019
From the Departments of Ophthalmology, New Zealand National Eye Centre (Lu, McGhee), University of Auckland, and Greenlane Clinical Centre (Lu, McGhee, Sims,
Niederer), Auckland District Health Board, New Zealand.
Corresponding author: Lucy M. Lu, MB ChB, PGDipOphthBS, Faculty of Medical and Health Sciences, University of Auckland, Auckland, New Zealand. Email: lucymmlu@
gmail.com.

Q 2019 ASCRS and ESCRS 0886-3350/$ - see frontmatter


Published by Elsevier Inc. https://doi.org/10.1016/j.jcrs.2019.01.003
2 RECURRENCE OF HERPES ZOSTER AFTER CATARACT SURGERY

disease in 25% of patients after surgery and high rates of and 34 patients (59.6%) were men. Self-identified ethnicity
complications, including persistent epithelial defect was predominantly white (n Z 45 [78.9%]) followed by
(25.0%), corneal neovascularization (21.8%), and cystoid Chinese (n Z 5 [8.8%]), Pacific Island national (n Z 3
macular edema (CME) (8.3%).6 [5.3%]), Maori (n Z 2 [3.5%]), and other (n Z 2 [3.5%]).
The current study explored the clinical course and out- Nine patients were immunosuppressed at time of presenta-
comes of cataract surgery in eyes with HZO-related keratitis tion, including 2 patients with Crohn disease, 1 with rheu-
and uveitis and the risk for recurrence after cataract matoid arthritis, 2 with chronic lymphocytic leukemia, 2 on
surgery. low-dose prednisone for polymyalgia rheumatica, and 2
with a solid organ transplant. No patients were human im-
PATIENTS AND METHODS munodeficiency virus positive.
This retrospective review was performed at a major tertiary
ophthalmology department in New Zealand. The goal was to iden- Presenting Disease
tify all patients diagnosed with HZO-related keratitis and uveitis At presentation, 55 (96.5%) patients had a typical clinical
attending between January 1, 2005, and December 31, 2015,
who subsequently had cataract surgery in the affected eye. This presentation of HZO, with unilateral rash in the ophthalmic
study was approved by the Research Development Office, Auck- distribution. Antiviral use was documented in 54 patients,
land District Health Board (AC 7938), and complied with the te- of whom 48 (88.9%) received 7 to 10 days of oral antiviral
nets of the Declaration of Helsinki. therapy. The course of antiviral was started within 3 days
Patients were identified from a departmental uveitis database of onset of the rash in 38 patients (66.7%). Two patients
and by searching for a diagnosis of HZO on all eye clinic discharge
summaries (using International Classification of Diseases 10 codes had recurrent uveitis typical of a viral picture and were sub-
and free text searches). The operating room surgery code for sequently diagnosed on aqueous humor polymerase chain
phacoemulsification and intraocular lens (IOL) implantation reaction; 1 patient with clinical HZO also had a positive
was used to identify all patients who also had cataract surgery. aqueous tap at the time of cataract surgery. The median
The clinical notes for these patients were reviewed, and patients CDVA at presentation was 20/30 (IQR, 20/25-20/60), and
were included if they had clinical presentation of HZO with kera-
titis or anterior uveitis or if they had anterior uveitis consistent the median IOP was 17 mm Hg (IQR, 12-24). Fourteen pa-
with a viral picture that was confirmed to be VZV on aqueous hu- tients (24.6%) presented with an IOP of 24 mm Hg or high-
mor tap. Patients with acute retinal necrosis or panuveitis second- er, and 7 patients (12.3%) presented with an IOP greater
ary to VZV were excluded because they had a poorer prognosis than 30 mm Hg. Corneal disease was present in 37 patients
and a different subset of complications. (64.9%) at presentation, with pseudodendrites in 21
Data collected included patient demographics, age at initial pre-
sentation of HZO, subsequent ocular disease, number of recur- (36.8%) and disciform keratitis in 19 (33.3%). Forty-eight
rences or flares of HZO keratitis and/or uveitis before and after patients (84.2%) had anterior uveitis at presentation.
cataract surgery, intraoperative complications, and follow-up
findings 1 month, 3 months, and 12 months after cataract surgery. Preoperative Cataract Assessment
A recurrence was defined as the reappearance of herpes zoster–
The median time to cataract surgery was 2.8 years (IQR,
related keratitis or uveitis after it was noted to be quiescent at
the last appointment. A flare of uveitis was defined as worsening 1.6-4.5 years). Thirty-eight patients (66.7%) had recurrent
of anterior chamber inflammation by 1C cells or requiring an in- disease before cataract surgery, with 28 (49.1%) having
crease in topical or systemic steroid therapy. The corrected dis- recurrent corneal disease and 25 (43.9%) having recurrent
tance visual acuity (CDVA) was recorded in Snellen form and uveitis. The median number of recurrences before cataract
converted to logarithm of the minimum angle of resolution nota-
surgery was 2 (IQR, 0-4). The median time from last flare to
tion for data analysis.7 All diagnoses of CME were confirmed by an
optical coherence tomography (OCT) scan. Patients had OCT cataract surgery was 1.2 years (IQR, 0.7-2.4 years). Twenty-
examination of the macula if the CDVA was 20/30 or worse at two patients (38.6%) had surgery less than 1 year after the
the 1-month postoperative visit, if there was a subsequent decline last flare of disease, and 3 patients (5.3%) had surgery fewer
in CDVA not explained by corneal pathology, or if there was a than 3 months after the last flare. Raised IOP was common
clinical suspicion of CME. during the course of the disease, with 27 patients (47.4%)
Data analysis was performed using SPSS statistical software
(version 25, IBM Corp.). Continuous data are presented as median having an IOP greater than 24 mm Hg before surgery
(interquartile range [IQR]) for skewed data. Categorical data are and 19 (33.3%) with IOP greater than 30 mm Hg. Eleven
presented as number (percentage). The independent t test, patients (19.3%) required treatment for ocular hyperten-
Mann-Whitney U test, or chi-square test was used to compare sion (IOP O24 mm Hg persisting for more than 1 month
patient-related observations. Kaplan-Meier estimation and Cox after control of inflammation), and 7 patients (12.3%)
regression analysis were used to examine the time to recurrence
of herpes zoster after cataract surgery. All tests were 2-tailed, developed glaucomatous optic neuropathy.
and a P value less than 0.05 was considered statistically significant. At the preoperative assessment, the median visual acuity
was 20/100 (IQR, 20/50-20/400). Twenty-five patients
RESULTS (43.9%) had a central corneal scar, 6 patients (10.5%) had
Demographics iris transillumination defects, 5 patients (8.8%) had poste-
Of the 983 patients identified as having HZO, 62 (6.3%) had rior synechiae, and 3 patients (5.3%) had peripheral ante-
subsequent cataract surgery. Five patients were excluded rior synechiae. Thirty-two patients (56.1%) received a
because there was no evidence of keratitis or uveitis, leaving prophylactic topical corticosteroid before cataract surgery.
57 eyes of 57 patients in the study. The median age at time This included 28 patients who were receiving long-term
of HZO diagnosis was 71.4 years (IQR, 65.9-76.8 years), topical steroid to decrease the rate of recurrence of HZO,

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RECURRENCE OF HERPES ZOSTER AFTER CATARACT SURGERY 3

and 4 patients who were started on topical corticosteroid 3 12-month CDVA of 20/50 or worse. Seven patients
to 7 days before cataract surgery. For those on long-term (12.3%) had a decline in the 12-month CDVA compared
topical corticosteroid before cataract surgery, the median with the CDVA preoperatively. Patients were followed for
duration was 15.5 months (IQR, 4.0-21.75). Two patients a median of 5.6 years (IQR, 3.6-8.0). Visual acuity at the
(3.5%) received oral prednisone (40 mg) before surgery. last follow-up appointment was 20/40 (IQR, 20/30-20/100).
No patient was on a long-term prophylactic oral antiviral At the 1-day follow-up, the IOL was greater than 24 mm
agent; however, 6 patients (including the 2 who received Hg in 8 patients (14.0%) and greater than 30 mm Hg in 2
oral prednisone) were started on acyclovir 400 mg twice patients (3.5%). At the 1-month follow-up, only 1 patient
daily for 1 week before surgery. had an IOP greater than 24 mm Hg, and none had an
IOP greater than 30 mm Hg. Central corneal edema with
Cataract Surgery Descemet membrane folds was noted in 8 patients
Trypan blue was used to stain the anterior capsule in 14 pa- (14.0%) at the 1-day; it resolved in all patients by the
tients (24.6%), including 9 patients with a central corneal 1-month follow-up. However, 1 patient had a clear cornea
scar and 5 patients with dense cataract and inadequate red at the initial follow-up but subsequently developed recur-
reflex. Three patients required iris hooks for management rent anterior uveitis after uneventful cataract surgery
of poor pupil dilation, 1 had a placement of a pupillary (although requiring trypan blue and iris hooks) and subse-
expansion ring (Malyugin ring), and 2 had pupil stretching. quently developed corneal decompensation, having pene-
trating keratoplasty 14 months following cataract surgery.
Intraoperative Complications Inflammation was still present at the 1-month follow-up
Intraoperative complications occurred in 8 patients (14.0%) in 8 patients (14.0%), requiring a longer corticosteroid ta-
and included anterior capsule tear in 3 patients (5.3%), pos- per. Two patients (3.5%) developed CME, which was
terior capsule tear in 2 patients (3.5%), iris prolapse in 2 pa- observed at the 1-month appointment in 1 patient and at
tients (3.5%), and zonular fiber weakness requiring a 3 months in the other patents. Both cases resolved with
capsular tension ring in 1 patient (1.8%). One patient topical treatment only. One patient presented 5 months
with a posterior capsule tear required anterior vitrectomy postoperatively with a recurrence of anterior uveitis and
with a sulcus-fixated IOL. In the other case, there was no dislocation of the IOL and required a vitrectomy, removal
vitreous loss and an IOL was placed in the capsular bag. of the IOL, and sulcus-fixated IOL implantation. No patient
There were no instances of dropped nucleus or lens frag- required another surgery within the first 3 months
ment. No difference in the risk for complicated surgery postoperatively.
was observed by age, sex, or ethnicity. Corneal disease at
presentation or subsequently was not associated with Recurrence Herpes Zoster Ophthalmicus After Surgery
increased risk; however, an increased risk for complications The HZO recurred in 23 patients (40.4%) after cataract sur-
was observed in patients with chronic anterior uveitis gery and was most common in the first 2 years (Figure 1).
compared with patients without chronic anterior uveitis Three patients developed band keratopathy from repeated
(3 patients [37.5%] versus 5 patients [11.4%]; P Z .039) inflammation, and 1 patient developed neurotrophic kera-
and in patients with glaucomatous optic neuropathy (3 pa- titis with a persistent epithelial defect. One eye in a patient
tients [42.9%] versus 5 patients [10.0%]; P Z .019). There with Crohn disease, which was being treated with azathio-
was a trend toward an increased complication rate in pa- prine and prednisone, had a severe recurrence of keratitis
tients with a history of raised IOP over 24 mm Hg (6 pa- with corneal melt and required evisceration 8 months after
tients [22.2%] versus 2 patients [6.7%]; P Z .091), cataract surgery. Table 2 shows the risk factors for recur-
although this did not reach statistical significance. Acute rence of herpes zoster keratitis or uveitis after surgery. On
anterior uveitis at presentation or subsequently was not univariate analysis, recurrent disease before cataract sur-
associated with an increased risk for complicated surgery. gery, number of recurrences after cataract surgery, time
The presence of a corneal scar, iris transillumination, pos- from last flare of active inflammation, and topical steroid
terior synechiae, or peripheral anterior synechiae before or oral acyclovir as preoperative prophylaxis were associ-
cataract surgery was also not associated with a risk for com- ated with a risk for recurrence of disease after cataract sur-
plications, nor was the preoperative visual acuity. gery. On multivariate analysis, the number of recurrences
before surgery and time from last flare of inflammation
Postoperative Complications were significantly associated with a risk for recurrent dis-
Table 1 shows the CDVA and presence of inflammation af- ease. In patients with more than 1 year of disease quiescence
ter surgery. A 12-month follow-up was available for 40 pa- before cataract surgery, the risk for recurrence was signifi-
tients (70.2%). At the 12-month follow-up, 9 patients cantly lower (9 patients [25.7%] versus 14 patients
(22.5%) had a CDVA worse than 20/50 and 3 patients [63.6%]; P Z .004).
(7.5%) had a CDVA worse than 20/200. A poor visual
outcome was more prevalent in patients with a central DISCUSSION
corneal scar at the preoperative assessment (P Z .003). We believe this is the largest study to date examining the
Complicated cataract surgery did not correlate with poor outcomes of cataract surgery in eyes with a history of herpes
visual acuity; no patient with complicated surgery had a zoster keratitis and uveitis. Cataract surgery in this

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4 RECURRENCE OF HERPES ZOSTER AFTER CATARACT SURGERY

Table 1. Clinical outcomes after cataract surgery.


Corrected Distance
Visual Acuity
Presence of
Postop Exam Median IQR AC Cells (%)
1 day 20/40 20/30, 20/50 80.7
1 month 20/40 20/30, 20/60 14.0
3 months 20/30 20/25, 20/50 10.6
12 months 20/40 20/30, 20/50 5.1

AC Z anterior chamber; IQR Z interquartile range

Figure 1. Kaplan-Meier estimation of the time to recurrence of her-


pes zoster keratitis and uveitis following cataract surgery (57 pa-
population is potentially complex; however, the rate of in-
tients; median postoperative follow-up 5.6 years).
traoperative complications was only mildly elevated.
Table 3 shows the reported adverse events compared with
the those in the Auckland Cataract Studies (ASC), which the current study are better than reported outcomes in uve-
audited consecutive phacoemulsification surgeries per- itis but not as good as those after routine cataract surgery at
formed at the same institution.8,9 Anterior capsule tear our institution.
and pupil manipulation were more common; however, Perhaps surprisingly, the rate of postoperative CME
the rates of posterior capsule tear, iris prolapse, and drop- (3.5%) compares well with that of routine cataract surgery
ped nucleus were similar to those for routine cataract sur- performed at our center (3.8% and 3.5% in ACS 18 and
geries performed at our center.8,9 Cataract surgery in ACS 2,9 respectively) and is lower than previously reported
uveitic eyes is more complex and challenging, with after cataract surgery in HZO (8.3%, He et al.6) and in pa-
increased intraoperative and postoperative complications5; tients with a history of anterior uveitis (12.7%, Kosker
however, most previous studies were based on noninfective et al.11)
uveitis and there is a paucity of literature on cataract sur- We observed a high rate of recurrence of HZO disease
gery in herpetic disease.6 Notably, patients with a history (40.4%) after cataract surgery, most commonly in the first
of chronic anterior uveitis or glaucomatous optic neuropa- 2 years. In 3 patients, the complications from the recurrence
thy were more likely to have intraoperative complications, were severe; 1 developed corneal decompensation after se-
although no increased risk was observed with signs on pre- vere uveitis requiring penetrating keratoplasty, 1 developed
operative examination, including central corneal scar, pos- recurrent uveitis with dislocation of the IOL, and the third
terior synechiae, and iris transillumination. However, developed corneal melt refractory to conservative treat-
glaucomatous optic neuropathy might be a marker of the ment, requiring evisceration of the eye. The risk for postop-
severity or duration of previous inflammation rather than erative recurrence increased with the number of flares
having a causative association, per se. before surgery and decreased with duration of quiescent
Despite 43.9% of patients having preexisting herpes disease before surgery.
zoster–related corneal scarring, the postoperative visual Six patients (10.5%) received prophylactic oral acyclovir
acuity outcomes were reasonable, with 77.5% of patients preoperatively. Although the role of acyclovir in acute pri-
achieving a CDVA of 20/40 or better (driver’s license stan- mary HZO is well established, there is little published liter-
dard in New Zealand). In comparison, the ACS 29 reported ature on its role in treating or preventing chronic or
that 88% of patients achieved a CDVA of better than 20/40. recurrent HZO.12,13 The mainstay treatment for HZO ker-
In a meta-analysis of uveitic cataract surgery by Mehta atouveitis is a corticosteroid (usually topical). The use of
et al.,10 68% achieved a CDVA of better than 20/40 after systemic antiviral therapy is highly variable between clini-
phacoemulsification. Therefore, visual acuity outcomes in cians and centers.14 We observed that acyclovir prophylaxis

Table 2. Risk for recurrent herpes zoster keratitis or uveitis after cataract surgery.
Univariate Analysis Multivariate Analysis

Variable P Value HR P Value HR


Recurrent disease before surgery .024 2.045 .353 0.444
Number of recurrences prior to surgery !.0005 1.467 .029 1.338
Time from diagnosis .150 0.856 d d
Time from last flare .008 0.335 .039 0.371
Topical steroid preoperatively .007 0.435 .139 0.591
Oral acyclovir preoperatively .072 0.627 .568 1.187
Complicated cataract surgery .727 0.908 d d

HR Z hazard ratio

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RECURRENCE OF HERPES ZOSTER AFTER CATARACT SURGERY 5

Table 3. Cataract surgery adverse events in the current can be complex, intraoperative complications were only
study compared with Auckland Cataract Studies. mildly increased and postoperative complications directly
Percentage
related to surgery were equivalent to those in routine cata-
ract surgery. Our primary concern was the high rate of se-
Current vere sequelae from herpes zoster disease recurrence after
Adverse Event Study ACS18 ACS29 surgery. Thus, we recommend careful patient selection,
Anterior capsule tear 5.3 2.2 1.2 detailed informed consent, a long period of disease quies-
Posterior capsule tear 3.5 4.9 2.2 cence before cataract surgery (minimum 6 months; ideally
Iris prolapse 3.5 4.3* 2.6 1 year), and consideration of oral antiviral therapy in
Manipulation of small pupil 8.8 2.9 NR those with a history of multiple disease recurrences. Re-
Dropped nucleus fragment 0.0 0.8 0.2
view of the contemporary literature highlights significant
1 day postop IOP O30 mm Hg 3.5 4.3 NR
gaps in our current knowledge, and future prospective
Cystoid macular edema 3.5 3.8 3.5
Endophthalmitis 0.0 0.2 0.0
randomized controlled trials will hopefully shed more
light.
ACS Z Auckland Cataract Studies; IOP Z intraocular pressure; NR Z not
reported
*Including iris trauma
WHAT WAS KNOWN
 Herpes zoster ophthalmicus (HZO) is common in the older
protected against the recurrence of HZO after cataract sur- population and can result in chronic and recurrent inflam-
gery on univariate analysis but not on multivariate analysis. mation of ocular structures, in particular anterior segment
There was also significant bias within the group because inflammation.
those commenced on prophylactic treatment were more  People with previous HZO keratitis or uveitis are more likely
to develop cataract because of their age, exposure to
likely to have significant recurrent disease. The Zoster Eye
inflammation, and topical steroid use; they are predisposed
Disease Study to address this paucity of evidence in HZO to surgical complications and the risk for recurrent
is currently in progress. The trial will compare 1 year of sup- inflammation.
pressive oral valacyclovir (1 g daily) to a placebo and the ef-
fect on the rates of new or worsening anterior segment WHAT THIS PAPER ADDS
ocular disease during and after treatment.15 This will help  Cataract surgery in eyes with a history of HZO anterior
guide the management of HZO ocular disease. Future segment inflammation was associated with moderate rates
of intraoperative and postoperative complications; however,
studies evaluating the potential benefit of antiviral prophy-
the majority of patients achieved a corrected distance visual
laxis before and after ocular surgery are also warranted. acuity of 20/40 or better. Preoperative corneal scarring was
The incidence of herpes zoster is increasing across the a major limitation to a good visual outcome.
globe.16 With an aging population in countries such as  Recurrence of herpes zoster-related keratitis and uveitis was
the United States, United Kingdom, and New Zealand, frequent (40.4%) and was more common with shorter pe-
the number of patients with HZO requiring cataract sur- riods of quiescence and greater number of recurrences
gery will likely increase. However, with the introduction before surgery. In a few cases, disease recurrence led to
severe sequelae.
of vaccines against herpes zoster, we might see a decrease
of herpes zoster incidence in the future. At present, 2 vac-
cines for the prevention of herpes zoster are available in
the U.S. Shingrix,A a recombinant vaccine recommended
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