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Learning and processing L2 vocabulary

David Singleton

Language Teaching / Volume 30 / Issue 04 / October 1997, pp 213 - 225


DOI: 10.1017/S0261444800014968, Published online: 12 June 2009

Link to this article: http://journals.cambridge.org/abstract_S0261444800014968

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David Singleton (1997). Learning and processing L2 vocabulary. Language Teaching, 30, pp 213-225 doi:10.1017/
S0261444800014968

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State of the art article
Learning and processing L2 vocabulary
David Singleton Trinity College, Dublin

Introductory preliminary general thoughts on the lexicon and with


some thumb-nail commentaries on a selection of the
This article sets out to provide the reader with some major publications on L2 vocabulary learning and
insights into the current state of research in the area teaching that are currently available. Thereafter, the
of second language (L2) lexical acquisition and pro- article explores, on the one hand, the question of the
cessing. Anyone familiar with psycholinguistic role of form and meaning in the L2 mental lexicon as
research concerning the first language (LI) lexicon compared with the LI lexicon, and, on the other, that
will be aware of the prominence within that domain of the extent to which the LI mental lexicon and the
of attempts to shed light on the interconnections L2 mental lexicon operate separately or in an inte-
between the elements involved in the construction grated manner. In the concluding section brief con-
and functioning of the lexicon - input and output, sideration is given to some pedagogical implications
form and meaning, spoken and written representa- of the research findings that have been examined.
tions, etc. Not only are such organisational issues fas-
cinating in their own right, but they obviously have
implications for important practical problems which Contextualising preliminaries
need to be resolved in, for example, mother tongue While Meara's pleas of the 1970s and early 1980s for
teaching and language remediation. In research relat- more attention to be paid to the lexicon in L2
ing to the L2 mental lexicon the same issues arise research (see, e.g.,Meara, 1980) have in recent times
and are further complicated by questions having to received what looks like a rather fulsome response,
do with the fact that more than one language comes the state of basic research into the L2 lexicon, as
into the picture, notably, (a) the degree to which the Meara himself notes (e.g. 1992), has continued to
L2 lexicon resembles the LI lexicon in terms of the leave something to be desired, and, according to
respective roles of form and meaning, and (b) the writers such as Galisson (e.g. 1991) and Lewis (e.g.
degree to which and ways in which the L2 lexicon 1993,1997), the treatment of lexis in most language
interacts with the LI lexicon. It is precisely these lat- teaching approaches is also inadequate. How is one
ter questions which the present article seeks to to explain such a deficit, given the established fact
address, again, not only because of the intrinsic inter- that vocabulary knowledge is a crucial factor across
est which they present, but also because of the practi- the whole spectrum of L2 activities (see, e.g., Kelly,
cal problems to which they relate. 1991; Koda, 1989; Laufer, 1992; Laufer & Nation,
The article does not, therefore, aspire to exhaust- 1995; Linnarud, 1986)? One possibility is that inter-
iveness. Given the number of recent publications est in the lexicon is to some extent thwarted by the
which deal in some way or other with L2 lexical difficulty of delimiting things lexical with respect to
operations, and given the constraints of length within what has traditionally been labelled as 'grammar'.
which the article was conceived, any such aspiration It is certainly true that in theoretical linguistics
would in any case have been out of place. However, in (see, e.g., Chomsky, 1989), computational linguistics
order to contextualise the particular orientation of (see, e.g., Gross, 1991: 107; Sinclair, 1991) and psy-
the present discussion, and in order to give a direction cholinguistics (see, e.g., Cieslicka-Ratajczak, 1994)
to readers with a broader interest in vocabulary much ink has recently been spilt over the lexical
acquisition/processing, the article begins with some aspects of syntax and the syntactic aspects of lexis.
Moreover, this trend away from seeing the lexicon as
a mere repository of content words has been fully
David Singleton is a Fellow ofTrinity College Dublin, reflected in the L2 domain. From L2 research on
where he holds the position of Senior Lecturer in such diverse topics as testing (e.g. Arnaud, 1989,
Applied Linguistics at the Centre for Language and 1992),'core'vocabulary (e.g. Robinson, 1989),leam-
Communication Studies. His publications over the last ability (e.g.Xaufer, 1991a, 1993-94), error analysis
twenty years have covered topics ranging from commu- (e.g. Granger & Montfort (1993-94), pedagogical
nicative syllabus design to the history of the French lan- grammar (e.g. Little, 1994) and the age factor (e.g.
guage; however, the principal foci of his research have Martohardjono & Flynn, 1995) the consistent mes-
been the age factor in language acquisition, language sage that comes through is that the lexicon defies
transfer, and the L2 mental lexicon. easy definition and cannot readily be disentangled
from 'grammatical' knowledge.
Lang.Teach. 30,213-225. Printed in the United Kingdom © 1997 Cambridge University Press 213

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State of the art: Learning and processing L2 vocabulary
This demarcation problem may in some measure there is nevertheless a wide consensus that this is a
be resolvable by reference to a distinction between work that should be on the shelf of every language
lexico-grammatical phenomena which are specific teacher with an interest in developing the lexical
to given languages and syntactic phenomena that dimension of his/her intructional practice.
transcend the particularities of individual systems.
Where precisely in given instances the border
between these two categories lies may be unclear, M. & COADY, J. (eds.)
H U C K I N , T . , HAYNES,
but it is always possible to 'play safe' and to treat as (1993). Second Language Reading and Vocabulary
lexical those areas which are most transparently lan- Learning. Norwood, NJ: Ablex.
guage-particular: forms and meanings of individual The question underlying the book as a whole is
items, collocational patterns, 'local' syntax (e.g. com- whether context is useful to L2 readers in terms of
plementation of verbs), etc. On the other hand, even promoting lexical acquisition, a question to which
if one takes the line (as the present article does) that the editors' answer is not a resounding yes. Individual
in our present state of knowledge it still makes sense contributions to the collection cover such particular
thus to carve out (provisionally) an area of language aspects as lexical frequency and saliency as factors in
which can be labelled lexical, it would be unwise to acquisition, procedural and declarative lexical knowl-
assume that the lexical construct will in the end edge, LI evidence on contextual guessing, strategies
prove to be theoretically or empirically dissociable for inferring word-meaning from context, learning
from other linguistic or psycholinguistic domains. academic lexis, and dealing with false friends. A criti-
With these cautionary thoughts in mind, let us cism of the book has been that the studies it presents
now turn our attention to some of the resources that define context and guessing in divergent ways and
are available to teachers, course-designers and that these studies do not deal with extensive reading.
researchers with lexical preoccupations. There fol- Nevertheless, this is a landmark compilation, which,
lows a series of brief accounts of the content of ten though no easy read, repays close attention.
books which deal in part or in toto with L2 lexical
acquisition/processing1.
LEWIS,M. (1993). Tlte Lexical Approach: the State
o/ELTand a Way Tonvard. Hove: Language
CARTER, R. (1987). Vocabulary:Applied Linguistic Teaching Publications.
Perspectives. London: Allen & Unwin. This publication assesses the role of the lexicon in
Although this book is now ten years old, use contin- language and considers current L2 teaching materials
ues to be made of it on inservice and postgraduate and practice in the light of this assessment. It con-
courses.This is a fitting tribute to its comprehensive- cludes that most L2 syllabuses and pedagogy fail to
ness and accessibility. With regard to range of con- reflect the essentially lexical nature of language, and
tent, the volume includes copiously referenced that the situation needs to be rectified forthwith.The
chapters not only on vocabulary learning/teaching book makes rather scant mention of L2 lexical
and learners' dictionaries but also on lexical relations, acquisition research, but its broad thrust is in tune
core vocabulary, lexical patterns, lexis and discourse, with what researchers are now saying about the all-
and lexis and literary stylistics.With regard to accessi- pervasiveness of the lexicon in language and lan-
bility, while the writing is rarely exciting, it is consis- guage learning, and, on the practical front, it offers
tently clear — well within the grasp of any 'intelligent many interesting suggestions for lexis-driven class-
layperson' willing to engage with it in a serious fash- room activities.
ion.

NATION, P. (1990). Teaching and Learning SCHREUDER, R. &WELTENS, B. (eds.) (1993).


Vocabulary. Boston, MA: Heinle & Heinle. T\\e Bilingual Lexicon. Amsterdam: John
This book combines a fairly thoroughgoing review Benjamins.
of research into the learning and use of L2 vocabu- A compilation of original state-of-the-art review
lary with a treatment of the pedagogy required to articles commissioned from internationally
deal with different types of lexis for different types of renowned researchers, this book has deservedly been
purpose in the classroom. In its appendices it also much referred to. The areas covered include: visual
contains, inter alia, two useful word-lists, some for- word recognition, word-type effects in lexical pro-
mulas to facilitate the lexical analysis of texts, and an cessing, accessing conceptual representations, trans-
illustrated discussion of vocabulary test design. Some lating versus picture-naming procedures in lexical
critiques of the book have been less than enthusiastic research, vocabulary size, lexical attrition, communi-
about the account it gives of lexical research, but cation strategies, modelling lexical comprehension
and production, and vocabulary teaching. The texts
1
The reader is also directed to Meara's website, which
of the articles, it should be noted, make few conces-
constitutes a valuable up-to-date bibliographical source: sions to the reader without some prior experience of
http://www.swan.ac.uk/cals/calsres.html the relevant literature.
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State of the art: Learning and processing L2 vocabulary
HARLEY, B. (ed.) (1995). Lexical Issues in The book begins with some contextualising review
Language Learning. Ann Arbor/Amsterdam/ articles, includes a number of reports of case studies
Philadelphia: Language Learning/John and quantitative research, offers no fewer than four
Benjamins Publishing Company. contributions on pedagogical issues, and ends with an
This volume is another compilation of articles, in attempt at a research synthesis.
this case of studies previously published in the jour-
nal Language Learning. After an editorial introduction LEWIS, M. (1997). Implementing the Lexical
the book is arranged under three sectional headings: Approach:PuttingTlieory into Practice. Hove:
'Developmental Perspectives on the Bilingual Language Teaching Publications.
Lexicon', 'Psycholinguistic Factors in Vocabulary A follow-up to Lewis's 1993 book (see above), this
Learning', and 'Lexical Acquisition and Use in volume offers further arguments in favour of a lexi-
Communication Tasks'.The quality of the material is cal view of language and further suggestions as to
consistently high, but it would present some prob- how the 'lexical approach' might be applied in the
lems of accessibility for readers without a research classroom. Particular attention is paid to ways of
background in the areas in question. organising lexis, to lexis-oriented exercises, and to
the adaptation of familiar classroom activities to a
HATCH, E. & BROWN, C. (1995). Vocabulary, lexical perspective. Also included are reports on'lexi-
Semantics and Language Education. Cambridge: cal approach' classes, some reflections on neglected
Cambridge University Press. areas of content, and a discussion of teacher training.
In many respects this book overlaps with and updates As in Lewis's earlier book, references to L2 lexical
Carter's 1987 volume (see above). Like Carter's pub- acquisition research are somewhat sparse, but, again
lication, it covers much more than vocabulary learn- as in the earlier case, food for thought and useful
ing and teaching; indeed, this topic accounts for just practical suggestions are present in abundance.
one of the five parts into which the book falls, the
other four being devoted to semantics, the lexicon in
general, lexical cases and morphology, and vocabu-
lary choice and discourse use. It constitutes an excel- Form and meaning in the L2 mental
lent introduction to the field of lexicology in lexicon
general, being not only scholarly but also extremely A widely held view about the L2 mental lexicon is
lucid and readable. that it is an essentially form-driven entity, that 'while
in the native speakers mental lexicon there are strong
ANDERMAN, G. & ROGERS, M. (eds.) (1996). semantic links between the words, the connections
Words, Words, Words: the Translator and the between words in additional languages are primarily
Language Learner. Clevedon: Multilingual phonological' (Laufer, 1989: 17). The evidence typi-
Matters Ltd. cally cited in support of this 'phonological' concep-
Language learning/teaching is once again just one of tion of the L2 lexicon is that yielded by the Birkbeck
a number of issues dealt with in this book, a collec- Vocabulary Project word association tests (see, e.g.,
tion of seven invited papers. The topics dealt with Carter, 1987: 158ff.; Gass & Selinker, 1994: 276;
are: the translator and the language learner, the men- Harley, 1995b: 7), from which the inference often
tal lexicon, classic studies in L2 vocabulary acquisi- drawn is that the L2 mental lexicon is 'quite different
tion, prototype theory in relation to lexical from that of the native speaker' (Meara, 1984:233f.).
acquisition and translation, English words in transla- The notion that an important part of L2 knowledge
tion, neologisms and dictionaries, and computational is qualitatively distinct from its LI counterpart is
perspectives on translating and language learning. All obviously of interest to theoreticians, while the
of the articles are accessibly written, and their con- notion that form predominates in L2 lexical func-
tent is mosdy such as to be of interest to researchers tioning has self-evident implications for how we are
and teachers alike. to approach the teaching of lexis. On both counts,
therefore, the Birkbeck data warrant close examina-
COADY,J. & HUCKIN, T. (1997). Second Language tion. This section begins with just such an examina-
Vocabulary Acquisition: a Rationalefor Pedagogy. tion and then explores some other research
Cambridge: Cambridge University Press. perspectives which bear on the question of form and
This new collection of articles in which Coady and meaning in the mental lexicon.
Huckin have had a hand is much broader in scope and
arguably more balanced in its approach and of wider
appeal than the Huckin, Haynes & Coady 1993 vol-
ume (see above). On this last point, although the book The Birkbeck results: a reassessment
appears in the Cambridge Applied Linguistics Series, As examples of phonologically based responses in the
much of its content would be both readily compre- Birkbeck data, Meara cites the following items elicited
hensible and of immediate value to language teachers. by the French stimulus btton ('concrete' [the building
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State of the art: Learning and processing L2 vocabulary
material]) from English-speaking learners of French: more semantic responses. Her work with Swedish-
animal ('animal'), stupide ('stupid'), orchestre ('orches-speaking learners of English shows that the same shift
tra'). For Meara such responses indicate the predomi- is discernible between less proficient and more profi-
nance of phonological links in the L2 lexicon, the cient stages of L2 development (cf. also Cunningham,
source of the response being in each case a word 1990). Interestingly, Soderman does not interpret her
which is phonologically connected to the stimulus - findings as indicating that increased overall linguistic
bete (noun: 'beast', 'animal'), bite (adjective: 'stupid') proficiency causes a general change in the organisation
and bdton ('stick'), respectively. There are, however, of the L2 mental lexicon. For her, the changing dis-
some objections to this line of argumentation. tribution of response types is to be seen in relation to
For one thing, although Meara (1984: 231) knowledge of 'particular words': a specific lexical
describes the L2 stimuli used in the Birkbeck Project item will tend to trigger different kinds of response at
as 'very common' items, the cited examples of such different stages of its incorporation into an individ-
stimuli tell a different tale — including alongside be"ton ual's lexical knowledge — formal at the outset, seman-
(hardly an everyday word) items like caque ('herring- tic later — irrespective of the status of the language it
barrel'), dm Cthick' [used of grass, beard]) and imail belongs to and of the global proficiency level in that
('enamel'). Given the relative infrequency of such language of the individual concerned.
words and 'the small size of [the subjects' French] In sum, the Birkbeck data do not license the
vocabularies' (ibid.: 232), the probability is that the proposition that the L2 mental lexicon is qualitative-
responses to them reflect less a peculiarly L2 mental ly different from the LI mental lexicon in being
structure than simple ignorance. After all, LI situa- intrinsically phonological in its basis of operations;
tions in which unfamiliar lexical items are encoun- these data more readily bear a contrary interpretation
tered also give rise to responses based on any clues to — i.e., that L2 lexical processing is semantically
links with known words which the sound or look of focused wherever the meaning of a given word is
the unfamiliar items may offer. accessible, and that in many instances meaning plays a
It is important to note too that the connections role (in attempts to associate unknown words with
arrived at in the above process, while based on for- known words) even where the meaning of a word is
mal similarities, nevertheless have a clear semantic not available. Other word association test data sup-
dimension. For instance, the responses animal and stu- port this latter interpretation.
pide, elicited by the stimulus beton, undoubtedly
result, as Meara claims, from linking beton with the
formally similar item bete. However, the linkage is far Research Into L2-intemal vocabulary learning
from purely formal. Meara himself suggests that the difficulties
response animal is motivated by the meaning of bete Research into L2-internal vocabulary learning diffi-
in its substantival usage, namely, 'beast', 'animal', culties broadly supports the line taken above. For a
while the response stupide is based on the meaning of general account of this research, an excellent source
bite in its adjectival usage — 'stupid'. is Laufer (e.g. 1990a, 1991a, 1993-94).We shall here
Few of the responses reported by Meara are in fact take as our framework Laufers inventory of'intralex-
related to stimuli in phonological terms solely. ical' difficulty factors - both formal (pronounceabili-
Marechal's (1995) re-analysis of Meara's (1978) data ty, length, grammatical category, morphological
finds that of the 100 French stimuli used by Meara, complexity) and semantic (specificity of meaning,
only the 18 most difficult items elicit exclusively multiple meaning, metaphorical meaning, connota-
phonologically related answers. Similar findings tional and stylistic nuances, synonymy).
emerge from other L2 word association studies. Concerning pronounceability, L2 learners often
Thus, O'Gorman's (1996) report on the English L2 appear to avoid words that they find difficult to pro-
word association data of Cantonese-speaking inter- nounce (see Levenston, 1979), and those words which
mediate-level learners of English reveals that among they find easier to pronounce they also perceive more
these subjects' most frequent responses to the 20 accurately (see Gibson & Levin, 1975). As far as
stimuli the only stricdy phonological associate^ was acquisition is concerned, more easily pronounced L2
wealth (in response to health). Likewise, consistendy words also appear to be more readily retained (see
fewer than 4% of the associates produced by Rodgers, 1969). One notes that pronounceability is a
Anglophone students of French within the frame- factor in LI lexical acquisition also: Celce-Murcia
work of the Trinity College Dublin Modern (1978) found that her two-year-old daughter, who
Languages Research Project (see, e.g., Marechal, was simultaneously acquiring two Lls, English and
1995; Singleton, 1994) were responses based on mere French, avoided producing words in either which she
phonological similarity to stimuli. found difficult to say — e.g. preferring French citron
Soderman (1989,1993) points out that phonologi- /sito/ to English lemon, but preferring English spoon
cal associates are frequent in children's LI responses /pun/ to French miller.
to word association tests and draws attention to the On word-length, the evidence is contradictory.
LI 'shift in response type' with increasing age towards Some studies have failed to find a word-length effect
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State of the art: Learning and processing L2 vocabulary
for processing L2 words (e.g. Rodgers, 1969); others realise that the most familiar meanings of words like
have found such an effect (e.g. Coles, 1982); and still since and while did not fit the context in which the
others have yielded mixed results (e.g. Phillips, 1981; items occurred, where they had the force of, respec-
Stock, 1976). A more recent study by Hulme, tively,'because'and'in spite of the fact that'.
Maughan & Brown (1991) shows a clear word- Problems arising from semantic opacity have been
length effect in verbal memorization tasks in respect investigated by, among others, Dagut & Laufer (1985)
not only of L2 words but also of Ll-like pseudo- and Kellerman (1978). Dagut & Laufer report that
words and of real LI words. the most frequendy avoided English phrasal verbs in
With regard to grammatical category, Rodgers's their L2 data were characterized by metaphorical
(1969) subjects apparently learned nouns and adjec- extension and semantic fusion — show off, put up until,
tives more easily than verbs and adverbs, and etc. Kellerman, for his part, found that Dutch learners
Phillips's (1981) subjects had fewer problems in the of English, while willing to use English translations of
early stages learning nouns than learning verbs or Dutch expressions involving the perceived core
adjectives. Laufer suggests that such findings may meanings of the constituent words, assumed (often
relate to the morphological complexity of verbs and wrongly) that literal translation was impossible where
to the confusability of certain adverbials. A further more peripheral meanings were operative.
possibility — in this case meaning-related — discussed In relation to connotational and stylistic nuances,
by Ellis & Beaton (1993,1995) is that nouns are gen- Dagut's (1977) work suggests that the L2 learner is
erally more imageable than other categories and that unlikely to feel the connotational differences between
this may be why they are more easily learned. They pairs of words such as skinny and slim or womanish and
note that the creation and exploitation of images womanly. L2 learners also experience problems with
around new words has been found to be a very effec- register nuances in series of synonymous expressions
tive technique in vocabulary learning (see also, e.g. like about, around, more or less, approximately (cf.
Brown & Perry, 1991). It is worth recalling in this Halliday.McIntosh & Strevens, 1964:88).
connection that in LI acquisition, the phase of very Finally on the topic of semantic difficulty factors,
rapid vocabulary expansion, the so-called 'vocabulary we come to the question of synonymy. Linnarud
explosion' phase, 'is characterized by a rapid acquisi- (1983) and Laufer (1991b) find a marked difference
tion of one particular type of word: names for between native and non-native writers of the same
objects' (McShane, 1991:146). age, the non-native writers producing many more
As for morphological complexity, one can cite the repetitions than the natives. Laufer infers (e.g. 1993-
problems that L2 learners frequently have with 94: 109) that once an L2 learner has acquired one
inflectional paradigms (see, e.g., Stock, 1976) and the form to express a given concept, acquiring more
indications (see, e.g., Benoussan & Laufer, 1984; labels for the same meaning seems like a waste of
Laufer & Benoussan, 1982) that L2 learners often effort. If this is true, then the case of synonymy is
misinterpret combinations of morphemes by virtue comparable to that of specificity of meaning, involv-
of assimilating them to similar combinations — e.g. ing not so much a learning problem as a labour-
equating outline with out of line. Morphological diffi- saving strategy.
culty is also a factor in LI acquisition. For example, What emerges from this discussion is that intralex-
in a study of the acquisition of LI (Dutch) word ical difficulty factors patently have to do with mean-
derivation rules by subjects aged 7-17, Smedts (1988) ing as well as form. Moreover, the formal difficulty
found that the 7-year-olds were able to demonstrate factors that affect L2 lexical acquisition affect LI lex-
knowledge of, on average, just 14% of the deriva- ical acquisition too. Accordingly, there is no evidence
tional relationships tested and that even the 17-year- from this quarter that the operations of L2 mental
olds knew, on average, no more than 66%. lexicon differ in kind from LI lexical operations in
Turning now to semantic difficulty factors, on the terms of the role of form.
question of specificity of meaning, Blum &
Levenston (1978) found that L2 learners of Hebrew
tended to use superordinate, i.e., more general, terms Phonological memory research
where natives tended to use hyponyms, i.e., more
The role of meaning in dealing with L2 lexis is, para-
specific terms — preferring, for example, the Hebrew
doxically, underlined by recent work showing the
equivalent of put to the equivalent of impose. One importance of being able to form accurate short-
wonders, however, whether what is at issue here is term memory representations of phonological form.
not the deployment of a strategy aimed at maximiz- Some of the relevant studies include:
ing the surrender value of lexical learning effort
rather than intralexical problematicity as such (cf. • Baddeley et d/.'s (1988) investigation of an Italian-
Laufer, 1993-94:106f.). speaker with a deficient short-term phonological
Difficulties associated with multiple meaning were memory, who succeeded in learning pairs of
studied by Benoussan & Laufer (1984). Their sub- meaningful words in her LI but largely failed to
jects, Hebrew-speaking learners of English, failed to acquire new vocabulary in an L2 (Russian);
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State of the art: Learning and processing L2 vocabulary
• Papagno et alls (1991) study, which found that some focusing on context-effects in the guessing of
impeding the construction of short-term phono- word meaning, others looking at reference to con-
logical representations (by preventing subjects from text in lexical problem solving, and still others exam-
silently repeating to themselves the lexical items ining how inferring word meaning in context
they were asked to memorize) failed to disrupt the impacts on lexical acquisition. A typical example of
learning of LI paired associates but did disrupt the the first is that conducted by Ittzes (1991), who
learning of L2 vocabulary — except in cases where showed L2 learners of English to be more successful
subjects were able to make semantic associations at guessing the sense of words in context than of
between the L2 items and words in their LI; words in isolation.
• Service's research (see Service, 1992; Service & With regard to the role of context in lexical prob-
Kohonen, 1995) into the learning of English as lem solving, this has been explored by the C-test-
an L2 by Finnish children, which showed that based studies conducted within the framework of the
capacity to imitate English-like pseudowords in Trinity College Dublin Modern Languages Research
tests administered before the course was a better Project (see, e.g., Singleton, 1993-94a, 1994, 1996;
predictor of the level of English subsequently Singleton & Little, 1991, 1992). The C-test sets the
attained than performance on a task involving task of restoring to wholeness a text every second
the matching of LI syntactic-semantic pairs; word of which (after a contextualizing lead-in pas-
• Service's further examination (see Service, 1993- sage) has had its second half deleted. Since testees
94; Service & Craik, 1993) of the relationship cannot alter the order of elements of the mutilated
between working-memory phonological repre- text, the knowledge probed by the test is for the most
sentations and L2 vocabulary learning in a group part clearly lexical in nature — knowledge of'content
of English-speaking adults, which again found a words', 'grammatical words', word-structure, colloca-
significant correlation between repetition ac- bility, etc. (for a contrary view see Chapelle 1994 -
curacy and the memorization of novel items. answered in Singleton, forthcoming [a]; Singleton &
Singleton, 1997).The consistent pattern of Dublin C-
At first glance, the above research findings might test results has been for a substantial proportion (usu-
seem to support the notion that the L2 mental lexi- ally a majority) of the responses offered by subjects to
con differs from the LI lexicon in being phonologi- be well-formed and appropriate — which has been
cally driven. On closer inspection, however, the interpreted as indicative that the L2 lexical processing
evidence points to a different conclusion. One notes, involved was based on a reading of the context.
for example, that experiments carried out in an LI Moreover, even among the unacceptable responses,
context also indicate a critical role for short-term the overwhelming majority, though formally deviant,
phonological store. Thus, for example, Gathercole & also have had a clear semantic relationship to the con-
Baddeley (1989) found that a phonological memory text. Introspective data gathered from the subjects in
score based on a pseudoword repetition test correlat- question confirm the prevalence of reference to con-
ed significantly with an LI vocabulary score at age 4 textual meaning in the C-test-taking process.
and with subsequent LI lexical proficiency levels (see Concerning the role of context in L2 lexical
also Gathercole & Baddeley, 1990). acquisition, important reference points include the
Furthermore, the above L2 studies show the work of Haastrup (e.g. 1991), Huckin (e.g. Huckin &
semantic factor to be also present even in the very Bloch, 1993), Krashen (e.g. Dupuy & Krashen, 1993;
early stages of dealing with a new item. For example, Krashen, 1989), Nation (e.g. 1982, 1993) Paribakht
Service (1993-94; Service & Craik, 1993) found that & Wesche (e.g. 1997), and Schouten-van Parreren
her subjects' capacity to learn novel words signifi- (e.g. 1989; 1992). Experimental research carried out
cantly correlated not only with repetition accuracy by Hulstijn (e.g. 1992; 1993-94) suggests (i) that the
for foreign words but also with success in learning relevance of an unknown L2 word to the informa-
pairs of familiar LI words, an exercise taken to be tional needs of the learner is a determinant of the
largely meaning-based. From this she infers that L2 amount of attention given to that word, (ii) that the
vocabulary learning depends on the creation of both phenomenon of acquiring L2 words 'incidentally'
phonological and semantic representations. Papagno from context is real but limited, and (iii) that in a sit-
et at. (1991) come to similar conclusions on the basis uation of reading for comprehension, making an
of their observation of their subjects' exploitation, effort to derive the meaning of unknown L2 words
where possible, of semantic associations between L2 from contextual and formal clues improves such
and LI forms. words' chances of being retained. These findings
imply a continual interaction between lexical item,
objectives and contextual meaning and thus suggest
Research into use of context in lexical that incidental L2 vocabulary acquisition, like other
processing and learning varieties of lexical acquisition, is characterized
Use of context in has been a longstanding preoccu- by both formal and semantic processing. Similar
pation (see, e.g., Meara, 1996) of L2 lexical studies, conclusions can be drawn from Ellis, Tanaka &
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State of the art: Learning and processing L2 vocabulary
Yamazaki's (1995) study of L2 vocabulary acquisition support Cook's (1992,1993) notion of'holistic multi-
in contexts of oral interaction. competence', i.e., the integration of language compe-
tence, including lexical competence, across languages.
Evidence cited by Cook includes the following:
Integration/separation between the L1
and the L2 mental lexicon • reaction time to a word in one language is related
to the frequency of its cognate in another known
We come now to the question of whether the L2 language (Caramazza & Brones, 1979);
mental lexicon is integrated with or separate from • morphemic similarities between two known
the LI mental lexicon. Once again, this question has languages influence translation performance
both a theoretical and a practical dimension. On the (CristofFanini, Kirsner & Milech, 1986);
theoretical front, it is obviously of interest to psy- • when processing an interlingual homograph,
cholinguists to know whether or not their models of bilinguals access its meanings in both their lan-
lexical operations have to envisage a distinct lexicon guages rather than just the meaning specific to
for each language known by an individual and the language being used (Beauvillain & Grainger,
whether or not they need to incorporate connec- 1987);
tions between the LI and the L2 lexicon if these are
indeed separate. On the practical front, language On the other hand, evidence in the opposite
teachers are also concerned by answers to questions direction comes from instances of language loss
about L1/L2 integration/separation in the lexical caused by brain damage in bilinguals/multilinguals
domain as in other domains, since one of their major where the lost languages are recovered separately. For
preoccupations since time immemorial has been the example, Grosjean (1982: 260) reports the case of a
question of how to assess the extent of LI influence native speaker of Swiss German who first recovered
on L2 acquisition and performance, how to regard French, a language he had learned as an adult, and
such influence, and how to react to it. subsequently recovered High German, but never
One argument against integration derives from the recovered his LI, Swiss German.Whitaker (1978:27)
idea that language is acquired and processed by a ded- reports a similar instance, that of an English classics
icated language module. At least some advocates of scholar who recovered Greek, Latin, French and
the language module idea (e.g. Emmorey & Fromkin, English (his LI) in that order.
1988) consider a substantial part of the functioning of De Groot (1993,1995) treads a path between the
the LI mental lexicon to be intramodular, and at least separatist and the integrationist positions. Reviewing
some (e.g. Bley-Vroman, 1989) hold that L2 knowl- a wide range of experimental findings, she reads the
edge acquired beyond the childhood years is evidence as pointing to a mixed representational sys-
extramodular. Taken together, these two positions tem, where concrete words and words perceived as
imply that, in the case of post-pubertal L2 learner, LI cognates across the two languages are stored in a
and L2 lexical operations proceed separately. 'compound' manner, whereas abstract words and
The processing implications of cross-language dif- noncognates in the respective languages are stored in
ferences also favour 'separatism'. The indications are a 'co-ordinate' manner. The reference here is to
that an individual faced with the task of working out Weinreich's (1953) different categories of bilingual-
the morphological structure of unfamiliar words will ism — subordinative, compound and co-ordinate. In
refer to the phonological composition of more subordinative bilingualism, according to Weinreich,
familiar items and then analogize (see Bybee, 1988; L2 word forms are connected to LI meanings via
Stemberger & MacWhinney, 1988). Since the lan- primary connections to LI forms; in compound
guages known to such an individual may have highly bilingualism the LI and L2 forms are connected at
divergent phonological systems, the implication is the meaning level; and in co-ordinate bilingualism
that the search on which such analogizing tactics separate systems of form-meaning connections exist
depend runs through the lexicon of each language for each language. For Weinreich, these different
separately. types of bilingualism are associated with different
With regard to arguments in favour of integration, kinds of learning experience. However, Weinreich
these tend to come from the (overlapping) areas of also recognizes (1953:10) that a person's or a group's
bilingualism research, research into crosslinguistic bilingualism need not be of a single type.
influence, and research into communication strate- Kirsner, Lalor & Hird (1993) also propose a mixed
gies. These arguments, and some balancing counter- system of representations. They suggest (1993: 228)
arguments from the areas in question are considered that cognates may be 'represented and stored as vari-
below. ants of the first language vocabulary'.Their proposal is
that such a subordinative structure, which some
research seems to indicate as characterizing lower lev-
Bilingualism research els of bilingual proficiency (see below), is a continu-
Many of the findings of bilingualism research (for ing feature of bilingual lexical organisation in respect
a representative sample see Harris, 1992) seem to of cognate items at other levels of proficiency too.
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State of the art: Learning and processing L2 vocabulary
Other researchers have referred to the phenome- constantly seek to make connections between new
non of code-switching in arguing for a model of the words they encounter in their target language and
bilingual lexicon which steers clear of separatist or words in languages they already know, even when
integrationist extremes. For example, De Bot and the languages concerned are unrelated. Such con-
Schreuder (1993) see code-switching as providing nections have both a formal and a semantic dimen-
evidence against the idea that one of a bilingual's lan- sion. Indeed, it appears that conflicts often arise
guages is 'switched on' and the other'switched off' in between crosslinguistic semantic-associative process-
a given situation, and evidence in favour of the es and form-oriented processes. For example,
notion that both languages are continuously activat- Giacobbe's (1993-94) Spanish-speaking female sub-
ed, though each to a different level (c£. Green, 1986, ject acquiring French naturalistically, faced with the
1993; Paradis, 1981). Examples they give of code- French word cuisine ('kitchen'), on the one hand
switching from their data include: seemed to associate it with the Spanish word for
'kitchen' — cotina -, producing forms like [kosin] and
(Dutch/English) [kosi], and on the other hand attempted to replicate
dat water dat liep direct from het dek in die grote the French form faithfully, producing forms like
regenbakken [kusin] and [kwisin] (see also Giacobbe &
'that water ran directly from the roof into those big Cammarota, 1986). Such evidence of crosslinguistic
water vessel [s]' (p. 208) influence at the lexical level obviously calls into
(Dutch/French) doubt any notion of a complete separation between
Tu es un tofcopain the L2 and LI lexicons. There follow some further
'You are a nice guy' (p. 209) examples of research findings bearing on crosslin-
guistic aspects of lexical operations, as well as a caveat
They note (1993:212) that in activation models sep- regarding the interpretation of crosslinguistic data.
aration between languages is not absolute, allowing One research approach which has yielded plentiful
for the possibility that 'words from the non-intended crosslinguistic evidence is error analysis. For exam-
language may always slip in'. ple, Grauberg's (1971) analysis of the written errors
A final relevant issue in this context is the lexical in German made by first-year university students of
development of bilinguals over time. One much-cited German reveals that, of the 102 lexical errors isolat-
model of bilingual lexical development, that ofvblterra ed, 50% had a crosslinguistic dimension, 35 being
& Taeschner (Taeschner, 1983; Volterra & Taeschner, based on faulty perceptions of equivalence between
1978), claims that bilingual children start out with a English and German, and 16 consisting in the com-
single lexical system which has just one entry (from plete transfer of English expressions. Similar findings
one language or the other) for each meaning acquired. emerge from my own study of crosslinguistic influ-
A corollary of this claim is that an ability to differenti- ence on the semantico-grammatical aspects of the
ate between languages — and thus a separation of the French interlanguage of an English-speaking learner
respective lexicons — appears only around age two. of French (Singleton, 1987). The kinds of errors
Quay (1995) disputes Volterra & Taeschner's noted by Grauberg are discernible in these latter data
hypothesis. She re-analyses Taeschner's (1983) data and too, the difference being that - probably because of
finds that they actually contain considerable numbers the subject's perception that one of his L2s, Spanish,
of cross-language equivalents. In her own study of an was closer to French than was English (cf., e.g.
English/Spanish bilingual subject, Manuela, she finds Kellerman, 1977,1979,1983; Ringbom, 1987) - this
persuasive counter-evidence to Volterra & Taeschner's L2 was actually more prominent as a source of trans-
proposals: at age 1;5.15, 36% of Manuela's English fer than the LI. In addition, the data contain numer-
vocabulary was matched by equivalents in her Spanish, ous examples of coinages based on English and/or
and 40% of her Spanish vocabulary had equivalents in Spanish lexical forms (e.g. [tipi'kal] for typique (cf.
her English (cf. also Zurer Pearson, Fernandez & English typicat); [sa'sil] for simple (cf. Spanish senciUo —
Oiler, 1995). The notion of a developmental dimen- 'simple').
sion in bilingual lexical organisation should not, how- At least some kinds of productive transfer error
ever, be entirely ruled out.De Groot (1995) points to a can be explained in terms of the encoding of newly
number of studies which indicate a proficiency effect encountered elements using the model of known
on bilingual lexical organisation, subordinative struc- items in another language (cf. Singleton, 1987).
ture being associated with low proficiency and com- Clearly, such an explanation rests on the assumption
pound structure with high proficiency. that the lexicons of languages other than that being
used for communicative purposes are continuously
available for consultation. Alternatively, one can
Research into the role of crosslinguistic invoke the notion of'borrowing' (cf., e.g. Corder,
influence 1978, 1983; Kellerman, 1977, 1979, 1983; Krashen,
Research has shown (see, e.g., Laufer, 1990a; 1990b; 1981:67) — a strategy involving not only the 'online'
1993-94; Benoussan & Laufer, 1984) that learners consultation of a lexicon or lexicons other than that
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State of the art: Learning and processing L2 vocabulary
of the language in which communication is taking application of LI as well as L2 morphological and
place (cf. Singleton, forthcoming [b]), but also the phonological encoding procedures in her
use of knowledge from another lexicon in order to 'Substitution Plus' strategy (see also Ridley 1997;
'camouflage' the alienness of the borrowed items. Ridley & Singleton, 1995a, 1995b; Singleton, 1997).
Crosslinguistic issues also arise in relation to the Obviously, in order for such strategies to be applied,
deliberate learning of vocabulary. A recent study by there must be the possibility of interaction between
Stoffer (1996) illustrates this point. Stoffer used a the mental lexicons associated with the languages
self-report instrument to assess the use of vocabulary involved.
learning strategies by a large sample of American With regard to resemblances between strategies
university students of various foreign languages. exhibited by L2 users and those applied by LI users,
Nine factors emerged from a factor analysis of the Kellerman (e.g. 1991) and Bialystok (e.g. 1990) have
data, of which, in terms of frequency, the over- insisted that '[strategic] behaviour is surprisingly
whelmingly dominant category overall was commonplace amongst native speakers' (Kellerman,
'Strategies Used to Create Mental Linkages', the 1991:153). Kellerman (ibid.: be. tit.) cites in this con-
highest scoring of the strategies included under this nection LI situations 'where one member of a pair of
heading being that of linking L2 words to LI words. speakers is an expert and the other a novice and the
Clearly, the creation of such linkages would not be novice needs to have some term explained or to find
possible if lexicon of the LI were not available for out what something is called'. He also summarizes
consultation and comparison during the processing (ibid.: 157f.) a wide range of research which indicates
of L2 items. that referential strategies and the ways in which
On the other hand, evidence of crosslinguistic speakers structure definitions are substantially the
influence is not so plentiful as to support the idea of same whether an LI or an L2 is being used. In the
full integration between the LI and the L2 lexicon present context, the relevance of such evidence lies
either. One recalls Duskova's (1969: 19) comment in what it says about processing overlap between the
that many L2 errors 'seem to have little, if any, con- LI and the L2 lexicon. If it is the case that strategic
nection with the mother tongue'. Indeed, a number language use is essentially common ground between
of studies of that vintage suggested that no more LI and L2 processing, this constitutes yet another
than about a third of the L2 productive errors of the argument in favour of the view that the LI mental
subjects in question were crosslinguistically induced lexicon and the L2 mental lexicon are connected.
(see, e.g., Singleton, 1981:4f.).
Concluding summary and some
Research into communication strategies pedagogical implications
Communication strategies have been much What seems to emerge from the foregoing discussion
researched over the past twenty years (see, e.g., is that:
Bialystok, 1990; Faerch & Kasper, 1983; Kellerman,
a) the L2 mental lexicon is not qualitatively different
1991; Palmberg, 1979; Poulisse, 1990, 1993;Tarone,
1977,1980;Varadi, 1980).Two aspects of this research from the LI mental lexicon in terms of the
bear on the lexical integration/separation question. respective roles played by form and meaning; in
The first relates to the content of the previous sub- * both L2 and LI formal processing has a very sig-
section: communication strategies often make use of nificant part to play in dealing with an unfamiliar
lexical knowledge derived from languages other than expression, but it is accompanied by semantic
that in which communication is taking place. The processing wherever conditions allow, and the
second is the similarity which emerges between role of semantic processing grows in importance
communication strategies used in L2 and those used as the integration of the new item progresses;
in LI. b) the LI and the L2 lexicon are neither completely
disconnected from each other nor totally inte-
Concerning the former aspect, every treatment of
grated with each other, the precise relationship
L2 communication strategies recognizes the deploy-
between a given L2 entry and a given LI entry in
ment in diverse ways of knowledge of languages
the mental lexicon probably depending on such
other than that in which communication is taking
factors as how the words have been acquired,
place. Thus, for example,'conscious transfer'- cover-
how well they are known, and to what extent
ing 'literal translation' and 'language switch' - is one
formal arid/or semantic similarity is perceived
of the categories of strategy identified by Tarone
between them.
(1977); Kellerman (1991: 150) sees resorting to
another language as one of the 'two fundamental With regard to pedagogical implications, one can
ways' in which his 'code strategy' operates (the other point to a number of elements in the research find-
being the exploitation of L2 productive processes); ings reviewed which would appear to bear on the
and Poulisse (1993) refers to recourse to LI as well as teaching of vocabulary. To begin with, it is now
L2 items in her 'Substitution Strategy' and to the evident that there is a question-mark over the extent
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State of the art: Learning and processing L2 vocabulary
to which it is in fact possible to conceive of lexis as can greatly enhance accessibility in receptive mode
separate from other aspects of language. The infer- (thus rendering the L2 input more comprehensible
ence must be that the teaching of given lexical items and acquirable than would otherwise have been the
needs to address not only individual forms and con- case), and even in productive mode carefully managed
cepts but also - at the very least - 'local' syntax and borrowing can be an extremely effective way of
collocational environments. expanding limited L2 resources. One response to the
Another obvious inference from this survey is that crosslinguistic dimension, therefore, would be to
both formal and semantic aspects of words need to be 'make friends with' it by adopting a 'language aware-
given attention in the teaching/learning process. As it ness' approach and exploring areas where strategic
stands, this is an unhelpful truism. However, some of transfer between given languages will and will not
the details suggested by the research may be rather work. Another would be simply to take comfort in
more useful. For example, concerning form, one mes- the indications that as proficiency increases L2 lexical
sage seems to be that establishing an accurate internal dependency on LI seems to diminish. In any case, the
representation of a word's formal attributes is especial- temptation to react to crosslinguistic influence by
ly important in the early stages of dealing with a new attempting systematically to extirpate it almost cer-
item. One possible pedagogical reading of this finding tainly needs to be resisted.
is that the natural tendency to rehearse new words
should be reinforced in classroom activities, and that —
at a metacognitive level — teachers should attempt to References
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