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TagedFiur TagedEn TagedFiur TagedEn

TagedH1Prognostication for Patients Receiving


Palliative Radiation TherapyTagedEn
TagedPSusan Sun,y Monica Krishnan,z,# and Sara Alcorny#TagedEn

Estimation of patient prognosis plays a central role in guiding decision making for the pal-
liative management of metastatic disease, and a number of statistical models have been
developed to provide survival estimates for patients in this context. In this review, we dis-
cuss several well-validated survival prediction models for patients receiving palliative
radiotherapy to sites outside of the brain. Key considerations include the type of statistical
model, model performance measures and validation procedures, studies’ source popula-
tions, time points used for prognostication, and details of model output. We then briefly
discuss underutilization of these models, the role of decision support aids, and the need
to incorporate patient preference in shared decision making for patients with metastatic
disease who are candidates for palliative radiotherapy
Semin Radiat Oncol 33:104−113 Ó 2023 The Author(s). Published by Elsevier Inc. This is an
open access article under the CC BY-NC-ND license (http://creativecommons.org/
licenses/by-nc-nd/4.0/)

TagedH1IntroductionTagedEn more aggressive intervention6 or more burdensome treat-


ment such as a long course of fractionated palliative RT at

T he selection of management for metastatic disease sites


depends on patient prognosis, and treatment options
may include or be a combination of radiation therapy (RT),
the end of life.7
TagedPSurvival prediction tools specific to patients with meta-
static cancer who are candidates for palliative RT have
surgery, systemic therapy, or best supportive care. For pallia- emerged over the past 20 years, which could help guide the
tive RT, dose and treatment modality often vary according to selection of prognosis-appropriate palliative RT regimens.
the intent of treatment, ranging from single-fraction conven- This article will review select well-validated survival predic-
tional external beam RT to highly conformal stereotactic RT tion models for patients receiving palliative RT to sites out-
regimens. Given that life expectancy generally drives treat- side of the brain. Prognostic models for brain-directed
ment intent, radiation oncologists report strong consider- palliative management is out of the scope of this review and
ation of prognosis when choosing between RT regimens in have been discussed elsewhere.8 When considering applying
this setting.1 Yet numerous studies have demonstrated that statistical models to guide clinical care in the context of palli-
physicians’ unaided survival estimates are generally ative RT of metastatic disease, important features to consider
inaccurate,2,3 ranging from 20%-60% across studies of include:
patients with advanced cancer. Oncologists are often overly
optimistic in their predictions for patients near the end of
TagedEnP(1) Type of statistical model: While a range of statistical
life,3,4 with 1 systematic review demonstrating that physi-
approaches exist for modeling survival times, the most
cians overestimated survival in 9 of 12 included studies for
commonly applied is the Cox proportional hazards
this patient population.5 Such overestimation can lead to
model. Benefits to this approach include relative ease of
y interpretation and familiarity with this approach within
TagedEn Department of Radiation Oncology, University of Minnesota, Minneapolis,
MN
the field of medicine. However, Cox models were
z
TagedEn Department of Radiation Oncology, Dana-Farber Cancer Institute/Brigham designed for use with small datasets, do not scale well
and Women’s Cancer Center, Boston, MA when there are a large number of covariates relative to
TagedEnThe authors declare that they have no conflict of interest to declare. the number of observations (n),9 and require that com-
TagedEnAddress reprint requests to: Sara Alcorn, MD, MPH, PhD, Department of plex interactions and nonlinear effects between variables
Radiation Oncology, University of Minnesota, Phillips-Wangensteen
Building, 516 Delaware St SE, PWB-1, Minneapolis, MN 55455. E-mail: be specified a priori.10 Conversely, newer statistical
alcor049@umn.edu approaches using artificial intelligence (AI) may circum-
#
TagedEn Contributed equally. vent many of the limitations of traditional models. For

104 https://doi.org/10.1016/j.semradonc.2023.01.003
1053-4296/© 2023 The Author(s). Published by Elsevier Inc. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/)
TagedEnSeminars in Radiation Oncology 105

example, machine learning models are ideal for large generalizability to external populations. We did choose
datasets, can handle inclusion of nonprognostic and col- to include select studies of stereotactic RT and AI model-
linear covariates, and do not require pre-specification of ing with internal validation only, given paucity of exter-
interactions and relationships between variables. 11 Yet, nally-validated studies for these topics.TagedEn
model output for AI may be overly complex and difficult TagedP(4) Study population: Maintenance of model validity to an
to interpret and can be particularly susceptible to loss of external population may erode if the survival time and
validity when applied to external populations.12,13 Given features of the external population vary substantially
these inherent differences between models, we will dis- from the source population. This may be particularly
cuss traditional and AI approaches separately in this important when considering prognostication in patients
review.TagedEn who are receiving stereotactic RT. Selection of this
(TagedP 2) Model performance measures: Performance measures modality is often reserved for patients with limited extent
include discrimination, calibration, overall performance, of disease or anticipated prolonged survival time, calling
reclassification, and clinical usefulness.14 The most reli- into question whether models derived from patients who
ably reported metric across studies is model discrimina- received conventional palliative RT remain valid when
tion, which describes the extent to which subjects who applied to stereotactic cohorts. Indeed, evidence suggests
experience the outcome of interest have a higher risk that both traditional statistical models and machine
prediction than subjects who do not experience the out- learning models built from source populations treated
come. The concordance statistic (C-statistic or area under with conventional palliative RT to bone sites may main-
the receiver-operator characteristic curve) generally indi- tain discriminatory capacity but may be poorly-calibrated
cates a model’s discriminative capacity.15 A value of 0.5 for use in prognostication for patients receiving stereo-
indicates the model predicts survival no better than tactic RT.17 As such, we will consider models for use in
chance, and a value of 1 indicates perfect prediction. stereotactic management separately below.TagedEn
Equally important to report is the model’s calibration, TagedP(5) Prognostic factors: A variety of different patient prognos-
which is a measure that compares the predicted probabil- tic factors are incorporated into the models. Table 1 sum-
ities of an outcome to the actual observed rates among marizes some of the commonly used factors.TagedEn
subjects.16 This is generally measured using a “goodness- TagedP(6) Time points used for prognostication: Clinically mean-
of-fit” test. It is noted that many of the studies reviewed ingful time points from time of consultation or delivery
maintain model discriminative capacity but may show of palliative RT until predicted death are 3 months
evidence of poor calibration when applied to external (sometimes used as a threshold for surgical management
data sets. Models may be poorly calibrated in general or of spinal cord compression18), 6 months (hospice eligi-
for specific subsets of the population. Whether poor cali- bility),19 and 12 months (consideration of dose escala-
bration is meaningful depends on the clinical context. tion for improved local control given increased chance of
For example, a model may be poorly calibrated at the recurrence and retreatment).20,21 When selecting
extremes of a prediction range (ie, it under-or overesti- between models, users should consider if the time points
mates survival for those with very low or very high pre- reported are applicable to their patient population and
dicted probabilities of survival at a given time point) but the given clinical scenario.TagedEn
clinical decisions may tend to be made based on proba- TagedP(7) Model output: Depending on the type of statistical
bilities near the middle of the range, such as the 50% model and predictive approach utilized, model output may
probability of survival (ie, median survival for a given include: (1) prediction at a specific time point or time
time point). In this circumstance, inadequate calibration points, (2) classification into categories of survival, or (3)
may not be clinically significant, and the model may visualization of a predicted survival curve over time. While
maintain its utility.TagedEn simpler output can enhance ease of clinical use, more com-
plex output permits for prediction at various clinically
TagedPNewer methods for assessing performance including meaningful time points. However, such complex output
reclassification (generally reported in tabular form), overall
model performance (reported as the Brier score), and clinical
usefulness (reported as net benefit or decision curve analysis) TagedEnTable 1 Prognostic Factors
have yet to gain widespread use in this clinical context. For
this review, we will focus on model discrimination and cali- Karnofsky This has been demonstrated to correlate
bration, given that these measures are consistently reported Performance with survival in metastatic cancer.
Status
across most relevant studies. Symptoms Clinical symptoms frequently used
include weight loss, dyspnea, nausea,
TagedEnP(3) Validation procedures: Commonly employed methods and fatigue.
such as cross-validation and temporal validation utilize Laboratory Values frequently used include lactate
patients within the same or similar source populations to values dehydrogenase (elevated in certain can-
cers), C-reactive protein (elevated in
estimate model generalizability. Within this review, we inflammation and cancer), and complete
have attempted to highlight models that have specifically blood count.
undergone external validation to ensure optimal
TagedEn106 S. Sun et al.

may require use of special web platforms or palliative RT based on Cox regression analysis.27 Specifically,
applications.12,22 Users should determine if a given model’s the risk factors were nonbreast/prostate cancer, ECOG 2-4,
output is optimal for the specific clinical scenario. The for- age 60 or older, more than 2 courses of prior palliative che-
mat of model output also has implications for how these motherapy, hospitalization within 3 months of palliative RT,
data are shared with patients, as individual patients may and presence of liver metastases. Predictions were made
variably prefer that survival information be presented as according to number of risk factors; patients with 0-1, 2-4,
numbers, in words, or in figures such as charts or graphs.23TagedEn and 5-6 risk factors had median survival 19.9 months, 5
months, and 1.7 months, respectively. The C-statistic was
0.59, and calibration was not reported. This model has been
externally validated using retrospective data of 195 patients
TagedH1Traditional Statistical Models for Use referred to a Canadian cancer center for spinal metastasis
RT.30 Discriminative capacity was maintained and improved
With Conventional RadiotherapyTagedEn as compared to the training set, with a C-statistic of 0.78.
TagedPTable 2 reviews traditional statistical models that were built While calibration curves were not included, the generalized
using patient populations managed with conventional pallia- R2 was 0.17, again suggesting a measurable amount of vari-
tive RT. As previously noted, the vast majority of these mod- ance in the survival outcome that was unexplained by the
els utilize a Cox proportional hazards approach. Key studies collective predictor variables in the validation set.TagedEn
that have been externally validated include Chow’s Number TagedPWesthoff et al. used data from the Dutch Bone Metastasis
of Risk Factors, Krishnan’s TEACHH model, Westhoff’s Easy Study to develop a simple survival prediction tool using Cox
Tool, Katagiri’s model, and Zaorsky’s METSSS score.22,24-27TagedEn regression analysis.26 Similar to Chow et al., the authors first
TagedPChow et al. utilized a Cox regression model containing up developed a more complex model comprised of 6 covariates:
to 6 covariates to predict survival of metastatic cancer sex, primary tumor type (breast, prostate, lung, or other),
patients who received conventional palliative RT: nonbreast presence of visceral metastases, baseline KPS, visual analogue
primary cancer site, presence of metastases other than bone, scale of general health (VAS-gh), and verbal rating scale of
Karnofsky performance status (KPS) ≤60, and Edmonton overall valuation of life (VRS-vl). The authors then compared
symptom assessment scale (ESAS) scores for fatigue >4, the 6-item model performance to a reduced 2-covariate
appetite >8, and shortness of breath >1.24 The authors then model utilizing primary tumor type and KPS. As with
considered a reduced model comprised of 3 covariates— Chow’s model, Westhoff et al. found similar performance
nonbreast primary cancer site, presence of metastases other with the reduced model and favored its use due to its sim-
than bone, and KPS ≤ 60—noting similar model perfor- plicity. Survival rates at 3, 6, and 12 months were reported
mance between the 3- and 6- covariate models. As such, the in table format and ranged based on primary tumor type and
authors favored the 3-covariate model for its ease of use, and KPS value. The C-statistic was 0.71. Calibration curves for
survival predictions were made according to the number of the model showed significant underestimation of actual sur-
risk factors (NRF) present.28 Those with 0-1 NRF had sur- vival time, with the best calibration noted for patients com-
vival probability 80, 68, and 53% at 3, 6, and 12 months, prising the worst prognostic groups (eg, those with lung
respectively. The 2 NRFs group had survival probability 73, cancer and poor clinical condition). Given concerns regard-
51, and 26% at 3, 6, and 12 months, respectively. The 3 ing calibration, authors advised that the model be applied
NRFs group had the worst prognosis with survival probabil- with caution. External validation was performed by the pri-
ity 35, 14, and 3% at 3, 6, and 12 months, respectively. The mary authors on retrospective data from 934 patients who
C-statistic for this 3-variable NRF prognostic model was underwent palliative spine RT at a single institution in the
0.65. Calibration curves were not published; however, the Netherlands. Discriminative capacity was maintained, with a
multiple correlation coefficient (R2) for comparison of actual C-statistic of 0.72. The validation calibration curves were
survival with predicted survival was reported as 0.23. This similar to those of the source dataset, with overall tendency
value suggests that a fair amount of variance in the survival toward substantial underestimation of survival.TagedEn
outcome was unexplained by the collective predictor varia- TagedPKatagiri et al. defined a survival model based on patients
bles. On external validation with 467 patients referred to with symptomatic bone metastases using Cox regression
Princess Margaret Hospital for palliative RT and evaluated by analysis.27 Most included patients received conventional pal-
the same authors, discriminative ability of the model was liative RT, but a small number were treated by either surgery
maintained, with a C-statistic of 0.63.28 The generalized R2 or supportive care alone. Six factors were assigned values,
was lower at 0.15.28 Chow et al. also used the same dataset which were summed to calculate a prognostic score. The fac-
to create a recursive partitioning analysis comprised of KPS tors included primary site (0 points for slow growth tumors,
and site of metastases, with model output showing 3 prog- 2 for moderate growth, 3 for rapid growth), visceral metasta-
nostic groups on basis of these covariates.29TagedEn sis (1 point for nodular visceral/cerebral metastasis, 2 for dis-
TagedPThe TEACHH model, which stands for type of cancer, seminated metastasis) and lab data (1 point for abnormality
eastern cooperative oncology group (ECOG) performance in C-reactive protein (CRP)/lactate dehydrogenase (LDH) /or
status, age, prior palliative chemotherapy, prior hospitaliza- serum albumin, 2 for abnormality in platelet count/serum
tions, and hepatic metastases, describes factors associated calcium/or total bilirubin). Additionally, 1 point was given to
with a shorter life expectancy in patients who received ECOG performance score of 3 or 4, previous chemotherapy,
TagedEnSeminars in Radiation Oncology
TagedEnTable 2 Traditional Models for Use With Conventional Radiation Therapy
Model Patient Population Model Type Covariates Results Model Performance External Validation
24,28
Chow 395 patients seen for pallia- Cox proportional Primary cancer type, site of metasta- 0-1 NRF: survival C-statistic: 0.65 C-statistic: 0.63
tive RT consultation at a hazards sis, KPS probability 80, 68, and 53% at 3, 6, R2: 0.23 R2: 0.1528
single institution and
Prospectively collected 12 mo
data 2 NRFs: survival
probability 73, 51, and 26% at 3, 6,
and 12 mo
3 NRFs: survival probability 35, 14,
and 3% at 3, 6, and 12 mo
Krishnan; 862 patients who received Cox proportional Nonbreast or prostate primary cancer Patients with 0-1, 2-4, C-statistic: 0.59 C-statistic: 0.78
TEACHH25 palliative RT at a single hazards type, age ≥60, presence of liver and 5-6 risk factors had median sur- R2: 0.1730
institution metastasis, ECOG 2-4, hospitaliza- vival 19.9, 5, and 1.7 mo
Retrospectively collected tion in past 3 mo, >2 courses of
data prior palliative chemotherapy
Westhoff26 1157 patients who received Cox proportional Primary cancer type, KPS Breast primary: KPS 90+, 70-80, 20-60 C-statistic: 0.71 C-statistic: 0.7226
palliative RT for symp- hazards with median survival 20.8, 16.8, 8.1 Calibration: significant Calibration: significant
tomatic bone metastasis mo underestimation of actual underestimation of actual
at multiple institutions Prostate primary: KPS 90+, 70-80, 20- survival time survival time
Prospectively collected 60 with median survival 13.9, 9.1,
data 5.6 mo
Lung primary: KPS 90+, 70-80, 20-60
with median survival 4.7, 3.6, 2 mo
Other primary: KPS 90+, 70-80, 20-60
with median survival 7.2, 4.5, 2.4 mo
Katagiri27 808 patients who received Cox proportional Primary cancer type (score 0 for slow 6 and 12 mo survival rates were 98 Not reported Calibration:
palliative RT for symp- hazards growth tumors, 2 for moderate and 91% for scores 0-3, 74 and 49% 6 and 12 mo survival rates
tomatic bone metastasis growth, 3 for rapid for scores 4-6, and 27 and 6% for were 78 and 61%
at a single institution growth) scores 7-10 for scores 0-3, 49 and 31%
Prospectively collected Visceral metastasis (1 point for nodu- for scores 4-6, and 22 and
data lar visceral/cerebral metastasis, 2 9% for scores 7-1031
for disseminated
metastasis)
Lab data (1 point for abnormality in
CRP/LDH /or serum albumin, 2 for
abnormality in platelet count/serum
calcium/or total bilirubin)
1 point given to
ECOG performance score of 3 or 4,
previous chemotherapy, or pres-
ence of multiple skeletal
metastases
Zaorsky; 68,505 patients who Nomogram; Cox Metastasis location, elderly age, Median survival for low, medium, and C-statistic: 0.71 Correctly categorized
METSSS22 received a first course of proportional primary cancer type, sex, comorbid- high- Calibration: well-calibrated 98.1% of patients who
palliative RT hazards ity, site of RT risk groups were 11.7, 5.1, and 3.3 mo at 1 y, overestimation of died within 2 mo of pallia-
NCDB query actual survival at 5 y tive RT into the high-risk
group32
CRP, C-reactive protein; ECOG PS, eastern cooperative oncology group performance status; KPS, Karnofsky performance status; LDH, lactate dehydrogenase; NCBD, National Cancer Database;
NRF, number of risk factors method; R2, multiple correlation coefficient for comparison of actual survival with predicted survival; RT, radiation therapy.

107
TagedEn108 S. Sun et al.

or presence of multiple skeletal metastases. A total score of 0- would most benefit from stereotactic RT. Given the relatively
3 had survival rates of 98% and 91% at 6 months and 1 year, recent use of stereotactic RT for metastatic disease, especially
respectively. Scores 4-6 had survival rates 74% and 49% at 6 for oligometastatic disease, older survival models generally
months and 1 year, respectively. Scores 7-10 had survival do not include patients who received stereotactic RT and
rates 27% and 6% at 6 months and 1 year, respectively. C- may not fully capture characteristics that impact survival or
statistic and calibration curves were not reported. On exter- account for the longer survival times that can be measured in
nal validation, the 6 months and 1 year survival rates were this patient population. As previously noted, evidence sug-
78% and 61% for scores 0-3, 49% and 31% for scores 4-6, gests that models built using conventional RT source popula-
and 22% and 9% for scores 7-10.31 Model performance tions may maintain discriminatory capacity but tend to be
measures were not reported. However, when reviewing the poorly-calibrated when applied to stereotactic RT popula-
prediction categories, it appears that the Katagiri system tions.17 Thus, models specific to stereotactic RT patients
scores are correlated with survival time but may overestimate may be necessary to predict survival more accurately, espe-
actual survival times in the validation set, particularly for cially as utilization of stereotactic RT for metastases contin-
lower scores.TagedEn ues to increase.45 Two models, one specific to stereotactic
TagedPMore recently, the METSSS score, which stands for RT for spinal metastasis and another specific to stereotactic
metastases location, elderly age, tumor primary, sex, sick- RT for lung metastasis, are outlined below and summarized
ness/comorbidity, and site of radiation therapy, was devel- in Table 3.TagedEn
oped based on patients from the National Cancer Database TagedPThe prognostic index for spine metastases (PRISM) model
who received a first course of conventional palliative RT.22 described survival predictions for patients that received ste-
The Charlson-Deyo comorbidity score classified the sick- reotactic RT for spinal metastases.46 This model was built
ness/comorbidity covariate. Cox regression analysis was used through Cox regression. A total of 7 factors were selected
to identify and quantify the 6 risk factors and create a nomo- and assigned a score ranging from -2 to +3: score; female
gram, which was most influenced by age and type of primary sex: +2, KPS: +1 per units of 10 over 60, previous surgery at
tumor. Patients were then separated into 3 groups by mortal- RT site: +2, previous radiation at RT site: -2, RT site as the
ity risk. The median survival times for low, medium, and only site of disease: +3, number of organ systems involved
high-risk groups were 11.7, 5.1, and 3.3 months, respec- other than bone: -1 per system, and >5 years from initial
tively. The prediction nomogram is also available on a free- diagnosis to spine metastasis: +3. A survival score was then
access web platform, with output listing 1- and 5-year sur- calculated and used to categorize survival prediction into
vival predictions based on covariate input. The C-statistic groups 1-4. Group 1 (scores >7) had the best prognosis
was 0.71 on temporal validation. The model was well-cali- (median survival not reached), while Group 4 (score <1)
brated at 1 year, but error at 5 years was larger due to overes- had the worse with median survival 9.1 months. Median sur-
timation. An external validation study with patients who vival was 32.4 months for Group 2 (score 4-7) and 22.2
received RT in the last 2 months of life demonstrated that months for Group 3 (score 1-3). The C-statistic for this
this model correctly categorized 98.1% (n = 269) of patients model was 0.69 after stratification into subgroups. It is noted
into the high-risk group.32 Details of model performance for that this model has not been externally validated but is
low- and medium-risk groups have not been reported.TagedEn included in this review in the absence of other externally val-
TagedPTraditional models that are specific for RT target sites idated models for use in stereotactic RT populations. On
have also been described, notably for spine metastasis with internal validation with an independent cohort of 249
spinal cord compression33-36 and without neurological patients from the same institution, discriminative capacity
impairment.37 Recent attention has focused on models that was maintained, with a C-statistic of 0.68 after stratification
predict short-term mortality to guide management for into subgroups. Calibration showed an overall overestima-
patients facing imminent end of life.38-40 Additionally, there tion of predicted survival as compared to observed survival
is a model which predicts pain response after palliative RT in the validation set.47TagedEn
for bone metastasis,41,42 and those who respond have an TagedPTanadini-Lang et al. created a survival prediction model
improved quality of life after RT.43 Of note, many of for patients that received stereotactic RT for lung metasta-
these studies have not yet undergone published external ses.48 A nomogram was built based on factors identified
validation.TagedEn through Cox regression to predict 2-year overall survival.
The factors included KPS, type of primary tumor, control of
disease, size of largest treated metastasis, and number of
TagedH1Traditional Statistical Models for Use metastases. Nomogram score was used to assign patients to
With Stereotactic RadiotherapyTagedEn 4 risk groups with predicted 2-year overall survival ranging
from 24% to 76%. The C-statistic was 0.73. Regarding cali-
TagedPDose-escalated stereotactic RT offers more durable local con- bration, predicted 2-year overall survival versus actual
trol in comparison to conventionally fractionated RT and Kaplan-Meier survival data for the different risk groups were
may be advantageous for patients with longer estimated life 76.1 vs 78.4%, 62.6 vs 60.5%, 45.8 vs 46%, and 24.2 vs
expectancy.44 However, stereotactic RT is more expensive, 30.2%, respectively. This model was externally validated
more resource intensive, and requires more planning time. It using 2 cohorts of 92 and 145 patients who were treated
is thus important to accurately identify specific patients who with stereotactic RT for oligo-metastatic disease to the lung
TagedEnSeminars in Radiation Oncology 109

at separate institutions. Model discrimination was slightly

tion of actual survival at »50%


predicted survival, underesti-
Calibration: at 2 y, overestima-
Calibration: overestimation of
lower for the respective validation sets, with C-statistics of
Internal validation C-statistic:
0.68 after stratification into

mation of actual survival at


»80% predicted survival48
0.64 and 0.69. Regarding calibration, the model appeared to
overestimate 2-year actual survival when predicted survival

Two validation groups,


actual survival time47
is near 50%, demonstrate good calibration near predicted
Model Performance External Validation

survival of 70%, and underestimate actual survival when pre-


dicted survival is near 80% for both validation sets.48TagedEn
Not available.

0.64 and 0.69


subgroups

C-statistic:
TagedH1Artificial Intelligence ModelsTagedEn
TagedPAs previously discussed, the relative ease of use of traditional
C-statistic 0.69 after
stratification into

statistical models like Cox regressions must be weighed


C-statistic: 0.73

against cons inherent to these types of models, including lim-


subgroups

itations to the number of covariates included relative to the


source population size, the need for a priori specification of
complex relationships between covariates, and lack of
robustness to inclusion of collinear and nonprognostic varia-
(score 4-7), 3 (score 1-3), and
median survival for groups 2

RT site as the only site of disease: +3 4 (score <1) were 32.4, 22.2,

bles. Thus, AI models that are more adept at handling these


(score >7) was not reached;

2-y overall survival ranging


4 risk groups with predicted
Median survival for group 1

methodologic limitations have emerged in recent years in


effort to better predict a patient’s estimated survival relative
to time from RT delivery or consultation. Two such models
are described below and in Table 4.TagedEn
from 76 to 24%

TagedPThe bone metastases ensemble trees for survival (BMETS)


and 9.1 mo

model utilized 27 factors considered to be prognostic for sur-


vival and established an algorithm using random survival for-
Results

ests methodology for predicting survival in patients receiving


conventional palliative RT for bone metastases.12 To enhance
clinical utility of this otherwise complex model, the authors
Number of organ systems involved

>5 y from initial diagnosis to spine

created a web-based platform to facilitate ease of data entry of


tumor, control of disease, size of
largest treated metastasis, and
other than bone: -1 per system
Previous radiation at RT site: -2
KPS: +1 per units of 10 over 60
Previous surgery at RT site: +2

covariate values and interpretability of data output for external


users. The web platform displays a patient-specific predicted
number of metastases

survival curve from time of consultation for palliative radiation


therapy until death from 0 to 12 months.45 Discrimination
KPS, type of primary
TagedEnTable 3 Traditional Models for Use With Stereotactic Radiation Therapy

was measured using the area under the curve (AUC) at 3, 6,


metastasis: +3
Female sex: +2

and 12 months, corresponding to values of 0.83, 0.81, and


Covariates

0.81, respectively. The model remained well-calibrated with


the exception of the extremes of the prediction curves: at 3
months postconsultation, BMETS tends to overestimate sur-
vival for patients with low predicted survival probabilities,
tional hazards

tional hazards

and at 12 months, BMETS tends to underestimate survival for


KPS, Karnofsky performance status, RT, radiation therapy.
Cox propor-

patients with high predicted survival probabilities. Authors


Model Type
206 patients who received Cox propor-

Tanadini- 670 patients who received Nomogram;

accounted for this by noting a prediction range for appropriate


application of the model on their web platform. On external
validation by the same authors with data evaluating 216
Prospectively collected data

symptomatic bone sites in 182 patients from 2 community


PRISM46 stereotactic RT for spine

Retrospectively collected
Lang48 stereotactic RT for lung

radiation oncology clinics not included in the training set,


model discrimination was maintained, with AUC at 3, 6, and
Patient Population

12 months of 0.82, 0.77, and 0.77, respectively. Calibration


curves were also similar to that observed in the source popula-
tion.49 A separate external validation was performed using 326
metastasis

metastasis

patients treated with palliative RT for bone metastases from a


data

single institution in Norway. While the authors of this inde-


pendent validation did not report on model discrimination,
they specifically comment on calibration, noting that BMETS
Model

predicted survival accurately for most patients but that its


Tang;

accuracy did decrease to 68% for patients with actual survival


<3 months.50TagedEn
TagedEn110 S. Sun et al.

TagedPAnother machine learning model from Stanford utilized

Calibration: at 3 mo, overestimation Calibration: at 3 mo, overestimation


of actual survival for patients with
low predicted survival probability
AUC at 3, 6, and 12 mo: 0.83, 0.81, AUC at 3, 6, and 12 mo: 0.82, 0.77,
4126 predictor variables from the electronic medical record

actual survival for patients with


and at 12 mo, underestimation
data to predict survival in patients who received palliative
RT.51 The variables ranged from text from clinical notes to

high predicted survival


ICD-9 diagnosis codes and medications. The bag-of-words
approach of natural language processing and information
External Validation

retrieval was used to extract features from text in the medical


record. The C-statistic was 0.745 for palliative RT courses.
probability.49
Not available
Calibration was generally acceptable, without evidence of
and 0.77

systematic over- or underestimation. This model was not


specific to patients receiving conventional palliative RT and
has not undergone published external validation to date.
Nonetheless, we have included this tool in our review given
high predicted survival probability
of actual survival for patients with

its innovative approach to prognostication and the breadth


low predicted survival probability

evidence of systematic under- or


4126 variables C-statistic: 0.745 for palliative RT
actual survival for patients with
and at 12 mo, underestimation

Calibration: acceptable, without

of covariates evaluated. Given complexity of the model input


and output, its applicability to external users has yet to be
defined.TagedEn
Model Performance

TagedH1DiscussionTagedEn
over-estimation

TagedPPatients with terminal cancer who better understand their


and 0.81

courses

prognosis are more likely to select less aggressive treatment


options,52 and appropriate palliative management is associ-
ated with improved patient quality of life,53,54 lower cost,55
and better surviving caregiver quality of life.53 Patients with
advanced cancer who discuss their life expectancy with their
27 variables
Covariates

oncologists have a better understanding of their disease56


and are more likely to engage in advanced care planning
including drafting wills and specifying power of attorney.57
However, oncologists often fail to discuss estimated survival
with those with poor prognosis.58 There are many reasons
features extracted from text
unstructured data from the

via bag-of-words approach


electronic medical record;

for why physicians may avoid end-of-life discussions, includ-


including structured and
Random survival forests

ing their lack of accuracy and confidence in estimating sur-


Regularized Cox model

vival.59 Utilizing a validated survival model can aid


physicians in formulating predictions and help facilitate life
expectancy discussions with patients with advanced cancer.TagedEn
Model Type

TagedPDespite a range of prognostic models available for use in


the metastatic setting, such tools may be underutilized in
clinical practice. In a survey of radiation oncologists, only
31% rated prognostic models as moderately or very impor-
tant to them when formulating patients’ life expectancy esti-
symptomatic bone metasta-

Gensheimer 51 12,588 patients who received


397 patients who were evalu-

mates.1 Potential barriers to utilization include time


metastatic cancer care at a

AUC, area under the curve, RT, radiation therapy.


ated for palliative RT for

Retrospectively collected

Retrospectively collected
sis at a single institution

requirements and interference with clinical workflow, com-


plexity of models,26,28 and concern for lack of validity of pre-
dictions for specific patients, prognostic overconfidence, and
Patient Population
TagedEnTable 4 Artificial Intelligence Models

single institution

creation of emotional distress in patients.60 Concerns about


workflow and model complexity can be amplified for high-
dimensional and AI survival models, where model input and
output may be prohibitively intricate to permit for applica-
data

data

tion by external users in the clinic. Web and mobile plat-


forms may circumvent these limitations by facilitating ease of
data entry and display of model output.12,22 Lack of validity
of model predictions for specific subpopulations such as can-
BMETS12

didates for stereotactic RT highlights the potential need for


Alcorn;
Model

population-specific survival models in select situations.17 An


additional consideration for prognostication in the context
of stereotactic RT is that unlike most applications of
TagedEnSeminars in Radiation Oncology 111

conventional palliative RT, use of ablative RT in the oligome- survival, and 59% wished to receive this information at the
tastatic setting may lengthen survival time. Thus, if prognos- time of diagnosis with metastatic disease.23 Yet a separate
tic models used in this context sway decisions toward survey of patients with metastatic colorectal cancer demon-
appropriate use of stereotactic RT—and the intervention strated that a minority (44%) wanted prognostic information
itself improves survival—the model’s predictive capacity presented at the time of treatment decision making, and
may appear to degrade over time as associations between approximately half preferred to take a passive role in the
predictor covariates and the survival outcome weaken. This decision making process in general. Importantly, physicians
may require repeated model refitting as well as approaches inaccurately predicted patient desire for receipt of prognostic
to surveil model performance in clinical practice to ensure its information as well as patient preference for decision auton-
continued validity.61 Concerns about prognostic overconfi- omy 44% and 41% of the time, respectively.71 How data is
dence and increasing emotional distress in patients may be presented to patients is also meaningful and may shape the
mitigated by employment of shared decision making strate- nature of prognostic discussions. Surveyed patients with
gies to ensure adequate patient education and inclusion of metastatic cancer reported preferring discussion of survival
patient preferences and values into the discussion of progno- estimates that involved words and numbers over figures
sis.60 Notably, patients do not endorse meaningful positive such as charts and graphs.23 Focus groups of patients with
or negative impact on the patient-doctor relationship on the cancer in 1 study revealed that most consider prognostic
basis of whether prognostic information is shared.57TagedEn information to be limited to estimates of short survival time,
TagedPMoreover, while consensus guidelines for the manage- without having an understanding of how survival estimates
ment of metastatic disease uniformly highlight the role of are determined and how to best use this information when
patient prognosis as of key importance for guiding treatment enacting lifestyle changes and making treatment decisions.
decisions,62-66 there are no clear instructions on how to esti- As such, patients in the study found this information to be
mate or incorporate patient survival into the decision making distressing.72 In total, these data suggest the need for an indi-
process. For example, the American Society for Radiation vidualized approach in which providers elicit patient desire
Oncology (ASTRO) recommends single-fraction palliative for if and how to discuss prognosis, including the preferred
RT for treatment of bone metastases in patients with limited means for presenting data and explanation for how such esti-
life expectancy.62 However, “limited” is not further quanti- mates are rendered. Ideally, providers should then assess the
fied, nor are there recommendation on how to assess prog- extent to which the patient wishes to participate in the deci-
nosis. This shortcoming of available guidelines underscores sion process and guide patients in selecting treatment
the role for decision support aids for use in the metastatic options accordingly.TagedEn
context. Such tools are under development, including the TagedPAccurate prediction of life expectancy in patients with
bone metastases ensemble trees for survival decision support metastatic cancer may lead to more appropriate selection of
platform (BMETS-DSP) for facilitating selection of prognosis- treatment, such prognosis-matched palliative RT regimens.
and guidelines-appropriate treatment for patients with symp- While there are a host of available prognostic models for use
tomatic bone metastases.67 This free-access, web-based deci- in patients with metastatic disease, appropriate selection and
sion support platform was developed to collect patient- application of these models should include consideration of
specific data, display a predicted survival curve based on the limitations of the underlying statistical methodology, features
BMETS model, and provide individualized evidence-based of the model’s source population, and model output relative
recommendations regarding RT, open surgery, systemic ther- to the clinical scenario. Development of future statistical
apy, and hospice referral for use in clinical decision-making. models should incorporate elements aimed at minimizing
A pilot assessment of the BMETS-DSP with 10 radiation barriers to clinical use of such tools given underutilization of
oncology providers demonstrated that its use was associated existing models. Patient preferences for if and how to receive
with improved prognostic accuracy, reduction in survival prognostic information should be integrated into the shared
overestimation, increased confidence in and likelihood of decision making process for palliative RT.TagedEn
sharing prognosis with the patient, and improved selection
of prognosis-appropriate RT regimens.68 Future studies are
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