Professional Documents
Culture Documents
The Residual Population Non-Labourers or
The Residual Population Non-Labourers or
Gavin Smith
University of Toronto
In trying to respond to the issues raised in the abstract for this session I decided to
have a conversation with two authors who have recently published work that discusses
respectively issues to do with people who are made residual by the economy and people
who are made residual by what I would call ‘political society.’ The first of these is
“Echoes arising from two cases of the private administration of populations”. One is
anchored in work on the Indian sub-continent but provides a framework for broader
application. The other employs historical work on late 19th century Ecuador to
I have worked in Peru and Spain on various kinds of livelihood arrangements among
etc. but I don’t think this work is sufficiently recent to be useful to this panel. I do want to
emphasise though that – obviously – what I find challenging about the two authors I
In the more extensive paper I try to follow quite faithfully the links in the two
authors’ respective works that bring them to their conclusions. But I don’t have time to
do that here. So I will just outline what I think are important points.
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1. First both make the case that the dominant society through its actions produces an
2. Second, they both argue that there is something qualitatively distinct about this
3. Thirdly they both argue that the existence of this ‘outside’ is not separate from the
reproduction of the dominant society; rather the material and the discursive
Thus Sanyal: “In our theorization, capital and its outside mutually constitute
each other.”
And Guerrero: “citizenship takes the form of an extension, but with a crease:
appearance of universal equality on the outside and, inside, that of the private
In my own terms this means that we cannot speak here of assemblages, but rather of
articulations.
Working mostly in what we might call the dimension of economy, Sanyal argues that
by its very nature present day “capital” generates abandoned populations. Guerrero, on
the other hand, makes the argument that liberal democracy – again, by its very nature –
relies on a private administration of populations that occurs behind the back of the law in
order for it to be liberal democracy for the citizens interpares: those who are equal within
the law. Each author however, tends to stick within their respective arenas – the one
economic, the other political. Yet, if we are to take them both seriously then what we
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would have to accept is that – taken together – both the economy of capital and the
political of liberal democracy are inherently generative of precisely the two problems that
polarizing and that liberal democracy is inherently exclusive. But if this is so then how
does this affect the questions that should be addressed by concerned social scientists?
Could we, for example, work to improve one of these arenas to offset the other? Would a
capitalism that worked quite well in raising overall productivity mitigate against the
capitalist economy? If the answers to these questions are negative – as I think they are –
then we are obliged to re-think the questions the social scientist should be addressing.
I will take one or two points from each of these writers, which I think oblige us to
think in this way. I don’t really have much else to say following these points, but I hope
a fact that he takes to be basic: the “‘surplus’ labor force presents the problem of
livelihood on a scale that exceeds the redistributive capacity of most postcolonial nation-
states.”
The economy of current capital in the global south is the result of an external
condition. And what results beyond capital is a result of a condition external to it.
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It is competition that produces the logic of accumulation that characterizes capital and
with globalization competition has become so rampant that capital can only accumulate
assets… from the informal to the formal economy either through coercion or compulsions
of the market.” Always rapacious it is now the external factor of global free-for-all
It is then the “external coercive laws” that result which produces a different logic in
what Sanyal variously calls “the needs economy” or “the Chayanovian outside”: a kind
of economy that, “accommodates the surplus labor force by maximizing income rather
than profit and then distributing the average product to the family members irrespective
This would appear to produce a kind of two-part capitalist economy, one part in
which there is a direct relationship between capital and labour with the tensions that
produces; and another part that “expands the economy outside the circuit of capital” and
results in a second – now more dominant fundamental tension in capitalist societies: that
between capital and the surplus labour force plus the spatial and material resources on
But in fact, as I have said, Sanyal speaks of three tiers. Between dominant capital and
economy of needs pure-and-simple lies another tier that “expands informal production
activities within the circuit of capital, connected to the latter through a complex network
of subcontracting and outsourcing [and other market relations that tie them into circuits
of capital]”. This by the way is the sphere of what Partha Chatterjee calls “political
society”. For Chattejee the three tiers have their equivalent forms of political expression
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and appropriate goverance: civil, political and – beyond his own discussion – “marginal
between these “marginal groups”, who Sanyal places in an economy of needs, and
Andres Guerrero
With this marginal group is mind as well as a mediating sector, let me turn very
briefly to Guerrero. I need to remind you that, in making this shift, we are also switching
Guerrero finds that after successive acts through the first half of the 19th century that
brought into being the Republic of Ecuador, through the second half of the century
indigenas more or less disappear from the national archives. This is a liberal republic
with the vast majority of citizens being indigenous, so where have they gone? Effectively
we discover that Ecuadorian society was made up of white and mestizo citizens
interpares (in Guerrero’s terms) and the piece-meal settling of disputes and claims of the
ruled by the “common sense” of private citizens.” In other words: “an egalitarian social
field folded back upon itself in a structure of domination [which]… operates in the shady
Not only did liberal democracy depend on this real politique, but Guerrero notes that
across these sites social membership was not a question of citizenship between the state
and its population, but among the populations themselves. Moreover the random or daily
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practice of these moments of private administration of the extrapares population, act as a
Guerrero then shifts attention to the Centres for the Administrative Detention of
Foreigners in Spain, noting that here too, the law does not apply. These are
administrative units outside the law of legal citizenship in Spain and by extension
throughout the EU. Most undocumented immigrants manage to bypass these Centres of
course and those thus detained must be released within 40 days, whereupon they are
provided with one document: a perpetual order of expulsion from the national territory. In
effect then, whether or not one actually passes through a Centre it nonetheless defines
one’s condition of being. Moreover, here too we find the random enactment of reminders
in the arena of what Guerrero calls “common sense citizenship” when citizens intrapares,
apply their common sense to the administration of those they take to be extrapares
populations; or constant repetitions raised to the level of spectacle in the press – the
building site accident, or the discovery of a dormitory of Chinese workers, all act as
mnemonics.
Yet it is precisely these instances that produce the conditionalities within which the
securing of livelihood is enabled for residual populations. Guerrero puts it this way:
The definition and indefinition of individuals are not opposed dimensions but
It is precisely their condition as undocumented people that makes these people of value to
survival for them and albeit minimal profits for their sub- sub-contract employees.
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*****
External Workers
The assumption or problem from which Sanyal and Bhattacharyya start is important
for the agenda of this panel. It is that, the “‘surplus’ labor force presents the problem of
livelihood on a scale that exceeds the redistributive capacity of most postcolonial nation-
states.” (2009: 13 Itals added)1. I can’t stress this enough. The reason why I think we
have to explore the issues raised in this paper is that, both in terms of features inherent to
the capitalist state and in terms of actual historical evidence, there is absolutely no
possibility for a distributional programme that would satisfactorily meet the current or
ongoing reproductive needs of ‘surplus populations’. This is first because the class
the best motivations of the welfare state. In fact, as we have seen, contrasting their own
understanding with Arthur Lewis’s modern versus traditional sectors, Sanyal and
“expansion of the capitalist sector involves a flow of economic assets… from the
informal to the formal economy either through coercion or compulsions of the market.”
(ibid: 7)
And second the historical reproduction of classes must surely result in a kind of
real politique. Any abstractly conceived ‘recipe’ for ‘saving the poor’ or any isolated
application of such a programme must first produce an agenda that addresses the political
conditions – the ‘revolutionary work to be done’ if you like, that would make feasible the
application of the recipe or programme. Even if the dominant classes that control the
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State – the Goldman-Sachs moles buried not so deeply in the heart of the US Treasury or
the European Central Bank – were to be persuaded to make such a gift, as Balibar has
noted given the rules of the gift, democracy and equality are not, by definition, things that
can be given. To achieve an afterlife, they must be taken. And yet as Partha Chatterjee,
“political society [n]or electoral democracy have… given [marginal] groups the means to
What then does such a society look like? In his earlier and larger work, Sanyal
makes a distinction between capital and capitalism. The former he uses to refer to what
is frequently called ‘the formal economy’ or ‘big capital’; the latter refers to a variety of
relations between capital and labour which he and Bhattacharyya refer to in terms of an
essentially three tier system: 1. Wage workers whom capital directly exploits; 2. A
second tier that “expands informal production activities within the circuit of capital,
[and other market relations that tie them into circuits of capital]” (ibid: 5); and 3. A third
tier, which they refer to as “the Chayanovian outside” or “the needs economy”, “expands
What are the distinct conditions that produce the logic of capital on the one hand
and the logic of needs on the other? They argue that what drives the logic of
accumulation in the formal economy is competition. And as global trade has increased
competition so capital has been driven still further toward dispossession as its principle
means for securing surplus value. This in turn has results in the logic of those thus
dispossessed. Here it is not competition but “external coercive laws”(ibid: 16) which
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create the conditions for a kind of economy that, “accommodates the surplus labor force
by maximizing income rather than profit and then distributing the average product to the
family members irrespective of their contribution to income” (ibid: 14. Itals added).
By using the work of Sanyal and Bhattacharyya I have tried to characterize the sort
of economic setting in which programmes for distribution operate, as well as the kinds of
livelihood of the abandoned – very far, of course, from “a world without work”, though
perhaps an assessment of work by different criteria. For the purposes of our panel,
however, it is worth noting that for these authors this is not just a descriptive framework.
They argue for a shift in the major contradiction of capital: from the contradiction
between capital and surplus-producing labour (their tier 1 and 2), to a contradiction
between capital and the surplus-labour force (the outer edge of their tier 2, but pre-
eminently tier 3, by far the most populous of the three tiers). Referencing Nun and
Quijano’s 1960s identification of la masa maginalizada,2 they note that here, “the laborer
of economic resources from which (s)he must be divorced in order to free those resources
for use in the circuit of capital.” (ibid: 23). This being, in their view, the principle
not surprising that it is controversial to argue that what distinguishes the world of the
abandoned is that they practice an economy driven by needs and subsistence rather than
competition and accumulation/dispossession. For me the issue rests on the idea that the
economic unit – and by extension the entire economic space – maximizes income so as to
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distribute the average product to its members irrespective of their contribution to income
(see above). Were this the case, then this economy would be inherently beneficial, even
altruistic. The only surplus populations we would see, would be these same people: the
3rd tier all equally abandoned by capital and meagerly fed by the postcolonial state.
Were the average product, however, not distributed to its members irrespective of
their contribution to income, then within the 3rd tier we would expect to find specific
kinds of people who would be surplus populations even for the abandoned population
of course long ago criticized by feminists for the way it obscured the differentiations
within households and the forms of control a non-commodified sphere of labour relations
is likely to rely on. And Sanyal and Bhattacharyya themselves note that, given the
extreme scarcity of resources within this sector these kinds of non-commodified relations
household resources for consumption. (ibid 24. Itals added). But why just “for
consumption”? Surely we have ample evidence that under these conditions household
resources are not drawn on for consumption; rather household resources of consumption
are drawn on to enhance income and they are not drawn on equally for all members.
Moreover this 3rd tier has by definition an open door for entry. This means that
pressures in the direction I am suggesting are gigantic. For these authors their ‘needs
economy’ can only operate up to a point – a point where average income is at the
itself” (ibid: 16). This notion of an average subsistence level distributed evenly among
people in this sector seems more a requirement of the model than a likelihood in real life.
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Beside: surely it is almost a definition of ‘the abandoned’ that what they don’t have is a
subsistence income.
Perhaps all I have so far said is so obvious that it doesn’t need a marxisante
economics argumentation. But it does raise the question I posed at the outset. If there is
evidence that surplus populations produce their own forms of distribution distinct from
the formal economy, what are the principals of this distribution internal to the sector?
And if this sector perforce produces its own ‘abandoned’ – in terms of what we have been
asked to consider for this session: how are such people ‘chosen’. (see, for example, Sider
1986).
Guerrero asks how a certain kind of administration of populations can result, not just in
External Citizens
Partha Chatterjee (2004; 2008) , whose discussion of the politics of the governed I
have discussed elsewhere (Smith, 2011), relies quite strongly on Sanyal’s economy of
needs, though his own interest has more to do with different kinds of politics than
economics. The three tiers for Chatterjee would be 1) what he calls ‘civil society’:
people sufficiently integrated into what Sanyal would call the economy of accumulation
to collude entirely in the prevailing hegemony; 2) a very large arena of politics in which
members of the urban informal sector use their associations as a means for collectively
confronting government when the conditions of their livelihoods are being attacked.3 And
then 3) the article ends, almost as a kind of addendum, with a heading, “Marginal
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Groups”, where we find what he calls “the underside of political society”. “These
(2008: 61) It is these people that concern me here. I have so far discussed them from the
perspective of economic society; now I want to use the work of Andres Guerrero to try to
think of issues of distribution and abandonment through the lens of political society.
I have argued so far that there are a number of reasons why problems of
distribution and abandonment are not social issues with a comprehensive solution, but
rather are inherent to contemporary capitalism. Likewise I want to argue – with Guerrero
(and also with Domenico Losurdo (2011) who uses different historical materials but
comes to similar conclusions) – that the political society of liberal democracy works not
despite but precisely through selective distribution to citizens within, and a residual
population beyond. The implication here is much the same as in the realm of the
economic: the politics of liberal democracy is the problem: making it look like social
democracy or even welfare democracy doesn’t change this; it merely turns up the volume
In the tone of amused irony Guerrero begins, like Gyan Prakash and Dipesh
Chakrabarty, by noting how much the tropes used in histories of countries of the global
south are entrapped by the Master Narratives of the north, and suggests the value of
reversing the process – seeing how a feature of the history of a country of the south might
cast light on something happening in the north. “The vibration set up should provoke a
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The vibration begins in Ecuador where, from the second half of the 19th century,
the state simultaneously declared itself to be a liberal democracy in which all citizens
irrespective of race or culture had equal rights – what he calls “citizens interpares”, while
Civil disputes among indigenas were settled by the local white or mestizo and where
communities might make claims to the state, then these people became ventriloquists
the Republican State, but was left to a process of identification ruled by the “common
(an egalitarian social field folded back upon itself in a structure of domination) lies in
that it operates “behind the State’s back”, in the shady territory of a legal exception…
In these cases, within the sphere of citizen equality and beneath the sovereignty of
national law, we find nested states of exception, areas of political and juridical
indeterminacy which concern those populations of extrapares who have lost their
identification… (nd: 8, 7)
Here then is the case drawn from the south, specifically from Ecuador, where
Guerrero shares with us the apparent mystery of the absence of indios – the majority of
the population – from the state archives and then their re-discovery as he journeys out to
explore the jumbled documents of disputes and settlements in remote communities and
over the Indians in the intimacy of the citizens’ homes and haciendas, and in the areas of
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The haciendas were not just political arenas for the private administration of
populations of course; they were also the major institution of the Ecuadorian agricultural
economy. And likewise, just as Sanyal notes for the household in his 3rd tier, the ‘home’
was as much a site of production as it was the intimate sphere of the family. The social
relations that made these arenas of livelihood possible were then, intimately connected to
the “private administration of populations” that Guerrero has described. And across these
sites, citizenship, as he points out, was not just a question of relations between the State
and the population, but among the populations themselves: through the institutions of the
hacienda, the domestic enterprise and the Church; and then too, in the common-sense
arena of the street and the market. “We must decentre the view that conceives of
citizenship exclusively as a relation between the State and the citizens, and shift to the
citizenship.” (24) And then he speaks of the way the actual practice of these constructions
through the latter half of the 19th century come down to the present-day like non-
lines between interpares and extrapares. And, by being common sense rather than
juridical, it does the citizenship work in daily affairs that the law can’t reach, only
What Guerrero shows us with this Ecuadorian case are three operations of
citizenship and population: State recognition of citizens interpares; the State’s silent
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the haciendas and communities where the law is not applied; and, finally, common-sense
administration in the daily truck and trade of ordinary life – by whites and mestizos (the
citizens interpares) of indio extrapares. Yet these are not self-constituting, contained
sites; they are profoundly interconnected – not so much in a line of dominance from the
State down through citizens interpares to the residuum – but rather interconnected in the
sense that the form taken by the one relies on the others and in fact is constituted by the
others.
Shifting to Spain and contemporary Europe we are focusing now on the so-called
wooden boats) arriving on the shores of the mainland or the Canaries, and evoked more
virtually and threateningly in illegal immigrants’ supposed infiltration into acute settings
of everyday life. After interrogation these people finally arrive in Centres for the
appointee of the state.4 In this sense they are analogous to the site of the hacienda in late
According to the laws in force, entering the country is not a crime but rather an
“administrative fault”…. But this is the point. The situation of the immigrants is that
of people who do not enjoy the full light of the law, but have entered an area of
And then this institutional arrangement conditions at least one form of the common-sense
administration of populations beyond the Centres. By Spanish law people cannot be held
in the camps for more than 40 days, whereupon they are released with an expulsion order
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in their hands – their only documentation. With this of course they are vulnerable to
arrest and detainment from one day to the next. And, while most undocumented
immigrants never pass through them the principles of the Centres extend to their lives,
the only difference being that they don’t actually have the expulsion order in their
pockets. So this space of the Centres – of “administrative fault” rather than law – where
one finds oneself extrapares rather than citizen – produces the perpetual netherworld in
the quotidian hinterland beyond it. Guerrero provides us with instances in which
Ecuador – what the Dutch call the autochthones. Here the threshold is like a darkened
one-way glass that can hide the alien until some momentary inflection of light shows
through the glass and the autochthones, haunted by the figure of the extrapares
population among them, alert figures of administration – the police officer, the airline
But he also speaks of a more permeable threshold: the networks provided by those
The hazards these people face in the marginal space on the edge of citizenship produce
conditions that make them analogous to Sanyal’s 2nd tier in the economic sphere. Many
of them put together a livelihood by facing one way toward the dominant political society
and its economy of accumulation, and facing the other way toward the entirely
Guerrero tells a story of the deaths of five people on a building site in Barcelona
which we would find bizarre were it not so common. They of course were found to have
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no documentation of their own, though after investigation it was found that they did gain
access to the work through documents provided by other “immigrants”. The firm that
drew up the contract was found to be a shell which led to another supposed firm which
turned out to be a telephone booth. There were in fact three ‘levels’ of intrapares,
altrapares and extrapares with interlocking forms for the administration of populations
The definition and indefinition of individuals are not opposed dimensions but
These levels or sites within a network are in fact entrepreneurial moments in which
livelihood is pursued, moments which rely on the strategic “definition and indefinition of
individuals.”
The Centres for the Administrative Detention of Foreigners (as well as their
negation in the possibility of avoiding them – which is the case for most undocumented
immigrants) provide the institutional beacon that authorizes the perpetual but apparently
random moments when autochthones, ie. citizens intrapares, apply their common sense
repetitions, heralded in the press, and frequently raised to the level of spectacle through a
building site accident, or the discovery of a dormitory of Chinese workers, act like the
In the case of Europe, it is then these instances that constitute the figures of a
residual population. An instance perhaps of the external coercive laws that Sanyal speaks
of as the force that gives rise to an economy of needs. Here we see this in quite specific
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terms: it is the combining of political abandonment with the economic circumstances it
produces that precisely makes these people of value to the semi-legal sub-contract
economy in what Sanyal calls the 2nd tier. Guerrero’s use of ‘levels’, Sanyal’s distinction
between the sub-contract economy and the economy of needs, and Chatterjee’s
distinction between ‘political society’ and ‘marginalized groups’ obscure the fact that the
movement between these is both potentially a moment of abandonment for somebody and
This in turn obliges us to note that the legal features of liberal citizenship generate
the conditions necessary to produce ‘illegals’ much as the economic features of 1st and
principles of legal citizenship and the labour relations that drive the high-tech capitalist
economy may in fact to all intents and purposes lie well beyond this residual population –
in the sense that the criteria for selection – as citizen or worker – are unlikely to be even
remotely relevant within the daily workings of their world. But we need to recognize that
the principles that hold for that dominant world create the conditions of possibility by
which selection, distribution and abandonment occur within and among the so-called
‘residual population.’
Tentative Conclusions
What these two interventions suggest then is that draconian selections of this kind are
first made obligatory by the dominant economy of accumulation and then contoured,
given shape, identified, by the principles prevailing in the dominant society of liberal
democracy. Despite the built-in altruism Sanyal ascribes to the Chayanovian outside, he
himself notes that the context of coercive laws enabling perpetual dispossession
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jeopardize the social reproduction of the needs economy itself – pinched between
declining resources on one side and the expanding entry of people cast off by tiers 1 and
2 on the other.
One clue to a feature of how this process works might lie with a rejection of the
albeit one in which each conditions and defines the other, as both authors argue: an
extrapares. – because these images tend to blindside the crucial role of the threshold
people face in one direction towards the economic and juridical conditions produced by
the dominant society. Then, when they face in the other direction it is these conditions
that effectively shape the principles that facilitate their use of residual populations.
If then we were to return to a question I asked at the outset – where does the
responsibility for distribution and abandonment lie: with the dominant society, or among
the abandoned themselves? I think our response has to be that by speaking of the issue in
these ethical terms we side-line the awkward truth of what we are speaking of here: that
what matters are the structural features essential to contemporary capitalism and liberal
democracy respectively.
which what people are deprived of is ‘work’. But the need among social scientist to
convince ourselves (and of course our various constituents) that we do have a useful role
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to play may simply feed a perpetuating kind of myopia about the fundamental logics by
which the societies in which we live –both economic and political – are reproduced. In
other words, if instead of tackling these structural features at their source we continue to
make the central foci of our discussions remedial issues of distribution and ethical
concerns about abandonment then we are into the dangerous business of trying to pin
References Cited!!
Balibar, Etienne. 2002: Politics and the Other Scene. Verso. London
Chatterjee, Partha. 2004: Politics of the governed: reflections on political politics in most
of the world. Columbia University Press. New York.
Gramsci, Antonio. 1991: Selections from cultural writings. Ed and Trans: D. Forgacs.
Harvard University Press, Cambridge, Mass.
Narotzky, Susana & Gavin Smith. 2006: Immediate struggles: people, power and place
in rural Spain. Berkeley. University of California Press.
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Nun, José. 1969: “Superpoblación relativa, ejército industrial de reserve y masa
marginal.” Revista Latinoamericana de Sociología 1969. 5.2 pp 178-235
Sider, Gerald. 1986: Culture and class in anthropology and history. Cambridge
University Press, Cambridge.
Smith, Gavin. 2011: “Selective hegemony and beyond, populations with ‘no productive
function’: a framework for enquiry.” Identities: Global studies in culture and power.
18,1.
1
Page references for both Sanyal/Bhattacharyya and for Guerrero are for original
manuscripts. The former was published in Economic and Political Weekly in 2009. I am
grateful to Tania Li for letting me have a copy of this. The latter is a translation by
Tristan Platt of the last chapter of Guerrero’s (2010) book, shortly to appear in Focaal –
Journal of Global and Historical Anthropology.
2
In 2000, Nun reflected on this earlier work saying, “I tried to show that in many places a
surplus population was growing that in the best of cases was simply irrelevant to the
hegemonic sector of the economy and in the worst of the cases endangered its stability.
This presented the established order with the political problem of managing such
nonfunctional surpluses to prevent them from being dysfunctional (Nun (2000) Pg12.)
For a fuller discussion of Nun et al, see Smith, 2010.
3
Striking in the context of this paper is Chatterjee’s point that any agreement reached as
a result of these often violent moments are always treated as exceptions – forms of
legislation for example, which are simply temporary and will not get into the law books
or become precedents. Obviously they are a form of politics, but the authorities cast
them into a kind of historical no man’s land of non-historical politics, a sort of
inoculation against the making of the Indian urban working class á la Edward Thompson.
4
Guerrero points out that the word arbitrio in Spanish “has the triple meaning of:
capacity for decision, dependence on someone, and a discretional power. (Ft 9)
5
The figures called out as extrapares by “we the citizens” – let’s say the two young men
who “look like terrorists” on a plane who Guerrero discusses – do not have to be of the
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same “kind” as those to whom I am referring here. The repetition and fetishization of the
altrapares among us, is enough.
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