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Contemporary Clinical Trials 91 (2020) 105990

Contents lists available at ScienceDirect

Contemporary Clinical Trials


journal homepage: www.elsevier.com/locate/conclintrial

The efficacy of written exposure therapy versus imaginal exposure delivered T


online for posttraumatic stress disorder: Design of a randomized controlled
trial in Veterans

Carmen P. McLeana,b, , Madeleine L. Millera, Richard Genglerc, Jason Hendersonc,
Denise M. Sloand,e
a
National Center for PTSD, Dissemination and Training Division, VA Palo Alto Health Care System, 795 Willow Road, Menlo Park, CA 94025, USA
b
Stanford University, Department of Psychiatry and Behavioral Sciences, School of Medicine, 401 Quarry Road, Stanford, CA 94305, USA
c
Prevail Health Solutions, LLC, 105 W Chicago Ave #203, Chicago, IL 60642, USA
d
National Center for PTSD, Behavioral Science Division, VA Boston Healthcare System, 150 S Huntington Ave, Boston, MA 02130, USA
e
Boston University School of Medicine, 72 E Concord St, Boston, MA 02118, USA

A R T I C LE I N FO A B S T R A C T

Keywords: Adapting evidence-based treatments for online delivery has potential to significantly increase the reach of ef-
Veteran behavioral health fective care to Veterans with posttraumatic stress disorder (PTSD). This paper describes the rationale for and
Posttraumatic stress disorder methods of a randomized controlled trial comparing the efficacy and efficiency of written exposure therapy
Written exposure versus imaginal exposure for PTSD delivered in a novel online and variable length format. Participants will be
Treatment mechanisms
300 Veterans seeking treatment for clinically significant symptoms of PTSD. Participants will be randomly as-
Web-treatment
signed to either written exposure or imaginal exposure via verbal recounting and will complete between 4 and 8
online therapy sessions facilitated by trained peer support specialists. Treatment is terminated before session 8 if
the PTSD symptom improvement criterion is met. Assessments will be conducted at baseline, post-treatment, and
at 3-month follow-up. The primary hypotheses are that written exposure therapy will be noninferior to imaginal
exposure with respect to treatment efficacy and efficiency. Secondary hypotheses relate to identifying and
comparing potential mediators of PTSD treatment outcome, including trauma-related cognitions and emotion
regulation.

1. Introduction with PTSD do not access these treatments. As many as 56–87% of


combat Veterans who experience psychological distress report that they
Posttraumatic stress disorder (PTSD) is an often chronic and debil- received no psychological help preceding deployment [20,22]. Barriers
itating condition characterized by intrusion symptoms, avoidance to accessing traditional PTSD treatment include lack of available ser-
symptoms, cognition and mood symptoms, and arousal symptoms. vices, distance from clinics, difficulty scheduling during work hours,
PTSD affects an estimated 14% of Veterans returning from Iraq and and stigma associated with mental health problems [33]. In addition,
Afghanistan [45], and nearly 1 in 3 Veterans connected with VA care given the high demand for mental health services among Veterans,
[3], suffer from PTSD. Untreated PTSD is associated with numerous some facilities may be overburdened relative to staffing resources,
comorbid psychiatric and medical disorders [2], significant functional leading to long patient wait times that could discourage treatment
impairments [49,50], and higher health care utilization [35]. Although seeking [19].
effective evidence-based psychotherapies (EBP) exist, most Veterans Web-based treatments represent an innovative way to overcome

Abbreviations: DSM-5, Diagnostic and Statistical Manual of Mental Disorders, 5th Edition; DoD, U.S. Department of Defense; EBPs, evidence-based psychotherapies;
PTSD, posttraumatic stress disorder; U.S., United States of America; VA, U.S. Department of Veterans Affairs; RCT, randomized controlled trial; WET, written
exposure therapy; PCL-5, The PTSD Checklist for DSM-5; PE, Prolonged Exposure therapy; PHQ-9, Patient Health Questionnaire-9; RA, research assistant; LEC-5, Life
Events Checklist for DSM-5; CEQ, Credibility/Expectancy Questionnaire; WSAS, Work and Social Adjustment Scale; DERS-16, Difficulties in Emotional Regulation
Scale; PTCI-9, Posttraumatic Cognitions Inventory; MLM, multilevel modeling

Corresponding author at: Dissemination and Training Division, National Center for pTSD, VA Palo Alto HealthCare System, 795 Willow Road, Menlo Park, CA
94025, USA.
E-mail address: Carmen.McLean4@va.gov (C.P. McLean).

https://doi.org/10.1016/j.cct.2020.105990
Received 10 December 2019; Received in revised form 28 February 2020; Accepted 11 March 2020
Available online 14 March 2020
1551-7144/ © 2020 Elsevier Inc. All rights reserved.
C.P. McLean, et al. Contemporary Clinical Trials 91 (2020) 105990

these barriers by providing Veterans with a flexible treatment option moderators of PTSD outcomes including age, gender, depression,
that can be accessed at a time and place of their choosing, and with trauma history, and initial PTSD severity. In addition, given mixed
anonymity that may minimize stigma-related concerns. Meta-analyses findings on whether patterns of change in exposure-related distress are
have found that web-treatments for PTSD are efficacious (see [38]); associated with outcomes (see [1]), we will explore whether peak ex-
however, none were developed from existing PTSD treatment protocols posure-related distress (sometimes referred to as emotional engage-
with established efficacy (for an exception see, [30]) and most rely on ment) and reduction in subjective distress across sessions are associated
therapist facilitation, which minimizes cost-effectiveness and scal- with PTSD change during treatment.
ability.
To address these limitations, this randomized controlled trial (RCT) 2.2. Participants
will compare two trauma-focused interventions, facilitated by trained
peer support specialists, and delivered through an online behavioral Participants will be 300 men and women Veterans with clinically
health platform accessible to Veterans (VetsPrevail.org). Written ex- significant self-reported symptoms of PTSD, defined as a total score of
posure therapy (WET; Sloan & Marx, 2019) is an evidence-based ≥31 [6]. Participants will be recruited through online advertisements
trauma-focused treatment for PTSD that involves imaginal exposure that link to the Vets Prevail website, where potential participants can
through repeated writing about a trauma memory in detail. WET is learn more about the study and can complete the two screening mea-
recommended as a first line treatment [ [48]] and has been found ef- sures that determine eligibility for the study. The PCL-5 [51] will be
ficacious [39,40] and noninferior to cognitive processing therapy used to screen for clinically significant PTSD symptoms. The only ex-
[42,44] in reducing PTSD symptoms. WET will be compared to ima- clusion criterion is moderate risk for suicide, defined as a score of 3 or
ginal exposure conducted via repeated verbal recounting of the trauma higher on the Patient Health Questionnaire-9 (PHQ-9; [23]) suicide
memory. This form of imaginal exposure is well-established for treating item. Individuals with scores indicating moderate or high risk for sui-
PTSD both as a stand along approach (e.g., [46]), and as part of pro- cide will be excluded from the study. Participants that do not meet
longed exposure therapy (PE) [48] and other trauma-focused inter- these inclusion/exclusion criteria will be referred to other Vets Prevail
ventions (e.g., [7,28]). programs and provided crisis management resources as needed.
The goals of the study are to evaluate the efficacy and efficiency of
WET compared with imaginal exposure delivered online with peer 2.3. Procedures
support specialist facilitation. As effective treatments are adapted for
new delivery formats, a better understanding of the mediators of PTSD This study was reviewed and approved by the Institutional Review
treatment outcome can inform how these modifications should be Board of Stanford University. Potential participants will be recruited
made. Thus, this study will also evaluate negative trauma related cog- through online advertisements (e.g., Facebook ads) that connect to the
nitions (e.g., [25]), emotion regulation [30], and exposure related Vets Prevail website. Regular users of the Vets Prevail website will also
subjective distress (e.g., [54]) as potential mediators of PTSD change. be recruited for the study as part of the website onboarding process.
Interested potential participants will complete the PCL-5 and the PHQ-9
2. Design and methods to determine study eligibility. Eligible potential participants will be
invited to provide their contact information and the study research
2.1. Aims and hypotheses assistant (RA) will then contact them to discuss the study and review
informed consent over the phone. Once informed consent is obtained, a
The first aim of this study is to investigate the relative efficacy of study RA will enroll the eligible participant using an online study
online versions of written versus imaginal exposure in reducing PTSD dashboard. Participants will be randomly assigned to one of two con-
symptom severity. This is the first comparison of written exposure ditions: written exposure or imaginal exposure, using block randomi-
therapy with imaginal exposure. Based on the comparably large effect zation. See Fig. 1 for an overview of the study design. Prior to the be-
sizes for these treatments when delivered in-person (e.g., [42]) we ginning treatment, participants will be asked to complete a short
hypothesize imaginal exposure will be non-inferior to written exposure battery of self-report measures assessing for trauma exposure, emotion
recounting with respect to treatment efficacy, as measured by the regulation difficulties, functional impairment, and dysfunctional post-
Posttraumatic Checklist for DSM-5 (PCL-5; [50]) given at pre-treat- traumatic cognitions. As part of informed consent, participants grant
ment, mid-treatment, and 3-month follow up. permission for the two screening measures (PCL-5 and PHQ-9) to be
The second study aim is to examine the relative efficiency of written used as part of their pre-treatment data.
versus imaginal exposure in reducing PTSD symptom severity. Using a Participants then complete 4–8 sessions written or imaginal ex-
variable length study design, we will compare the rate of improvement posure, depending on the random assignment, delivered through the
(i.e., the slope of symptom reduction) during treatment. The non- Vets Prevail website. Participants are encouraged to complete 2–3
inferiority hypothesis is that both conditions will yield the same sessions each week. Each session (referred to as levels on Vets Prevail)
average amount of PTSD symptom reduction from one session to the is broken into multiple exercises for the participant to complete in a
next session (i.e., noninferior efficiency). specific order before they are able to move onto the next session (level).
The third aim of this study is to test potential underlying mechan- Most sessions include the same components: completion of a short as-
isms of written and imaginal exposure therapy. Consistent with emo- sessment, chatting online with a peer support specialist, entering a pre-
tional processing theory [59,60], results of numerous studies indicate exposure distress rating, completing a written or imaginal exposure
that changes in negative posttraumatic cognitions (e.g., “I'm in- exercise, entering a post-exposure distress rating, and chatting online
competent”; “The world is completely dangerous”; “No one can be with a peer support specialist. There is no between-session homework.
trusted”) mediate PTSD change during treatment (e.g., [25,29,30,58]). Self-report assessments are completed prior to starting treatment, mid-
Results of one recent study [30] suggest that certain emotional reg- treatment (session 3), post-treatment (two-weeks after the final ses-
ulation strategies, namely catastrophizing, also mediate PTSD change, sion), and 3-month follow up. Participants will also complete a cred-
particularly in exposure treatments. Based on these findings, we hy- ibility and expectancy measure after session 1 and, prior to sessions
pothesize that trauma-related cognitions and emotion regulation will 4–7, participants will complete a four items version of the PCL-5. If the
mediate changes in PTSD outcomes over time, and we will explore participant scores ≤5 on this screen, which indicates minimal symp-
whether a different pattern of mediation is observed across treatment toms, they will be prompted to complete the full PCL-5 (minus the 4
conditions. items already completed) to verify their minimal symptom status. If the
As an exploratory aim, we will test baseline measures predictors and full PCL-5 scores is ≤21, the participant will be notified that the

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C.P. McLean, et al. Contemporary Clinical Trials 91 (2020) 105990

30 min of writing without interference; the therapist alerts the client


when the 30 min is up and they should stop writing. Clients are in-
structed to write about their index (worst) trauma during each writing
session (same event at each session), providing as much detail as pos-
sible; participants are also instructed to include details on thoughts and
feelings they experienced during the event. Participants are instructed
to write about the experience as they “look back upon it now”. At the
conclusion of 30 min of writing, the therapist instructs the participant
to stop writing, and spends a short amount of time (i.e., ≤10 min)
inquiring about the participants' reaction to their writing session.
The written exposure condition in this study was modified in several
ways. Instead of a therapist, the protocol is delivered via an online
platform, with a peer support specialist providing instructions and
feedback before and after each writing session. Some of the tasks ty-
pically administered by the therapist, such as providing psychoeduca-
tion and collecting distress ratings on a 0–100 scale before and after the
narrative exposure, are automated into the online program. In addition,
instead of a set 5 sessions, the treatment length is variable, between 4
and 8 sessions. Consistent with in-person delivery, the first online ses-
sion takes approximately 60 min to complete, and the subsequent ses-
sions take approximately 40 min. All sessions include 30 min of writing.
The written narratives are saved to the participant's Vets Prevail
account and are accessible to the participant and the peer support
specialists, who is instructed to review the narrative from the prior
Fig. 1. Study Design Overview. session in order to provide feedback to the participant before the next
WET, Written Exposure Therapy; IE, Imaginal Exposure. writing exercise (consistent with standard WET procedure).
*Participants may terminate after sessions 4 through 8 depending on their PTSD
symptom reduction.

2.4.2. Imaginal exposure


upcoming session will be their final session. The criterion for treatment Imaginal exposure involves verbally recounting the narrative of the
termination is empirically informed and similar to those used in other index trauma, typically with closed eyes to promote visualization and
variable length PTSD trials [16,37]. If a participant reaches session 8, engagement. It is a key component of a well-supported evidence-based
and has not achieved this criterion, they will terminate at that time (i.e., treatment for PTSD called PE [14], and it has also been found effica-
8 is the maximum number of sessions a participant will receive). Par- cious as a brief stand-alone intervention (). In this study, standard
ticipants will be compensated with electronic or physical gift cards to a imaginal exposure was implemented within the same protocol that is
major US retailer for completing the pre-treatment assessment ($40), described above, and the time to complete sessions is the same. The
the post-treatment assessment ($60), and the follow-up assessment only difference is that instead of writing for 30 min about the trauma,
($60). Completion of each assessment will be tracked in the study participants are instructed to verbally recount the trauma narrative
dashboard and monitored by the study RA, who will send out the with their eyes closed. Talk to text software is used to generate a written
electronic or physical gift cards, accordingly. account for the peer support specialist to review prior to the next ses-
The peer support specialists in this study are certified to the VA's sion.
requirements and are persons with mental health conditions who are
currently in recovery. The peer support specialists guide and support
the participants through the treatment. This is facilitated by the Vets 2.5. Quality control
Prevail online platform that allows them to engage the participants
through scripted and closely reviewed connections. The goals and in- 2.5.1. Training and supervision of peer support specialists
structions for each connection, or online chat, are defined for the peers Peer Coaches are provided, trained, and supervised by Vets Prevail.
and presented to them within their dashboard. This allows the peers to Peer Coaches are individuals who have already been through the Vets
concentrate on the conversation with the participant, while still having Prevail program themselves, demonstrated that they are in recovery
instructional messaging readily at hand. Another focus of the peers is to from a mental health issue, completed a comprehensive training course
identify those users who may be in crisis, either in danger of harming within the Vets Prevail platform, and completed a VA approved Peer
themselves or harming others. Through a developed partnership with certification course. By requiring that Peer Coaches have used the
the Veterans Crisis Line, the peers at Vets Prevail have the ability to program and have dealt with a mental health issue, it is ensured that
conduct warm hand-offs directly to the crisis line. This provides an the coaches have a personal experience with mental illness and can
important safety net for the study participants given the lack of face-to- share their own knowledge and experience with other users.
face interaction.

2.4. Treatment conditions 2.5.2. Assessment of fidelity


All Prevail Peer chats are reviewed for quality assurance by Peer
2.4.1. Written exposure Admins. The Peer Admins ensure that Peer Coaches follow the Prevail
Written Exposure Therapy [61] is an evidence-based treatment for Protocols and that any adverse circumstances are appropriately iden-
PTSD (VA/DoD, 2017) that is typically delivered in five, face-to-face tified and remediated in accordance with Prevail Crisis Protocols. If an
treatment sessions. During the first session, the therapist provides Admin deems that a chat was not done according to criteria, the chat is
psychoeducation about PTSD and the treatment rationale, followed by marked “Disapproved” and is flagged down for action/remediation
instructions for writing about the traumatic experience. The therapist from Prevail Peer Supervisors.
reads scripted writing instructions and then has the client complete the

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C.P. McLean, et al. Contemporary Clinical Trials 91 (2020) 105990

3. Measures 95% CI for the new treatment (μWritten) must be below the treatment
mean of the established treatment (μImaginal) plus the noninferiority
3.1. Background measures margin (Δ; [62]). To be conservative, we will employ one-half the
clinical change criterion as our Δ. In a study with a total N = 300,
3.1.1. Sociodemographic measure Monson et al. [63] determined the clinically significant change cri-
This is a 14-item measure of demographic information such as terion on the PCL-IV to be 10. Thus, we estimate a noninferiority
ethnicity, age, gender, and military service. margins of 5 points for the PCL-5 (1/2 the clinically significant change
criteria). A non-inferiority margin for the PCL-5 has yet to be estab-
3.1.2. Life events checklist for DSM-5 (LEC-5) lished but is expected to be available before the end of the study; the
The LEC-5 [51] is a 17-item self-report measure of exposure to margin used in the current trial will be updated as needed based on
traumatic events. This measure is administered only at baseline. these data. These noninferiority analyses will be performed at post-
treatment and at 3-month follow-up.
3.1.3. Credibility/expectancy questionnaire (CEQ) Next, we will evaluate the noninferiority of Written vs. Imaginal
The CEQ [8] measures treatment expectancy and rationale cred- exposure on treatment efficiency. Multilevel modeling (MLM) will be
ibility. This measure has demonstrated high internal consistency and used to calculate the average reduction in PTSD symptoms per treat-
good test-retest reliability [8]. This measure is administered im- ment session. MLM allows inclusion of all participants, regardless of
mediately after session 1 and at post-treatment. missing data or dropout, allows different numbers of assessments be-
tween participants, and is the recommended analysis for longitudinal
3.2. Outcome measures psychiatric data [64]. In this case, our “time” variable will be “session
number” (e.g., session 1–8). Thus, the regression coefficient represents
3.2.1. Posttraumatic stress disorder checklist for DSM-5 (PCL-5) the average reduction in PTSD symptoms (on the PCL-5) per session.
The PCL-5 is a 20-item self-report measure that assesses symptoms Various models for the “growth” curve of PCL-5 over sessions will be
of PTSD as defined by the DSM-5. The PCL-5 has been shown to have tested (linear, quadratic, logarithmic, piecewise), and the model that
high internal consistency (Cronbach's alpha 0.91–0.95; [56]) and strong best fits the data (based on Akaike information criterion [AIC] and
test–retest reliability [5,6]. The PCL-5 is administered at pre-, mid-, and Bayesian information criterion [BIC] criteria) will be chosen. Treatment
post-treatment, and 3-month follow-up. A 4-item version of the PCL-5 condition will be modeled as a level-2 dummy variable predictor of
[36] is also given prior to sessions 4–7. slope of improvement over sessions. Data from over 500 PE cases re-
lated to combat PTSD drawn from published and unpublished ongoing
3.2.2. Patient health questionnaire (PHQ-9) efforts indicate Δ ranges from 1.1 to 1.25. Thus, we will conservatively
The PHQ-9 [23] is a 9-item self-report measure of depressive use Δ = 1.1 as the noninferiority margin for the present proposal (re-
symptoms. It has excellent internal reliability (0.86–0.89), and corre- quiring the 95% CI for the slope in Written exposure to be within 1.1 of
lates strongly with other measures of depression [23]. This measure is the rate for Imaginal exposure).
administered at pre-, mid-, and post-treatment, and 3-month follow-up. Hypotheses regarding mechanisms of change will be evaluated
using various methods. Longitudinal, multi-time point, cross-lagged
3.2.3. Work and social adjustment scale (WSAS) panel analysis and mediation analysis, following the general approach
The WSAS [27] is a 5-item self-report scale of functional impairment of Hamaker et al. [65], will be used to investigate whether emotion
that can be attributed to an identified problem. The WSAS has high regulation (as measured by the DERS-16), negative cognitions (as
internal consistency (Cronbach's alpha = 0.74–0.94) and good test- measured by the PTCI) and between-session extinction (as measured by
retest reliability (r = 0.73) [32]. This measure is administered at pre-, SUDS) mediate changes in PTSD symptoms as measured by the PCL-5.
mid-, and post-treatment, and 3-month follow-up.
4. Discussion
3.3. Process measures
Web-based treatments have potential to offer EBP programs with
3.3.1. Difficulties in emotional regulation scale (DERS-16) high fidelity and minimal cost while circumventing many of the major
The DERS-16 [4] is a 16-item self-report measure assessing emotion logistical and stigma-related barriers to traditional mental health care.
regulation difficulties. Responses are recorded on a Likert-scale that This RCT will test the relative efficacy and efficiency of an established
ranges from 1 (almost never) to 5 (almost always). A higher score on the EBP delivered through an innovative online platform. The study is re-
DERS-16 indicates a greater level of emotion dysregulation. The DERS- latively resource-intensive in that non-inferiority trials require a large
16 has good internal consistency (Cronbach's alpha = 0.92–0.95), and sample size compared to other designs and the novel online delivery
test-retest reliability, and high construct and predictive validity [4]. format necessitates an iterative program development phase. Key study
This measure is administered at pre-, mid-, and post-treatment. design decisions, described and justified below, were made to maximize
the impact of the findings on the development of scalable options for
3.3.2. Posttraumatic cognitions inventory (PTCI-9) PTSD care delivery.
The PTCI-9 [52,53] is a short version of the original 36-item PTCI Written exposure therapy is an evidence-based treatment that is
[13] that measures self-reported negative posttraumatic cognitions. The well-suited for online delivery. Delivered in person, written exposure
PTCI-9 has been shown to be significantly correlated with measures of therapy has been found to significantly reduce PTSD severity (Sloan &
PTSD, depression, and quality of life. The total scale and subscales have Marx, 2019) with large effect sizes similar to 10 sessions of PE. It has
shown high internal consistencies (Cronbach's alpha = 0.80–0.87) as also been found to be noninferior to 12 sessions of cognitive processing
well as strong correlations with the PTCI in Veterans (rs = 0.90–0.96) therapy, with significantly lower dropout [42,44]. It is easily adapted to
and civilians (rs = 0.91–0.96; [52,53]). The PTCI-9 is administered at online delivery because it is a highly structured program with
pre-, mid-, and post-treatment. straightforward instructions. The therapist role is less involved relative
to other trauma-focused EBPs for PTSD and their instruction and
3.4. Data analytic plan feedback is scripted, making it feasible for a trained peer support spe-
cialist to assume this role. Although typically delivered once-weekly, in
First, we will evaluate the noninferiority of the Written vs. Imaginal this study, participants will be encouraged to complete 2–3 sessions per
exposure on PTSD outcomes (PCL-5). In noninferiority tests, the entire week, allowing them to complete the program in 2–4 weeks. Written

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C.P. McLean, et al. Contemporary Clinical Trials 91 (2020) 105990

exposure therapy is well suited for frequent sessions because there is no Acknowledgments
in-between session homework, unlike PE and most other cognitive be-
havioral therapies. Moreover, there is evidence that written exposure is Funding
efficacious when delivered in a condensed format [41]. Shorter, more
condensed treatment formats are highly advantageous because they This material is the result of work supported with resources of the
minimize treatment drop out [12], maximize patient acceptability, and National Center for PTSD and the use of facilities at the VA Palo Alto
accelerates PTSD recovery [10,15]. Health Care System.
Given the large proportion of Veterans who do not access mental
health care [31], greater availability of EBPs is urgently needed. Disclaimer
However, our ability to expand traditional face-to-face services is lim-
ited by a shortage of mental health professionals [17]. Delivering The views expressed herein are solely those of the authors and do
treatment online is a promising strategy to increase the reach of mental not reflect an endorsement by or the official policy or position of the
health services while minimizing therapist time. Indeed, the majority of Department of Veterans Affairs, or the U.S. Government.
online PTSD program (e.g., “Interapy”; [26]) are therapist-facilitated
(see [24]). In the current study, in contrast, peer support specialists are Additional acknowledgments
used in place of therapists, making this model even more cost effective
and scalable. Task shifting from mental health specialists to trained lay We would like to thank Eric Neri, PhD for his statistical consultation
providers is an effective strategy to increase access to care [21]. The and review.
peer support specialists in this study will interact with participants
using an online chat function and will follow detailed instructions and References
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