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The Preamble consists of the ideals, objectives and basic principles of the
Constitution.
The salient features of the Constitution have developed directly and
indirectly from these objectives which flow from the Preamble
It asserts India to be a Sovereign Socialist Secular Democratic Republic
and a welfare state committed to secure justice, liberty and equality for
the people and for promoting fraternity, dignity the individual, and unity
and integrity of the nation.
The Preamble is the nature of Indian state and the objectives it is
committed to secure for the people.
Democratic system
India is a republic
Union of states
Parliamentary System:
All men and women enjoy an equal right to vote. Each adult man and
woman above the age of 18 years has the right to vote.
All registered voters get the opportunity to vote in elections.
Independent Judiciary
Judicial Review:
Secularism
Independent bodies
Constitution has setup various independent bodies and vested them with
powers to ensure the constitutional provisions. Ex: Election Commission,
CAG, Finance Commission
These institutions have been provided with security of tenure, fixed
service conditions etc to ensure that they are not susceptible to the
whims of either the legislature or the executive.
Emergency provisions
Indian constitution contains elaborate provisions to deal with those
challenges that pose a threat to the country’s security and unity (It will
be discussed in detail in upcoming chapters)
Three-tier government
FEDERALISM
Federalism is derived from the Latin word “foedus”, which means “covenant,
pact and treaty”. Federalism is a principle which defines a system wherein
the government divides its power among the National Government and State
Government. It is dual machinery system upon which a government works.
There is a distribution of powers between the central authority and various
state authorities.
Separation of Power
Check and balances
The Federal form of Government highly maintain these two principles. Power
of each machinery of government is distributed and none of the machinery
interferes in the work of others. The first judgement concerning the principle
of Separation of Power was given in the case Ram Jawaya v State of
Punjab[1], where the Supreme Court laid down that “The principle of
separation of power was not fully accepted in India”. However, the same
principle found a clear place in the Indian context from the case Indira Nehru
Gandhi vs. Raj Narain[2].
The principle of checks and balances in the federal system is required for the
proper functioning of all levels of organs of government. Each organ of
government checks the functioning of other organs so that the other organ
may not violate the principle of separation of power and no organ becomes
too powerful. Some examples of check and balances are:
Function of Federalism
The basic function of federalism is to maintain separation of power among
the Central Government and State Government. Central Government make
laws from the areas listed in List I of the Seventh Schedule (e.g, Foreign
Affairs, Extradition, Foreign Jurisdiction etc) and State Government make
laws from the areas listed in List II of the Seventh Schedule ( e.g, Public
order, Public health and sanitation etc). List III is Concurrent List, it talks
about the areas where both of the governments have the autonomy to make
law.
Features of Federalism
Main features of federalism include:
What is Constitutionalism?
The concept of constitutionalism is a mechanism that provides legitimacy to a democratic
government. It cannot and should not be confused with the legality of the acts of the officials in a
government setup. Constitutionalism is far more important than having a written Constitution.
With some exceptions most of the countries have Constitutions but it in no way means that they
practice constitutionalism. Some of the basic principles developed over time that embody the
concept of constitutionalism are separation of powers, judicial control and accountable
government.
In IR Coehlo v. State of Tamil Nadu, the Court held that Constitutionalism is a legal principle that
requires control over the exercise of governmental power to ensure that the democratic
principles on which the government is formed shall not be destroyed. Chandrachud, CJ, in
Minerva Mills case observed, – “The Constitution is a precious heritage and, therefore, you
cannot destroy its identity”.
Principles of Constitutionalism
Constitutionalism is an amalgamation of the following underlying principles:
Separation of Powers
Separation of powers divides the mechanism of governance into three branches i.e., Legislature,
Executive and the Judiciary. This not only prevents the monopolization of power, but also creates
a system of checks and balances. As this division of powers is in the Constitution itself, this
becomes an effective tool for ensuring Constitutionalism.
In a democratic setup, the government is elected so that it can serve the people who help elect it.
It is in this sense that the electors have a right to demand accountability and answers from their
government. Therefore, when the government fails the expectations of the electorate, the
authorization to govern is revoked by voting them out.
Popular Sovereignty
The concept of popular sovereignty lays down that the government derives its legitimacy from
the people. No corporate body, no individual may exercise any authority that does not expressly
emanate from it. Even though there is a certain sovereign entity that is empowered to govern,
ultimate sovereignty resides in the nation. The power of such a sovereign entity emanates from
the public.
Rule of Law
The presence of rule of law means that the government does not belong to men but to the laws.
Dicey lays down three essential components of Rule of Law:
Individual Rights
The rights of the individual shall be at the highest pedestal for constitutionalism to thrive. The
constitutional setup in India gives these rights the importance that they deserve by engraving
them in Part III of the Constitution. These individual rights have not only been protected by the
courts but have also been interpreted in a manner where their effect and implementation has
broadened. The enforcement of these rights is ensured by the Constitutional Courts i.e.
the Supreme Court and the High Courts.
Apart from these features, constitutionalism envisages that the control of the military should be
in the hands of a civilian government so that the military does not interfere in the democratic
decision making or attempt a military coup.
Police Accountability
Constitutionalism also envisages that police while performing its duties shall uphold the rights,
freedoms and dignity of the individuals, the same can be ensured by bringing the police under the
control of laws and courts.
Conclusion
The concept of constitutionalism has existed and thrives in all functioning democracies.
However, over the years the Governments have learned to use government apparatus for their
own benefits instead of benefitting the citizens. The government by giving backdoor entries to
corporate interests in policy-making has vitiated the policymaking process whose primary aim is
the welfare of the larger population. The very document that was adopted to ensure the rights of
individuals is being used to suppress and disenfranchise them.
The problem is that the Constitution cannot interpret itself and has to be interpreted by the men
who hold power. The institutions that were the bulwark of Constitutionalism are either crumbling
or have been effectively rendered weak and incapable. Checks and balances have been diluted to
a point where their importance is merely academic. The criminalisation and influence of money
power into the corridors of politics and governance have worsened an already volatile system.
The frustrations that are building up due to the apathy of the government in utter disregard of
constitutionalism are extremely dangerous and this slide needs to be stopped.
n I.R. Coelho (Dead) By LRs. vs. State of Tamil Nadu and Ors. view taken by the Supreme
Court - The principle of constitutionalism is now a legal principle which requires control over
the exercise of Governmental power to ensure that it does not destroy the democratic
principles upon which it is based. These democratic principles include the protection of
fundamental rights. The principle of constitutionalism advocates a check and balance model
of the separation of powers, it requires a diffusion of powers, necessitating different
independent centers of decision making. The protection of fundamental constitutional
rights through the common law is main feature of common law constitutionalism.
In Rameshwar Prasad and Ors. Vs. Union of India (UOI) and Anr. “The constitutionalism
or constitutional system of Government abhors absolutism - it is premised on the Rule of
Law in which subjective satisfaction is substituted by objectivity provided by the provisions
of the Constitution itself.” Constitutionalism is about limits and aspirations.
As observed by Chandrachud, CJ, in Minerva Mills Ltd. – “The Constitution is a precious
heritage and, therefore, you cannot destroy its identity'”
On one hand, our judiciary elicit such intellectual responses that “Faith in the judiciary is of
prime importance. Ours is a free nation. Among such people respect for law and belief in its
constitutional interpretation by courts require an extraordinary degree of tolerance and
cooperation for the value of democracy and survival of constitutionalism” said in Indra
Sawhney and Ors. vs.Union of India (UOI) and Ors.
1. Subject to the provisions of this constitution, Parliament may make laws for the
whole or any part of the territory of India, and the legislature of a State may make
laws for the whole or any part of the state.
2. According to clause 2 of Article 245, a law made by Parliament shall not be deemed
to be invalid on the ground that it has extra-territorial operation.
It signifies that the object to which the law applies need not be physically located within the
territorial boundaries of the state,but must have a sufficient territorial connection with the
state.
A state may levy a tax on a person, property ,object or transaction not only when it is
situated within its territorial limits,but also when it has a sufficient and real territorial
connection with it.
State of Bihar vs Charusila Dasi
Facts-Bihar legislature enacted the Bihar Hindu Religious Trusts Act,1950, for the protection
and preservation of properties appertaining to the Hindu religious trusts. The Act applied to
all trusts any part of which was situated in the state of Bihar.
The Respondent created a trust deed of her properties of several houses and land in Bihar
and Calcutta.The trust being situated in Bihar.
Issue-The main question for decision was whether the Act apply to trust properties which
are situated outside the state of Bihar. Can the legislature of Bihar make a law with respect
to such a trust situated in Bihar and other properties appertaining to such trust which is
situated outside Bihar?
Decision- Applying the doctrine of territorial nexus, the Supreme court held that the Act
could affect the trust property situated outside Bihar, but appertaining to a trust situated in
Bihar where the trustees functioned. The Act aims to provide for the better administration
of Hindu religious trusts in the state of Bihar.The trust is situated in Bihar the state has
legislative power over it and also over its trustees or their servants and agents who must be
in Bihar to administer the trust.
What is necessary is that the connection between the trust and the property appertaining
thereto is real and not illusory and that the religious institution and the property
appertaining thereto form one integrated whole as one cannot be dissociated from the
other.
doctrine of repugnancy
Article 254 of the Indian Constitution establishes the doctrine of repugnancy
in India. Before getting to this doctrine, it is quintessential to understand the
legislative scheme and the Centre-State relations set out by the Constitution.
`
Article 245 empowers the Parliament to make laws for the whole or any part
of India and the State legislature to make laws for the whole or any part of
the State. It also states that a law made by the Parliament shall not be
deemed invalid due to its extraterritorial application. Further, Article
246 provides the subject-matter of laws that can be made by the Parliament
and Legislature of the States.
The Parliament has exclusive powers to make laws for all matters
given in the Union List or List I of the Schedule VII of the Indian
Constitution.
The Legislature of the State has powers to make laws for such State
for all matters given in the State List or List II of Schedule VII.
Both the Parliament and the State Legislature have powers to make
laws for all matters listed in the Concurrent List or List III of the
Seventh Schedule.
The Parliament is empowered to make laws relating to any matter
for any part of the territory of India, not included in a State,
notwithstanding if it is enumerated in the State List.
Repugnancy means a contradiction between two laws which when applied to
the same set of facts produce different results. It is used to describe
inconsistency and incompatibility between the Central laws and State laws
when applied in the concurrent field. The situation of repugnancy arises when
two laws are so inconsistent with each other that the application of any one
of them would imply the violation of another.
Judicial interpretation
One of the landmark judgments concerning this doctrine is M. Karunanidhi v.
Union of India. In this case, a constitutional bench of the Apex court
considered the question of repugnancy between a law made by the
Parliament and a law made by the State legislature. It was observed that the
following conditions should be satisfied for the application of the doctrine of
repugnancy:
1. A direct inconsistency between the Central Act and the State Act.
2. The inconsistency must be irreconcilable.
3. The inconsistency between the provisions of the two Acts should be
of such nature as to bring the two Acts into direct collision with each
other and a situation should be reached where it is impossible to
obey the one without disobeying the other.
The Hon’ble Court also laid down some propositions in this respect. For the
application of the doctrine of repugnancy, two enactments must contain
provisions that are so inconsistent that they cannot stand together in the
same field. Repeal by implication cannot be done unless there is a prima
facie repugnancy in the enactments. If two enactments exist in the same
field and there is a possibility for both of them to operate without colluding
with the other, then this doctrine is not attracted. When there is an absence
of inconsistency but enactment in the same field creates distinct offences,
the question of repugnancy does not arise.
Conclusion
The effect of the application of this doctrine will make the State law void to
the extent of repugnancy. As long as the Central law occupies the field, the
State law is eclipsed. If, in case, the Central law is repealed, then the State
law shall revive. The doctrine of severability also comes into application since
if a State law is repugnant for a matter in the concurrent list, then only the
repugnant part will be held void and the rest shall function normally, thereby,
giving rise to severability. Article 254 proves that the Indian Constitution is
both unitary and federal. This doctrine is quintessential for the Centre-State
relations in the country.
1. Union List: This is the List in which the Centre has sole authority to
enact legislation. The Union List essentially covers military, foreign
affairs, railways, and banking, among other areas where Parliament
can enact legislation.
2. State List: This is the List in which states have sole authority to
enact legislation. Public order, police, public health, and sanitation,
as well as hospitals and dispensaries, betting, and gambling, are
some of the subject matters covered under the same.
3. Concurrent List: The List in which both the Centre and the states
can pass legislation is the Concurrent List. The central law takes
precedence over state law in circumstances of repugnancy. It covers
subject matters such as education, population management, family
planning, criminal law, animal cruelty prevention, wildlife and animal
preservation, forests, and several others.
The Constitution’s Seventh Schedule has been amended several times since
1950. The Union List and the Concurrent List have grown in size, while the
State List has converged over the years. In 1976, the 42nd Amendment
Act rebuilt the Seventh Schedule, guaranteeing that State List subject
matters such as education, forest, wildlife, and bird preservation and
administration of justice. Whereas, weights and measures were transferred
to the Concurrent List.
Interpretation of the doctrine of pith and substance
In Kartar Singh v. the State of Punjab (1961), the Supreme Court’s
Constitutional Bench explained how the doctrine of pith and substance should
be applied. It was discovered that when the idea of pith and substance is
applied, legislation relating to a topic in one of the lists may also be
connected, if indirectly, to a subject in another list. The essence and
substance of the legislation must be determined in such a case. If a
comprehensive examination of the law reveals that it is on a topic listed in a
list pertaining to the legislature, the act in its whole is to be deemed legal,
regardless of any accidental encroachments that may exist.
In Indian a direct partition of power succeeds by which a balance has been kept up with
between the various organs of the government among these the law making power
basically vests on the lawmaking body.
The maxim doctrine of colourable legislation means what cannot be done directly cannot
also be done indirectly. This doctrine is applied when legislature tries to accomplish
something in a backhanded way when it can't do it straightforwardly. In this manner, it
alludes to the ability of the legislature to establish a specific law. In the event that the
reproved enactment falls within the capacity of the legislature, the question of acting
something indirectly which can't be done directly doesn't emerge.
Meaning, Applicability And Scope Of The Doctrine
The Doctrine of Colourable Legislation is derived from a latin maxim "Quando aliquid
prohibetur ex directo, prohibetur et per obliquum" that says:
What cannot be done directly, should also not be done indirectly.
This doctrine has been used in the cases to decide questions of capacity/ competency to
enact a law when a law making body violates its given power and enact after something in
an indirect way which it can't do in a direct way.
Landmark Judgements
The Doctrine of Colourable legislation comes to rescue to deal with covert, disguised
and indirect violation scenarios. The basic thought is that although obviously, a
lawmaking body in passing a resolution suspected to act inside the restrictions of its
forces, yet in substance and as a general rule it violated these forces, the offense
being hidden by what shows up, on legitimate assessment, to be simple affectation
or mask. In case that is thus, the legislature being referred to is invalid.
This doctrine acts as a fundamental tool of the judiciary to keep an eye on the
powers of legislative granted to the Union & State governments and also decide the
validity of the legislation in question or doubt.