Professional Documents
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doi:10.1093/jopart/muy002
Article
Advance Access publication January 29, 2018
Article
Abstract
Street-level bureaucrats have to cope with high workloads, role conflicts, and limited resources.
An important way in which they cope with this is by prioritizing some clients, while disregarding
others. When deciding on whom to prioritize, street-level bureaucrats often assess whether a cli-
ent is deserving of help. However, to date the notion of the deserving client is in a black box as it
is largely unclear which client attributes activate the prevailing social/professional category of de-
servingness. This article, therefore, proposes a theoretical model of three deservingness cues that
street-level bureaucrats employ to determine whom to help: earned deservingness (i.e., the client
is deserving because (s)he earned it: “the hardworking client”), needed deservingness (i.e., the
client is deserving because (s)he needs help: “the needy client”), and resource deservingness (i.e.,
the client is deserving as (s)he is probably successful according to bureaucratic success criteria:
“the successful client”). We test the effectiveness of these deservingness cues via an experimental
conjoint design among a nationwide sample of US teachers. Our results suggest that needed de-
servingness is the most effective cue in determining which students to help, as teachers especially
intend to prioritize students with low academic performance and members of minority groups.
Earned deservingness was also an effective cue, but to a lesser extent. Resource deservingness, in
contrast, did not affect teachers’ decisions whom to help. The theoretical and practical implications
of our findings for discretionary biases in citizen-state interactions are discussed.
© The Author(s) 2018. Published by Oxford University Press on behalf of the Public Management Research Association. 226
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Journal of Public Administration Research and Theory, 2018, Vol. 28, No. 2 227
necessarily the case. In addition, minority students in giving extra help. Our results show that teachers
are often expected to not perform well academically, intend to prioritize students they perceive as hard-
especially by White teachers (Gershenson, Holt and working, low-performing, or being a member of a
Papageorge 2016). This shows that it is difficult to minority group. These attributes activate notions
decompose the effect of a single client attribute that of earned and needed deservingness and hence lead
taps different notions of deservingness. Partly because street-level bureaucrats to prioritize these types of
of these empirical problems, theoretical progress on clients. Resource deservingness, however, was not in-
deservingness cues has stalled. Public administration fluential. In addition, the importance of certain de-
scholarship discusses the notion of client deservingness servingness cues is—to some degree—contingent on
(or worthiness) in quite general terms (for instance personal characteristics of the street-level bureaucrat,
Ellis 2011). particularly gender and race.
In this article, we develop a theoretical model This study is structured as follows. First, we discuss
that highlights three deservingness cues that activate the theoretical background on cues of deservingness,
(2015) used the notion of “coping during public ser- normal prejudgments. We cannot possibly avoid this
vice delivery” to analyze the decision-making pro- process. Orderly living depends upon it.” (1954: 20).
cesses of street-level bureaucrats towards clients. They Social categorization is derived from cognitive
identified nine ways of coping, which resemble differ- flexible processing between our two memory sys-
ent types of behaviors street-level bureaucrats can use tems (Macrae and Bodenhausen 2000; McClelland,
towards clients, such as prioritizing some clients over McNaughton and O’Reilly 1995). On the one side,
others, routinizing work, or working overtime. In this humans have general beliefs about the world which
study, we analyze one important way of coping that are very stable, the so-called neocortical (i.e., slow-
street-level bureaucrats can use: prioritizing clients. learning) system (McClelland et al. 1995). These so-
Prioritizing during public service delivery is defined as cial beliefs, norms, and expectations about the world
“giving certain clients more time, resources, or energy.” provide a foundation against which the experienced
Hence, street-level bureaucrats decide to focus on cer- social world and its stimuli are interpreted. On the
tain clients, while disregarding others. Prioritizing is an other side, there is the so-called hippocampal (i.e.,
activated and indeed caused by deservingness percep- being structurally disadvantaged in many areas in
tions. Related to this, in a recent study on attitudes life (Connell 2014; Feather 1996; Lewis 1992; Parker
of Europeans towards refugees, Bansak et al. (2016) et al. 1997). By focusing on three deservingness cues
show that humanitarian concerns with regard to and linking client attributes to these cues, we provide
asylum seekers’ deservingness shape European atti- a first understanding of the importance of different
tudes toward asylum seekers. For instance, they show types of deservingness cues on street-level bureaucrats’
that refugees who have been the victim of torture are prioritization intentions. In the following, we lay out
around 11% more likely to be accepted than are those theoretical predictions linking client attributes and the
with no special vulnerabilities. This can be related to prioritization intentions of street-level bureaucrats.
needed deservingness.
The notion of deservingness is also present in the Client Effort
public administration literature, although it is often First, we expect that street-level bureaucrats aim to
framed in terms of worthiness. This is mainly based on help those clients who are making an effort them-
Street-level bureaucrats may therefore regard these mi- with custody of their children as less deserving and
nority groups as deserving (i.e., needed deservingness). more responsible for their situation than single moth-
In line with works on the deservingness heuristic, race ers. Related to this, recent studies in education show
is a factor outside the control of clients, thereby mak- that female students are often disadvantaged (Arliss
ing them deserving of help. This hypothesis gets fur- and Borisoff 2001), because they are perceived as less
ther support from research in the field of educational able than their male counterparts, especially in “hard”
psychology that puts forward the theory of a positive science courses like math or physics (Shepardson and
feedback bias (Harber 1998). It argues that White Pizzini 1992). Furthermore, more general studies on
teachers would be more likely to give more positive deservingness and gender show that males are often
feedback to out-group members, which are believed to seen as less deserving, as they are more dominant in
be structurally disadvantaged. In other words, White work settings (Lewis 1992; Parker et al. 1997) and
teachers would give, for example, African-American society more in general (Connell 2014; Feather 1996).
students more positive feedback than they would give On this basis, we argue that female clients will be
H3: Street-level bureaucrats will more likely in- Table 1 shows the three deservingness cues, the client
tend to help racial minority clients (African attributes they relate to and respective hypotheses.
American and Hispanic, high needed de-
servingness), than White (Caucasian) cli-
ents (low needed deservingness). Method
Experimental Setting
Client Gender We have chosen to focus on education because pri-
Finally, we examine gender as an empirical manifesta- oritizing among students has been documented to be
tion of a deservingness cue. A number of scholars have particularly important (Keiser et al. 2004; Maynard-
related gender to client deservingness (Scott 1997; Moody and Musheno 2003; Tummers et al. 2015).
Kullberg 2005; Maynard-Moody and Musheno 2003; Studying teachers’ intended prioritization behavior
Scourfield 2006). Generally, it was found that female is at the core of bureaucratic discretion, and teachers
clients were seen as more deserving then male clients. face considerable freedom in their decisions whether to
For instance, Kullberg (2005) used a vignette study to provide additional help to their students, for example,
show that Swedish social workers viewed single fathers after class. Not only can teachers decide if they invest
Earned deservingness Clients are seen as worthy of investing A student who is seen as deserving of help H1
(“the hardworking time and resources in because they as she is working very hard every day to
clients”) have shown high effort. learn as much as possible.
Needed deservingness Clients are seen as worthy of investing A working and disabled single mother who H2a, H3, H4
(“the needy clients”) time and resources in because they are is applying for extra financial assistance is
perceived to be in need of help. seen as deserving as she is in need of help.
Resource deservingness Clients are seen as worthy of investing A person who has graduated in engineering H2b
(“the successful time and resources in because they and is looking for a first job is seen as
clients”) are perceived to be successful in terms deserving of help as this person will likely
bureaucratic success criteria. succeed and therefore the time invested is
well spent.
232 Journal of Public Administration Research and Theory, 2018, Vol. 28, No. 2
extra time and effort in their students, but also they Although a total of 349 respondents completed the
typically have to prioritize with whom they do so. Or conjoint experiment, our design permits us to treat
as Lipsky (1980: 110) puts it: “Choosing among stu- a single respondent as six observations because each
dents who are thought to be more worthy of teacher’s respondent had to rate a total of six student profiles
time is a way of solving the dilemma of discovering (of course taking into account the nested structure
limits to a theoretically unlimited, but practically lim- of the data;2 see also Hainmueller et al. 2014). This
ited dedication.” Indeed, prioritizing can lead to dis- yields an analytical sample of 2,088 observations
criminatory practices favoring a group of students (6 × 349 − [4 + 2]) providing sufficient statistical power
over another. Therefore, this is not only a problem to detect any medium-sized effect.
of theoretical concern, but also one of great practical
importance for the social equity of a nation’s educa- Experimental Design
tional system. In addition, in times of limited resources To test our hypotheses regarding the effects of deserving-
discretionary biases are most likely to come into being. ness cues on prioritization intentions, we showed teach-
Gender
Male 58 16.9
Female 286 83.1
Race
White 285 81.7
African-American 25 7.2
Hispanic 17 4.9
Other 22 6.3
Age NA NA 49.4 10.1 27/ 77
Tenure
Less than 1 year 6 1.7
about it. Please try to be honest in answering the answered; therefore, we averaged respondents across
questions. Describe what you would really do if both question types. In total, we had two options for
a similar situation occurs in your working life. gender, three options for effort, three for academic
We will show you a total of three brief scenarios. achievement, three for race, and two for the type of
Remember that your answers to these questions question. This yields 13 independent criteria and 108
will be kept completely confidential. unique combinations. Below, we present an example of
Please read the descriptions of two students two student profiles:
below. They both want your help as they are
struggling with a certain question.”
Student 1 Student 2
Teachers were then presented with two student profiles Gender Female Male
(three times in total). The students had various attrib- Effort Hardworking A somewhat lazy
utes, which were randomized independently. In other student student
words, each respondent had to choose one student for Achievement Top 5 % of the class Bottom 5 % of the
each of three different student pairs. The order of stu- class
dent attributes was randomized across respondents to Ethnic Hispanic Caucasian/ White
avoid order effects, but fixed within respondents to background
avoid confusion (see also Hainmueller et al. 2014). Question about An important school Feeling alone in
Four client attributes were independently ran- assignment class
domized. For effort, we chose three options:
“Hardworking student” (high effort), “Not a hard To measure our dependent variable (prioritizing inten-
worker, but also not lazy” (average effort) and “A
tions), we then asked teachers which of the students
somewhat lazy student” (low effort). For perfor-
they would help? Student 1 or 2. Such a choice-based
mance, we developed another three options, ranging
outcome is commonly used in conjoint analyses.
from very high to very low performance: “Top 5 %
Indeed, recent empirical work has shown that discrete
of the class,” “Bottom 5% of the class,” and “scor-
choice specifications like this closely resemble real-
ing in the middle of the class.” Race was operation-
world decisions (Hainmueller et al. 2015). More spe-
alized as follows: “Caucasian/White” (nonminority),
cifically, we asked teachers:
“African American/Black” (minority), and “Hispanic/
Latino” (minority). We also stated the student’s gen-
Suppose you can only help one of these students
der: “Male” or “Female.” To provide greater realism,
(for instance because you really have a high
we also stated the nature of the question of the stu-
workload). If you had to choose between them,
dent, next to these four client attributes. It could be a
which of these two students would you help?
question about “An important school assignment” or
a question about “Feeling alone in class.” There were • Student 1
no substantial differences in the way the respondents • Student 2
234 Journal of Public Administration Research and Theory, 2018, Vol. 28, No. 2
−.4 −.2 0 .2 .4
Change in Probability
We first examined whether the use of client attrib- for certain clients or client groups, but others may be
utes varies across gender. We find that men (n = 346) worse off.
mainly focus on low performance, while women The primary contribution of this study is that it
(n = 1,712) use the full range of deservingness cues develops a model to analyze on what grounds street-
provided to them. Neither of them, however, consider level bureaucrats decide who is deserving of their help.
the student’s gender. Hence, we did not find support We identified three main deservingness cues: earned,
for the assumption that teachers would be more likely needed, and resource deservingness. The deserving-
to state that they would help students more frequently ness cues are empirically represented by client attrib-
if they share the same gender. utes such as effort, performance, or race. Next to this,
Next, we looked at teacher’s self-reported race. we contribute methodologically by using a conjoint
Most interestingly here, we find that African-American design, which allows us to disentangle conflated cli-
teachers (n = 144) are twice as likely to intend to pri- ent attributes and show which attributes are effective
oritize minority students, when compared to White in impacting prioritization intentions of street-level
teachers (n = 1,656). Yet, White teachers still state bureaucrats.
that they would prioritize minority students at about Our empirical study shows that especially needed
6% to 11%. Hispanic teachers (n = 102), however, and earned deservingness play an important role in
did only take performance and effort into account. In affecting prioritization intentions, while resource
conclusion, both minority and nonminority teachers deservingness was not influential. Teachers were
aim to prioritize minority students, although African- significantly more likely to state that they would
American teachers aim to prioritize minority students prioritize students they perceive as hardworking, low-
to a greater extent than White teachers. performing, or being a member of a minority group.
The most important attribute is low performance (i.e.,
need). Indeed, the importance of aiming to help low-
Discussion and Conclusions performing, hardworking, and minority status aligns
When delivering services to citizens, street-level with prior studies that show that street-level bureau-
bureaucrats have a certain degree of discretion in their crats and the general public believe that especially
work. They can decide to which clients they give extra “needy” and “hardworking” clients should be helped
time, resources, or energy. Prioritizing among clients and that street-level bureaucrats often engage in posi-
is an important way of coping in service delivery that tive discrimination (e.g., Goodsell 1981; Harber et al.
happens regularly, especially in education (Hagen and 2012; Kelly 1994; Maynard-Moody and Leland 2000;
Owens-Manley 2002; Maynard-Moody and Musheno McDonald and Marston 2006; Petersen et al. 2010;
2003). However, prioritizing some clients over oth- Van Oorschot 2000). It partly contradicts studies that
ers can threaten equal treatment; it can be beneficial show that street-level bureaucrats “cream;” helping
236 Journal of Public Administration Research and Theory, 2018, Vol. 28, No. 2
clients who are performing well, or are expected to minority group students more) are not fully aligned
perform well (Hasenfeld 1985; Winter 2005). with revealed preferences (truly helping minor-
One of the benefits of our research design is that ity group students more in real life). Therefore, we
we were able to disentangle client effort and per- would argue that a valuable future research direction
formance from each other empirically, which are is an external validation test of our results using field
usually strongly correlated. This could—in parts— experiments. Another approach would be to include
explain the discrepancy of our results with studies various ex-ante and ex-post validation checks in sur-
on creaming. However, regarding race, the results are veys (Louviere, Hensher and Swait 2000). Related to
less easily resolved. Indeed, we have to be cautious this, scholars can conduct nonparticipant observa-
when interpreting whether the outcomes of our study tion where the behavior of street-level bureaucrats is
translate into real-world behavior. In our experimen- observed in the real world.
tal design, subjects do not act within a real class- More generally, a future research agenda that
room, but rather make claims about how they would explores discretionary biases in citizen-state inter-
behave. Or, in other words, who they deem deserving actions would involve testing the relationship be-
of help. Recently, Hainmueller et al. (2014) explicitly tween client attributes and prioritizing of street-level
studied to what extent conjoint experiments relate bureaucrats across sectors and countries, as it is to be
to real-world behavior. They find that “effects esti- expected that there will be differences. For instance,
mated from the surveys match the effects of the same in education in the United States race is a very prom-
attributes in the behavioral benchmark remarkably inent issue with a significant racial achievement gap in
well” (p. 2395). Specifically, the paired conjoint— student performance. It might be that this attribute is
the design we used for this article—comes closest less influential in other countries, or in other sectors.
to real world behavior (p. 2400; see also Shamir Interesting follow up work would involve theorizing
and Shamir (1995). Hence, our design is generally about such differences and test them empirically across
less prone to social desirability bias as compared to different countries/service sectors.
other experimental designs. However, our design still To conclude, this study provides important insights
involves a hypothetical situation. It could be that the that help to understand which types of clients street-
stated preferences (indicating to be willing to help level bureaucrats intend to prioritize. We aimed to
Journal of Public Administration Research and Theory, 2018, Vol. 28, No. 2 237
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