Professional Documents
Culture Documents
8 (eight)
2
Index
Introduction ……………………………………………………………...………… 4
3 Analysis …………………………………………………………………………. 15
3.5.1 What characteristics do the original poem and Carroll’s new version
3.5.2 What are the major changes that Carroll makes in his version?
4. Conclusion ……………………………………………………………………….. 32
Introduction
In this thesis we are going to analyse chapter V of Alice’s Adventures in Wonderland and
compare the Victorian poem The Old Man's Comforts, and how he gained them (by Robert
Southey) to You’re old father William (by Lewis Carrol) which , we assume, is a parody of the
first one. In order to accomplish a proper analysis, we are going to take the perspectives of
Caroll’s defence mechanisms and his obsession with age; the latter will help us ascertain
similarities and differences between the two poems and uncover the reasons for the author’s
Our objectives through this study are to identify the characteristics that the original poem and
Carroll’s new version have in common, the major changes that Carroll makes in his version
and the way these changes satirize the original poem, the underlying reason why Lewis
Carroll seems to be so interested in the generation gap and, finally, whether there is any
evidence in Carroll’s biographical data that implies he is obsessed with age and has identity
issues.
In order to support our thesis, we will apply qualitative research, which consists of an
procedures to answer the question, collects evidence and produces findings that were not
determined in advance. Data will be collected through articles, literary books, audio/video
recordings, documents, etc. Our research work will be divided into five parts: Theoretical
framework, Historical and literary background, Analysis, Conclusion and Works cited. The
1. Theoretical Framework
It is an approach to literary criticism which turns the spotlight on the reader, without whose
attention and reactions the text would be inert and meaningless. Responses vary just as
personalities do, therefore no two people will work through a text in the same way or arrive at
the same point of understanding. Readers’ responses develop as the words and sentences
succeed each other one by one—that is, how the style affects the reader. A literary work thus
becomes an evolving creation, as it is possible for there to be many interpretations of the same
text by different readers or several interpretations by a single reader at different times. (Ann
The Reader-response theory covers a great deal of diverse ground. The more recent lineage of
reader-response criticism can be traced to the work of I. A. Richards in the 1920s and Louise
Rosenblatt in the 1930s. Richards, recognizing the wide variety of interpretations a group of
readers is likely to have for a single work, asked his students at Cambridge University to write
responses to short poems so that he could analyze their approaches. At that point, however,
Richards backed away from becoming a fully developed reader response theorist, because he
categorized his students’ reactions according to their “accuracy.” That is, he ranked the
reactions according to their closeness to or distance from what he deemed to be the correct
interpretation.
an exploration in which readers avail themselves of emotions and histories with the intention
of meaning construction. Meaning is constructed through a transaction between the reader and
the text and, throughout the transaction, learners bridge the gaps in the text employing their
As a consequence, the reader adopts a “stance” toward a text, an attitude that determines what
signals to respond to, so that certain results can be achieved. The two opposing stances are the
“efferent” one, in which the reader concentrates on information to be extracted from the
writing, and the “aesthetic” which involves senses, feelings, and intuitions about “what is
being lived through during the reading event.” According to Rosenblatt, a piece of literature
comes into being when it receives an aesthetic reading, which is produced by a merging of
-Determinate meaning refers to the facts of the text, certain events in the plot or physical
are not clearly explained or that seem to have multiple explanations—which allow or even
Rosenblatt’s efferent approach depends entirely on determinate meaning, while her aesthetic
Another perspective that can be adopted within the Reader-response theory is the
psychological one. When the focus is turned directly on the reader as the chief source of
interpretation, all of your thoughts, experiences, fantasies, and beliefs play a part in creating
meaning. You will bring to a text a multitude of qualities that are yours alone: expectations,
prejudices, stock responses, values, personal experiences, gender, age, past readings, even the
circumstances of the present reading. These forces, according to Norman Holland, make a
given work serve “highly personal, even idiosyncratic ends.” (Dobie, 2012, chapter VII, page
135) Holland, who uses psychology to explain the process of reading, claims that each of us
receives a “primary identity” from our mother. It is our understanding of the kind of person
we are. Because an “identity theme,” like a musical theme, can have variations even as it
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remains central to our being, when we read, we play our identity theme by re-creating the text
in our own image. We “use the literary work to symbolize and finally replicate ourselves.”
(Dobie, 2012, chapter VII, page 135) Holland’s method might also be used as a biographical
tool for the study of an author. The focus of analysis is on the author as a person reading the
world in which he lives, reacting to and interpreting it. Holland studied the poet’s informal
remarks; his letters; his tastes in literature; his personality traits; and his expressed attitudes
toward science, politics, his own poetry, and himself in order to discover the author’s identity
theme.
a “mingling of self and other”, the gift the artist offers us. (Tyson, 2006, Chapter VI, page
184)
procedures were established by Sigmund Freud. It deals with a work of literature primarily as
an expression, in fictional form, of the state of mind and the structure of personality of the
individual author. It assumes that a work of literature is correlated with its author's distinctive
mental and emotional traits. Consequently, it is necessary to know the author's personality in
order to explain and interpret a literary work; to make reference to literary works in order to
establish, biographically, the personality of the author; and to establish the mode of reading
that leads to experience the distinctive subjectivity, or consciousness, of its author. Probably
the most significant aspect of Freudian theory is the primacy of the unconscious. The notion
that human beings are motivated, even driven, by desires, fears, needs, and conflicts of which
they are unaware —that is, unconscious— a concept that still governs classical
psychoanalysis today.
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The unconscious is the storehouse of those painful experiences and emotions, those wounds,
fears, guilty desires, and unresolved conflicts we do not want to know about because we feel
we will be overwhelmed by them. The unconscious comes into being when we are very young
through the repression, the expunging from consciousness, of these unhappy psychological
events. However, repression doesn’t eliminate our painful experiences and emotions. Rather,
it gives them force by making them the organizers of our current experience: we
unconsciously behave in ways that will allow us to “play out,” without admitting it to
ourselves, our conflicted feelings about the painful experiences and emotions we repress.
Thus, for psychoanalysis, the unconscious isn’t a passive reservoir of neutral data.
Among other important concepts, we are going to focus on defense mechanisms that are
processes by which the contents of our unconscious are kept in the unconscious. After some
detailed research about the author and his works, we have decided to consider three defense
mechanisms which have turned meaningful for our analysis: denial, projection and regression.
-Denial means believing that a problem doesn’t exist or an unpleasant incident never
happened.
-Projection means ascribing our fear, problem, or guilty desire to someone else and then
condemning him or her for it, in order to deny that we have it ourselves.
-Regression is the temporary return to a former psychological state, which is not just
imagined but relieved. Regression can involve a return either to a painful or a pleasant
experience. It is a defense because it carries our thoughts away from some present difficulty.
However, it differs from other defenses in that it carries with it the opportunity for active
reversal, the acknowledgment and working through of repressed experiences and emotions,
because we can alter the effects of a wound only when we relive the wounding experience.
This is why regression is such a useful therapeutic tool. (Tyson, 2006, Chapter II, Page 16).
Psychoanalysts emphasize that the use of a defense mechanism is a normal part of personality
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function and not in and of itself a sign of psychological disorder. Various psychological
Another important psychoanalyst was Jacques Lacan, "the French Freud," who developed a
semiotic version of Freud, converting the basic concepts of psychoanalysis into formulations
derived from the linguistic theory of Ferdinand de Saussure, and applying these concepts not
to human individuals, but to the operations of the process of signification. Typical is Lacan's
oft-quoted dictum, "The unconscious is structured like a language." (Abrams, 1999, Page 252)
His procedure is to recast Freud's key concepts and mechanisms into the linguistic mode,
viewing the human mind not as pre-existent to, but as constituted by the language we use.
One difference from the Freudians was Lacan’s notion that the unconscious, “the nucleus of
our being,” is orderly and structured, not chaotic and jumbled and full of repressed desires
concepts of the early stages of psychosexual development and the formation of the Oedipus
complex into the distinction between a prelinguistic stage of development that he calls the
imaginary and the stage after the acquisition of language that he calls the symbolic. In the
imaginary stage, there is no clear distinction between the subject and an object, or between
the self and other selves. Intervenient between these two stages is what Lacan calls the mirror
stage, the moment when the infant learns to identify with his or her image in a mirror, and so
begins to develop a sense of a separate self that is later enhanced by what is reflected back to
it from encounters with other people. When it enters the symbolic stage, the infant subject
assimilates the inherited system of linguistic differences, hence is constituted by the symbolic,
is the realm of the law of the father, in which the "phallus" (in a symbolic sense) is "the
privileged signifier" that serves to establish the mode for all other signifiers. In a parallel
fashion, Lacan translates Freud's views of the mental workings of dream formation into
textual terms of the play of signifiers, converting Freud's distorting defense-mechanisms into
linguistic figures of speech. And according to Lacan, all processes of linguistic expression
and interpretation, driven by "desire" for a lost and unachievable object, move incessantly
along a chain of unstable signifiers, without any possibility of coming to rest on a fixed
signified, or presence.
Perhaps the most reliable way to interpret a literary work through a Lacanian lens is to
explore the ways in which the text might be structured by some key Lacanian concepts and
see what this exploration can reveal. For example, do any characters, events, or episodes in
the narrative seem to embody the Imaginary Order, in which case they would involve some
kind of private and either fantasy or delusional world? What parts of the text seem informed
by the Symbolic Order? That is, where do we see ideology and social norms in control of
characters’ behavior and narrative events? How is the relationship between these two orders
portrayed? Where has a given character placed (or displaced, to be more precise) his or her
unconscious desire for the haunting, idealized mother of infancy? Does any part of the text
seem to operate as a representative of the Real, of that dimension of existence that remains so
terrifyingly beyond our ability to comprehend it that our impulse is to flee it, to repress and
deny it?
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Alice’s Adventures in Wonderland was written in Great Britain during the Victorian Age, in
1865. It was a time of great change as Britain became a major imperial power and the world's
first industrialized nation. This period was characterized by the introduction of the telegraph,
Victorian scientific development is that of the theory of evolution which is typically credited
to Charles Darwin, but versions of it were developed by earlier thinkers as well. People were
also fascinated by the emerging discipline of psychology and by the physics of energy.
Socially, there was a negative reaction to “Victorianism” which stood for a narrow minded,
The Victorian era was the great age of the English novel—realistic, thickly plotted, crowded
with characters, and long. It was the ideal form to describe contemporary life and to entertain
the middle class. The poets and novelists of the period were extraordinarily productive as they
sought to chronicle their exciting age and provide it with a high moral tone and a refined taste
in literature and the arts. Three authors wrote innovative novels that opposed the
sentimentality and moral pretentiousness of Victorians with intellectual satire that was less
appreciated by their contemporaries than by 20th century readers. One of them was Lewis
vented his anti-Victorianism in ingenious, symbolically complex children's books, now even
Most of children’s literature was extremely didactic in nature. Children learned poems by
heart and often were required to recite them for adults at evening parties. During this period,
children were thought to be asexual beings, innocent of the biological drives that would beset
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them later. Victorians saw childhood as a state of grace; even nude photographs of children
Lewis Carroll, pseudonym of Charles Lutwidge Dodgson, was born on January 27, 1832 in
Daresbury, Cheshire, England and died on January 14, 1898 in Guildford, Surrey. He was an
Alice’s Adventures in Wonderland (1865) and its sequel, Through the Looking-Glass (1871).
He was the eldest son and third child of the Rev. Charles Dodgson and Frances Jane
Lutwidge. He and his 10 siblings grew up in isolated villages in the English countryside. That
is why they had few friends outside the family but, like many other families in similar
circumstances, found little difficulty in entertaining themselves. Carroll, from an early age,
showed a great aptitude for inventing games and writing stories to amuse them.
Lewis attended Richmond School, Yorkshire (1844–45), and then proceeded to Rugby School
(1846–50). He disliked his four years at public school, principally because of his innate
shyness and also because he was subjected to a certain amount of bullying. Besides, he
endured several illnesses, one of which left him deaf in one ear. After Rugby he spent a
further year being tutored by his father, during which time he matriculated at Christ Church,
Dodgson excelled in his mathematical and classical studies in 1852 and was nominated to a
studentship. He became a “senior student” and, according to college rules, senior students had
to be ordained as priests and take a vow of celibacy. However, Dodgson evaded the ordination
never wholly overcame. By some accounts, he was able to speak more naturally and easily to
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children. This may have been the reason why he preferred the company of kids rather than
adults.
In 1855, Henry Liddell was appointed as the new dean of Christ Church. Therefore, he and
his family moved to the city and Carroll befriended the Lidell sisters (Alice, Lorina and
Edith), who soon held an especially high place in his affections. Lewis told them fantastic
stories and fairy tales, including Alice’s Adventures Underground (an early oral version of
Alice’s Adventures in Wonderland). It is often supposed that Alice Liddell inspired the
In the Alice books Carroll takes us beyond conventional practice, activating the child from
reform amidst the process of change. For the first time since childhood was constructed in the
eighteenth century, Lewis fostered the child’s ability not to merely accept didacticism but to
question social morality. Lewis Carroll destabilises and deconstructs childhood, rather than
was writing, changes to the conceptualisation of childhood were occurring in debates about
the age of consent, innocence and censorship and he was engaged in these. He believed that
childhood does not clearly end and this is evident throughout his works. In fact, he found
transition difficult and he showed this through Alice, who also struggled with transition,
exemplified in the remark that “being so many different sizes a day is very confusing”
(Carroll, 1865, p. 41). The creation of his Alice books marked a radical departure from
sentimental constructions of childhood that were supported by many others at that time.
photographed children in every possible costume and situation, finally making nude studies of
them. He confessed he “does not admire naked boys in pictures. They always seem... to need
14
clothes, whereas one hardly sees why the lovely forms of girls should ever be covered up”.
https://www.theguardian.com/world/2001/oct/29/gender.uk).
Alice's Adventures in Wonderland is an 1865 novel by English author Lewis Carroll. It tells
the story of a young girl named Alice, who falls through a rabbit hole into a subterranean
The story was inspired when Lewis Carroll and his friend the Reverend Robinson Duckworth
rowed up the Isis river in a boat with the three young Liddell girls. This day was known as the
During the trip Dodgson told the girls a story that featured a bored little girl named Alice who
goes looking for an adventure. The girls loved it, and Alice Liddell asked Dodgson to write it
The Old Man's Comforts and How He Gained Them is a poem written by the English poet
Robert Southey in 1799. It is a deeply Victorian poem as it is dishonest in the interests of
piety. Father William, the main character, preaches not simply that virtue in youth is rewarded
in old age, but that his virtue has been rewarded.
This poem was parodied by Lewis Carroll in Alice’s Adventures in Wonderland in chapter V.
Like other poems parodied by Lewis Carroll in Alice, this original poem is now mostly
forgotten, and only the parody is remembered. (Retrieved from
https://www.theguardian.com/books/2012/jan/03/poem-week-lewis-carroll-robert-southey)
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3. Analysis
Alice’s Adventures in Wonderland tells the story of a young girl named Alice, who has a
dream in which she falls down a rabbit hole and meets talking animals, legendary beasts and
Alice has many wondrous, often bizarre adventures in which she changes her size
unexpectedly, growing as tall as a house and shrinking to 3 inches (7 cm). She encounters the
hookah-smoking Caterpillar, the Duchess (with a baby that becomes a pig), and the Cheshire
Cat which disappears as it pleases, and she attends a strange endless tea party with the Mad
Hatter and the March Hare. She plays a game of croquet with an unmanageable flamingo for a
croquet mallet and uncooperative hedgehogs for croquet balls while the Queen calls for the
execution of almost everyone present. Later, at the Queen’s behest, the Gryphon takes Alice
to meet the sobbing Mock Turtle, who describes his education in such subjects as Ambition,
Distraction, Uglification, and Derision. Alice is then called as a witness in the trial of the
Knave of Hearts, who is accused of having stolen the Queen’s tarts. However, when the
Queen demands that Alice be beheaded, Alice realizes that the characters are only a pack of
Particularly, in Chapter V, when Alice meets the Caterpillar they have a frustrating
conversation in which the Caterpillar asks Alice “Who are you?” but she has trouble
explaining who she is because “being so many different sizes in a day is very confusing”
(page 60). Then the Caterpillar requires her to recite “You are Old Father William”, which is a
poem that tells the story of a young man having a conversation with Father William. In this
poem, the youth questions the old man about his odd behavior. Father William explains why
he keeps standing on his head, why he turned a back-somersault, and how he managed to eat a
whole goose with the bones and beak. But when the young man asks one question too many
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times, the feisty old man gets tired of him and replies “Be off or I’ll kick you down-stairs!”.
When Alice finishes reciting the poem, the Caterpillar notes that she recites it incorrectly and
asks repeatedly what size she would like to be. Alice states that being three inches tall is a
wretched height, which insults the three-inch-tall Caterpillar. The Caterpillar crawls away in a
huff, but not before telling Alice that eating one side of the mushroom will make her grow
larger and eating the other side will make her grow smaller.
3.2 Genre
Alice’s Adventures in Wonderland belongs to the fantasy and literary nonsense genres.
Fantasy is a genre of literature that features magical and supernatural elements that do not
exist in the real world. Although some writers juxtapose a real-world setting with fantastical
elements, many create entirely imaginary universes with their own physical laws and logic
and populations of imaginary races and creatures. Speculative in nature, fantasy is not tied to
(Retrieved from
https://www.masterclass.com/articles/what-is-the-fantasy-genre-history-of-fantasy-and-subgenres-and-types-of-f
antasy-in-literature#what-are-the-subgenres-and-types-of-fantasy).
Alternative Worlds and Enchanted Journeys, one of the several types of fantasy, is the
fantasy world. Though realistic tales also employ journeys, you would only see magical
● Magic System: A magic system is a set of laws that oversee how supernatural powers
are utilized and produced within a fantasy story. The plot and characters of fantasy
● Elaborate World Building: refers to the manner in which fantasy authors construct an
intricate imaginary universe for the story setting. Since fantasy writers are not
confined to the laws of the real world, these fantasy worlds can be remarkably
innovative. Fundamental rules of the universe can bend to the will of these writers to
● A Dangerous Quest: Characters in the fantasy genre often embark on quests packed
full of perilous obstacles and nasty villains. It is typically the centerpiece to the
storyline. The main protagonists inevitably experience growth and development with a
story structure modeled after a quest. Characters are forced to evolve as they are faced
● Mythical Creatures: Mythical creatures are another fantastical element that writers
They are just another means by which fantasy stories can distinguish themselves from
other stories in other genres. They emphasize a distinct imaginative aura that many
other novels lack. These mythical creatures take the form of practically anything
Literary nonsense is a type of fiction that often defies common sense and creates an entirely
new world through the manipulation of language. Often it constructs then deconstructs the
very meaning of words and, through this process, reveals how arbitrary the semantics (or
meaning) of language can be. The story or poem must continually balance between sense and
nonsense; it must remain logical, even though it may at first appear completely illogical
This genre rose to prominence in Victorian England, where literature and books were
According to the Oxford English Dictionary, Edward Lear is “the parent of modern nonsense
writers,” and it is certainly the case that “modern nonsense” originates with Lear and Lewis
Carroll in the mid-19th century. T. S. Eliot, whose poetry learns from that of Lear and Carroll,
wrote “is not a vacuity of sense; it is a parody of sense, and that is the sense of it”. Nonsense
is literature that complicates or obstructs the relationship between word and world, or word
and meaning, rather than using words as a conduit to the world they describe. Nonsense might
do this by drawing attention to language as a thing in itself, with its own sonic and visual
qualities, or it might use puns, which demonstrate how easily meaning can be turned
upside-down by a slip of the tongue. This makes nonsense a near neighbour of poetry, which
is also literature that creates meaning out of sound and form. But, as Eliot suggests, it also
lends nonsense a kind of anarchic potential because, by making fun of language, nonsense
presents a significant challenge to the power language has to name, know, and own the world.
● Portmanteau (combining words together to form new words that often don't make any
word or expression)
● Simultaneity
● Picture/text incongruity
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● Arbitrariness
● Infinite repetition
● Negativity or mirroring
● Misappropriation
● Nonsense tautology (a phrase or expression in which the same thing is said twice in
different words)
● Reduplication
● Absurd precision
We consider it important to mention the terms parody and satire since they will provide a
better understanding for our analysis. Taking into account that Alice’s Adventures in
Wonderland is a satire - because it criticizes society and aims at inspiring social reform
representing the Victorian way of thinking. On the other hand, the poem Father William is a
parody of The Old Man’s Comforts and How He Gained Them since it imitates the original
poem but with a mockery. In the following sections we are going to expand on these concepts.
3.3.1 Parody
The term parody is derived from the Greek phrase parodia which referred to a type of poem
which imitated the style of epic poems but with mockery and light comedy.
A parody imitates the serious manner and characteristic features of a particular literary work,
or the distinctive style of a particular author, or the typical stylistic and other features of a
serious literary genre, and deflates the original by applying the imitation to a lowly or
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comically inappropriate subject. (M. H. Abrams, 1999, Page 26, Glossary of Literary Terms,
Seventh Edition).
Parody is important because it allows us to criticize and question without being aggressive or
malicious. Rather, we use comedy. Parody imitates, stresses, and draws attention to certain
features, characters, or plot points which are weak, silly, strange, or subject to criticism of any
sort. Parody draws in an audience with a sense of humor and a lighter take on serious issues.
Parodies also exist in music, film and even commercial advertising. Regardless of the
● Imitation: A key trait in parody is imitation of the subject or work being referenced.
For a parody to be effective, it must evoke the original work enough for the audience
to recognize it, but in such a way that enables the author or performer of the parody to
exaggerate the style, tone or other characteristics of the original work, making it
appear ridiculous.
● Social and Political Commentary: Many writers, filmmakers and other artists use
● Expert Insight: John Gross, author of "The Oxford Book of Parodies," wrote that
parody exists between pastiche, which adopts another artist's style without satirical
motive, and burlesque, which adopts high literature "to low ends."
3.3.2 Satire
Satire is an artistic form, chiefly literary and dramatic, in which human or individual vices,
burlesque, irony, parody, caricature, or other methods, sometimes with an intent to inspire
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social reform. Public figures, such as politicians, are often the subject of satire, but satirists
can take aim at other targets as well—from societal conventions to government policies. It is
an entertaining form of social commentary, and it occurs in many forms: there are satirical
novels, poems, and essays, as well as satirical films, shows, and cartoons.
Satire is a bit unusual as a literary term because it can be used to describe both a literary
device and the specific genre of literature that makes use of the device. It often coincides with
the use of other literary devices, such as irony, malapropism, overstatement, understatement,
There is a great deal in common with parody and satire, as they are both used to comment on
and/or ridicule something in a culture that already exists. Satire, however, is broader in that it
can deal with a wider range of problems in society and has at its disposal many different
literary devices with which to ridicule those problems, such as double entendre and sarcasm.
Satire has a higher goal: political and social change and reform through criticism. Parody is
capable of involving satirical elements or more serious goals, but usually, it is more for
great deal of fantasy and imagination that can be found are features that - taking into account
Freud’s concepts - may be seen as Carroll’s defense mechanisms. It is our concern to focus on
Wonderland itself can be seen as a type of projection of Carroll’s inner struggles and
flamboyant imagination, which starts with Alice’s dream of entering that place. Wonderland is
a location in which there are a lot of weird creatures such as the hookah-smoking caterpillar, a
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talkative cat which appears and disappears all of a sudden, a rabbit which cannot help
checking its watch, etc. Taking into account the presence of all these bizarre beings, we can
infer that they represent the way in which Carroll considered adults to be and this may be one
of the reasons why he felt more comfortable in the company of children. Through her
experiences in Wonderland, Alice goes through an identity crisis (1). She sometimes feels she
is too tall or too small or that she is another person, which may be related to Dodgson writing
under a pseudonym. Alice even hesitates and stammers -as Carroll used to do- whenever she
is asked to identify herself (2). The previously mentioned facts lead us to the conclusion that
(1) “Who are you?' said the Caterpillar. (...) Alice replied, rather shyly, 'I—I hardly know,
sir, just at present—at least I know who I was when I got up this morning, but I think I
must have been changed several times since then.'” (Alice’s Adventures in Wonderland.
Chapter V)
(2) “'But I'm not a serpent, I tell you!' said Alice. 'I'm a—I'm a—'
'Well! What are you?' said the Pigeon. 'I can see you're trying to invent something!'
'I—I'm a little girl,' said Alice, rather doubtfully, as she remembered the number of
changes she had gone through that day.” (Alice’s Adventures in Wonderland. Chapter
V)
Another defense mechanism we can identify in Carroll’s work is denial. It is evident that
Alice is afraid of growing up since she repeats over and over again that she is “a little girl”as
if she were convincing herself that she isn’t growing up. In addition, there are situations in
which she seems to be confused and uncomfortable as regards her age (3). As we know that
23
Carroll was raised in a society in which children had to grow up as soon as possible, he may
have been forced to become an adult too quickly. Perhaps, this was a traumatic and unpleasant
transition for him and he illustrates it in Alice’s confusion throughout the novel.
(3) 'I'm afraid I can't put it more clearly,' Alice replied very politely, 'for I can't understand
it myself to begin with; and being so many different sizes in a day is very confusing.'
'Well, perhaps you haven't found it so yet,' said Alice; 'but when you have to turn into
a chrysalis—you will some day, you know—and then after that into a butterfly, I
'Well, perhaps your feelings may be different,' said Alice; 'all I know is, it would feel
Regression is a further defense mechanism we can find in the novel. We consider that Carroll
wrote for children and told his younger siblings stories since he wanted to go back to his own
childhood through them. Maybe because this part of his life was a very pleasant one for him.
This mechanism is depicted in Alice’s fall down the rabbit hole, which can be interpreted as
going back to the first years of childhood. However, being Wonderland a world full of
possibilities for imagination, creativity and play, Alice still remained consistent and strict like
Following Lacan’s perspective, we can infer that Alice is a representation of the progression
from the mirror stage into the symbolic order because she moves through an absurd and
nonsensical adventure within Wonderland, exposing her desire to find meaning in life and
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advancing into, what we deduce is, the Lacanian symbolic order. It is clear from the beginning
of the novel that Wonderland, the mysterious place Alice has fallen into, is the symbolic
order. When she arrives, she goes through a series of frustrating periods in which she
questions her identity (4). This tough process that Alice goes through is the first sign of, in
Lacanian terms, the imaginary order, in which a young individual views life only from their
primary and imaginary, or image based point of view. Alice’s awareness of the symbolic order
This was not an encouraging opening for a conversation. Alice replied, rather shyly,
'I—I hardly know, sir, just at present—at least I know who I was when I got up this
morning, but I think I must have been changed several times since then.'
There is a particular part in this dialogue which seems to be informed by the Symbolic Order
because we can see ideology and social norms in control of Alice’s behavior. The fact that the
caterpillar asks Alice to recite the“Father William” poem resembles the Victorian
teacher-students relationship. During the Victorian Era, rote memorisation of poems was a
widely used didactical approach to teach morals and reading, and several of the poems that
children.
Later in the chapter, Alice receives a mushroom from the caterpillar that finally provides her
with more control over her changing of size, and then she has a puzzling conversation with a
pigeon (5). It is important to mention that in this dialogue Alice starts to understand the
ambiguity in language and the relation between the signified and the signifier. Based on
Considering Lacan’s theory, we can say that in this conversation Alice is learning for the first
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time that the signifier of an object or a person is not representative of the signified, or in this
case, herself. Lacan believes that although language is based on the relationship between
signifiers and the signified, it is important for an individual to understand that language does
not fulfill true meaning, and therefore, we could agree that Alice is on her way to
'But I'm not a serpent, I tell you!' said Alice. 'I'm a—I'm a—'
'Well! What are you?' said the Pigeon. 'I can see you're trying to invent something!'
'I—I'm a little girl,' said Alice, rather doubtfully, as she remembered the number of changes
'A likely story indeed!' said the Pigeon in a tone of the deepest contempt. 'I've seen a good
many little girls in my time, but never one with such a neck as that! No, no! You're a serpent;
and there's no use denying it. I suppose you'll be telling me next that you never tasted an egg!'
'I have tasted eggs, certainly,' said Alice, who was a very truthful child; 'but little girls eat
'I don't believe it,' said the Pigeon; 'but if they do, why then they're a kind of serpent, that's all
In the previous section we have analysed how language shows the character’s transition from
the imaginary stage into the symbolic stage. We have spotted Caroll’s recurrent theme about
the stages a child goes through when growing up. In this section, we are carrying out a
comparative analysis of the two poems. These poems pose the theme of old age, another
Following a Reader-Response perspective, we were able to answer the three initial questions
3.5.1 What characteristics do the original poem and Carroll’s new version have in
common?
In the following part of our analysis we are going to mention the characteristics both poems
(The Old Man’s Comforts and How he Gained them and You are Old Father William) have in
common.
The first similarity we find is the plot because both poems consist of a dialogue between a
young man and an old man - Father William - whose theme is the generation gap. Another
shared characteristic is the fact that the young man repeatedly questions the behaviour Father
Now tell me the reason, I pray.’ ” (The Old Man’s Comforts and How he Gained them, fifth
stanza).
Pray, what is the reason of that?” (You are Old, Father William, third stanza)
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In these exchanges, it is noticeable that the youth is always the first to speak by saying
“You’re old, Father William...” and then the old man follows by just answering “In the days
of my youth/In my youth...”. Finally, we consider important to mention that the first stanza of
each poem makes reference to visible characteristics of old age (“grey/white hair”).
3.5.2 What are the major changes that Carroll makes in his version? How do these
As we have already stated, You are Old, Father William is a parody of The Old Man’s
Comforts and How he Gained them, therefore, it is possible to find considerable differences
To begin with, the titles are different. In the original poem, the title includes the word
“comforts”, which, in this case, has a positive connotation since it is considered as something
good that people gain thanks to the efforts made throughout their lives. This is pictured in the
poem every time the old man calmly tells the young one about his achievements and gives
him advice. On the other hand, Carroll´s version plays with the headline of the original poem.
and picturing Father William as anything but lazy. In the parody, the old man plays around
and does sportive activities, everything someone old should not do.
Another difference is the tone. In the parody, the young man is disrespectful and informal and
the old man is completely ironic (1) while in the original poem the conversation is more
(1) “ ‘You are old,’ said the youth, ‘as I mentioned before,
(2) You are old, Father William, the young man cried,
(The Old Man’s Comforts and How he Gained them, first and second stanza).
Although both poems explore the same theme - the generation gap -, in the original one it is
clearly perceived that the young man is afraid of growing up and worried about the future (3),
whereas in the parody Carroll satirizes both the old man and the young man by exaggerating
and criticizing the adults for their behaviour and the youth for asking too many questions and
(3) “You are old, father William,’ the young man cried,
And yet you lament not the days that are gone;
(The Old Man’s Comforts and How he Gained them, fourth and fifth stanza).
Another issue to analyse is who speaks to whom in each poem. In Robert Southey's poem a
"young man" is mentioned on line one. He asks a lot of questions which are answered by the
second person, namely "Father William" who first appears also on line one. Another person
that is part of the poem, is "God" on line 23. He only appears once and it might be evidence
for Southey's religious faith. In Father William, the pattern of the poem is the same: on line
one, "Father William", as well as the young man, appear for the first time. However, Carroll
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did not use God as a person in his poem. This might be because it could have been
inappropriate to write about the holy figure "God" in a parody - a poem full of irony and
sarcasm.
The last change made in the parody which is worth mentioning is every odd action the old
man does. We believe that Carroll intends to mess around with the "decay" theme in Southey's
poem because father William is more active now that he is an old man than he used to be
when he was young because he cared too much and was too afraid of harming his body. For
example, the fact that he stands on his head and turns a back-somersault in at the door is
ironic since most of the elderly are neither agile nor able to do physical activities. He also
finishes a goose with the beak and the bones, which is unexpected because old people tend to
lose muscular strength in the jaws and/or even their teeth, having to wear dentures.
Furthermore, he balances an eel at the end of his nose which requires a lot of concentration
The previously mentioned activities are features of literary nonsense and fantasy - genres the
literary pieces chosen belong to - since they are not confined to the laws of the real world.
All the changes we mentioned turn Father William into a parody. Taking into account that a
components of Robert Southey's poem are exaggerated. An example is the old man’s hair,
which is not grey but white in Carroll´s poem. Another very obvious exaggeration is the
content of the speeches in both poems. While in the original one, the conversation is more
profound and Father William gives the young man life lessons, in the parody Lewis Carroll
packed the speeches with irony and sarcasm and showed a sharp contrast in the behaviour of
the young and the inexperienced as opposed to that of aged, experienced people. Father
poem he is mainly happy, melancholic and wise. He gives valuable pieces of advice to the
young man and lets him participate in his wisdom which he gathered throughout the years.
However, in the parody, father William is not only overly happy but also fooling around
although he is quite old already. Probably Carroll wanted to take away the negative
connotation to the aging process and wanted to show that even in old age one can have fun
and do crazy activities like standing on his head, turning a back-somersault in at the door,
3.5.3 Why is Lewis Carroll interested in the generation gap? Is there any evidence in
Lewis Carrol may have been interested in the generation gap because of several reasons. First
of all, it is worth noticing that he stammered — “hesitated”, according to him — but only
when accompanied by adults. By some accounts, he was able to speak more naturally and
easily to children. This may have been the reason why he felt more comfortable in the
company of kids rather than adults. In a letter dated March 31, 1890 to a friend, he refers to
having at least 100 child friends. He always maintained that his friendships, while their
intensity was unusual, were to take place with the strictest propriety, although his letters to
10-year-old girl, "Extra thanks and kisses for the lock of hair. I have kissed it several times -
for want of having you to kiss, you know, even hair is better than nothing."(Retrieved from
https://www.theguardian.com/world/2001/oct/29/gender.uk).
A second reason why we think he was obsessed with age is the fact that he believed that
childhood does not clearly end. This is evident throughout all his works, including Alice´s
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Adventures in Wonderland, in which he seems to have projected his struggle with transition
on Alice. This is exemplified in her remark that “being so many different sizes a day is very
confusing” (Alice’s Adventures in Wonderland, Chapter V). Lewis Carroll himself may have
found transition difficult due to his innate shyness and also because he was subjected to a
certain amount of bullying during secondary school. Besides, he endured several illnesses,
Lastly, he loved taking photographs of children. In fact, half of the 3,000 pictures he had were
https://bloodbankblues.wordpress.com/2020/12/07/did-lewis-carroll-take-inappropriate-pictures-of-litt
le-children/).
Having seen many of the pictures he took, we think that, when shooting, he saw children as if
they were adults because of their sexy poses. As a result, he had trouble with some parents
who didn't want him to be near their children. Although Victorians saw childhood as a state of
grace and nude photographs of children were considered pictures of innocence itself, the
evidence for Carroll’s possible pedophilia is highly suggestive but not conclusive. It is
4. Conclusion
Alice’s Adventures in Wonderland, written by the creative and imaginative artist Lewis
Carroll, was one of the most popular and enduring children’s fantasies due to Carroll’s unique
understanding of children’s minds. This work represents the child’s struggle to survive in the
confusing world of adults, which mirrors Carroll’s identity crisis and discomfort when
surrounded by adults.
After analysing and interpreting Chapter V of Alice’s Adventures in Wonderland from the
perspective of Psychoanalytic Criticism, we can conclude that Carroll may have had identity
issues which were transferred to Alice´s character. As we have already stated, this is shown
by the use of three defense mechanisms as developed by the Freudian theory: denial,
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projection and regression. It is evident that Alice is afraid of growing up and she seems to be
confused and uncomfortable as regards her age, which might be understood as Carroll’s own
denial of becoming an adult. Regarding projection, we can infer that the bizarre beings
present in the novel may be the way Carroll considered adults to be. Finally, we interpret
Alice’s fall down the rabbit hole as Lewis’ regression to his own initial stages of childhood.
Carroll´s identity issues can be also analysed through Lacan’s perspective. We can reach to
the conclusion that Alice is a representation of the progression from the mirror stage into the
symbolic order because she moves through an absurd and nonsensical adventure within
Wonderland, exposing her desire to find meaning in life and advancing into, what we deduce
is, the Lacanian symbolic order.
On the other hand, after studying in detail the poems The Old Man’s Comforts and How he
Gained them and Father William in the light of Reader Response Criticism, and taking into
consideration our hypothesis and initial questions, we can state that Lewis Carroll may have
had an obsession with age and that might have been the reason why he chose to parody a
poem whose main theme is the generation gap. He brought this theme into our focus and by
presenting sarcastically a dialogue between an old man and a young man he introduces a
contrast against what is socially and biologically expected when you reach old age and what
actions and attitudes are unexpected but totally possible if you break with pre- determined
ideas. The original poem is a didactic one which tells the benefits of a religious and restrained
lifestyle. The young man questions how Father William remains happy and healthy in old age
and the old man gives moral lessons. Victorian readers familiar with Southey's original poem
would have appreciated the cleverness of Carroll's parody in which a not-so-virtuous Father
William appears even happier and healthier than the original old man.
It should also be noted that Carroll felt more comfortable in the company of children, with
whom he didn’t even stammer. In addition, he enjoyed taking photographs of them, especially
nude ones which, as we have said before, were highly controversial (he may have been a
pedophile). Although there is a great amount of evidence, this issue is still open to debate as
some scholars affirm the photographs represent Carroll’s idealization of childhood as an
innocent, pure and uncorrupted stage as opposed to maturity.
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5. Works Cited
https://en.wikipedia.org/wiki/Alice%27s_Adventures_in_Wonderland
https://www.oxfordbibliographies.com/view/document/obo-9780199846719/obo-9
780199846719-0099.xml
Ann B. Dobie. Theory into Practice: An Introduction to Literary Criticism. Third edition.
Austin Carmody. What is the Fantasy Genre? Definition and Examples. Retrieved from:
(https://fantasybookfanatic.com/what-is-the-fantasy-genre-definition-examples/
Becky Dotzel, Literary Nonsense Genre: Definition & Examples. (January 25, 2016).
Retrieved from:
https://study.com/academy/lesson/literary-nonsense-genre-definition-examples.ht
ml
Carol Rumens (January 3, 2012). Poem of the Week: Lewis Carroll’s Robert Southey.
Retrieved from:
https://www.theguardian.com/books/2012/jan/03/poem-week-lewis-carroll-robert-
southey
https://www.theguardian.com/world/2001/oct/29/gender.uk
35
http://laquill.blogspot.com/2012/08/writing-novel-literary-nonsense-as-genre.html
Lewis Carroll. Alice’s Adventures in Wonderland. Oxford University Press, 2000. Chapter
V.
https://literarydevices.net/fantasy/
Literary Terms. Parody: Definition and Examples (June 1, 2015). Retrieved from:
https://literaryterms.net/parody/
https://literarydevices.com/parody/
Lois Tyson. Critical Theory Today: A User-Friendly Guide. Second Edition. Routledge,
https://www.litcharts.com/literary-devices-and-terms/satire
Master Class. What Is the Fantasy Genre? History of Fantasy and Subgenres and Types of
https://www.masterclass.com/articles/what-is-the-fantasy-genre-history-of-fantasy-
and-subgenres-and-types-of-fantasy-in-literature#what-are-the-subgenres-and-type
s-of-fantasy
Robert Southey. The Old Man’s Comforts and How He Gained Them, 1799.
https://www.britannica.com/biography/Lewis-Carroll
https://en.wikipedia.org/wiki/You_Are_Old,_Father_William