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ORIGINAL ARTICLE

Hemispatial Neglect and Rehabilitation in Acute Stroke


Toby B. Cumming, PhD, Prudence Plummer-D’Amato, PhD, Thomas Linden, PhD, Julie Bernhardt, PhD
ABSTRACT. Cumming TB, Plummer-D’Amato P, Linden neglect at 20 months poststroke. It is often associated with a
T, Bernhardt J. Hemispatial neglect and rehabilitation in acute lesion of the parietal lobe (particularly on the right), but neglect
stroke. Arch Phys Med Rehabil 2009;90:1931-6. can occur after a unilateral lesion to any one of a diverse range
of brain structures.3-5 Behaviorally, neglect is characterized by
Objectives: To compare 2 methods for determining neglect a failure to report, orient to, or respond to events in the
in patients within 2 days of stroke, and to investigate whether contralesional side of space (more often the left side).
early neglect was related to rehabilitation practice, and whether Neglect after stroke has a significant negative impact on
this relationship was affected by an early, intensive mobiliza- functional outcome, both as an independent factor and in
tion intervention. connection with other variables.6 For example, Nys et al7 found
Design: Data were collected from patients participating in a that neglect in the first 3 weeks after stroke was an important
phase II randomized controlled trial of early rehabilitation after predictor of functional impairment at 8 months poststroke.
stroke. Poor functional recovery in stroke patients with neglect may be
Setting: Acute hospital stroke unit. at least partially explained by suboptimal management and
Participants: Stroke patients (N⫽71). reduced opportunities for rehabilitation. Kalra et al8 reported
Intervention: The 2 arms of the trial were very early mo- that patients with neglect took longer to recover than other
bilization (VEM) and standard care (SC). stroke patients with comparable stroke pathology and severity
Main Outcome Measures: Neglect was assessed using the of motor impairment. Patients with neglect had more therapy
Star Cancellation Test and the National Institutes of Health input and stayed longer in the rehabilitation unit than patients
Stroke Scale (NIHSS) inattention item within 48 hours of without neglect. These comparisons, however, were not ad-
stroke onset, and therapy details were recorded during the justed for important confounding variables such as stroke se-
hospital stay. verity. The influence of neglect on stroke rehabilitation prac-
Results: Assessing neglect so acutely after stroke was dif- tices, particularly in the acute setting, is yet to be determined.
ficult: 29 of the 71 patients were unable to complete the Star Given the well-documented impact of neglect on functional
Cancellation Test, and agreement between this test and the recovery after stroke, it is important, from both a clinical and
NIHSS measure was only .42. Presence of neglect did not a research perspective, to assess neglect in stroke survivors.
preclude early mobilization. SC group patients with neglect Assessment, however, is not straightforward: because neglect
had longer hospital stays (median, 11d) than those without has a wide range of clinical presentations, no single test can be
neglect (median, 4d); there was no difference in length of stay used to identify it in all patients.9 There are at least 28 stan-
between patients with and without neglect in the VEM group dardized tools to evaluate unilateral spatial neglect,10 including
(median, 6d in both). traditional “pencil and paper” tests as well as a range of
Conclusion: Early mobilization of patients with neglect was standardized functional assessments of neglect behavior, such
feasible and may contribute to a shorter acute hospital stay. as the Behavioral Inattention Test,11 the Semi-structured Scale
Key Words: Perceptual disorders; Rehabilitation; Stroke. for Functional Evaluation of Hemi-inattention,12 and the
© 2009 by the American Congress of Rehabilitation Catherine Bergego Scale.13 One of the major issues with cur-
Medicine rent test procedures is their inability to differentiate between
sensory and motor neglect.14 Evaluating neglect in the first few
ANY FACTORS INFLUENCE physical recovery after days after a stroke presents its own difficulties, including
M stroke. One prominent prognostic factor is hemispatial
neglect (referred to hereafter simply as neglect). Up to three
problems with aphasia (inability to comprehend the task) and
apraxia (inability to use a pen or pencil), and some tests may be
quarters of patients with acute stroke have signs of neglect, more appropriate than others in this setting.
with a greater incidence after right hemisphere stroke.1 Neglect Our research group is interested in studying the effect that
persists in a substantial proportion of people with stroke. For commencing physical rehabilitation very early (⬍24h) after
example, Linden et al2 reported that 15% of stroke patients had stroke has on functional outcome. The challenge for our team
was to identify a simple and valid measure of neglect that could
be used in the acute stage of stroke, and thus provide a
preintervention baseline measure. Our first aim was to evaluate,
in the context of a phase II randomized controlled trial, the
From the National Stroke Research Institute (Cumming, Linden, Bernhardt), La
Trobe University (Bernhardt), Melbourne, Australia; and Department of Physical feasibility of using the Star Cancellation Test11 and an obser-
Therapy, Northeastern University, Boston, MA (Plummer-D’Amato). vational assessment of inattention from the NIHSS15 to identify
Supported by the National Heart Foundation of Australia (grant no. G 04M 1571),
Affinity Health, an equipment grant from the Austin Health Medical Research Fund,
and by a National Health and Medical Research Council (Australia) fellowship (no.
157305).
List of Abbreviations
No commercial party having a direct financial interest in the results of the research
supporting this article has or will confer a benefit on the authors or on any organi-
AVERT A Very Early Rehabilitation Trial
zation with which the authors are associated.
Correspondence to Toby B. Cumming, PhD, NSRI, 300 Waterdale Rd, Heidelberg mRS modified Rankin Scale
Heights, Victoria, Australia, 3081, e-mail: tcumming@nsri.org.au. Reprints are not NIHSS National Institutes of Health Stroke Scale
available from the author. SC standard care
0003-9993/09/9011-00271$36.00/0 VEM very early mobilization
doi:10.1016/j.apmr.2009.04.022

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1932 NEGLECT IN ACUTE STROKE REHABILITATION, Cumming

people with neglect in the first 48 hours after stroke, and to


investigate the agreement between these 2 assessments. The
NIHSS is widely used in the acute setting to characterize stroke
severity. It is not known whether neglect diagnosed using this
assessment scale is in accord with a more traditional and
sensitive measure of neglect, such as the Star Cancellation
Test. A second aim was to investigate whether neglect in the
acute phase of stroke was related to rehabilitation practice and
outcomes, including measures of time to first out-of-bed epi-
sode (mobilization), minutes of therapy per day, and length of
hospital stay. The third aim was to determine whether early
neglect was associated with longer-term outcome: death and
disability at 12 months poststroke. We hypothesized that (1)
agreement between the 2 assessments of neglect would be
good; (2) patients with neglect in the SC group would have a
longer delay to first mobilization, less therapy, and a longer
hospital stay than those without neglect, but that no such
differences would be found in the group managed using a
specified early and intensive rehabilitation protocol; and (3)
early neglect would be related to 12-month death and disabil-
ity. This study was not designed to test the effect of rehabili- Fig 1. Participant flowchart (*315 stroke patients were screened
during open recruitment; open recruitment was then stopped to
tation on neglect or to evaluate change in neglect over time. limit imbalance in stroke severity, and only patients with moderate
Neglect was assessed at a single time point only to allow us to or severe stroke were recruited [the final 15 patients]).
adjust for this important prognostic factor within the phase II
trial.

METHODS ization was stratified by stroke severity on the NIHSS to help


balance mild (0 –7), moderate (8 –16), and severe (⬎16) pa-
Data reported in this study were collected as part of AVERT.
tients across the VEM and SC groups within each site.
This was a prospective, phase II, randomized controlled trial
that included blinded outcome assessment and intention-to- Intervention
treat analysis. AVERT was designed to test the safety and
feasibility of initiating out-of-bed activity very early after Both VEM and SC groups received standard care from ward
stroke. Methods have been reported in detail elsewhere16 and therapists and nursing staff in the stroke unit (for more details,
are summarized below. see Bernhardt et al16). Patients randomly assigned to the VEM
group began mobilization as soon as practical after recruitment,
Participants with the goal of first mobilization within 24 hours of stroke
symptom onset. The VEM group received additional mobili-
Patients were included if they were older than 18 years, had zation with the aim of assisting patients to be upright and out
a confirmed stroke, satisfied physiologic limits (blood pressure, of bed at least twice a day, thereby doubling the standard dose
heart rate, oxygen saturation, temperature), and arrived at the previously identified.17 VEM was delivered by a nurse and
hospital and consented within 24 hours of symptom onset. physiotherapist team for the first 14 days poststroke or until
Patients were excluded if they had a premorbid mRS score discharge (whichever was sooner). The amount and timing of
greater than 3 (indicating disability), deteriorated within the all therapy delivered, to both SC and intervention groups, was
first hour of admission, required palliative care, had a concur- recorded on personal digital assistants. Occupational health and
rent, progressive neurologic disorder, or had an acute coronary safety procedures for manual handling of patients were main-
syndrome, severe heart failure, or lower limb fracture that tained at all times. The intervention protocol included physio-
prevented mobilization. Of the 315 stroke patients screened logic monitoring of blood pressure, heart rate, oxygen satura-
during open recruitment, 56 (18%) were recruited, 180 (57%) tion, and temperature before each mobilization in the first 3
failed to meet the inclusion criteria (most of these patients days poststroke.
reached the hospital more than 24 hours after stroke symptom
onset), and 79 (25%) arrived outside recruitment hours or were Neglect
enrolled in another clinical trial. To limit imbalance in stroke Neglect within the first 48 hours of stroke was identified
severity, open recruitment was stopped, and only patients with using 2 methods: (1) the inattention item of the NIHSS and (2)
moderate or severe stroke were recruited (the final 15 patients). the Star Cancellation Test. Instructions for the NIHSS state that
A participant flowchart is shown in figure 1. “neglect can often best be detected by general observation
throughout the examination. In addition to general observation,
Procedure the patient is tested with visual double simultaneous stimula-
Patients were recruited from the acute stroke units of 2 large tion (performed during the visual field item of the NIHSS) and
hospitals in Melbourne, Australia. The ethics committees of double simultaneous cutaneous stimulation of both upper limbs
both hospitals approved the study. If a patient agreed to par- and lower limbs.” A trained and accredited clinician performed
ticipate, informed consent was obtained from them or from all testing using the NIHSS. Patients were assigned a score
their representative. Patients were told they would be given 1 from 0 to 2: 0 for no abnormality; 1 for visual, tactile, auditory,
of 2 different types of rehabilitation—A or B. Computer- spatial, or personal inattention or extinction to bilateral simul-
generated blocked randomization procedures (block size 6) and taneous stimulation in one of the sensory modalities; and 2 for
concealment with opaque envelopes were used to allocate profound hemi-inattention or extinction to more than one mo-
patients to either the VEM group or the SC group. Random- dality, does not recognize own hand, or orients to only one side

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NEGLECT IN ACUTE STROKE REHABILITATION, Cumming 1933

Table 1: Baseline Characteristics for Patients in the VEM and Mann-Whitney U tests were used to test for within-group
SC Groups differences on each of the rehabilitation practice and outcome
Characteristics VEM (n⫽38) SC (n⫽33) variables: time to first out-of-bed episode (mobilization), min-
utes of therapy per day, and length of hospital stay. Z tests were
Age (y) 74.6⫾14.6 74.9⫾9.8
used to test interactions between neglect status and group on
Sex (M) 22 (58) 16 (48)
each of these variables (analogous to Altman and Bland19).
Previous stroke 11 (29) 7 (21)
Logistic regression analyses were used to determine whether
Diabetes 11 (29) 4 (12)
neglect was an important prognostic factor for discharge des-
Stroke type*
tination and for functional outcome (mRS) at 12 months.
TACI 10 (26) 6 (18)
PACI 13 (34) 10 (30) RESULTS
POCI 7 (18) 5 (15)
LACI 5 (13) 6 (18) Baseline Characteristics
ICH 3 (8) 6 (18)
NIHSS 9.5 (5–18) 8 (4–12)
Baseline characteristics for the 71 stroke patients are pre-
Mild 15 (39) 15 (45)
sented in table 1. None of the differences between groups were
Moderate 13 (34) 11 (33)
statistically significant.
Severe 10 (26) 7 (21)
Neglect
Neglect 20 (53) 19 (58)
Of the 71 patients, 70 were assigned a score for unilateral
NOTE. Values are mean ⫾ SD, n (%), or median (IQR). neglect on the NIHSS item (missing data for 1 subject), and 42
Abbreviations: ICH, intracerebral hemorrhage; IQR, interquartile were assessed using the Star Cancellation Test. Twenty-nine
range; LACI, lacunar infarct; M, male; PACI, partial anterior circula-
tion infarct; POCI, posterior circulation infarct; TACI, total anterior
patients were unable to complete the Star Cancellation Test
circulation infarct. because of stroke severity, low level of cognition, aphasia, or
*Oxfordshire classifications. the need for repeated stimulation to maintain arousal. All 17
patients who had a severe stroke (NIHSS total score ⬎16) were
not testable on Star Cancellation. Of the testable patients, 31
of space. For the purposes of the current study, patients were (44%) of 70 had neglect on the NIHSS item, and 17 (41%) of
identified as having neglect if they were scored as either 1 or 2 42 had neglect on Star Cancellation. Despite the similar prev-
on this inattention item. The second method used to identify alence of neglect as indicated by the 2 measures, there was
patients with neglect was the Star Cancellation Test, a valid considerable disagreement (table 2).
and sensitive test18 that requires the patient to cross out all the Eight patients identified as having neglect on Star Cancella-
small stars in an array of larger stars and other items. A trained tion were “missed” on the inattention item of the NIHSS, and
assessor administered this test. A score of less than 51 out of 54 3 patients who were rated as having neglect on the NIHSS item
was taken to indicate neglect on the Star Cancellation Test.11 performed within normal range on Star Cancellation. Level of
Patients were classified as having neglect if they had a positive agreement between the NIHSS item and Star Cancellation was
result on either test (ie, scoring 1 or 2 on NIHSS inattention .42 for all 3 correlation coefficients, which is considered to be
item or scoring ⬍51 on Star Cancellation, or both). on the border between “fair” and “moderate” agreement.20
Using our classification (a positive result on either test indi-
Outcome Measures cates neglect), 55% (39/71) of patients had neglect at baseline.
Patients with neglect were equally distributed between the
Patient characteristics collected at baseline included sex, VEM group (20/38, 53%) and the SC group (19/33, 58%). In
age, stroke severity (NIHSS total score), and previous stroke keeping with previous findings, neglect was more common
history. There were 3 primary outcome measures in the current after right hemisphere (24/35, 69%) than left hemisphere (15/
study: time to first mobilization (measured in hours), amount of 36, 42%) stroke, as established through cerebral imaging (com-
therapy (measured in minutes per day), and length of acute puted tomography or magnetic resonance imaging) in all cases.
hospital stay (measured in days). Secondary outcome measures
were discharge destination from the acute hospital and 12- Time to First Mobilization
month death and disability (measured using the mRS).
Number of hours to first mobilization was compared be-
Blinding tween groups in patients with and without neglect (fig 2). Three
Patients consented to undergo randomization to 1 of 2 reha-
bilitation styles (A or B) and were blind to group allocation.
Blinding was possible because the rehabilitation styles differed Table 2: Agreement Between Measures of Neglect
only in their timing (the intervention group received mobiliza-
NIHSS Item
tion sooner and more often) and not in their content. Although
trial therapists and nursing staff could not be blinded to inter- Variables Neglect No Neglect Missing
vention group, the importance of maintaining blinding of pa- Star Cancellation Test
tients and assessors was stressed to them. Intervention sessions Neglect 9 8 0
were not documented in the medical record and were con- No neglect 3 21 1
ducted behind closed curtains where possible. Unable 19 10 0
Stroke severity (unable)
Statistical Analyses
Mild 0 3
All analyses were performed using SPSS version 14.0.a The Moderate 5 4
level of agreement between the 2 methods of identifying ne- Severe 14 3
glect (NIHSS item and Star Cancellation) was analyzed using
kappa, intraclass, and concordance correlation coefficients. NOTE. Values are number of patients.

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1934 NEGLECT IN ACUTE STROKE REHABILITATION, Cumming

Table 3: Discharge Destination


Variables Home Not Home

SC
No neglect 6 8
Neglect 2 17
VEM
No neglect 7 11
Neglect 5 15

NOTE. N⫽71. Values are number of patients.

neglect and without neglect in the SC group (median: 16min and


12min, respectively; z⫽0.2, P⫽.87) or the VEM group (median:
33min and 46min, respectively; z⫽1.1, P⫽.28). There was no
significant interaction between group and neglect status in minutes
of therapy per day (z⫽1.3, P⫽.18).
Length of Stay in Acute Hospital
Length of stay, measured in days, was compared between
Fig 2. Time to first mobilization (hours) in SC (nⴝ32) and VEM
groups in patients with and without neglect (fig 3). Patients
(nⴝ36) patients. Boxes represent interquartile range with horizontal who died during acute care were included in this analysis, even
line at the median, vertical whiskers identify smallest and largest though their “true” length of stay was potentially cut short by
values (that are not outliers), open circles and stars (*) represent their death.
mild and extreme outliers. In the SC group, patients with neglect had a longer acute
hospital stay than patients with no neglect (Mann-Whitney U
test: z⫽2.4, P⫽.016). However, there was no significant inter-
of the 71 patients were not mobilized at all and were not action between group and neglect status in length of stay
included in this analysis. (z⫽1.3, P⫽.19).
In the SC group, patients without neglect were mobilized
earlier than patients with neglect, but this difference was not Discharge Destination (From Acute Hospital)
significant (z⫽1.2, P⫽.22). There was no significant interac- The discharge destination (home or not home) was compared
tion between group and neglect status for time to first mobili- between groups in patients with and without neglect (table 3).
zation (z⫽0.6, P⫽.56). Patients with neglect were less likely to be discharged home
from acute hospital care, as indicated by univariate logistic
Amount of Therapy
regression (␤⫽1.14, SE⫽.55, P⫽.039). Multivariate logistic
There was no significant difference in the amount of therapy regression, however, indicated the strong effects of stroke
received per day in the acute hospital setting between patients with severity (␤⫽.42, SE⫽.13, P⫽.001) and age (␤⫽.07, SE⫽.03,
P⫽.013) on discharge destination, and the effect of neglect was
diminished (␤⫽.37, SE⫽.75, P⫽.619).
Long-term Outcome
The score on the mRS at the 12-month follow-up was used
to investigate whether neglect in the acute phase was associated
with poor recovery (fig 4). Scores were dichotomized into

Fig 3. Length of acute hospital stay (days) in SC (nⴝ33) and VEM


(nⴝ38) patients. Boxes represent interquartile range with horizontal
line at the median, vertical whiskers identify smallest and largest Fig 4. mRS score (good outcome: 0 –2, no symptoms to slight dis-
values (that are not outliers), open circles and stars (*) represent ability; poor outcome: 3– 6, moderate disability to dead) at 12
mild and extreme outliers. months for patients with and without neglect at baseline.

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NEGLECT IN ACUTE STROKE REHABILITATION, Cumming 1935

“good outcome” (mRS 0 –2) and “poor outcome” (mRS ⬎2); 2 Bernhardt et al17). Furthermore, early and more frequent mo-
patients had missing data. Of the 38 patients identified with bilization may have contributed to a shorter length of stay. In
neglect, 33 (87%) had a poor outcome at 12 months. Of the 31 the VEM group, patients with and without neglect both had a
without neglect, only 14 (45%) had a poor outcome at 12 median length of stay of 6 days, whereas patients with neglect
months. Multivariate logistic regression was performed on in the SC group stayed in the hospital longer (median, 11d).
mRS outcome at 12 months. All variables included in the However, we also found that people with neglect were less
model were associated with poor mRS outcome: greater likely (regardless of group) to return home after their acute
stroke severity (␤⫽.34, SE⫽.12, P⫽.007), older age hospital episode of care.
(␤⫽.08, SE⫽.04, P⫽.030), and female sex (␤⫽1.72, It is well established that neglect after stroke has a strong
SE⫽.82, P⫽.035) were significantly related, while neglect negative impact on functional outcome,6,7 and our results are
neared significance (␤⫽–1.57, SE⫽.83, P⫽.060). consistent with this finding. Of the patients who had neglect in
the acute phase, 87% had a poor outcome at 12 months,
DISCUSSION whereas only 45% of the patients without neglect in the acute
This is the first study to describe the relationship between phase had a poor outcome. Even after accounting for other
neglect and rehabilitation practices in acute stroke, and it has relevant factors (age, sex, stroke severity), the impact of early
yielded 3 notable findings. First, agreement between the neglect on poor 12-month outcome neared significance.
NIHSS inattention item and the Star Cancellation Test was There were many strengths of this study, including a ran-
only fair to moderate (.42), illustrating the difficulty of assess- domized design, broad inclusion criteria, and a blinded out-
ing neglect early after stroke. Second, the introduction of a come assessment. Neglect was assessed very early after stroke
protocol promoting early and frequent mobilization was found and was measured using 2 different methods. Extensive data
to be feasible in stroke patients with neglect. Third, patients were collected on rehabilitation practices.
with neglect in the SC group had longer hospital stays than The small sample size was a limiting factor. Given the lack
those without neglect, but this was not the case in the inter- of statistical power, the interesting trends identified should be
vention group. seen as hypothesis-generating and need to be confirmed in a
Issues arising from the assessment of neglect are considered larger study.
first. Catchment with the NIHSS item was almost complete,
with missing data for 1 patient only. The Star Cancellation CONCLUSIONS
Test, however, could not be completed by 29 patients (includ- In terms of therapy and rehabilitation, we found no evidence
ing all 17 with severe stroke). Eight patients with neglect that neglect was a barrier to early and frequent mobilization of
identified on the Star Cancellation Test were “missed” on the stroke patients in the acute hospital setting. There was some
NIHSS. This is not altogether surprising; the Star Cancellation indication that patients with neglect who received this rehabil-
Test is one of the most sensitive tests of neglect,18 and mild itation intervention had a shorter hospital stay than those who
symptoms may have been missed by the examiner. Although received SC. Given that agreement between our 2 neglect
raters in this study had completed training and accreditation for assessments was only fair to moderate and the Star Cancella-
the NIHSS, the inattention item does rely on clinical judgment. tion completion rate was far from 100%, there remains scope to
Examiners with limited experience of neglect may be less identify a practical and valid measure (or combination of
likely to detect the clinical signs. This is a problem because measures) for neglect in acute stroke. Nevertheless, the assess-
mild neglect can still have a considerable impact on functional ments used here can be seen as useful screening tools that can
tasks, including gait. In clinical practice, to ensure mild neglect guide the introduction of interventions to remediate neglect
does not go undetected, one approach might be to routinely early in recovery.
administer a more sensitive test of neglect when a person A large, multicenter phase III trial to test the efficacy and
scores 0 (no abnormality) on the NIHSS inattention item. Three cost-effectiveness of VEM is currently underway. In AVERT
patients with neglect on the NIHSS item performed within phase III, we will continue to assess neglect using both the
normal limits on the Star Cancellation Test, and this finding NIHSS and Star Cancellation Test. In addition, a clock-draw-
may be related to the spatial constraints of the Star Cancellation ing task, part of the Montreal Cognitive Assessment cognitive
Test. Cancellation tests examine neglect only in peripersonal screening tool,22 has been included in the 3-month follow-up
(reaching) space, whereas the NIHSS item is based on general assessment. This should allow further study of neglect as a
observation and is not limited to one spatial domain. A further prognostic factor in the context of a larger rehabilitation trial
consideration is that the NIHSS inattention item involves bi- and permit us to determine whether neglect in the first days
lateral simultaneous stimulation testing, which is the classic persists at 3 months.
test for extinction. Since extinction can occur in the absence of
neglect,21 this may explain why some subjects would be as- References
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