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Lancet Neurol 2020; 19: 348–60 Stroke remains a leading cause of adult disability and the demand for stroke rehabilitation services is growing.
Published Online Substantial advances are yet to be made in stroke rehabilitation practice to meet this demand and improve patient
January 28, 2020 outcomes relative to current care. Several large intervention trials targeting motor recovery report that participants’
https://doi.org/10.1016/
motor performance improved, but to a similar extent for both the intervention and control groups in most trials.
S1474-4422(19)30415-6
These neutral results might reflect an absence of additional benefit from the tested interventions or the many
Department of Medicine
(Prof C M Stinear PhD),
challenges of designing and doing large stroke rehabilitation trials. Strategies for improving trial quality include new
Department of Exercise approaches to the selection of patients, control interventions, and endpoint measures. Although stroke rehabilitation
Sciences (Prof W D Byblow PhD), research strives for better trials, interventions, and outcomes, rehabilitation practices continue to help patients
University of Auckland, regain independence after stroke.
Auckland, New Zealand;
Physical Therapy, Occupational
Therapy, and Neurology, Introduction The AMOBES trial recruited participants at the acute
Washington University School Stroke is a leading cause of mortality and disability.1 stage and found that additional physiotherapy intended
of Medicine, St Louis, MO, USA
Although stroke mortality is decreasing, the prevalence of to reduce complications of immobility had similar
(Prof C E Lang PhD); and
Department of Neurology, people living with the effects of stroke has increased benefits for upper and lower limb impairment as a lower
Johns Hopkins University, because of the growing and ageing population.1 The dose of physiotherapy.6 The remaining three RCTs rec
Baltimore, MD, USA increasing number of stroke survivors creates a greater ruited participants at the early subacute stage and found
(S Zeiler MD)
demand for rehabilitation services. Randomised controlled that neuromuscular electrical stimulation,5 functional
Correspondence to: trials (RCTs) are essential for improving clinical practice, strength training,7 and task-oriented training4 had simi
Prof Cathy M Stinear PhD
Department of Medicine,
so that rehabilitation services can effectively meet this lar benefits for upper limb capacity as usual care. The
University of Auckland, demand. There is much to learn from RCTs done in the EXPLICIT trial found that modified constraint-induced
Auckland 1142, New Zealand past 5 years. movement therapy led to increased upper limb capacity
c.stinear@auckland.ac.nz
The aim of this Review is to critique stroke rehabilitation in the first 12 weeks after stroke, but this benefit was not
trials and identify ways to further improve the quality of sustained at 26 weeks.5 Because no primary endpoint was
stroke rehabilitation research. This Review focuses on defined and both the treatment and control groups
trials of motor rehabilitation after stroke because motor improved to the same extent by the trial’s end, a conserv
deficits are common2,3 and are the target of most stroke ative interpretation is that this trial is neutral.
rehabilitation trials. Trials included in this Review tested Five trials examined the effects of technological inter
training, technological, pharmacological, and neuromodu ventions at the subacute and chronic stages of stroke.
lation approaches to enhance conventional therapies. EVREST,8 VIRTUES,9 and a trial by Adie and colleagues10
investigated the effects of virtual reality and video games
Motor rehabilitation after stroke on upper limb motor capacity during the subacute stage of
Table 1 highlights the key features and findings of the stroke, and Cramer and colleagues12 investigated the effects
15 trials discussed in this Review, which are grouped of tele-rehabilitation compared with in-clinic therapy on
according to type of intervention (panel 1). Most trials upper limb impairment during the subacute and chronic
recruited participants at the acute and subacute stage stages of stroke. The RATULS trial investigated the effects
(panel 1, table 2), and all reported improvements in both of robot-assisted therapy on upper limb motor capacity
the intervention and control groups. However, 14 of the with participants primarily at the chronic stage.11 All these
15 trials were neutral in that there were no statistically trials illustrate the feasibility of using these technologies
significant differences between groups in the primary on a large scale, and report similar benefits to those
endpoint (panel 1). The only positive trial, CARS, initi produced by a matched dose of recreational activities8 or
ated intravenous cerebrolysin within 72 h after stroke.13 conventional therapy (table 1).9–12
Cerebrolysin is a porcine neuropeptide preparation that Three trials investigated the effects of pharmacological
was beneficial for upper limb motor capacity (panel 2). agents at the acute and early subacute stages, including
Mean Action Research Arm Test score was higher 90 days the CARS trial (table 1) noted earlier.13 Treatment with
after stroke in the treatment group than the control a monoclonal antibody produced no further gains in
group. Although a subsequent similar trial28 was unable gait velocity after 90 days, over and above improvements
to replicate this finding, a meta-analysis has reported seen in patients in the placebo group.14 Similarly, the
beneficial effects of cerebrolysin treatment on modified DARS trial tested carbidopa–levodopa treatment before
Rankin Score 90 days after stroke.29 This result indicates motor therapy sessions and found that the percentage
that cerebro lysin might have potential for improving of participants who reported walking independence was
outcomes after ischaemic stroke. similar in the treatment and placebo groups.15
Four RCTs assessed the effects of training interventions Three trials investigated the effects of neuromodulation
at the acute and early subacute stages of stroke (table 1). in the form of electrical pharyngeal stimulation (STEPS),17
348 Downloaded for Residen Ilmu Penyakit Saraf (jayaresidenneuroundip@gmail.com) at Dr Kariadi General Hospital www.thelancetneurology.com
Medical Center from Vol 19 April 2020
ClinicalKey.com by Elsevier on April 14, 2021. For personal use only. No other uses without permission. Copyright ©2021. Elsevier Inc. All rights
reserved.
Review
Sites and Recruitment N, age in years, Baseline severity Intervention Control Primary endpoint Main result
locations after stroke number of female score
participants
Training interventions
ICARE 7; USA Early subacute, Total N=361; Upper extremity A structured, task- Usual care for Change in the Neutral; mean (95% CI)
Winstein et al within 106 days intervention N=119, Fugl-Meyer*: oriented training 10 weeks, or usual log-transformed log-transformed time† to
(2016)4 60·9 (13·7)*, intervention programme for the care delivered in time score for the complete the Wolf Motor
55 (46%); 41·7 (9·5); upper limb, three 60 min Wolf Motor Function Test decreased
control N=122, control 41·6 (9·5); delivered in three sessions per week for Function Test in both groups, with no
61·1 (13·1)*, dose-matched 60 min sessions per 10 weeks between baseline difference between
50 (41%); dose- control 41·5 (9·2) week for 10 weeks and 12 months groups: intervention
matched control after stroke –0·8 (–1·0 to –0·6);
N=120, 59·9 (10·5)*, control –0·8 (–1·0 to –0·6);
53 (44%) dose-matched control
–0·9 (–1·0 to –0·7)
EXPLICIT 11; Early subacute, Total N=159; CIMT Upper extremity Favourable Usual care delivered Time course of the Neutral; mean Action
Kwakkel et al Netherlands within 2 weeks intervention N=29, Fugl-Meyer*: CIMT prognosis subgroup 30 min per day, Action Research Research Arm Test score
(2016)5 59·0 (14·1)*, intervention 60 min per day of 5 days per week Arm Test score increased in all groups,
15 (52%); CIMT 42·9 (14·6); CIMT modified CIMT for 3 weeks modelled over and to a greater extent in
control N=29, control 35·6 (15·0); 5 days per week for 5, 8, 12, and patients with a favourable
65·3 (11·4)*, NMS intervention 3 weeks; 26 weeks after prognosis in the
12 (41%); NMS 6·6 (6·9); NMS unfavourable stroke intervention group up
intervention N=50, control 7·3 (7·1) prognosis subgroup to 8 weeks after stroke.
58·9 (11·6)*, 60 min per day of However, this outcome
14 (28%); NMS EMG-triggered was not sustained, and
control N=51, neuromuscular there were no differences
58·5 (11·8)*, stimulation of the between intervention and
22 (43%) finger extensors control group scores* at
5 days per week 12 and 26 weeks after
for 3 weeks stroke: CIMT intervention
50·8 (7·4); CIMT control
45·6 (15·0); NMS
intervention 15·9 (19·6);
NMS control 15·8 (19·1)
AMOBES 9; France Acute, within Total N=104; Motor Fugl-Meyer‡: Physiotherapy to Physiotherapy to Change in motor Neutral; median motor
Yelnik et al 72 h intervention N=52, intervention 9·5 prevent immobility prevent immobility Fugl-Meyer Fugl-Meyer score‡
(2017)6 67 (61∙0–75·5)‡, (2∙0–28·5); control complications for complications for Assessment score increased in both groups,
17 (33%); 7 (1–18) 45 min per 15–20 min per day, at between baseline with no difference
control N=51, day, at least 5 days least 5 days per week, and 90 days later between groups:
65 (58–78)‡, per week, until until ten sessions intervention 22·0 (12–56);
22 (43%) ten sessions were were completed control 27·5 (12–40)
completed within within 14 days or
14 days or until until discharge from
discharge from the the acute stroke unit
acute stroke unit
Pomeroy et al 3; England Early subacute, Total N=288; Action Research Arm Functional strength Movement Change in Action Neutral; mean Action
(2018)7 within 60 days intervention N=145, Test*: intervention training for up performance therapy Research Arm Test Research Arm Test score*
71·9 (12·7)*, 24·7 (18·9); dose- to 1·5 h per day, up for up to 1·5 h per score between increased in both groups,
49 (34%); dose- matched control to 5 days per week, day, up to 5 days per baseline and the with no difference
matched control 26·2 (17·4) for 6 weeks, in week, for 6 weeks, in end of the 6-week between groups:
N=143, 72·4 (12·3)*, addition to usual addition to usual care intervention intervention 9·7 (11·7);
53 (37%) care period control group 7·9 (9·2)
Technological interventions
EVREST 14; Canada Early subacute, Total N=141; Chedoke- Ten 60 min sessions Ten 60 min sessions Time to complete Neutral; mean time* to
Saposnik et al Argentina, within intervention N=71, McMaster‡: in 2 weeks of Wii in 2 weeks of six items on the complete the Wolf Motor
(2016)8 Peru, 3 months 62 (13)*, 25 (35%); intervention 4 (3–5); games, such as recreational Wolf Motor Function test decreased in
Thailand dose-matched dose-matched tennis, darts, and activities, such as Function Test, grip both groups, with no
control N=70, control 5 (4–5) bocce ball playing cards, bingo, strength, and a difference between
62 (12)*, 22 (31%) and ball games card flip task, at groups: intervention
the end of the 64·1 s (104·0); control
2-week 39·8 s (35·5)
intervention
(Table 1 continues on next page)
Sites and Recruitment N, age in years, Baseline severity Intervention Control Primary endpoint Main result
locations after stroke number of female score
participants
(Continued from previous page)
VIRTUES 5; Norway, Early subacute, Total N=120; Action Research Arm Upper limb virtual Conventional upper Action Research Neutral; mean Action
Brunner et al Denmark, within intervention N=62, Test*: intervention reality training for limb therapy for up Arm Test score at Research Arm Test score*
(2017)9 Belgium 3 months 62 (23–89)§, 25·8 (18·3); dose- up to 60 min per to 60 min per day, up the end of the increased in both groups,
20 (32%); dose- matched control day, up to 5 days per to 5 days per week, 30-day with no difference
matched control 24·2 (18·6) week, for 30 days, for 30 days, in intervention between groups:
N=58, 62 (41–87)§, in addition to addition to usual care period intervention 37·7 (19·5);
23 (40%) usual care control 36·8 (18·8)
Adie et al 10; UK Early and late Total N=235; Action Research Arm Wii training for the Upper limb exercises Action Research Neutral; mean Action
(2017)10 subacute, intervention N=117, Test*: intervention upper limb for up to for up to 45 min Arm Test score at Research Arm test score*
within 66·8 (14·6)*, 41·2 (15·9); 45 min daily, for daily, for 6 weeks, in the end of the increased in both groups,
6 months 51 (44%); dose- dose-matched 6 weeks, in addition addition to usual care 6-week with no difference
matched control control 41·0 (16·6) to usual care intervention between groups:
N=118, 68·0 (11·9)*, period intervention 47·6 (14·2);
53 (45%) control 49·0 (13·6)
RATULS 4; UK Early and late Total N=770; Action Research Arm Robot-assisted Usual care for The percentage of Neutral; 103 (44%) of
Rodgers et al subacute, and intervention N=257, Test*: intervention upper limb training 12 weeks, and patients in each patients in the
(2019)11 chronic, within 59·9 (13·5)*, 101 8·5 (11·9); for up to 45 min per enhanced upper limb group whose intervention group,
5 years (39%); control 8·1 (11·5); day, 3 days per week, therapy for up to Action Research 85 (42%) of patients in
control N=254, dose-matched for 12 weeks, 45 min per day, Arm Test score the control group, and
62·5 (12·5)*, control 8·7 (11·9) in addition to 3 days per week, for increased by 118 (50%) of patients in
101 (40%); dose- usual care 12 weeks, in addition a prespecified the dose-matched control
matched control to usual care number of points group achieved the
N=259, 59·4 (14·3)*, depending on primary endpoint, with no
100 (39%) baseline score, difference between
between baseline groups
and the end of the
intervention
period
Cramer et al 11; USA Early and late Total N=124; Upper extremity 18 supervised and 18 supervised and Change in upper Neutral; mean upper
(2019)12 subacute, and intervention N=64, Fugl-Meyer*: 18 unsupervised 18 unsupervised extremity Fugl- extremity Fugl-Meyer
chronic, within 62 (14)*, 14 (23%); intervention 70 min therapy 70 min therapy Meyer Assessment score* increased in both
9 months control N=62, 42·8 (7·8); sessions distributed sessions distributed score between groups, with no difference
60 (13)*, 20 (32%) control 42·7 (8·7) over 6–8 weeks with over 6–8 weeks with baseline and between groups;
supervision supervision delivered 30 days after the intervention 7·9 (6·7);
delivered by in person intervention control group 8·4 (7·0)
videoconference period
Pharmacological interventions
CARS 13; Poland, Acute, within Total N=208; Action Research Arm 30 mL of 100 mL of saline Change in Action Positive; mean Action
Muresanu et al Romania, 72 h intervention N=104, Test‡: intervention cerebrolysin and administered Research Arm Test Research Arm Test score*
(2016) 13
Ukraine 64·9 (9·8)*, 0·0 (21·5); 70 mL of saline intravenously once score between increased in both groups,
34 (33%); control 2·0 (18·0) administered per day for 21 days baseline and with a greater increase in
control N=104, intravenously once and standardised 90 days after the intervention group:
63·0 (10·6)*, per day for 21 days usual care stroke intervention 30·7 (19·9);
41 (39%) and standardised control group 15·9 (16·8)
usual care
Cramer et al 30; USA, Acute, within Total N=134; National Institutes Two intravenous Two intravenous Change in gait Neutral; mean gait
(2017)14 Canada, 72 h intervention N=65, of Health Stroke infusions of a infusions of velocity between velocity* increased in
Germany, UK 68·2 (11·9)*, Scale¶: intervention monoclonal a placebo baseline and both groups, with no
31 (48%); control 10 (3–19); control antibody to myelin- 90 days after difference between
N=68, 67·1 (11·2)*, 9·5 (3–20) associated stroke groups: intervention
29 (43%) glycoprotein 0·55 m/s (0·46); control
(GSK249320) 0·56 m/s (0·50)
DARS 51; UK Early subacute, Total N=593; Patient-reported 125 mg Placebo administered The percentage of Neutral; 125 patients
Ford et al within 42 days intervention N=308, Rivermead Mobility co-careldopa orally up to 60 min patients in each (41%) in the intervention
(2019)15 67·5 (13·6)*, Index*: intervention (levodopa 100 mg; before usual care group that group and 127 patients
121 (39%); 2·4 (2·2); carbidopa 25 mg) motor rehabilitation reported being (45%) in the control
control N=285, control 2·5 (2·2) administered orally therapy sessions for ability to walk at group achieved the
69·6 (12·7), up to 60 min before up to 6 weeks least 10 m primary endpoint, with
108 (38%)* usual care motor independently no difference between
rehabilitation 8 weeks after groups
therapy sessions randomisation
for up to 6 weeks
(Table 1 continues on next page)
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reserved.
Review
Sites and Recruitment N, age in years, Baseline severity Intervention Control Primary endpoint Main result
locations after stroke number of female score
participants
(Continued from previous page)
Neuromodulation interventions
EVEREST 21; USA Chronic, after Total N=164; Upper extremity Electrical epidural 65 h of upper limb The percentage of Neutral; 32%
Levy et al 4 months intervention N=94, Fugl-Meyer*: stimulation rehabilitation patients in each (95% CI 22–41) of patients
(2016)16 56·4 (11·3)*, intervention delivered over the distributed over group that in the intervention group
42 (45%); 37·6 (6·1); ipsilesional primary 6 weeks improved their and 29% (17–41) of
control N=58, control 37·6 (5·9) motor cortex during upper extremity patients in the control
57·4 (10·7)*, 65 h of upper limb Fugl-Meyer group achieved the
20 (35%) rehabilitation Assessment score primary endpoint, with
distributed over by at least no difference between
6 weeks 4·5 points, and groups (actual patient
Arm Motor Ability numbers not reported)
Test score by at
least 0·21 points,
measured
between baseline
and 4 weeks after
rehabilitation
STEPS 20; Denmark, Early subacute, Total N=162; Penetration Pharyngeal electrical Sham pharyngeal Penetration Neutral; mean
Bath et al France, within 42 days intervention N=87, Aspiration Score*: stimulation electrical stimulation Aspiration Score Penetration Aspiration
(2016)17 Germany, 74·0 (9·9)*, intervention delivered at 5 Hz delivered for 10 min determined with Score* improved
Spain, UK 39 (45%); 4·7 (2·1); for 10 min on on 3 consecutive videofluoroscopy (decreased) in both
control N=75, control 4·7 (1·9) 3 consecutive days days and usual care 2 weeks after the groups, with no difference
74·9 (12·6)*, and usual care third stimulation between groups:
29 (39%) session intervention 3·7 (2·0);
control 3·6 (1·9)
NICHE 12; USA Chronic, after Total N=199; Upper extremity 1 Hz repetitive Sham 1 Hz repetitive The percentage of Neutral; 76 patients (67%)
Harvey et al 3 months intervention N=132, Fugl-Meyer*: transcranial transcranial patients in each in the intervention group
(2018)18 59·2 (13·3)*, intervention magnetic magnetic stimulation group whose and 39 patients (65%)
44 (33%); 34·0 (12·2); stimulation delivered over the upper extremity in the control group
control N=67, control 35·0 (12·5) delivered over the contralesional Fugl-Meyer achieved the primary
57·6 (12·7)*, contralesional primary motor cortex Assessment score endpoint, with no
25 (37%) primary motor before upper limb increased by at difference between
cortex before physical therapy in least 5 points groups
upper limb physical 18 sessions between baseline
therapy in distributed over and 6 months
18 sessions 6 weeks after the end of
distributed over the intervention
6 weeks period
Sample size is the number of participants randomised. Maximum scores: Motor Fugl-Meyer Assessment=98 (upper extremity plus lower extremity scores, without reflexes);8 upper extremity Fugl-Meyer
Assessment=66; Action Research Arm Test=57; Chedoke-McMaster=7; National Institutes of Health Stroke Scale=42; Patient-reported Rivermead Mobility Index=14; Penetration Aspiration Score=8.
CIMT=Constraint-Induced Movement Therapy. NMS=Neuromuscular stimulation. EMG=Electromyography. *Mean and SD. †Mean and 95% CI. ‡Median and IQR. §Mean and range. ¶Median and range.
Table 1: Summary of multicentre randomised controlled trials assessing motor rehabilitation interventions
electrical epidural stimulation (EVEREST),16 and repetitive the challenges of designing and doing stroke rehabilita
transcranial magnetic stimulation (NICHE) at the early tion RCTs.
subacute and chronic stages of stroke (table 1).18 Stimu
lation was paired with physical therapy in the EVEREST Improving stroke rehabilitation trials
and NICHE studies.16,18 Although these trials were neutral, The design, conduct, and reporting of stroke rehab
they illustrate the feasibility of using neuromodula ilitation RCTs presents important challenges, and con
tion interventions in multicentre studies. EVEREST and sensus is developing around the best ways to address
NICHE delivered the intervention over 6 weeks at the these challenges.30 Involving patients in co-design could
chronic stage,16,18 and STEPS delivered three sessions of increase the relevance of trials and their outcomes.31,32
stimulation at the early subacute stage.17 The feasibility of Further suggestions for improving stroke rehabilitation
longer intervention durations at the early subacute stage RCTs are described later and summarised in panel 3.
should be explored in future trials.
The neutral results of all but one trial could indicate Fidelity and concealment
that the tested interventions had similar benefits to usual Delivering rehabilitation interventions in a standardised
care (in the case of training or technological inter and blinded manner is a complex and time-intensive
ventions), or had no additional benefit when added to process.33 Training and technological interventions typic
usual care (in the case of neuromodulation or pharma ally require therapists to individualise and progress the
cological interventions). Neutral results might also reflect intervention. Doing so in a standardised, reproducible way
is difficult. Some trials have addressed this difficulty by might have contributed to this trial’s neutral result. Using
reporting detailed protocols for the treatment and control the TIDieR checklist35 or the Rehabilitation Treatment
interventions along with therapist training programmes Specification System36 will improve the reporting of experi
to ensure consistent delivery,4,5,7,11,12 but protocols are not mental and control interventions and the reproducibility
readily available for the other training and technological of trials.
intervention trials.6,8–10 Pharmacological interventions face Concealment of group allocation can also be difficult.
the challenge of timing delivery relative to the participants’ Placebo pharmacological agents can look identical to the
engagement in physical therapies as part of their usual experimental agent and sham neuromodulation interven
care. Although this relative timing might not be important tions can be designed to maintain masking of participants,
for some pharmacological agents, it might be for others. therapists, and researchers. But conceal ment is rarely
For example, less than 10% of participants in the DARS possible with training and technological interventions
trial were eligible for per-protocol analyses because of low because of the physical nature of these interventions. Only
fidelity of treatment timing and therapy dose,34 which the reviewed trials of pharma cological agents13–15 and
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Medical Center from Vol 19 April 2020
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reserved.
Review
Intervention Intervention Intervention Trial duration Primary endpoint time Follow-up after the
type target duration primary endpoint
Acute
AMOBES; Yelnik et al Training Upper and lower 2 weeks 90 days End of trial; 90 days after None
(2017)6 limb impairment stroke
CARS; Muresanu Pharmacological Upper limb capacity 3 weeks 90 days End of trial; 90 days after None
et al (2016)13 stroke
Cramer et al (2017)14 Pharmacological Lower limb capacity 6 days 180 days 11 weeks after 180 days after stroke
intervention; 90 days
after stroke
Subacute
ICARE; Winstein et al Training Upper limb capacity 10 weeks 12 months End of trial; up to None
(2016)4 14 months after stroke
EXPLICIT; Kwakkel Training Upper limb capacity 3 weeks 26 weeks End of trial; 26 weeks None
et al (2016)5 after stroke
Pomeroy et al Training Upper limb capacity 6 weeks 6 months End of intervention; up 6 months after stroke
(2018)7 to 14 weeks after stroke
EVREST; Saposnik Technological Upper limb capacity 2 weeks 4 weeks End of intervention; up 6 weeks after
et al (2016)8 to 14 weeks after stroke randomisation
VIRTUES; Brunner Technological Upper limb capacity 4 weeks 4 months End of intervention; up 3 months after
et al (2017)9 to 4 months after stroke randomisation
Adie et al (2017)10 Technological Upper limb capacity 6 weeks 6 months End of intervention; up 6 months after
to 32 weeks after stroke randomisation
Cramer et al (2019)12 Technological Upper limb 8 weeks 12 weeks End of trial; up to None
impairment 12 months after stroke
DARS; Ford et al Pharmacological Lower limb capacity 6 weeks 12 months End of intervention; up 6 months and
(2019)15 to 14 weeks after stroke 12 months after
randomisation
STEPS; Bath et al Neuromodulation Swallowing 3 days 12 weeks 2 weeks after 3 months after
(2017)17 impairment intervention; up to randomisation
8 weeks after stroke
Chronic
RATULS; Rodgers Technological Upper limb capacity 12 weeks 6 months End of intervention; up 6 months after
et al (2019)11 to 63 months after randomisation
stroke
EVEREST; Levy et al Neuromodulation Upper limb 6 weeks 30 weeks 4 weeks after 30 weeks after
(2016)26 impairment intervention; at least randomisation
6 months after stroke
NICHE; Harvey et al Neuromodulation Upper limb 6 weeks 8 months End of trial; up to None
(2018)18 impairment 20 months after stroke
Table 2: Summary of design features of multicentre randomised controlled motor rehabilitation trials
non-invasive neuromodulation17,18 were able to conceal is hampered by a scarcity of knowledge about their active
group allocation from participants. All 15 reviewed trials ingredients.37–39 Doses of experimental and control inter
attempted to conceal group allocation from assessors res ventions can also be constrained by available time and
ponsible for collecting outcome data. Seven report whether resources. The dose and intensity of physical therapies
concealment was successful,4,5,7,8,10,11,18 and four report that can differ between the treatment and control groups, and
assessors were unmasked to variable extents.4,7,10,11 Improv might be delivered alongside so-called usual rehabilitation
ing and evaluating the fidelity of interventions and con therapies during trials, further complicating the inter
cealment of group allocation could improve trial quality, pretation of results.
although these actions might require additional human All 15 reviewed trials reported the planned dose of
resources. experimental and control interventions, and all except
AMOBES,6 EXPLICIT,5 and Pomeroy and colleagues7
Control interventions and dose reported the delivered doses. Encouragingly, planned
Experimental interventions are often evaluated against intensity was matched between experimental and control
so-called conventional, standard, or usual care. These groups for seven trials of technological8–12 and training4,7
descriptors represent a heterogeneous group of therapies interventions. Three training intervention trials planned
that vary across countries, are poorly defined and des higher intensities for the experimental group than for the
cribed in the literature,37 and are hard to compare across control group.4–6 Most of the four training intervention
RCTs. Selection of appropriate control interven tions trials delivered experimental and control interventions
Stage of recovery
Panel 2: WHO definitions27 Most motor recovery occurs in the first 3 months after
Impairment stroke.21,42,43 This time period is therefore a critical window
Deficit in body structure or function, such as decreased of opportunity for experimental interventions to shape
strength, or loss of sensation. recovery and outcomes.44,45 The neurobiological mech
anisms of recovery during the subacute stage are complex
Activity and still being elucidated. Generally, ischaemic stroke
Execution of a task or action. Activity limitations are induces a cascade of effects on gene expression, cellular
difficulties a person has when trying to complete tasks such function, and the structure of surviving tissues, most of
as dressing, bathing, or walking. which promote recovery. These endogenous mechanisms
Capacity are widespread and most active early after stroke,43,46,47 and
Activity limitation that is captured in a structured setting are largely responsible for recovery from motor impair
with a standardised measure such as the Action Research Arm ment.20,21 Usual care therapies and training interventions
Test or walking speed over 10 m. Alternate terms include are thought to promote improvements in motor capacity
function and functional capacity. primarily through compensation (panel 1).20–22 Future
research could seek to improve recovery by enhancing
Performance endogenous and therapy-driven processes at the early
Activity limitation that is captured in an unstructured subacute stage. Although testing interventions against
setting during daily life. Performance can be self-reported the backdrop of spontaneous rec overy from impair
on a questionnaire such as the Motor Activity Log, or directly ment presents particular challenges, these can be at least
measured using tools such as accelerometry or step partly addressed by selection of patients and endpoint
counting devices. measures.
Trials at the chronic stage make detection of intervention
at an intensity lower than recom mended by clinical effects easier, but these trials pose other challenges. For
guidelines (3∙75–10∙00 h per week).40,41 Experimental example, chronic non-use of the paretic upper limb and
and control interventions produced similar benefits, even general physical deterioration can influence baseline
when experimental interventions were delivered at a measures of impairment and capacity. The benefits of
higher intensity. interventions at the chronic stage might therefore relate
Participants in most trials engage in conventional to reconditioning that helps patients return to their
therapies as part of their usual care, in addition to the previous best, rather than specific neurological effects
experimental or control intervention. Usual care therapies that help patients make a further recovery over and above
completed by participants during the trial were not their previous best. This challenge could be addressed by
measured or not reported by three trials of training inter engaging all participants in a reconditioning programme,
ventions,6,7,39 two trials of technological interventions,10,11 then randomising once baseline measures are stable.
one pharmacological trial,13 and two neuromodulation The majority of stroke rehabilitation RCTs published
trials.17,18 Thus, there might be important, unknown, over the past few decades have recruited patients at the
between-group differences in overall rehabilitation experi chronic stage.48 For 215 RCTs, including 489 groups and
ence. The remaining seven trials report that the con
12 847 participants in the Stroke Centralized Open-Access
For more on the Stroke trol group intentionally completed a similar amount Rehabilitation database, the mean time of enrolment
Centralized Open-Access of therapy to the experimental group,8,9,12,16 intentionally was 509 days after stroke (median 141 days).48 Enrolment
Rehabilitation database see
https://keithlohse.github.io/
completed less therapy than the experimental group,4 or of patients in rehabilitation trials at the chronic stage of
SCOAR_data_viz/ unintentionally completed more15 or less14 therapy than stroke is problematic because the majority of recovery
the experi mental group. Unknown and unintentional and rehabilitation service delivery occurs during the
differences can confound the interpretation of results and early subacute stage. Encouragingly, only three of the
limit comparisons between trials, and are best avoided. 15 reviewed trials were done at the chronic stage (table 2).
Reporting the dose of the delivered interventions and This finding illustrates a growing capacity for doing
usual care therapies completed by participants during multicentre trials at the stages of stroke when interven
RCTs could improve the transparency of future trials. tions might have the greatest benefits for motor recovery
Deciding how best to report the dose of physical therapies and outcomes.
is challenging given that dose has several variables
(eg, repetitions, therapy intensity as repetitions per unit Patient selection
of time, total active therapy time, and therapy session The 15 reviewed trials selected patients using primarily
frequency). Dose variables to control and report will vary clinical criteria, including upper age limits,5,8,13,14 and mini
depending on the active components of the intervention mum4–8,11,12,14,16–18 and maximum scores4,5,7,9–16,18 on clinical
(eg, delivered doses of task-specific training vs cardio assessment scales. Two trials of pharmacological agents
respiratory exercise require different variables) and must also used stroke lesion volume as a selection criterion.13,14
be determined in advance. Future trials might consider explicitly stating both the
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baseline clinical scores were balanced between treatment between baseline and after intervention. Using change
and control groups. However, patients with a functional in a score as the primary endpoint measure can be
corticospinal tract had markedly better upper limb motor challenging for trials done at the subacute stage, because
recovery than those without a functional corticospinal scores are expected to improve during this time because of
tract, despite having similar baseline clinical scores.49 spontaneous biological recovery and usual care, irres
There might have been more patients with a functional pective of possible intervention effects. This problem can
corticospinal tract, who had a greater recovery regardless be at least partly overcome by recruiting all participants
of treatment, in the treatment group than the control within an early and narrow timeframe and using prog
group, and this difference might have contributed to the nostic biomarkers to match groups.
trial’s positive result. Patients were recruited in wide time-windows after
Future trials aimed at improving upper limb motor stroke (table 2), intervention durations varied from 3 days
recovery could disambiguate the current evidence by rec to 3 months, and primary endpoint measures were made
ruiting patients within a narrow time window after stroke at the end of the intervention, after the intervention, or
and by using an assay of corticospinal tract functional at the end of the trial. This variation hampers direct
integrity when selecting and stratifying patients with comparisons between trials. Eight of the 12 reviewed
initially severe upper limb paresis. Biomarkers need to be trials at the acute and subacute stages assessed primary
developed for trials aimed at improving lower limb motor endpoint measures before participants reached the
recovery, language, and swallowing. chronic stage of recovery (6 months after stroke; table 2).
In this situation, participants might continue to improve
Selecting the best primary and secondary endpoints after the primary endpoint measure. For example, the
A further challenge to stroke rehabilitation RCTs is the intervention might accelerate recovery during the sub
selection of primary and secondary endpoints, both in acute stage, but the control group might catch up and
terms of the measures and the time at which they are have similar outcomes at 6 months after stroke. Pri
made. Trials of interventions that target the motor mary endpoint or follow-up measures could usefully be
domain ought to select endpoint measures that are obtained once the subacute stage is complete, to detect
specific to motor impairment, capacity, and performance whether the intervention produces longer term benefits.
(panel 2). Exploratory early phase trials could usefully The inclusion of patient-reported secondary endpoint
deploy measures at all three levels, and later phase trials measures, preferably selected in consultation with patient
could prioritise measures of capacity and performance representatives, would also increase the relevance of
that capture the intervention’s effects on patients’ daily trial results.
activities and par tici
pation. Global measures of inde
pendence or disability, such as the modified Rankin Practical challenges
Scale, are not sufficiently sensitive to serve as primary The practical challenges associated with stroke rehab
endpoint measures for trials of interventions that target ilitation RCTs vary between countries and health-care
the motor domain. systems in terms of structural barriers to recruitment and
The primary endpoint measure ought to be selected retention of participants in trials. Although academic
considering the intervention’s known or hypothesised medical centres serve as key clinical infrastructures for
mech anisms and timecourse of action. For example, acute stroke management trials, rehabilitation is often
neuromuscular electrical stimulation of paretic leg provided by dispersed and separate organisations and
muscles reduces impairment by increasing strength but systems. Participants usually must be physically present
has no effect on walking capacity,56 which needs to be at the research site to receive the intervention, which
reflected in the choice of primary endpoint measure. is typically delivered 1–5 days per week for 2–8 weeks.
Patients can also learn to use compensatory movement The challenges of trial organisation and intervention
strategies to overcome impairments, such as trunk move fidelity increase as patients move from acute care hos
ment to compensate for synergistic coupling of the pitals to inpatient, outpatient, and community settings
shoulder and elbow during reaching with the paretic for their rehabilitation. Initial and continuing partici
arm.57,58 The adoption of such strategies might contribute pation in rehabilitation trials is affected by factors such
to activity improvements but might not be detected with as geographical location, the patient’s stroke severity,
an impairment-based endpoint. Early phase RCTs might comorbidities, social circumstances, family preferences,
make primary endpoint measures immediately after inter and transportation and caregiver availability. Providing
vention to detect a signal of benefit, whereas later phase transportation is a practical measure that can facilitate
RCTs might make primary endpoint measures at a later participation.
time to detect sustained beneficial effects. The rate of participant recruitment into the reviewed
Primary endpoints can be an absolute measure of trials was typically slow regardless of stage after stroke.
outcome, such as the Action Research Arm Test score Eight of the 15 trials recruited less than 0∙5 participants
after intervention, or a measure of recovery over time, per site per month.5,6,8,11,12,14–17 The trial with the highest
such as the change in Action Research Arm Test score recruitment rate enrolled two participants per site per
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month.7 Preliminary work to evaluate the feasibility stages have not shown added benefits from 2–3 times the
of planned RCTs and acceptability of the intervention usual doses received in routine clinical care.69 Whether or
could help to identify and address factors that might not very large amounts of motor training at the early
limit recruitment. Researchers’ access to patients at the subacute stage can substantially improve recovery and
acute and early subacute stages might be limited by the outcomes remains an open and important question.70,71
location and policies of health-care organisations caring A prospective observational study of people at the
for these patients. The experimental and control inter chronic stage of stroke found that 90 h of physical therapy
ventions might compete with usual care for participants’ distributed over 5 days per week for 3 weeks reduced
time and energy, for which research participation is upper limb motor impairment.72 However, this study
not prioritised by patients or clinical teams. Extensive is limited by unblinded assessments and the absence
inclusion and exclusion criteria can also limit the of a control group. Another study randomly assigned
proportion of patients who are eligible for participation. participants at the chronic stage to three physical therapy
Patients who are excluded because of communication interventions and found that 300 h of therapy distributed
difficulties, either due to aphasia or language barriers, over 5 days per week for 12 weeks also reduced upper
represent an under-studied subset of the stroke popula limb motor impairment, with no effect of group allo
tion.59 Provision of aphasia-friendly trial information and cation.73 Thus, further therapy at the chronic stage can
interpreting services as needed would facilitate recruit be beneficial, although the possible contributions of
ment. Embedding investigators in clinical environments reversing non-use of the paretic upper limb and general
to enable daily access to patients,60 and designing inter physical deterioration is unknown. A dose effect does not
ventions that can be accom modated within the time appear to be present as both studies report improvements
constraints of routine clinical care, will also facilitate in mean upper extremity Fugl-Meyer Assessment score
recruitment and the uptake of beneficial interventions in of around 9–10 points, despite a 3 times difference in
clinical practice. therapy dose.74,75 Overall, some rehabilitation service
For future rehabilitation trials, consideration could be appears to be better than none in the context of RCTs56 as
given to inclusion of patients with both ischaemic and well as in clinical practice.69,74
haemorrhagic stroke. Unlike acute stroke management Some studies have tested new ways to increase the
or secondary prevention trials, the type of stroke appears amount of rehabilitation delivered while minimising
to have little effect on motor recovery51 or outcome.53 If the need for additional resources. In addition to tele-
the biological target of the rehabilitation intervention is rehabilitation,12 one approach is to train family members
indifferent to type of stroke, including both stroke types and caregivers to deliver therapy. A meta-analysis of
when safe to do so could increase recruitment rates. Of six trials of caregiver-mediated exercise with 333 partici
the 15 trials reviewed here, ten included patients with pants was inconclusive because of the trials’ general low
both ischaemic and haemorrhagic stroke. The remaining quality.75 Since then, family-led rehabilitation in the
five trials excluded patients with haemorrhagic stroke, ATTEND trial, which randomly assigned 1250 participants
and three of these were the only trials unable to recruit within 1 month after stroke, was able to more than double
the required sample size.7,15,18 Inclusion of patients with a the amount of inpatient rehabilitation (5 h vs 2 h), as well
history of previous stroke, provided no residual motor as enabling 30 additional daily minutes for 1 month
deficits are present, could also increase recruitment.60 following discharge from the hospital.76 The additional
rehabilitation provided by family members did not result
Implications for clinical practice in better outcomes, measured with the modified Rankin
There is no clear evidence that interventions tested in large Score. Shifting rehabilitation to family or caregivers can
multicentre stroke rehabilitation trials are superior to effectively and safely increase the amount of therapy com
current care. Furthermore, patients benefited from both pleted; however, the greater amounts of therapy achieved
the experimental and control interventions at both the in the trials did not provide added benefit.
subacute and chronic stages. This finding indicates that In summary, currently available conventional therapies
meaningful improvements in motor impair ment and can improve outcomes after stroke, as indicated by the
capacity are possible for most patients (table 1). benefits had by participants in control groups. These
Stroke rehabilitation guidelines have increased the benefits mainly involve improved activity capacity, which in
recommended amounts of therapy in the past 5 years,40,41,61 turn can reduce disability, caregiver burden, and institu
but the optimal amount of therapy is currently an tionalisation, and improve participation and quality of
open question. Animal experiments indicate that higher life.61 Novel interventions that interact with the mechanisms
amounts of motor training are associated with better of spontaneous biological recovery are needed to reduce
motor recovery.62–64 Additionally, evidence based on meta- motor impairment after stroke and enable more inde
analyses of clinical trial data shows that higher amounts pendent activity and participation. In the meantime,
of motor therapy are associated with better outcomes in making sure that people with stroke have access to rehab
humans.65,66 However, RCTs that test different doses of the ilitation services is the best option for improving their
same training intervention at the subacute67 and chronic68 motor capacity and performance in daily life.
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Review
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