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Journal of Environmental Management 90 (2009) S193–S202

Contents lists available at ScienceDirect

Journal of Environmental Management


journal homepage: www.elsevier.com/locate/jenvman

Extension services and multifunctional agriculture. Lessons learnt from


the French and Dutch contexts and approachesq
Pierre Labarthe*
National Institute for Agronomic Research (INRA), UMR SAD-APT, 16, rue Claude Bernard, 75 231 PARIS Cedex 05, France

a r t i c l e i n f o a b s t r a c t

Article history: Today’s acknowledgement of the multifunctionality of agriculture (MFA) implies the production of new
Received 28 February 2007 knowledge to integrate different functions at farm level (primary production, environmental protection,
Received in revised form food safety, etc.). At the same time, agricultural sectors of European countries have recently faced
21 November 2007
changes in the organisation of their R&D activities, including a trend of commercialisation and privati-
Accepted 9 November 2008
sation of advisory services for farmers. To assess the consequences of these changes on support for
Available online 8 February 2009
innovations related to MFA, this paper explores the potential of combining two analytical frameworks: an
institutional economic approach (IEA) and a sociological network approach (SNA). This potential is
Keywords:
Multifunctional agriculture illustrated by a historical analysis of advisory services in France and the Netherlands from 1945 until
Agricultural extension now. This analysis stresses the importance of collective procedures for the accumulation of technical
Privatisation knowledge in agriculture. It also shows that these procedures could not be analysed from a strictly
Agricultural knowledge and information technical perspective. They are the expression of institutional arrangements involving social groups of
system farmers and the state, and are grounded in national contexts. A historical perspective also enables us to
Institutional analysis understand better why the privatisation of extension services cannot meet the requirements of support
for farm innovations in the MFA context.
Ó 2008 Elsevier Ltd. All rights reserved.

1. Introduction rural areas through functions other than primary ones only. These
functions imply the guarantee of food safety and quality, the fight
This paper considers the transformations of technical agricul- against pollution, the conservation of biodiversity, the contribution
tural extension services in France and in the Netherlands. These are to economic and social cohesion of rural areas, the maintenance of
advisory services supporting technical changes in production landscapes, etc. The integration of these different functions at farm
systems at farm level. The aim of the paper is to explore the potential level creates a need for new technical knowledge for farmers.
of combining two research frameworks – a sociological network This can be illustrated with the case of barley production.
analysis (SNA) and an institutional economic analysis (IEA) – in Knowledge is available for the development of production systems
order to describe the transformations of extension services in which allow for yielding increases. However, there is a lack of
changing agricultures. knowledge to technically support a productive cultivation of barley
Why address such a question in a pluri-disciplinary project on of a quality suited to beer production, while limiting the use of
multifunctional agriculture (MFA)? First of all, because the new inputs (fertilisers and chemicals) and preserving the biodiversity of
requirements associated with the acknowledgment of MFA have hedgerows and streams surrounding the barley fields.
created some needs for new knowledge. Fulfilling the requirements The production of new knowledge is thus needed to validate the
of MFA implies to design and validate innovative agricultural efficacy of production systems for the integration of different
production systems. The unfolding of MFA reflects the fact that functions of agriculture at farm level. Historically, extension
agriculture is nowadays expected to support the development of services have played a key role in the accumulation and validation
of technical knowledge. Agricultural sectors of western European
countries have the characteristic of being composed of very small
q I want to thank Prof. Anne W. van den Ban, Prof. Cees Leeuwis, and Laurens production units, mainly family farms. Furthermore, agriculture is
Klerkx (all from the Research Department ‘‘Communication and Innovation a sector with high production costs. As a result, the validation of
Studies’’ of Wageningen University) for their comments, which helped me to
improve the quality of this text.
innovations is hardly feasible individually by farmers. During the
* Tel.: þ33 1 44 08 72 54; fax: þ33 1 44 08 16 57. post-WWII period, the need for collective investments in the
E-mail address: pierre.labarthe@agroparistech.fr production of new technical knowledge emerged and was fulfilled.

0301-4797/$ – see front matter Ó 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jenvman.2008.11.021
S194 P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202

Agricultural extension services were one of these investments. Innovation Studies Department of Wageningen University (Leeuwis
Their role in the diffusion of innovation within agriculture was and Van den Ban, 2004). The second one is an Institutional
described in the mid-80s already (Van den Ban, 1984). Economic Analysis (IEA) proposed by researchers from the INRA
More recently, various investigations have indicated that MFA, Department Sciences for Action and Development (Labarthe, 2006).
which implies an integration of sector-based and territorial issues,
has generated new and specific problems for extension services 2.1. SNA and IEA: two compatible approaches
(Laurent et al., 2006). These difficulties are partly linked to the
technical requirements of MFA: needs for new services (how to take Combining these approaches is possible as they are grounded in
into account different goals at farm level?), constraints for the compatible conceptions of the role of extension services regarding
global organisation of agricultural R&D, etc. innovations in the agricultural sector. In both approaches, innova-
But these difficulties are also connected to ongoing trans- tions are not considered as exogenous to agricultural actors, but
formations of extension services themselves. Extension services rather as a co-production between diverse actors (farmers, exten-
have had to adjust to major changes in many European countries sion services, applied research institutes, etc.).
since the 1990s, corresponding mainly to trends of privatisation From the SNA point of view, the contribution of extension is
and commercialisation of services. Privatisation has been embodied integrated into a systemic conception of innovation within the
here in the substitution of public actors by new private-sector agricultural sector (Klerkx and Leeuwis, 2006a,b). Innovation is not
actors (private consultants, growing importance of agro-industry, a linear process in which technical knowledge is produced by
etc), while commercialisation has meant that farmers are nowa- research organisations and diffused to farmers (Geels, 2004).
days more and more often charged directly for services. Innovations require deliberate efforts to create effective linkages
The consequences of these changes have been partly studied in between different R&D organisations and farmers (Leeuwis and
terms of financial efficiency for the farmers, by cost–benefit ana- Van den Ban, 2004). Smits and Kuhlman (2004) stress the fact that
lysis of different schemes for financing extension (Dinar, 1996; organisations innovate not separately but in the context of
Rivera and Zijp, 2002). In this perspective, it has often been a system. Moreover, they consider that the performance of this
considered that agricultural extension systems of industrialised system, for innovation, depends on the quality of the linkages
countries, characterised by their diversity in the post-WWII between organisations within it. Röling and Engel (1991) and Engel
decades (Arnon, 1989), have become obsolete and should be (1995) have applied this idea to the agricultural sector. They
replaced by a private consultancy model (Knutson and Outlaw, formulated the concept of Agricultural Knowledge and Innovation
1994; Rivera, 2000). Nevertheless, the consequences of such System (AKIS), defined as: ‘‘a linked set of actors – individual, orga-
a change have hardly been addressed by taking into account the nisation or institutions – that emerges (or is strengthened) as a result
problems linked to MFA. of networking for innovation’’ (Engel and Van den Bor, 1995). The
The privatisation of extension services can clearly not be AKIS approach has contributed to a reconceptualisation of the role
reduced to a problem of costs for farmers, since it has deeply of extension within agricultural R&D (Sundberg, 2005). Extension
changed the landscape of agricultural extension services (diversi- thus participates in the creation of linkages for the co-production of
fication of services and suppliers, changes in the investments of knowledge within the agricultural sector.
these suppliers, of their connexions with other agricultural R&D Such a conception is compatible with the representation of the
organisations, etc.). technical contribution of extension to innovation in the IEA
A thorough understanding of the transformations of extension proposed by Labarthe (2006). In this analytical framework, the
services is thus highly relevant in view of the new challenges that production of innovations relies on a knowledge base shared by
the development of MFA presents, requiring innovations and new diverse actors. A knowledge base (Dosi, 1988) is composed of
technical knowledge. In this respect, we consider that it is neces- information as well as scientific or specific knowledge linked to
sary to examine the analytical approaches of extensions services in agricultural production and to innovations in that production. The
the social sciences. construction of such a knowledge base implies the development of
We propose to combine two approaches: an institutional specific procedures which can allow collective experiments,
economic analysis (IEA) and a sociological network analysis (SNA). building and testing of prototypes, and securing the implementa-
In the remainder of this paper, first the similarities and specificities tion of innovations. These procedures enable the construction of
of the two approaches are discussed (Section 2). Then the potential a shared vision within a set of actors (researchers, farmers, advisers,
of combining these two approaches is illustrated by a historical etc.). The economic sectors are characterised by specific knowledge
analysis of agricultural extension services in France and the bases, but also by different modalities for their construction.
Netherlands from the post-WWII decades (Section 3). This histor- These differences stem partly from the relations between
ical perspective enables to highlight possible failures of privatisa- production units and R&D activities and organisations. In the
tion as far as MFA issues are concerned (Section 4). agricultural sector the situation is very specific. Both in France and
in the Netherlands, farms are rather small production units which
2. Analytical framework cannot directly undertake R&D activities on their own. The question
of the linkages between farms, R&D organisations, and interme-
The idea of combining a network and an institutional analysis diary organisations (such as extension services for instance) is thus
has emerged from the fact that they could be complementary for crucial. That is why agricultural extension plays a key role in the
the representation of the evolution of the contribution of extension accumulation of technical knowledge and in the support for
services to innovations in the agricultural sector. This combination innovation.
allows us to analyse the impact of ongoing changes in agricultural
extension services, on MFA-related innovation patterns. 2.2. SNA and IEA: two complementary frameworks?
In this perspective, a joint INRA–WUR project on MFA (2003–
2006) afforded the opportunity to explore the potential of The SNA and IEA analytical frameworks are compatible as both
combining the outcomes of approaches from different disciplines. consider that innovations within the agricultural sector are the
The first approach is a Sociological Network Analysis (SNA) of product not of a linear process but of the intensive use of shared
extension services developed by the Communication and knowledge and information, according to collective rules and
P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202 S195

procedures. Extension services play a key role in the settlement of 3. A historical analysis of extension services in France and
these procedures. Nevertheless, the two approaches put a different the Netherlands
focus on this role of extension.
The SNA is focused on the analysis of interactions and networks. France and the Netherlands offer a sharp contrast in terms of
Within this analytical framework, ‘‘linkages’’ and ‘‘linkage mecha- systems of agricultural extension, but also in terms of the recent
nisms’’ play an essential role (Engel and Salomon, 1997). Linkages evolution of these systems. In France, one of the main suppliers of
enable actors to exchange immaterial resources, while linkage agricultural extension since the 1960s has been the Chambers of
mechanisms are the arrangements that facilitate these exchanges. Agriculture. Their services, goals, management, and financial
According to Engel (1995), these forms of arrangement set up to support have changed considerably in the last few decades. The
facilitate innovation may lead to the development of a ‘‘configura- Netherlands is an emblematic case of the commercialisation of
tion of innovation’’. This is defined as a pattern of more or less technical agricultural extension in Europe. These two national
lasting interactions among a number of social actors who perceive situations also differ in terms of distribution and diversity of farms,
one another as relevant to some or to all of their concerns. It and in terms of their structures, economic sizes, and production
embodies the accepted views, procedures and ground rules of systems. Thus, the proportion of economically large farms is much
collective behaviour with respect to one or more particular types greater in the Netherlands than in France. Building the research on
of innovation. SNA researches have studied the contribution of a comparison between these two countries was promising, as
extension services on linkage mechanisms within the innovation singular national paths seemed to exist for technical agricultural
process, and identified different configurations of innovation in systems which had evolved in different social contexts.
different contexts.
Nevertheless, the IEA points out the fact that extension services 3.1. The post-WWII decades (1945–1990)
cannot be considered from a technical point of view only, but also
as the expression of institutional arrangements between the state During the post-WWII decades, the target of agricultural
and groups of farmers on the evolution of the agricultural sector national policies in European countries was to obtain food security
itself. In this respect, in many European countries (France, by increasing agricultural production and productivity. These
Germany, Denmark, Netherlands, etc.) the history of extension policies consisted of various forms of support to farmers, which
services is inseparable from that of farmers’ unions. The question of were embodied in material and immaterial investments aimed at
the evolution of agricultural extension can therefore be addressed sustaining the growth of productivity.
through an institutional analysis embedded in the régulationniste The construction of agricultural extension services was one of
theory (Boyer, 1986). This implies an understanding of the rules these investments. Both in France and in the Netherlands, agri-
which set the social, economic and technical conditions for access cultural extension systems were built at national level and devel-
to agricultural extension services (costs, belonging to certain oped through public investments. Nevertheless, the conception,
groups of farmers, property of data and knowledge, etc.). It can be financing and organisation of agricultural extension have often
considered that these rules are the expression of institutionalised been pictured as very different in the two countries (Elegoet and
arrangements (following Delorme, 1984) between the state and Van Gils, 1989). As stated by Van den Ban (1981), semantics is a first
farmers’ unions. These arrangements are not organisational rules; indication of such differences: ‘‘the French term, ‘vulgarisation’,
they rather express balances of power (Théret, 2000) between suggests the popularization of knowledge whereas the Dutch ‘voor-
groups of farmers for access to relevant knowledge. They can be lichting’ can literally be translated as lighting the way’’.
a major force for change or inertia in the contribution of agricul- The agricultural knowledge systems of the two countries and
tural extension to innovation patterns within the sector: ‘‘the the contribution of extension services to these systems can be
economic performance of a technical system is dependent on societal represented as proposed in Figs. 1 and 2, respectively for France and
factors [.]: it is mainly institutional arrangements which define for the Netherlands. In both countries, the post-war decades were
socio-technical trajectories characterised by both reversible and irre- a period of deep transformation of extension services and of their
versible phenomena’’ (Boyer, 1989). contribution to innovation within the agricultural sector.
To conclude, the SNA and IEA frameworks are compatible as
they share the same conception of innovations within agricultural 3.1.1. Extension services and the rise of intangible investments
sectors. Agricultural innovations are considered to be neither in agriculture
exogenous to the agricultural sector nor linear and transmitted First of all, the public investments in extension services did
from research to farmers. In both frameworks, it is rather consid- result in an increase in the resources available to farmers within
ered that collective procedures are needed for the production and extension services. The number of advisers available to farmers
accumulation of technical knowledge. Nevertheless, the two increased sharply during this period. In France, there was one
analytical frameworks shed light on different aspects of these adviser available for 900 farmers in 1949, one for 560 farmers in
collective procedures. The SNA framework focuses more on the 1967, and one for 145 in 1982. In the Netherlands, there was one
technical efficacy of extension services, relative to the linkage adviser available for 350 farmers in 1949, one for 120 farmers in
mechanisms supporting the contribution to configurations of 1967, and one for 100 in 1982. It is important to note that the ratio
innovation within the agricultural sector. The IEA framework, on [number of farmers/number of advisers] has decreased at least as
the other hand, pictures extension services as a technical expres- steeply as the number of farmers itself, especially in France. The
sion of institutional arrangements between groups of farmers and ratio [number of farmers/number of advisers] decreased by a factor
the state over the development of each country’s agricultural of 3.9 in France between 1967 and 1982, whereas the number of
sector. farmers only decreased by a factor of 1.8.
The two approaches offer complementary frameworks for the However, investments in agricultural extension could not be
analysis of the organisational and institutional contribution of reduced to an increase in the number of advisers available to
agricultural extension to innovations within the agricultural sector. farmers. A new configuration of innovations had emerged, both at
The potential of combining these two frameworks can be illustrated the level of the agricultural knowledge system and at that level of
through the historical analysis of extension services in France and extension services suppliers. Before this period, innovations within
in the Netherlands from 1945. agricultural extension services were based on the possibility of
S196 P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202

Ministry of Agriculture

Co- Agronomic research


(INRA) Agronomy Agricul-
management engineering tural
schools education
Animal prod. Plant prod.
A.N.D.A.
Production of scientific
knowledge
Financing
Co- Applied research (P institute)
management
Animal prod. Plant prod.

Co-production of technical references

Chambers of Agriculture

Technical
Department Department extension
National
of of
federation
Animal prod. Plant prod.
of
farmers’ Technical extension
unions
(FNSEA)

(CETA,
Farms GVA)

Technical extension

Animal prod. Plant prod.

Input cooperatives and traders

State or public organisation Organisation co-managed by


the state and farmers
Organisation controlled by Other organisations
farmers

Fig. 1. Agricultural extension systems and agricultural knowledge system in France (in 1985).

producing new knowledge through the competences and skills of transmitted to agricultural entrepreneurs by agricultural extension.
advisers, who were mainly teachers. They were rather the result of a co-production of knowledge
After the Second World War, innovations in agricultural exten- though the links between diverse actors (farmers, extension
sion services were based not only on the competences of advisers, services, farmers’ unions, applied research institutes, etc.).
but also on new procedures for the production of knowledge. These Three concrete illustrations can be given of how these relations
procedures were embodied in the relations between extension contributed to the establishment of procedures respectively for the
services and other R&D organisations, such as the applied research production, accumulation, and validation of knowledge.
institutes that were founded during that period. In the two coun-
tries, both agricultural extension services and applied research 1) In the post-WWII years there were national institutions – such
institutes were built at national level, and divided into departments as the ‘‘liaison office’’ in the Netherlands – which used to
according to agricultural productions (cereals, milk, meat, etc.) contribute to the coordination of the different R&D organisa-
(Figs. 1 and 2). The relations between applied research institutes tions and to reinforcing the effectiveness of the linkages
and extension services have been a vector of innovation for the between them (Wielinga, 1988).
agricultures of the two countries. 2) Experimental stations and networks of experimental farms
A major outcome of the SNA framework has been to show that contributed to the validation of technical knowledge through
these relations should not be considered as a linear production of numerous experiments with a diversity of innovations. In both
innovation. Thus, Leeuwis and Van den Ban (2004) argue that countries, these experimental farms and stations were co-
innovations were not generated by agricultural research and financed by the Ministry of Agriculture and by farmers’ unions.
P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202 S197

Ministry of Agriculture

Agricultural research and


Discussions universities Agricul-
tural
education
Animal prod. Plant prod.

Production of scientific knowledge


Landbouw-
Financing of Applied research
schap
experimental Liaison
farms. Animal prod. Plant prod. office

Co-production of technical references

Service for agricultural extension

Discussions Technical
Department of Department of plant extension
animal production production

Technical extension
Catholic farmers union

Groups
Protestant farmers union Farms of
farmers

Liberal farmers union


Technical extension

Animal prod. Plant prod.

Input cooperatives and traders

State or public organisation Organisation co-managed by


the state and farmers

Organisation controlled by Other organisations


farmers

Fig. 2. Agricultural extension systems and agricultural knowledge system in the Netherlands (in 1985).

The experimental programmes carried out on these farms and extension and applied research bodies. They were grounded at
stations were designed by various R&D organisations (applied national level, and contributed to the support for innovations
research organisations, extension services) and farmers’ leading to a specialisation and intensification of agriculture.
associations.
3) There have been many joint technical publications between 3.1.2. Extension services as the expression of institutional
diverse R&D organisations, for instance local bulletins speci- arrangements specific to each country
alised in cereal production, co-edited by extension services and The evolution of agricultural extension services during the post-
applied research, and based on the results of experimental WWII decades cannot be analysed from a purely organisational
farms. These publications have enabled an accumulation of point of view. The IEA has shown that these services were also the
knowledge about agricultural production systems. technical dimension of broader institutional arrangements
between the state and groups of farmers, concerning the
Although the conceptions and financing of agricultural exten- modernization of agricultural sector. Both in France and the
sion services remained different in France and the Netherlands Netherlands, modernization was basically targeted towards an
during the post-WWII decades, the technical organisation of these increase of the agricultural sector’s productivity in the two coun-
services had many similarities. In both countries new procedures tries. Nevertheless, the arrangements between the state and
emerged, which enabled a real co-production of knowledge farmers were specific to national contexts. They had to take into
between applied research, extension services, and farmers. These account the diversity of farms, in terms of size, production systems
procedures were embodied in new relations between agricultural and farmers’ skills. As a result, these arrangements allowed certain
S198 P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202

groups of farmers to have a privileged access to means of produc- through a commission, the Landbouwschap, which contributed to
tion (land, credit, and knowledge). the integration of diverse beneficiaries into agricultural extension
The French knowledge system was a public–private one, co- schemes.
financed and co-managed by the state and farmers’ unions, which This was possible owing to a plurality of farmers’ unions in the
were grouped together within the National Association for Agri- Netherlands. There used to be three – a catholic farmers’ union,
cultural Development (ANDA). Two consecutive laws (in 1959 and a protestant farmers’ union, and a liberal farmers’ union – repre-
1966) transferred the responsibility for agricultural extension from senting a geographical and structural diversity of farms (Frouws,
the government administration to the Chambers of Agriculture. 1991). For instance, the catholic farmers’ union represented mainly
These Chambers are at the centre of the political representation of small farms from the south of the country. These three unions were
farmers in France, through farmers’ unions elections. The transfer equal partners in the discussions about national agricultural
of the responsibility of extension services to such Chambers can be development within the Landbouwschap. This had contributed to
analysed as an institutional arrangement that allowed the domi- the fact that the extension system produced specific knowledge for
nant farmers’ union of this period to play a key role within the diverse groups of farmers.
French knowledge system. This union represented mainly one Combining a network analytical framework and an institutional
social group of farmers: professional farmers who ran family farms analytical framework has led to original findings about the evolu-
(cf. Appendix 1). These farmers were consequently the target group tion of agricultural extension. The post-WWII period has often been
of extension in France. They were a productive base for the devel- described as one of heterogeneity of national extension systems
opment of the sector, but also the most important contributors to from the point of view of their technical organisation. However, the
investments in agricultural extension through a system of taxes SNA analysis highlights significant similarities between French and
(Labarthe, 2006). Reciprocally, the beneficiaries of services from the Dutch agricultural knowledge systems from a technical point of
Chambers of Agriculture were characterised as ‘‘full-time farmers – view. In both countries the post-WWII decades were one of
part-time farmers are quasi excluded – young, more often educated, intensive creation of linkages between the organisations within
and with responsibilities in farmers’ unions’’, as shown by a survey agricultural R&D. This contributed to new collective procedures for
over 2500 farms realised by the Statistical Service of the French the production and accumulation of technical knowledge within
Ministry of Agriculture (SCEES, 1983: 11). agricultural sectors. Differences did exist between national exten-
This can be illustrated through the predominant role of exten- sion systems, but they were more institutional than technical. The
sion circles, such as the Centres for the analysis of agricultural IEA has made it possible to show such specificities of each national
techniques (CETA). These circles consisted of small local groups of situation. Extension services were the expression of institutional
farmers, and were the main beneficiaries of extension services. arrangements peculiar to each country. These arrangements had an
They were highly effective for the sharing and accumulation of impact on the speed and direction of technical change within
technical knowledge between their members. Nevertheless, they agricultural sectors.
were also responsible for cumulative effects of exclusion of other
farmer groups. Not only were these circles not easily accessible to 3.2. Recent developments (1990–2005): privatisation of extension
certain groups of farmers, but the knowledge gradually accumu- and deconstruction of collective procedures for knowledge
lated was less and less relevant to the excluded farmers: ‘‘groups of production
farmers, study clubs, or extension groups such as CETA can play a key
role in the implementation of agronomic research. They allow for an Since the 1990s the organisation of agricultural extension has
exchange of experiences and ideas between farmers and advisers, and changed profoundly in European countries. The knowledge systems
also with researchers. Nevertheless, as farmers enter these clubs to of the two countries are presented in Figs. 3 and 4 for the year 2000.
learn from one another, the ones from whom innovative ideas are First of all, public investments in extension services have decreased.
expected are particularly welcome in these clubs. As a consequence, This decrease is much smaller in France than in the Netherlands,
the more traditional and poorer farmers tend to be excluded from where public expenditures on agricultural extension were reduced
these clubs.’’ (Van den Ban, 1984: 34). by 90% between 1990 and 2000. During that period, Dutch exten-
In the Netherlands, apart from similarities with the French sion services were privatised, and the Dutch agricultural knowl-
situation, some compensatory mechanisms did exist, which edge system underwent many changes. By contrast, France is one of
enabled some small or less-modernised farms to have access to the European countries in which extension services have had the
agricultural extension. For instance, there was a specific govern- fewest changes.
ment organisation to support small farm development (Dienst voor There has nevertheless been a deep crisis in the French system
de Kleine Boerenbedrijven, literally, service for small farms). This of co-management of extension services. This crisis has led to the
organisation proposed technical and managerial extension services dismantling of the institution in charge of this co-management, the
to farmers, either to specialise and intensify their production National Association for Agricultural Development (ANDA). It is
system, or else to quit agriculture through a safe transition (Somers, important to note that this crisis was partly due to the emergence of
1991). new themes for extension related to the acknowledgement of
This specificity of the Dutch situation can be explained not only multifunctional agriculture. The state pushed for a reorganisation
by the modalities of farmers’ unions’ participation in the of the Chambers of Agriculture, towards territorial issues (fight
construction of extension systems, but also by the representation of against pollution, protection of biodiversity, etc.). These issues
the actual diversity of farms in farmers’ unions (cf. Appendix 1). In involve now far more advisers of the Chambers than before
the Netherlands, farmers’ representation in farmers’ unions and the (Table 1). At the same time, farmers’ unions were still preoccupied
organisation of extension services were segregated: it was the state by new sector-based issues (productivity and the impact of CAP on
that financed and implemented the activities of technical exten- prices, quality standards of products, etc.).
sion. This enabled it to develop specific services for farms (small In the Netherlands, changes within extension systems have
ones for instance) or for less-modernised regions with a strong been much bigger. There has been a full commercialisation of
potential for increasing productivity (Devienne, 1989). Neverthe- services, and a partial privatisation (emergence of private actors
less, even though farmers’ unions did not have a direct responsi- such as consultants, agro-industry, etc.). Agricultural extension is
bility for agricultural extension, they had a consultative role currently characterised by a wide diversity of suppliers: farmers’
P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202 S199

Ministry of Agriculture

Agronomic research Agronomy Agricul-


(INRA) engineering tural
schools education
Animal prod. Plant prod.

Production of scientific
knowledge

Applied research (Technical institute)

Animal prod. Plant prod.

Co-production of technical references

Chambers of Agriculture

Farmers’
unions Department Department
of of
Animal prod. Plant prod.
Technical extension

Farms

Technical extension

Animal prod. Plant prod.

Input cooperatives and traders

State or public organisation Organisation co-managed by


the state and farmers

Organisation controlled by Other organisations


farmers

Fig. 3. Agricultural extension systems and agricultural knowledge system in France (in 2005).

cooperatives, private firms (which could belong to diverse actors: Furthermore, it appears through the analysis of the activity
farmers’ unions, etc.), agronomy universities, etc. This evolution of of commercial consultancy firms that such suppliers tend to
extension leads to new problems in terms of its contribution to the substantially limit their investments in collective R&D
production and the accumulation of technical knowledge. (Labarthe, 2006). As a result, they invest neither time nor
The SNA framework has shown that privatisation has weakened money in local experimental farms.
the links between the different organisations and components of 2) There has been a total dismantling of the national coordination
agricultural R&D (Leeuwis, 2000). The following are two concrete of the innovation systems of the agricultural sector. During the
illustrations of these transformations of the procedures for the post-war decades, specific organisations used to exist for
validation of technical knowledge: reinforcing the linkage mechanisms between extension
services and applied research institutes, such as the Liaison
1) Investments in experimental stations and networks of Office in the Netherlands. This Liaison Office was converted into
experimental farms have changed considerably. There has an Innovation and Knowledge Centre in 2000, with huge staff
been a disappearance of the systematic financing of exper- cuts, and finally disappeared in 2004 when it was transformed
imental farms by farmers’ unions. Financing is no longer on into an expertise centre for the Ministry of Environment and
a permanent basis but on the basis of short-term contracts, Agriculture.
and is submitted to competition. For instance, the associa-
tion of Dutch cereal producers recently financed a research From the IEA point of view, it is striking to observe that this
programme implemented by a Scottish research institute. period of major changes within extension services coincides with
S200 P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202

Ministry of Agriculture

Applied research Agronomy


Education
institutes university

Supply-chain
innovation brokers
Provinces

DLV advies Groep


Other
consultancy
Provincial Private Private firms
innovation advisory advisory Etc.
brokers for for
cereal horticul.
Technical consultancy

LTO
advies

Farms
LTO

Technical consultancy

Animal supply chain Plant supply chain

Input suppliers

State or public organisation Organisation co-managed by


the state and farmers
Organisation controlled by
farmers Other organisations

Fig. 4. Agricultural extension systems and agricultural knowledge system in the Netherlands (in 2005).

deep transformation of institutional arrangements between the


state and farmers’ unions. There are three major signs or charac-
Table 1
teristics of these changes.
Comparison of the distribution of French Chambers of Agriculture’s employees (%)
according to the main theme of their work in 1980 and 2000.
1) In the Ministries of Agriculture (particularly in the
Function Year
Netherlands), the conception of the role of public investments
in the agricultural knowledge system has changed radically. It 1980 2000
is now considered that it is the duty of each individual farmer Promotion of agriculture 7 4
to invest in the production of technical knowledge and in the Plant production/agronomy 26 13
Animal production 28 23
advisory services necessary for his or her activity.
Economy 22 4
2) There has been a crisis in the political representation of Environment 5 16
farmers. In the Netherlands, the three former farmers’ unions General farm problems 8 19
merged, and new ones emerged. During the same period the Local development 0 9
Landbouwschap was dismantled in the Netherlands, and the Other themes 4 12

ANDA in France. As a result, discussions between the Ministries Source: ANDA, 1982 and APCA, 2001.
P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202 S201

of Agriculture and farmers’ unions over the organisation and 5. Discussion and conclusions
goals of extension services have decreased at national level.
This tendency is particularly strong in the Netherlands, where To conclude, combining a network and an institutional frame-
significant debates about extension services no longer exist at work allows for a new understanding of the transformation of
national level. extension services in France and in the Netherlands. In terms of
3) Some institutional innovations have emerged within the agri- results, it has enabled us to propose an original perspective on the
cultural knowledge systems of the two countries. They consist similarities and divergences of extension services in the two
of attempts to recreate linkages between a diversity of R&D countries. Papers written in the late 1980s and early 1990s
organisations and farmers at levels other than the national described the diversity of the organisation of knowledge systems in
level. The nature and impact of such innovations (referred to as industrialised countries as a technical diversity. They also predicted
‘‘knowledge brokers’’ in Klerkx and Leeuwis, 2006a, 2006b) the emergence of a more standardised and effective system based
remain widely diverse. Nevertheless, these innovations do on commercialised extension firms (Knutson, 1986). Our analysis
correspond to two logics. Some of them are initiatives at the has shown, on the contrary, that the post-WWII decades were
regional or provincial levels, which try to recreate linkage a period of strong similarities of agricultural knowledge systems in
mechanisms between farmers, extension services, applied France and the Netherlands from a technical perspective. The
research institutes and administration at the local level. The differences between the countries were more the results of the
sustainability and effectiveness of these institutional innova- inclusion of extension services in institutional arrangements
tions are however a matter of debate. Many of them depend on specific to the social context of each country. In contrast, the
short-term contracts (with provinces, farmers’ unions, or contemporary period is characterised by a growing divergence
European Union), and their human and financial resources are between the technical organisation of the knowledge systems of
often limited. The second logic is sector-based, which reflects the two countries, in a context of transformation of the institutional
a trend of privatisation of the agricultural knowledge systems arrangements between the farmers’ unions and the state.
characterised by the growing importance of agro-industries in Producing such results has been possible as the two analytical
this system. There are many initiatives within supply chains frameworks appear to be complementary from a scientific
enabling new procedures for the validation and accumulation perspective. The SNA is complementary to the IEA by proposing
of technical knowledge: creation of firms dedicated to the a systemic framework which formalises how extension contributes
production and management of technical data bases for input to innovations through links with other R&D organisations. The IEA
suppliers (both at local and national level), new procedures of is complementary to the SNA by stressing the fact that extension
financing applied research institutes by the agro-industry, etc. systems cannot be understood from a strictly technical point of
view. Extension services are also the expression of institutional
4. Repercussions on extension services for MFA arrangements. These arrangements and their transformations are
specific to periods and national contexts. Combining the two
Combining a network and an institutional framework of analysis analytical frameworks offers a very promising perspective for
enabled us to better understand the consequences of the privati- understanding the organisational and institutional transformation
sation trend in the perspective of acknowledgement of MFA. of European agricultural R&D innovation systems.
From a technical point of view, privatisation of extension This seems all the more necessary as extension services have
services has induced a deconstruction of the links within the recently been mentioned as policy tools within the European
agricultural knowledge system. This could lead to a decrease of the Common Agricultural Policy (CAP). The year 2003 was decisive for
knowledge generated, especially as far as MFA issues are concerned. the CAP (European Commission, 2003). A reform was accepted,
Thus, several authors argue that increased competition has resulted which established the principle of cross-compliance. In order to
in the withholding of knowledge generated and exchanged in benefit from European subsidies, farmers have to fulfil a set of
agricultural R&D systems (Leeuwis, 2000; Nieuwenhuis, 2002). The regulations concerning the different functions of agriculture:
Dutch system of public provision of agricultural R&D was previ- environmental protection, biodiversity, landscape maintenance,
ously characterised by open exchanges of information, and by etc. At the same time, CAP reform has acknowledged the necessity
procedures for the co-production of knowledge for support to to produce technical knowledge for the integration of these func-
innovations. Nowadays, R&D organisations act much more strate- tions at farm level. This is embodied in the obligation for Member
gically with regard to the sharing of knowledge and information, or States to create a National Extension System by 2008, in order to
even attempt to protect it through patents. bring technical support to farmers for the implementation of CAP
These tendencies highlight the fact that privatisation is not cross-compliance. The organisation and financing of these National
likely to contribute to innovation in the line of MFA. Although there Extension Systems will nevertheless remain under the responsi-
is a need to integrate functions other than primary production, the bility of each EU Member State. But there is nowadays a strong trend
knowledge systems of the two countries’ systems seem to be driven towards the deconstruction of the agricultural knowledge systems
more and more by sector-based investments. There is a lack of of European countries, on a national scale. In this perspective, two
validation of innovative production systems for the integration of lessons can be learned from our research. Firstly, it is necessary to
different functions (productivity, fight against pollution, preserva- rebuild links and collective procedures within agricultural R&D if
tion of environment, and design of landscape) through experiments National Extension Systems are to support agriculture in integrating
and modelling at farm level. Appropriate services for farmers the technical requirements of its multifunctionality. Secondly, these
enabling this integration are also lacking. collective procedures cannot be designed in a strictly technical
The institutional analysis has stressed the fact that privatisation perspective. To be effective, they rather need to be thought in the
is a process embedded in the transformation of national institu- social and historical context of each country.
tional arrangements between the state and groups of farmers.
These transformations are still grounded primarily in sector-based Appendix 1. Farmers’ unions and agricultural extension
issues; they do not seem likely to lead to a transformation of
agricultural systems towards an acknowledgement of the multi- In both countries, the history of farmers’ unions and the one
functionality of agriculture. of extension services are closely linked. In this appendix, we
S202 P. Labarthe / Journal of Environmental Management 90 (2009) S193–S202

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