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Indian Geotech J (June 2022) 52(3):742–752

https://doi.org/10.1007/s40098-022-00595-2

TECHNICAL NOTE

Massive Sandstone Falling Analysis and Design Barriers Along


National Highway No. 2013 in Phitsanulok Province, Thailand:
A Case Study
W. Sukplum1 • S. Wannawongsa1

Received: 16 August 2021 / Accepted: 10 January 2022 / Published online: 5 February 2022
Ó Indian Geotechnical Society 2022

Abstract Rockfalls are a natural phenomenon that can geological materials that occur along discontinuities on
cause damage to infrastructure and endanger lives. They steep slopes. Varnes [2] identified a ‘‘rockfall’’ as one of
are commonly found in mountainous areas and those with the slope mass movement types and processes. Gravity has
steep terrain. Therefore, this research aimed to assess and a tremendous influence on rockfalls, which then rapidly
analyze the rockfalls along National Highway No. 2013, face free-falling [3, 4]. Naturally, rockfalls are one of the
located in Nakhon Thai District, Phitsanulok Province. The most common hazards found in mountainous areas, steep
study involved slope topography, geological rock struc- terrain, or cliffs [3, 5–7]. Consequently, rockfalls are a
tures, rock block sizes and their weight, kinetic energy, natural phenomenon that can cause damage to infrastruc-
block falling velocity, and trajectory. The topography and ture and most cars, as well as endanger countless lives
geometry of the slopes were measured using an unmanned [5, 7–12]. Due to the significant mobility of rockfall mas-
aerial vehicle (UAV), which were compared to field mea- ses, they have a tremendous amount of energy and move
surement. Geological structures were also observed in the exceedingly fast [13, 14]. Many researchers have proposed
field. The essential parameters for serious risk of massive methods to assess the rockfall hazard and identify danger
falling in several sections along the highway were evalu- areas. The motion of falling rocks is determined by char-
ated. The rock falling trajectory was analyzed using Roc- acteristics such as the form of the rock blocks, the height,
Fall software. The rock mass bounce height of 150 falling the geometry of the slope, the angle of the slope, and the
rock masses on three different slope sections was simu- roughness of the slope [4]. The morphological and
lated. Rockfall protection structures were also designed and geotechnical characteristics of the rock slope face as well
proposed based on the simulation results. as seismic events produced by earthquakes may be the
main causes of rockfalls [7, 15–17]. In addition, the
Keywords Geohazard  Rockfall  Road cut slope  weathering, fracturing, and opening of the weak plane in a
Trajectories analysis rock slope under favorable weather conditions might
increase the probability of rockfalls [3, 6]. The shape of the
rock blocks, slope height, slope angle, slope roughness, and
Introduction slope face friction all influence how they move [18, 19].
Although the bounce and trajectory of the fall are con-
Landslides can be classified into five types based on their trolled by the size and shape of the falling boulders, as
moving speed: fall, slide, topple, flow, and lateral spread discussed above, it is still much less than the slope
[1–3]. Falls are the sudden separation of masses of geometry and rebound coefficient [20].
National Highway No. 2013 is a connecting route
between the northern and northeastern regions of Thailand.
& W. Sukplum There are several landslide hazards, especially in the rainy
wimosu@kku.ac.th
season, as the route runs through mountainous terrain with
1
Department of Geotechnology, Faculty of Technology, Khon steep and highly weathered steep rock slopes. Some
Kaen University, Khon Kaen 40002, Thailand investigations have been carried out in the area by the

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Indian Geotech J (June 2022) 52(3):742–752 743

Department of Mineral Resources of Thailand about the trajectory using RocFall software, and (v) propose slope
landslide susceptibility [21]. The department classified the mitigation and protection.
susceptibility of landslides into five levels: very low, low,
moderate, high, and very high. The route shown in Fig. 1
indicates that the study area faces moderate to high-level Study Area
landslide susceptibility. Thus, the risk of a slide is con-
cerning. However, the study of rockfalls and their mecha- The field survey covers the highway cut slopes more than
nisms remains insufficient. However, three types of failures 10 km long (Fig. 2). The elevation of the road is approx-
such as flowing of soil on the low terrain, falling and imately 300–320 m, while the mountain region is
sliding in the high region, were commonly found in this 360–380 m. The geological setting of the area consists of
study area. Thus, the main objective of this research was to sandstone in the Khao YaPuk Formation. The formation
investigate and assess the rockfall mechanism. A suit- was deposited by an occasional meandering river and by
able design for protective measures would be proposed. As the wind in semiarid to arid conditions [22] during the
a result, the safe transportation, construction, and mainte- Cretaceous–Tertiary period. This formation can be classi-
nance of roads in a rockfall risk area could be managed. fied into two sequences: Upper and lower [23]. The upper
The investigation includes the following steps: (i) geology sequence, top or crest of the slope, is massive sandstone
and geotechnical field investigation for slope geometry and that is approximately 200–300 m in thickness. The rock is
their discontinuity characteristic of the rock slope, (ii) mainly composed of brick-red, coarse to medium-grained,
laboratory determination of rock properties, (iii) measure- poor sorted, well rounded to rounded, thick-bedded, large-
ments of the shape, size, and weight of boulders from block scale cross-bedding. The lower sequence consists of fine
falling, (iv) analysis of falling velocity, energy, and sandstone interbedded with siltstone, brown to reddish-
brown with ripple marks, a load-cast and mud-crack

Fig. 1 The susceptibility of landslides in the study area

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Fig. 2 The region of the study

structure. The thickness is approximately 5 to 5 m. More- rock gabion that are approximately 3.50 m high and 3 m in
over, the authors found that the lower part of the slope width. The characteristics of the slope are shown in Fig. 3.
contained unconsolidated sedimentary rock, sandstone, and
siltstone. In addition, the slope’s toe has three layers of
Methodology

Field Observation and Geometry of the Slope

Field data, such as geological structure and slope geometry,


were collected using field measurement, and rock samples
were collected for laboratory testing. Moreover, an
unmanned aerial vehicle (UAV) was used to survey the
overall study area. The images data collected using the
UAV were transformed into digital topographic contours.
Thus, the topography and slope geometry could be created
from both the field data and transformed UAV data. Con-
sequently, three sections of the slope were used for simu-
lation, as shown in Fig. 4. As a result, a typical cross
section was generated by the digital elevation model
(DEM), as shown in Fig. 5. The slope comprised three rock
layers that are massive sandstone of the Khao YaPuk
Fig. 3 Overall slope and geological setting Formation, fine sandstone interbedded with siltstone, and

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Fig. 4 DEM contour map and


section for modeling simulation

Fig. 5 Typical cross section of slope

unconsolidated sedimentary rock. The height and length of Kinematic of Slope


the slope were approximately 60 m and 80 m, respectively.
The slope angles varied between 70 and 75°. The road Kinematic refers to the motion of bodies without reference
width was 6 m. One hundred and fifteen rockfall blocks to the forces that cause the slope to move. Kinematic
were measured and recorded. The weight of each block was analysis can be performed using the stereographic projec-
then calculated. As a result, the blocks could be divided tion technique, which is a simplified method. Discontinuity
into seven groups by weight, 150, 300, 500, 1000, 2000, data as dip and dip directions were measured and plotted.
3000, and 10,000 kg. Sandstone blocks and some uncon- The potential and type of rock slope failure were deter-
solidated specimens were also collected for laboratory mined. Dips 8.0 software was used for the kinematic
testing. analysis. The dip and dip direction of the slope was 75°/
318. The major bedding plane had an average dip/dip
direction of 40°/122°. Two joint sets were found with dip/
dip direction of 90°/126° and 90°/213°. The stereo plot

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indicates potential toppling due to joint set no.1, as shown illustrated in Table 1. The coefficient of normal restitution
in Fig. 6. (COR) is another parameter in the rockfall simulation, and
the selection of its proper value is important as the sensi-
Laboratory Test tivity of output depends on the COR selected value.
However, the values for coefficients of normal (Rn) and
The rock blocks from the upper part of the road cut slope tangential (Rt) restitution with standard deviation for the
were collected. Nine cylindrical rock specimens were slope material were selected from the coefficient of resti-
prepared for three uniaxial and two sets of triaxial strength tution table provided by Rocscience in accordance with the
tests following the ASTM D 7012 standard [24]. The materials from the sloping site. The initial velocity was set
uniaxial compressive strength from three 22.43 MPa and to 0 m/s due to a static condition in the initial state of
the elastic modulus was 6.48 9 103 MPa. The rock could rockfall. The slope roughness can affect the angle of
be classified as E class, a very low strength according to impact, which can cause a change in the movement of the
Deere and Miller classification [25]. Thus, the rock easily rock block. The simulation sampling method is Monte
breaks and fails when affected by the stresses factor. The Carlo, pseudo-random.
shear strength parameters, cohesion (c), and friction angle
(/) obtained from the triaxial test were 6.79 to 12.95 MPa,
and 33.07 to 48.03°, respectively. The density of rock was Results and Discussion
also determined under the ISRM suggestion method [26].
As a result, the bulk density of rock was 2080 kg/m3. The Rock Blocks Fall Simulation Analysis
strength and density parameters were used as initial input
data in the RocFall software. The analysis of the trajectories of the rock mass falling in
The unconsolidated sediments were also collected from Sect. 1 is depicted in Fig. 7. Four types of falls including
the slope toe. Their grain size and plasticity were deter- rotational, translational, sliding, and projectile movements
mined. The sediments could be classified in the unified soil were determined. Two seeders were used corresponding to
classification system as clayey sand (SC) with lower liquid the slope face geometry. The results of maximum bounce
and plastic limits at 35.96% and 25.16%, respectively. height, kinetic energy, and kinetic velocity are tabulated in
Table 2. As a result, the maximum and minimum bounce
Rockfall Simulation Using RocFall Software heights on a 1000 kg rock block were determined to be
8.91 m and 0.61 m, respectively. Unfortunately, 88 rock
RocFall is a 2D statistical analysis program for block blocks were able to bounce through the barrier and fall onto
falling assessment. The velocity, energy, maximum runout the roadway. In addition, the kinetic energy of 7 rock block
distance, trajectory, and bounce height of a falling rock groups indicated that a 10,000 kg block had the highest
mass at the endpoint can be obtained from the program. kinetic energy at 66.21 m at 2,032.52 kJ. The total kinetic
Input data parameters such as friction angle, slope rough- energy was 1879 kJ. Translation and rotational velocities
ness, slope gradient, and average weights of rock blocks obtained from the simulations were 19.8 m/s at 52.59 m on
falling from the three different slope geometries are the slope and 52.54 rad/s at 65.32 m on the slope,
respectively. As a result, the translational kinetic velocity
was 18.58 m/s and the rotational kinetic velocity was 43.95
red/s.
The slope face geometry of Sect. 2 and block simulation
are illustrated in Fig. 8. There are three seeders in this
section. The movement of seeder 1 cannot move on either
seeder 2 or seeder 3. Similarly, rocks on seeder 2 cannot
move on to seeder 3. The results of the rockfall simulation
Slope face Bedding
are tabulated in Table 3. The results show that the rock
Joint 2 block group 7, 10,000 kg, bounced 2.37 m high and moved
Joint 1
6.01 m on the slope at seeder 1. This rock block also
bounced 2.45 m high and moved 38.66 m on the slope of
the seeder 2. Moreover, it bounced 7.56 m high and moved
67.87 m on the slope of seeder 3. 83 rock blocks from
seeder 3 could move over the barrier and finally fall onto
the road. Similar to the section, the kinetic energy of rock
Fig. 6 Potential of slope failure show toppling on joint set no. 1 block group 7, 10,000 kg, showed the highest kinetic

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Table 1 Parameters used in RocFall software


Parameter Value Unit

Friction angle 33.07 degrees


Density 2,080 kg/m3
Average weights of falling rock block 351.60 kg
Number of rock blocks considered
Size of falling rock blocks (in situ measuring) 150 –
Rock mass 150 kg 0.28 9 0.99 9 0.26 m3
Rock mass 300 kg 0.38 9 1.00 9 0.38 m3
Rock mass 500 kg 0.55 9 0.61 9 0 70 m3
Rock mass 1000 kg 0.80 9 0.86 9 0.67 m3
Rock mass 2000 kg 0.50 9 1.80 9 0.80 m3
Rock mass 3000 kg 1.00 9 1.80 9 0.80 m3
Rock mass 10,000 kg 1.80 9 1.91 9 1.30 m3
Slope angle 70–75 Degrees

Fig. 7 Simulation of
trajectories for falling rock
blocks in Sect. 1

energy at 71.00 m at 1,600 kJ. The total kinetic energy was bounced 17.56 m high and moved 21.39 m on the slope,
1,279 kJ. Translation and rotational velocities were but the average bounce was 9.25 m high. 55 rock blocks
22.86 m/s at 57.56 m on the slope and 41.70 rad/s at could bounce over the barrier and finally fall onto the
72.17 m on the slope face, respectively. As a result, the roadway. In addition, the kinetic energy of the 7 rock
translational kinetic velocity was 16.90 m/s and the rota- groups determined that the rock group 7, 10,000 kg, had
tional kinetic velocity was 35.81 red/s. the highest kinetic energy at 60.00 m as 3,613.78 kJ. The
The slope face geometry and bouncing trajectories of the total kinetic energy was also determined to be 2,651 kJ.
falling rock masses for Sect. 3 are shown in Fig. 9. The Translation and rotational velocities were calculated to be
rockfall simulation results are tabulated in Table 4. The 27.67 m/s at 74.04 m on the slope and 57.93 rad/s at
results indicated that the group 6 rock block, 3,000 kg, 69.93 m on the slope, respectively. As a result, the

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Table 2 The results of rockfall analysis in Sect. 1


Initial conditions (rigid body) Horizontal velocity (m/s) Vertical velocity (m/s) Rotational velocity (deg/s) Initial rotation (deg/s)

Seeder 1 0 0 0 0
Seeder 2 0 0 0 0
Normal restitution (Rn) 0.45 Dynamic friction 0.55
Tangential restitution (Rt) 0.82 Rolling friction 0.10
Sampling method: Monte Carlo Random: Pseudo-random
Results Max Mean 95%
Simulation times (s) 99.03 – –
Bounce height (m) 9.26 4.10 6.31
Total kinetic energy (kJ) 1,879 352.9 1,879
Translation kinetic energy (kJ) 1,546 286.3 1,546
Rotational kinetic energy (kJ) 353.6 67.67 353.6
Translational kinetic velocity (m/s) 18.58 13.02 18.58
Rotational kinetic velocity (rad/s) 43.95 30.51 43.95

Fig. 8 Simulation of
trajectories for falling rock
blocks in Sect. 2

translational kinetic velocity was 24.75 m/s and the rota- common feature of such a structure is not intended to
tional kinetic velocity was 41.69 red/s. prevent rockfall from occurring, but rather to mitigate its
effects [27]. Rockfall protection structures are used to
Rockfall Mitigation Measures and Rockfall prevent the danger caused by falling rock impact energy.
Protection Structure Design The adequacy of protection measures and design is directly
influenced by the study site assessment and data collecting
An efficient approach to reduce the impact of falling rocks field/lab test of the falling rock mass [28]. The size of the
is to allow rockfall to occur while controlling the block falling rock mass, velocity, bouncing height, and trajectory
falling distance and direction with protective structures. A of the falling rock mass affecting the barrier all influence

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Table 3 The results of rockfall analysis in Sect. 2


Initial conditions (rigid body) Horizontal velocity (m/s) Vertical velocity (m/s) Rotational velocity (deg/s) Initial rotation (deg/s)

Seeder 1 0 0 0 0
Seeder 2 0 0 0 0
Seeder 3 0 0 0 0
Normal restitution (Rn) 0.45 Dynamic friction 0.55
Tangential restitution (Rt) 0.82 Rolling friction 0.10
Sampling method: Monte Carlo Random: Pseudo-random
Result Max Mean 95%
Simulation times (s) 67.35 – –
Bounce height (m) 7.64 3.94 6.67
Total kinetic energy (kJ) 1279 264.90 1257
Translation kinetic energy (kJ) 1257 260.30 1546
Rotational kinetic energy (kJ) 172 26.21 172
Translational kinetic velocity (m/s) 16.90 14.67 16.90
Rotational kinetic velocity (rad/s) 35.81 18.33 35.81

Fig. 9 Simulation of
trajectories for falling rock
blocks in Sect. 3

the design of the protection structure [29]. The important The Energy of the Barrier Calculation
factors for the rockfall barrier design include the energy it
can support, the height, and the elongation along the road One of the key concepts of the RPS design is the kinetic
that can block falling rock masses. energy of falling rock blocks as they fall. This energy
changes with the trajectory, which increases in free fall and
decreases after impact with the ground or other objects

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Table 4 The results of rockfall analysis in Sect. 3


Initial conditions (Rigid Body) Horizontal velocity (m/s) Vertical velocity (m/s) Rotational velocity (deg/s) Initial rotation (deg/s)

Seeder 1 0 0 0 0
Seeder 2 0 0 0 0
Normal restitution (Rn) 0.45 Dynamic friction 0.55
Tangential restitution (Rt) 0.82 Rolling friction 0.10
Friction angle (degrees) 33.07 Slope roughness: normal distribution Standard deviation: 2
Sampling method: Monte Carlo Random: Pseudo-random
Result Max Mean 95%
Simulation times (s) 104.37 – –
Bounce height (m) 17.56 9.25 14.72
Total kinetic energy (kj) 2651 431 2651
Translation kinetic energy (kj) 2610 390.20 2610
Rotational kinetic energy (kj) 347.20 57.42 347.20
Translational kinetic velocity (m/s) 24.75 15.56 24.75
Rotational kinetic velocity (rad/s) 41.69 35.05 41.69

[30]. The kinetic energy of rockfall can be calculated as calculation of general properties that do not specify the
follows in Eq. (1): type of structure.
E ¼ m  V2 ð1Þ
Height of the Barrier Calculation
where E is the kinetic energy of rockfalls, m is falling rock
block mass, and V is the maximum velocity of rockfall In terms of the barrier height design, Peila and Ronco [31]
from Eq. (2). The kinetic energy derived from this equation suggested that the structure height should be greater than
plays an important role in the further evaluation of rockfall the modeled prevention height plus the spacing, meaning
barrier structures. not less than half of the falling rock block design average
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi size (f b ). The height of the barrier can be calculated by
V max ¼ 2  g  h ð2Þ
Eq. (4) as follows:
where g is gravity acceleration (9.81 ms-1).  
hd ¼ hb95  cTr  cDp þ f b ð4Þ
The maximum velocity of the falling rock mass is an
important parameter in the next step of the energy where hd is the design barrier height, hb95 is 95 percentile
calculation. of the falling rock trajectories height, cTr is the safety
A barrier is one of the suitable preventive measures for coefficient related to rockfall simulation reliability (1.0 for
rockfall hazards. The barrier design can be calculated by 2D simulation calibrated by back analysis and 1.1 for 2D
the Peila and Ronco [31] equation. The main concept of the simulation based on literature values), cDp is the safety
energy design equation is that the barrier must be able to coefficient related to the slope survey quality (following
absorb energy greater than the energy computed from the values of 1.05 for the laser scanning model, 1.1 for the
calculation or the simulation program, as in Eq. (3): normal topographic model, and 1.15 for cross section
EETA derived from a large-scale map or no model).
Edesign  0 ð3Þ
cE
Elongation of the Barrier Calculation
where Edesign is the energy value of barrier design calcu-
lation/simulation or the kinetic energy (E) from Eq. (1), Barrier elongation along the road using the Peila and
EETA is the barrier energy level certified by European Ronco [31] equation can be calculated by Eq. (5):
Technical Approval (ETA), and cE is the factor of safety
d e  cE  d p ð5Þ
coefficient values following Eurocode 7 (1.3 for maximum
energy level; MEL (100%) and 1.0 for service energy where de is the maximum elongation of the barrier, and d p
level; SEL (1/3 of the MEL). In addition to the energy that is the distance between the barrier and protected area.
the barrier can tolerate, other important factors for the The proposed barrier design was determined from the
barrier design are height and elongation. It is a simple block simulation output. The barrier energy or capacity

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Table 5 The parameters used in the design of the barrier


Parameters Capacity design Height design Elongation design

Input Parameter (kj) Parameter (m) Parameter (m)


Ed1 1,879 (hb95)1 6.31 de 200
Ed2 1,279 (hb95)2 6.66
Ed3 2,651 (hb95)3 6.37
ctr 1.10
cE 1.3 cdp 1.15 cE 1.30
fb 0.084
Output E(ETA)1 2,442.7 hd1 8.07 dp 260
E(ETA)2 1,662.7 hd2 8.51
E(ETA)3 3,446.3 hd3 8.14

design, such as the barrier height, and the position or Declarations


elongation of the protection structure are illustrated in
Conflict of interest The authors declare that they have no conflict of
Table 5. These proposed barrier results could be used as a interest.
basic barrier for rockfall mitigation and protection in this
study area. A results stat indicates that trajectories of
falling rock blocks, bounce height, the distance of trans- References
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