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Guidelines for Reintroductions and

Other Conservation Translocations

Version 1.0

Reintroduction and Invasive Species Specialist Groups' Task Force on Moving Plants and Animals for Conservation Purposes
Guidelines for Reintroductions and
Other Conservation Translocations

Version 1.0
Guidelines for Reintroductions and
Other Conservation Translocations

The Reintroduction and Invasive Species Specialist Groups’ Task


Force on Moving Plants and Animals for Conservation Purposes
Version 1.0
The designation of geographical entities in this document, and the presentation of
the material, do not imply the expression of any opinion whatsoever on the part of
IUCN or the organizations of the authors and editors of the document concerning
the legal status of any country, territory, or area, or of its authorities, or concerning
the delimitation of its frontiers or boundaries.

The views expressed in this publication do not necessarily reflect those of IUCN.
Production of these Guidelines and Annexes was made possible through the
generous support of the Environment Agency – Abu Dhabi, in providing design
services.

The work of the Reintroduction and Invasive Species Specialist Groups’ Task Force
on Moving Plants and Animals for Conservation Purposes was funded by Al Ain Zoo,
Abu Dhabi, and the Karl Mayer Foundation. Working meetings of the Task Force
were generously hosted by Al Ain Zoo, Abu Dhabi.

KARL MAYER STIFTUNG

Citation: IUCN/SSC (2013). Guidelines for Reintroductions and Other Conservation


Translocations. Version 1.0. Gland, Switzerland: IUCN Species Survival Commission,
viiii + 57 pp.

ISBN: 978-2-8317-1609-1

Cover design and layout by: Mohamed bin Zayed Species Conservation Fund

Cover photos: Clockwise from top-left:


• Seychelles White-eye (Zosterops modestus) © Mikhail Shlemov
• Pygmy Loris (Nycticebus pygmaeus) ©Ulrike Streicher
• Chiricahua Leopard Frog (Lithobates [Rana] chiricahuensis) © Abigail King
• Ifach Campion (Silene hifacensis) © Emilio Laguna
• Field Cricket (Gryllus campestris) © Dave Clarke
• Philippine Crocodile (Crocodylus mindorensis) © Merlijn van Weerd

Available on line at: www.iucnsscrsg.org


Contents of Guidelines
Acknowledgements p.VI

Executive summary

Guidelines Section 1 p.11


Introduction and scope of Guidelines
Section 2 p.12
Definitions and classification
Section 3 p.14
Deciding when translocation is an
acceptable option
Section 4 p.15 4.1 Goals, objectives and actions
Planning a translocation 4.2 Monitoring programme design
4.3 Exit strategy

Section 5 p.17 5.1 Biological feasibility


Feasibility and design 5.2 Social feasibility
5.3 Regulatory compliance
5.4 Resource availability
Section 6 p.25
Risk assessment
Section 7 p.28 7.1 Selecting release sites and areas
Release and implementation 7.2 Release strategy

Section 8 p.30 8.1 Monitoring


Monitoring and continuing 8.2 Continuing management
management
Section 9 p.32
Dissemination of information

Figure 1. The translocation spectrum p.34


Figure 2. The conservation translocation cycle p.35

V
7
Acknowledgements
These Guidelines and their Annexes development, both within the Species Survival
were developed by a Task Force of the Commission and further afield both within and
Reintroduction and Invasive Species Specialist outside IUCN. We thank all the individuals
Groups, working between 2010 and 2012. and organisations that provided critiques and
The Chair of the Species Survival Commission, feedback, all of which was carefully assessed.
Dr Simon Stuart, appreciated that IUCN’s 1998 We list all reviewers below. The finished
Guidelines for Reintroductions needed review Guidelines and Annexes cover a wider array of
and revision and the Chair of the Reintroduction situations and solutions, with their opportunities
Specialist Group, Dr Frédéric Launay, offered and risks, than the 1998 Guidelines. Hence,
the resources of the Reintroduction Specialist review and revision were entirely justified, and
Group to carry out this task. He, in turn, invited the Task Force hopes that this contribution will
Dr Mark Stanley Price to assemble and manage promote and help responsible translocation
a small Task Force for the work. It soon became as an essential tool for conservation in the
evident that the Invasive Species Specialist present era of acute challenges for the world’s
Group contained expertise of direct relevance biodiversity.
to the work, and its Chair, Dr Piero Genovesi,
wholeheartedly brought in his Specialist Group. Task Force members
The Task Force members are listed below. Mark R Stanley Price (Chair), Frédéric Launay,
Collectively, we would like to thank Simon Piero Genovesi, Doug Armstrong, Sarah
Stuart for his initiative and Frédéric Launay, Dalrymple, Wendy Foden, Peter Hollingsworth,
Chair of the Reintroduction Specialist Group Michael Jordan, Michael Maunder, Ben Minteer,
and Director-General, Mohamed bin Zayed Axel Moehrenschlager, Sanjay Molur, François
Species Conservation Fund, for his invitation Sarrazin, Philip Seddon, Pritpal Soorae.
and support of the work. We are most grateful
to the Al Ain Zoo for its support to the Task Task Force Associates
Force Chair, for meeting all travel costs and Philip Hulme, Richard Kock, Richard Reading,
other costs associated with hosting three very David Richardson, Sophie Riley, James Watson.
productive meetings of the Task Force at Al
Ain Zoo. We extend out thanks to the Chief Guidelines reviewers
Executive, Mr Ghanim Al-Hajeri, to Mr Binod We gratefully acknowledge the constructive
Narasimhan, Ms Lisa Banfield, Mrs Hessa input from many organisations and individuals,
Al-Qahtani and Mrs Muna Al-Dhaheri, and Dr especially: Urs Breitenmoser, Peter Bridgewater,
Michael Maunder. The Task Force Chair was Rob Brooker, Andrew Burbidge, Rosie Cooney,
further supported by the Karl Mayer Foundation. Pam Cromarty, Mary Davies, John Ewen,
We thank the Mohamed bin Zayed Species Philippe Feldmann, Werner Flueck, Marge From,
Conservation Fund, for supporting the Martin Gaywood, Merryl Gelling, Adam Grogan,
designing of the Guidelines and Annexes, Markus Gusset, Matt Hayward, Baz Hughes,
and also Mrs Lynne Labanne, Marketing Jonathan Hughes, Robert Jenkins, Brian Jones,
and Communications Officer of the IUCN Patrick Kelly, Robert Kenward, Tony King, Emilio
Global Species Programme for directing the Laguna, Torsten Langgemach, Rebecca Lee,
Guidelines through to publication. The Task Kati Loeffler, David Lucas, David Lusseau,
Force drew on the specialist expertise on a Joyce Maschinski, Leonie Monks, Greg Mueller,
number of Associates who contributed wisdom Simon Nally, Terry O’Connor, Herbert Prins,
and insights to the Guidelines: they are listed Lydia Robbins, Ian Robinson, Karin Schwartz,
below. The Task Force members were afforded Mark Schwartz, Debra Shier, Claudio Sillero,
time to work on the Guidelines by their home Diane Skinner, Patrick Todd, Hernán Torres,
institutions, and we are all grateful for this Frank Vorhies, Grahame Webb, Liz Williamson.
contribution in the interests of conservation.
Finally, the Guidelines and Annexes were
reviewed widely and thoroughly during their

VI
Guidelines
For Reintroductions and Other Conservation
Translocations

Version 1.0
Executive summary

Executive summary

Conservation translocation is the Translocations of organisms outside of


deliberate movement of organisms their indigenous range are considered
from one site for release in another. to be especially high risk given the
It must be intended to yield a numerous examples of species
measurable conservation benefit at released outside their indigenous ranges
the levels of a population, species subsequently becoming invasive, often
or ecosystem, and not only provide with massively adverse impacts.
benefit to translocated individuals.
Any translocation will impact and be
Conservation translocations - Figure 1 - impacted by human interests. Social,
consist of (i) reinforcement and economic and political factors must
reintroduction within a species’ be integral to translocation feasibility
indigenous range, and (ii) conservation and design. These factors will also
introductions, comprising assisted influence implementation and often
colonisation and ecological replacement, require an effective, multi-disciplinary
outside indigenous range. team, with technical and social expertise
representing all interests.
Translocation is an effective conservation
tool but its use either on its own or in Design and implementation of
conjunction with other conservation conservation translocations should
solutions needs rigorous justification. follow the standard stages of project
Feasibility assessment should include design and management, including
a balance of the conservation benefits gathering baseline information and
against the costs and risks of both analysis of threats, and iterative
the translocation and alternative rounds of monitoring and management
conservation actions. adjustment once the translocation is
underway - Figure 2. This ensures
Risks in a translocation are multiple, that process and progress are
affecting in many ways the focal species, recorded; changes in translocation
their associated communities and objectives or management regime
ecosystem functions in both source can then be justified, and outcomes
and destination areas; there are also can be determined objectively.
risks around human concerns. Any Finally, translocations should be fully
proposed translocation should have a documented, and their outcomes made
comprehensive risk assessment with a publicly and suitably available to inform
level of effort appropriate to the situation. future conservation planning.
Where risk is high and/or uncertainty
remains about risks and their impacts,
a translocation should not proceed.

VIII
Guidelines Section 1 Introduction and scope of Guidelines

Guidelines
Section 1
Introduction and scope of Guidelines

These Guidelines are designed to But, they should not be construed as


be applicable to the full spectrum of promoting conservation translocation
conservation translocations. They are over any other form of conservation
based on principle rather than example. action, and specific elements should
Throughout the Guidelines there are not be selected in isolation to justify
references to accompanying Annexes a translocation.
that give further detail.
These Guidelines are a response to the
The background and rationale for present era of accelerating ecological
developing these Guidelines are change: there are increasing and acute
described in Annex 1. pressures on much of the world’s
biodiversity due to loss of habitats and
Translocation is the human-mediated reduction in their quality, biological
movement of living organisms1 from invasions, and climate change. The latter
one area, with release in another. is the main force behind the proposition
These Guidelines focus on conservation to move organisms deliberately outside
translocations, namely a translocation their indigenous ranges (defined in
that yields quantifiable conservation Section 2), an exercise of greater
benefit. For this purpose the beneficiaries potential risks than a reinforcement
should be the populations of the or reintroduction. While such ‘assisted
translocated species, or the ecosystems colonisation’ is controversial, it is
that it occupies. Situations in which expected to be increasingly used in
there is benefit only to the translocated future biodiversity conservation.
individuals do not meet
this requirement. Because of such anticipated
developments, these Guidelines
Conservation through intervention emphasise the need to consider
is now common, but with increasing the alternatives to translocation, to
evidence and appreciation of the appreciate uncertainty of ecological
risks. Consequently, any conservation knowledge, and to understand the
translocation must be justified, with risks behind any translocation. Many
development of clear objectives, conservation translocations are
identification and assessment long-term commitments, and every
of risks, and with measures of case is an opportunity to research the
performance. These Guidelines are challenges for establishing populations,
designed to provide guidance on the in order to increase the success rate of
justification, design and implementation these interventions.
of any conservation translocation.

1 ‘organism’ refers to a species, subspecies or lower taxon, and includes any part, gametes, seeds, eggs, or propagules of such species that
might survive and subsequently reproduce (After: Convention on Biological Diversity Decision VI/23 http://www.cbd.int/decision/cop/?id=7197). 1
Guidelines Section 2 Definitions and classification

Guidelines
Section 2
Definitions and classification

Figure 1 shows a typology of individuals are kept, their sex ratio


conservation translocations, based and group size, breeding system,
on the following definitions. Annex 2 environmental conditions, dependence
provides further details. on provisioning and, consequently,
the selection pressures imposed.
Translocation is the human-mediated
movement of living organisms from one Conservation translocations can
area, with release2 in another. entail releases either within or outside
the species’ indigenous range. The
Translocation is therefore the overarching indigenous range of a species is the
term. Translocations may move living known or inferred distribution generated
organisms from the wild or from captive from historical (written or verbal) records,
origins. Translocations can be accidental or physical evidence of the species’
(e.g. stowaways) or intentional. occurrence. Where direct evidence
Intentional translocations can address is inadequate to confirm previous
a variety of motivations, including for occupancy, the existence of suitable
reducing population size, for welfare, habitat within ecologically appropriate
political, commercial or recreational proximity to proven range may be taken
interests, or for conservation objectives. as adequate evidence of previous
occupation.
Conservation translocation is the
intentional movement and release of 1. Population restoration is any
a living organism where the primary conservation translocation to within
objective is a conservation benefit: indigenous range, and comprises two
this will usually comprise improving activities:
the conservation status of the focal
species locally or globally, and/or a. Reinforcement is the intentional
restoring natural ecosystem functions movement and release of an
or processes. organism into an existing population
of conspecifics.
A translocation involves releasing
organisms. Release here specifically Reinforcement aims to enhance
excludes the act of placing organisms population viability, for instance by
into conditions that, for management increasing population size, by increasing
purposes, differ significantly from those genetic diversity, or by increasing the
experienced by these organisms in representation of specific demographic
their natural habitats. These differences groups or stages.
may include the density under which

2 ‘release’ is applicable here to individuals of any taxon.


2
Guidelines Section 2 Definitions and classification

Guidelines
Section 2
Definitions and classification

[Synonyms: Augmentation; Supplementation; [Synonyms: Benign Introduction;


Re-stocking; Enhancement (plants only)] Assisted Migration; Managed Relocation]

b. Reintroduction is the intentional b. Ecological replacement is the


movement and release of an organism intentional movement and release
inside its indigenous range from which of an organism outside its indigenous
it has disappeared. range to perform a specific ecological
function.
Reintroduction aims to re-establish a
viable population of the focal species This is used to re-establish an ecological
within its indigenous range. function lost through extinction, and will
often involve the most suitable existing
2. Conservation introduction is the sub-species, or a close relative of the
intentional movement and release of an extinct species within the same genus3.
organism outside its indigenous range.
[Synonyms: Taxon Substitution; Ecological
Substitutes/Proxies/Surrogates; Subspecific
Two types of conservation introduction
Substitution, Analogue Species]
are recognised:

a. Assisted colonisation is the


intentional movement and release
of an organism outside its indigenous
range to avoid extinction of
populations of the focal species.

This is carried out primarily where


protection from current or likely future
threats in current range is deemed less
feasible than at alternative sites.

The term includes a wide spectrum of


operations, from those involving the
movement of organisms into areas that
are both far from current range and
separated by non-habitat areas, to
those involving small range extensions
into contiguous areas.

3 An organism might be released into indigenous range to perform an ecological function, but this would be considered a reintroduction.
3
Guidelines Section 3 Deciding when translocation is
an acceptable option

Guidelines
Section 3
Deciding when translocation is an acceptable option

1. A conservation translocation has 6. Hence, although risk analysis around


intended conservation benefit, but it a translocation should be proportional
also carries risks to ecological, social to the presumed risks (Guidelines
and economic interests - Annex 3.1. Section 6), justifying a conservation
introduction requires an especially
2. There should generally be strong high level of confidence over the
evidence that the threat(s) that organisms’ performance after release,
caused any previous extinction have including over the long-term, with
been correctly identified and removed reassurance on its acceptability from
or sufficiently reduced - Annex 3.2. the perspective of the release area’s
ecology, and the social and economic
3. Assessment of any translocation interests of its human communities.
proposal should include identification
of potential benefits and potential 7. In any decision on whether to
negative impacts, covering ecological, translocate or not, the absolute level
social and economic aspects. This of risk must be balanced against the
will be simpler for a reinforcement scale of expected benefits.
or reintroduction within indigenous
range compared to any translocation 8. Where a high degree of uncertainty
outside indigenous range. remains or it is not possible to assess
reliably that a conservation
4. Global evidence shows that introduction presents low risks, it
introductions of species outside their should not proceed, and alternative
indigenous range can frequently conservation solutions should be
cause extreme, negative impacts that sought - Annex 3.3.
can be ecological, social or economic,
are often difficult to foresee, and can
become evident only long after the
introduction.

5. Conservation translocations outside


indigenous range may, therefore, bring
potentially high risks that are often
difficult or impossible to predict with
accuracy.

4
Guidelines Section 4 Planning a translocation 4.1 Goals, objectives and actions

Guidelines
Section 4
Planning a translocation
4.1 Goals, objectives and actions
1. Every conservation translocation populations that will achieve
should have clearly defined goals. the required conservation benefit
either locally or globally, all within
2. Any conservation translocation an overall time frame.
should follow a logical process
from initial concept to design, 6. There may be more than one goal,
feasibility and risk assessment, although clarity of purpose may suffer
decision-making, implementation, as goals increase in number.
monitoring, adjustment and
evaluation. 7. Objectives detail how the goal(s) will
be realised; they should be clear and
3. Planning for a conservation specific and ensure they address all
translocation can usefully follow identified or presumed current threats
the Species Survival Commission’s to the species.
approach to conservation planning
for species4, requiring specification 8. Actions are precise statements
of a goal, objectives and actions. of what should be done to meet
Reference to the commonly observed the objectives; they should be capable
phases of translocated population of measurement, have time schedules
development may aid planning attached, indicate the resources
- Annex 4. needed and who is responsible and
accountable for their implementation.
4. Progress reviews are encouraged Actions are the elements against
at all stages, so that the goal(s) which translocation progress will be
is reached through a cyclical process monitored and assessed (Guidelines
- Figure 2, which allows adjustment Section 8).
in objectives or in time frames based
on observed progress (Guidelines
Section 8).

5. A Goal is a statement of the


intended result of the conservation
translocation. It should articulate
the intended conservation benefit,
and will often be expressed in terms
of the desired size and number of

4 http://cmsdata.iucn.org/downloads/scshandbook_2_12_08_compressed.pdf
5
Guidelines Section 4 Planning a translocation 4.2 Monitoring programme design
4.3 Exit strategy

Guidelines
Section 4
Planning a translocation
4.2 Monitoring programme design
Monitoring the course of a translocation • What evidence will measure progress
is an essential activity (Guidelines towards meeting translocation
Section 8). It should be considered as an objectives and, ultimately, success
integral part of translocation design, not or failure?
to be merely added on at a later stage.
• What data should be collected, where
The effort invested in developing realistic and when, to provide this evidence,
goals and objectives is the starting point and what methods and protocols
for a monitoring programme; its design should be used?
should reflect the phases of translocated
population development - Annex 4 - and • Who will collect the data, analyse
answer at least the following: it and ensure safe keeping?

• Who will be responsible for


disseminating monitoring information
to relevant parties?

4.3 Exit strategy


Not all translocations proceed according An exit strategy should be an integral
to plan. There will be a point at which part of any translocation plan. Having a
investing further resources is no longer strategy in place allows an orderly and
justified, despite any prior management justifiable exit.
adjustments. The decision to discontinue
is defensible if translocation design
includes indicators of lack of success
and the tolerable limits of their duration,
or if undesired and unacceptable
consequences have occurred.

6
Guidelines Section 5 Feasibility and design 5.1 Biological feasibility

Guidelines
Section 5
Feasibility and design

The primary focus of translocation translocation will be subject to both


planning will be the desired performance opportunities and constraints, and all will
of the focal species in terms of either its influence the feasibility of the proposed
population performance, behaviour and / operation. Feasibility assessment should
or its ecological roles after translocation. cover the full range of relevant biological
However, the design of the proposed and non-biological factors.

5.1 Biological feasibility

5.1.1 Basic biological knowledge


1. Necessary knowledge of any 2. Information from the candidate or
translocation candidate species closely-related species can be used
should include its biotic and to construct models of alternative
abiotic habitat needs, its inter- translocation scenarios and outcomes;
specific relationships and critical even simple models can help effective
dependencies, and its basic biology. decision-making - Annex 5.2.
- Annex 5.1. Where knowledge is
limited, the best available information
should be used, and further
subsequent information used to
confirm or adjust management.

7
Guidelines Section 5 Feasibility and design 5.1 Biological feasibility

Guidelines
Section 5
Feasibility and design
5.1.2 Habitat 5.1.3 Climate requirements - Annex 5.4
Matching habitat suitability and 1. The climate at destination site should
availability to the needs of candidate be suitable for the foreseeable future.
species is central to feasibility and Bio-climate envelope models can be
design. There are many aspects covered used to assess the likelihood of the
in greater detail in Annex 5.3. Essential climate changing beyond the species’
points are: limits of tolerance, and therefore for
identifying suitable destination sites
1. While reintroduction into indigenous under future climate regimes.
range is always preferable, previous
indigenous range may no longer be 5.1.4 Founders
suitable habitat depending on
ecological dynamics during the Founder source and availability
extinction period. 1. Founders can be either from a captive
or wild source.
2. The last place in which a species/
population was found may not be the 2. Founders should show characteristics
best habitat for returning the species. based on genetic provenance, and on
morphology, physiology and behaviour
3. Suitable habitat should meet the that are assessed as appropriate
candidate species’ total biotic through comparison with the original
and abiotic needs through space or any remaining wild populations.
and time and for all life stages.
In addition, habitat suitability should 3. The potential negative effects of
include assurance that the release removing individuals from wild or
of organisms, and their subsequent captive populations should be
movements, are compatible with assessed; where captive or
permitted land-uses in the affected propagated populations are sources,
areas. the holding institutions should ensure
that their collection plans,
4. The ecological roles of translocated institutionally and regionally, are
species at destination sites should designed to support such removals
be assessed thoroughly, as part of for conservation translocations.
risk assessment (Guidelines
Section 6); the risk of unintended 4. Captive or propagated individuals
and undesirable impacts will generally should be from populations with
be least in population reinforcements appropriate demographic, genetic,
and greatest in translocations outside welfare and health management,
indigenous range. and behaviour.

8
Guidelines Section 5 Feasibility and design 5.1 Biological feasibility

Guidelines
Section 5
Feasibility and design
5.1.4 Founders
Taxon substitution 5. Genetic considerations in founder
selection will be case-specific. If a
In some cases the original species or
translocation starts with a wide
sub-species may have become extinct
genetic base, a sufficiently large
both in the wild and in captivity; a similar,
number of individuals, and subsequent
related species or sub-species can be
differential performance or mortality
substituted as an ecological replacement,
is acceptable (and will be monitored),
provided the substitution is based on
then the genetics of founder selection
objective criteria such as phylogenetic
are unlikely to constrain feasibility of
closeness, similarity in appearance,
a conservation translocation.
ecology and behaviour to the extinct form.

Genetic considerations - Annex 5.5 5.1.5 Animal welfare


1. Founder selection should aim to 1. Conservation translocations
provide adequate genetic diversity. should whenever possible adhere
to internationally accepted standards
2. Source populations physically closer for welfare, but should comply with
to, or from habitats that are similar to, the legislation, regulations and policies
the destination may be more in both the source and release areas.
genetically suited to destination
conditions. 2. Every effort should be made to reduce
stress or suffering.
3. If founders from widely separate
populations or areas are mixed, there 3. Stress in translocated animals may
may be genetic incompatibilities. occur during capture, handling,
transport and holding, including
4. Conservation introductions may through confining unfamiliar
justify more radical sourcing strategies individuals in close proximity,
of deliberately mixing multiple founder both up to and after release.
populations to maximise diversity
among individuals and hence increase 4. Stresses may be quite different for
the likelihood of some translocated captive-born and wild-caught animals;
individuals or their offspring thriving in particular, intended “soft release”
under novel conditions. strategies may increase stress in
wild-caught animals by prolonging
their captivity.

9
Guidelines Section 5 Feasibility and design 5.1 Biological feasibility

Guidelines
Section 5
Feasibility and design
5.1.5 Animal welfare
5. Animals in source populations 3. The level of attention to disease and
may suffer stress if the removal parasite issues around translocated
of individuals disrupts established organisms and their destination
social relationships. communities should be proportional
to the potential risks and benefits
6. An exit strategy may require removal identified in each translocation
of individuals of the translocated situation (Guidelines Section 6);
species, especially in the case of the IUCN Guide to Wildlife Disease
a conservation introduction; the Risk Assessment5 (2013, in
acceptability of removal should preparation) provides a model
be assessed before starting the process.
translocation.
4. Quarantine before release, as a means
of prevention of disease or pathogen
5.1.6 Disease and parasite introduction, is a basic precaution
considerations for most translocations; its use should
be assessed on a case-by-case basis
1. The management of disease and as it may cause unacceptable stress;
known pathogen transfer is important, conversely, stress may usefully bring
both to maximise the health of out latent infections.
translocated organisms and to
minimise the risk of introducing a 5. Pathogenicity may be promoted by
new pathogen to the destination area. the stress of unfamiliar or unnatural
Further detail on these aspects is conditions of confinement, especially
given in Annex 5.6. during the translocation process.

2. While it is neither possible nor 6. If reasonable precautions are taken


desirable for organisms to be “parasite and appropriate prophylaxis applied,
and disease free”, many organisms with stress minimised in the process,
are non-pathogenic until co-infection there is rarely cause to consider
or co-factors, or spill-over between translocation unfeasible due to
host species create conditions that disease and parasites.
promote pathogenicity. In particular,
as host immune conditions may
determine an organism’s pathogenicity,
it is important to consider whether
the translocated organisms are
likely to cope with new pathogens and
stresses encountered at the
destination site.

5 web address to be added.


10
Guidelines Section 5 Feasibility and design 5.2 Social feasibility

Guidelines
Section 5
Feasibility and design
5.2 Social feasibility
1. Any conservation translocation 4. No organisms should be removed or
proposal should be developed within released without adequate/conditional
national and regional conservation measures that address the concerns
infrastructure, recognizing the of relevant interested parties (including
mandate of existing agencies, legal local/indigenous communities); this
and policy frameworks, national includes any removal as part of an
biodiversity action plans or existing exit strategy.
species recovery plans.
5. If extinction in the proposed
2. Human communities in or around destination area occurred long ago,
a release area will have legitimate or if conservation introductions are
interests in any translocation. being considered, local communities
These interests will be varied, and may have no connection to species
community attitudes can be extreme unknown to them, and hence oppose
and internally contradictory. their release. In such cases, special
Consequently, translocation planning effort to counter such attitudes
should accommodate the socio- should be made well in advance
economic circumstances, community of any release.
attitudes and values, motivations
and expectations, behaviours and 6. Successful translocations may
behavioural change, and the yield economic opportunities, such
anticipated costs and benefits of the as through ecotourism, but negative
translocation. Understanding these is economic impacts may also occur;
the basis for developing public the design and implementation stages
relations activities to orient the should acknowledge the potential
public in favour of a translocation. for negative impacts on affected
parties or for community opposition;
3. Mechanisms for communication, where possible, sustainable economic
engagement and problem-solving opportunities should be established
between the public (especially key for local communities, and especially
individuals most likely to be affected where communities/regions are
by or concerned about the challenged economically.
translocation) and translocation
managers should be established
well in advance of any release.

11
Guidelines Section 5 Feasibility and design 5.2 Social feasibility

Guidelines
Section 5
Feasibility and design
5.2 Social feasibility
7. Some species are subject to multiple 9. The multiple parties involved in
conservation translocations: in these most translocations have their
situations, inter-project, inter-regional own mandates, priorities and
or international communication agendas; unless these are aligned
and collaboration are encouraged through effective facilitation and
in the interests of making best use leadership, unproductive conflict
of resources and experiences for may fatally undermine translocation
attaining translocation goals and implementation or success.
effective conservation.
10. A successful translocation can
8. Organisational aspects can also be contribute to a general ethical
critical for translocation success: obligation to conserve species and
where multiple bodies, such ecosystems; but the conservation
as government agencies, non- gain from the translocation should
government organisations, informal be balanced against the obligation
interest groups (some of which may to avoid collateral harm to other
oppose a translocation) all have species, ecosystems or human
statutory or legitimate interests in interests; this is especially important
a translocation, it is essential that in the case of a conservation
mechanisms exist for all parties to introduction.
play suitable and constructive roles.
This may require establishment of
special teams working outside
formal, bureaucratic hierarchies
that can guide, oversee and respond
swiftly and effectively as management
issues arise.

12
Guidelines Section 5 Feasibility and design 5.3 Regulatory compliance

Guidelines
Section 5
Feasibility and design
5.3 Regulatory compliance
A conservation translocation may need Legislation for species being moved
to meet regulatory requirements at any outside their indigenous range
or all of international, national, regional or
Many countries have formal legislation
sub-regional levels. This may in include
restricting the capture and/or collection
consideration of the compatibility of
of species within their jurisdiction.
permitted and non-permitted land-uses
Additionally, many countries have
in areas either proposed for a release
formal legislation restricting the release
or where released organisms might
of alien species, and this may apply to
subsequently move to.
the release of organisms in their native
country but outside their indigenous
In any country, different agencies may
range.
be responsible for proposal evaluation,
importation or release licensing, or
Permission to release organisms
certifying compliance. A translocation
programme may have requirements to Irrespective of any permission to
report regularly to such agencies on import organisms, any conservation
progress and compliance. translocation should have been granted
the appropriate government licence to
International movement of organisms release organisms.
Such movement of organisms will
Cross-border movements
need to comply with international
requirements. For example, the Where organisms are either transported
movement of individuals of any species across jurisdictional or formally-
that is on CITES Appendix I, II or III must recognised tribal boundaries before
comply with CITES requirements. release, or are likely to move across
such boundaries following release,
In addition, regulators will need translocation design should be
to consider whether permits and compatible with the permissive and
agreements are required under the regulatory requirements of all affected
Nagoya Protocol in order to deal with jurisdictions.
benefits arising from the use of genetic
resources and/or traditional knowledge.

13
Guidelines Section 5 Feasibility and design 5.3 Regulatory compliance
5.4 Resource availability

Guidelines
Section 5
Feasibility and design
5.3 Regulatory compliance
National and international veterinary National requirements for plant and
and phyto-sanitary requirements animal health before release should be
met. The importation of wild species
Where there is any international
that are implicated as vectors of human
movement of organisms, compliance
or domestic animal disease may be
with the World Organisation for Animal
subject to particular regulation and
Health6 standards for animal movement
control by national authorities.
and those of the International Plant
Protection Convention7 may facilitate
importation permits.

5.4 Resource availability


1. Effective translocation management 3. Funding agencies should be
will be truly multi-disciplinary, with aware that rational changes
strong emphasis on incorporating to a translocation plan during
social skill sets as well as biological/ implementation are normal, and
technical expertise. budgets should be flexible enough
to accommodate such changes.
2. Under normal circumstances, a
translocation should not proceed
without assurance of funding for all
essential activities over an adequate
period of time; the latter should
be determined by reference to the
schedules laid down in Guidelines
Section 4.

6 http://www.oie.int/
7 https://www.ippc.int/ 14
Guidelines Section 6 Risk assessment

Guidelines
Section 6
Risk assessment

1. Any translocation bears risks that 5. The genetic differences between


it will not achieve its objectives and/ the original form and the translocated
or will cause unintended damage. individuals,
Consequently, the full array of possible 6. The potential negative impacts on
human interests,
hazards both during a translocation
7. The probability of unacceptable
and after release of organisms should ecological impacts,
be assessed in advance. Annex 6.1 8. Whether the translocation is into
contains fuller detail. or outside indigenous range.

2. It should be emphasised that any The total risk landscape will be


translocation outside indigenous determined by:
range carries further risks, due to:
(1) lack of certainty over ecological 1. The number of risk factors occurring,
relationships and an inability to 2. Uncertainty over the occurrence of
predict ecological outcomes, and (2) each risk factor,
the record of species moved outside 3. Uncertainty over the severity of its
impacts,
their indigenous ranges that have
4. Ignorance of other possible risks
become invasive aliens, often with factors,
extreme adverse impacts on native 5. The level of competence of those
biodiversity, ecological services or responsible for implementation,
human economic interests. 6. The cumulative effects of all
occurring risks,
3. Risk is the probability of a risk factor 7. The extent to which these risks
occurring, combined with the interact.
severity of its impact. Individual risks
will generally increase as the following 4. The extent of risk assessment
increase in scale: should be proportional to the level
of identified risk. Where data are
1. The duration of any extinction period, poor, risk assessment may only be
2. The extent of ecological change qualitative, but it is necessary as lack
during any extinction period, of data does not indicate absence
3. The degree of critical dependence of risk. Conclusions from the risk
of the focal species on others, assessment and feasibility study
4. The number of species to be should determine whether a
translocated, translocation should proceed or not.

15
Guidelines Section 6 Risk assessment

Guidelines
Section 6
Risk assessment

5. Where possible, formal methods with its depth in proportion to the


for making decisions based on estimated likelihood of occurrence
best evidence should be used. As a and severity of impact of any
general principle, where substantial prospective pathogen - Annex 6.4,
uncertainty about the risks of a and should be reviewed periodically
translocation outside indigenous through implementation.
range remain, such a translocation
should not be undertaken. • Associated invasion risk: separate
from the risk of pathogen introduction,
6. The main categories of risk around a translocation design should be
translocation are: mindful of the wider biosecurity of
the release area: care should be taken
• Risk to source populations: except that potentially invasive species are
under rare circumstances, removing not accidentally released with
individuals for translocation should not individuals of the focal species -
endanger the source population - Annex 6.5. This is a particular risk
Annex 6.2. when translocating aquatic or island
organisms.
• Ecological risk: a translocated species
may have major impacts (whether • Gene escape: gene exchange
desirable/undesirable, intended/ between translocated individuals
not intended) at its destination and residents is one purpose of a
on other species, and on ecosystem reinforcement; however, when
functions; its own performance historically isolated populations are
may not be the same as at its origin; mixed, or where organisms are moved
evidence shows that risks are greater outside their indigenous range, and
for a translocation outside a species’ there is a risk of hybridisation with
indigenous range, and adverse closely-related species or sub-
impacts may not appear for many species, this may possibly result in
years - Annex 6.3. lower fitness of offspring and/or loss
of species integrity - Annex 6.6.
• Disease risk: as no translocated This should be included in a risk
organisms can be entirely free of assessment.
infection with micro-organisms or
parasites, with consequent risk of
their spread, disease risk assessment
should start at the planning stage,

16
Guidelines Section 6 Risk assessment

Guidelines
Section 6
Risk assessment

• Socio-economic risks: these include ecosystem; as the size of the source


the risk of direct, harmful impacts population declines, the risk to this
on people and their livelihoods from population increases while remaining
released organisms, and more indirect, the same for the destination
ecological impacts that negatively population.
affect ecosystem services - Annex 6.7;
translocations outside indigenous
range have greater likelihood of
negative socio-economic impacts
and, hence, adverse public attitudes.

• Financial risks: while there should be


some level of assurance of funding
for the anticipated life of any
translocation, there should be
awareness of the possible need for
funding to discontinue the
translocation or to apply remedial
funding to any damage caused by the
translocated species - Annex 6.8.

7. It should also be noted that the risks


from conservation action, or inaction,
change with time. For example,
if a translocation from a relatively
numerous population is contemplated,
the major risk is to the destination

17
Guidelines Section 7 Release and implementation 7.1 Selecting release sites and areas

Guidelines
Section 7
Release and implementation

1. Implementation of a conservation 2. As released individuals become


translocation extends beyond the established in their destination
release of organisms. A translocation, area, emphasis will shift to population
including one to a highly suitable monitoring and adjustment of
area, can fail due to a poorly-designed management based on monitoring
release. Implementation should results.
therefore take into account the
aspects covered in Guidelines
Sections 4, 5, 6 and 8, and
particularly those that include legal
requirements, public engagement,
habitat management, sourcing and
releasing organisms, interventions
and post-release monitoring.

7.1 Selecting release sites and areas


A release site should: • Be adequate for all seasonal habitat
needs,
• Meet all practical needs for effective • Be large enough to meet the required
release with least stress for the conservation benefit,
released organisms, • Have adequate connectivity to
• Enable released organisms to exploit suitable habitat if that habitat is
the surrounding release area quickly, fragmented,
• Be suitable for media and public • Be adequately isolated from sub-
awareness needs, and any community optimal or non-habitat areas which
involvement. might be sink areas for the population.

A release area should:

• Meet all the species’ biotic and abiotic


requirements,
• Be appropriate habitat for the life
stage released and all life stages of
the species,

18
Guidelines Section 7 Release and implementation 7.2 Release strategy

Guidelines
Section 7
Release and implementation
7.2 Release strategy
Many aspects of the translocated • Releases, either simultaneously or
organisms’ biology are relevant to the sequentially, at multiple sites may
release strategy. These are explored in serve to spread out the released
detail in Annex 7, but the following are organisms, with several potential
central: benefits,
• Minimising stress during capture,
• The life stage and season of release handling, transport and pre-release
should be optimised with respect to management will enhance post-
the species’ natural dispersal age or release performance,
season, considering whether dispersal • Various management interventions
after release is to be encouraged or and support before and after release
discouraged, can enhance performance.
• The age/size, sex composition and
social relationships of founders may
be optimised for establishment and
the population growth rate stated in
the objectives,
• Translocation success increases with
the numbers of individuals released
(which is often enhanced through
multiple release events across more
than one year), but this needs to be
balanced against impacts on source
populations,

19
Guidelines Section 8 Monitoring and continuing management 8.1 Monitoring

Guidelines
Section 8
Monitoring and continuing management
8.1 Monitoring
1. Translocation management is a 7. In addition to refining any ongoing
cyclical process of implementation, translocation, the conclusions
monitoring, feedback and adjustment from monitoring may guide other
of both biological and non-biological translocations.
aspects until goals are met or the
translocation is deemed unsuccessful 8. Annex 8.2 covers the essential
- Figure 2. elements of post-release monitoring
in greater detail:
2. Despite thorough translocation design
and modelling, inherent uncertainty • Demographic performance
and risk will lead to both expected and Key aspects for any translocation
unexpected situations. should include monitoring of
population growth and/or spread;
3. The monitoring programme more intensive monitoring to estimate
(Guidelines Section 4.3) is the individual survival, reproduction and
means to measure the performance dispersal may be needed depending
of released organisms against on circumstances.
objectives, to assess impacts,
and provide the basis for adjusting • Behavioural monitoring
objectives or adapting management Monitoring the behaviour of
regimes or activating an exit strategy. translocated individuals can be a
Adequate resources for monitoring valuable, early indicator of
should be part of financial feasibility translocation progress; but its value
and commitment. depends on comparative data from
either comparable natural populations
4. Pre-release baseline ecological or the same individuals before removal
data add great value to subsequent from their source population.
monitoring information - Annex 8.1.
• Ecological monitoring
5. Monitoring should identify new threats Where a translocation is designed
to the translocated population which to create or restore an ecological
were not part of translocation design. function, progress towards such
objectives should be assessed;
6. The intensity and duration of any ecological impacts arising from
monitoring of source and translocated a translocation should be assessed
populations should be appropriate to and determination made as to whether
each situation. these are beneficial, benign or harmful,
potentially enabling rational changes
in management.

20
Guidelines Section 8 Monitoring and continuing management 8.1 Monitoring
8.2 Continuing management - Annex 8.3

Guidelines
Section 8
Monitoring and continuing management
8.1 Monitoring
• Genetic monitoring • Social, cultural and economic
Where genetic issues are identified monitoring
as being critical to the success of Participation in monitoring may be
a translocation, monitoring can be a practical means of engaging
used to assess genetic diversity in the interest and support of local
establishing populations or the effects communities, and can be used
of reinforcement or other management. to assess attitudes towards the
translocation, and any benefits and
• Health and mortality monitoring costs, direct and indirect, arising.
This assesses the extent that an
establishing population is experiencing
disease, or adverse welfare conditions
or mortality, as a basis for identifying
underlying causes.

8.2 Continuing management - Annex 8.3


1. Some translocations require 2. Learning from translocation outcomes
management over many years; can be improved through application
monitoring results provide the basis of more formal adaptive management
for either continuing or changing approaches, whereby alternative
management regimes - Figure 2. models are defined in advance and
They also provide the justification for are tested through monitoring. This
any change in translocation objectives process means that the models used
or time schedules (Guidelines to decide management are based on
Section 4). the best possible evidence.

21
Guidelines Section 9 Dissemination of information - Annex 9

Guidelines
Section 9
Dissemination of information - Annex 9

Regular reporting and dissemination 4. The means of dissemination are


of information should start from the many (for example through
intention to translocate and throughout conventional print, radio and film
subsequent progress. It serves many media, through mechanisms such
purposes both for each conservation as participatory appraisal and
translocation and collectively: planning, and increasingly through
internet-based communications such
1. To create awareness and support as virtual presence meetings, and
for the translocation in key affected social networks). The media, formats
parties. and languages used should all be
appropriate for the target audience.
2. To meet any statutory requirements.

3. To contribute to the body of


information on, and understanding
of, translocations; collaborative
efforts to develop translocation
science are helped when reports are
published in peer-reviewed journals
(as an objective indicator of high
quality), and include well-documented
but unsuccessful translocations or
methods as well as successful ones.

22
Figure 1 The translocation spectrum

Is release intentional? NO Accidental translocations

YES

Is the primary objective


of the release to: NO • Non-lethal control
• Rehabilitation release
• Improve status (of the focal • Commercial/recreational
species), or • Religious
• Biological control
• Restore natural ecosystem • Animal rights liberation
functions or processes? • Aesthetic
• Other

YES

Conservation translocation

Is the release within


NO Conservation introduction
indigenous range?

If the aim of the release to:


YES
1. Avoid population extinction
of focal species at any scale

= Assisted colonisation
Population restoration

and/or
Are conspecifics present in
release area?
2. Perform an ecological
function lost by extinction
of an original form
YES NO
= Ecological replacement

Reinforcement Reintroduction

23
Figure 2 The conservation translocation cycle

Conservation situation

Goal

Feasibility Evaluation of alternatives: Risk


non-translocation and
assessment translocation
assessment

Decision to translocate

Feasibility Design: Risk


assessment Objectives, Actions assessment

Implementation

Adaptive
management
Monitoring cycle

Dissemination of results Outcome assessment

24
Guidelines
For Reintroductions and Other Conservation
Translocations

Annexes
Version 1.0
Contents of Annexes
Annexes to
Annex 1 p.1
Guidelines Background
Annex 2 p.4
Definitions and classification
Annex 3 p.7 3.1 Introduction
Deciding when translocation is an 3.2 Assessing extinction causes and threats
acceptable option 3.3 Considering alternatives
Annex 4 p.11
Planning a translocation
Annex 5 p.12 5.1 Background biological and
Feasibility and design ecological knowledge
5.2 Models, precedents for
same/similar species
5.3 Habitat
5.4 Climate requirements
5.5 Founders, genetic considerations
5.6 Disease and parasite considerations
Annex 6 p.19 6.1 Assessing the risk landscape
Risk assessment 6.2 Risks to the source population
6.3 The ecological consequences
of translocation
6.4 Disease risk
6.5 Associated invasion risk
6.6 Gene escape, interspecific hybridisation
6.7 Socio-economic risks
6.8 Financial risks
Annex 7 p.24
Release and implementation
Annex 8 p.27 8.1 Survey/monitoring before release
Outcome assessment and 8.2 Monitoring after release
continuing management 8.3 Continuing management

Annex 9 p.31
Dissemination of information

Figure 1. The translocation spectrum


Figure 2. The conservation translocation cycle

i26
Annexes to Guidelines Annex 1 Background

Annexes to Guidelines
Annex 1
Background

Humans have moved organisms between and multiple motivations and


sites for their own purposes for millennia. under a huge range of circumstances.
This has yielded benefits for human kind, Hence, reintroductions occupy a
but in some cases has led to disastrous place within a spectrum of
impacts. IUCN stated its perspective translocations that are both for
on such moves with its 1987 Position conservation benefit and for other
Statement on the Translocation of Living purposes, and many with aspects
Organisms. Subsequently, the Species of each. Hence, compared to the
Survival Commission’s Reintroduction 1998 Guidelines, the scope of this
Specialist Group developed policy revision has been widened to include
guidelines that were approved by IUCN’s all translocations with conservation
Council in 1995 and published in 1998 as benefit (as defined in the Guidelines,
the IUCN Guidelines for Reintroduction1. Section 1) their primary purpose.
The Guidelines were short and practical
in focus and have been used by other 3. It is increasingly recognised that, while
SSC Specialist Groups to derive more species conservation remains a
detailed Guidelines for their own taxa and priority for conserving biodiversity,
purposes2. reintroduction needs to be undertaken
in the context of the conservation and
In 2010, the 1998 Guidelines were restoration of habitats and ecosystem
deemed to need review and revision, services.
because:
4. The increasing rate and complexity of
1. The last 20 years have seen a huge global change, including habitat loss,
increase in the numbers of rigorously species declines, biological invasions
designed and assessed, carefully and climate change suggest entry into
implemented and monitored plant an age of “ecological surprises” where
and animal reintroductions, with an management solutions based on
associated increase in the historical precedent may not always
understanding of the scientific be adequate for future biodiversity
principles, ethics and practical conservation needs.
issues associated with successful
reintroductions. 5. Reintroductions or restoration
efforts with the direct participation
2. The perspective of a reintroduction of community groups of interested
as a single species being returned to people have increased.
its indigenous range is now restrictive:
while many such examples remain,
translocation is being used with many

1 http://www.iucnsscrsg.org/download/English.pdf
2 http://www.iucnsscrsg.org/policy_guidelines.html 1
Annexes to Guidelines Annex 1 Background

Annexes to Guidelines
Annex 1
Background

The wider scope of the revised climate change impacts. The revised
Guidelines reflects the fact that Guidelines include assisted colonisation
conservation is becoming increasingly as one option within the overall spectrum
interventionist, with biodiversity actively of translocations Figure 1.
managed. A major factor influencing this
is climate change, set against a backdrop One of the most debated aspects
of massive habitat destruction and of translocating species outside
fragmentation. their indigenous range, albeit with
conservation intentions, is that this
The palaeo-ecological record and action could harm local biological
contemporary observations show that diversity, human livelihoods, health
climate change has profound influence and economy. It is therefore important
on the distribution and abundance to assess carefully the risks related to
of species. An increasing number of these translocations, making best use of
species will be susceptible to extinction advances in invasion biology. Hence, the
if they are unable to adapt to new revised Guidelines are a product of both
conditions within their current ranges or the Reintroduction and Invasive Species
are unable to shift their distributions. Specialist Groups.

If climate change (or other major The Guidelines strive to cover situations
threat) predictably dooms a species of conservation intervention that may
to extinction in its current location, today seem challenging to current
one option is to move it deliberately conservation convention; however,
to sites where conditions are judged it is hoped the Guidelines will have a
to be more suitable, or are likely to long effective lifespan. They are not an
become so in the future. Such sites will advocacy document for conservation
often be outside the species’ known translocations; indeed they are designed
or inferred indigenous range. The 1998 to ensure that proposals for any such
Guidelines included “Conservation/ activity are rigorously designed and
Benign Introductions: an attempt to scrutinised, whatever the taxon or scale
establish a species, for the purpose of operation. Accordingly, the need for
of conservation, outside its recorded risk assessment and sound decision-
distribution but within appropriate making processes in all translocations
habitat and eco-geographical area.” is emphasised, but with the level of
Thus, assisted colonisation has been effort in proportion to the scale, risk and
used successfully to counter imminent uncertainties around any translocation.
extinction threats to endangered species
long before the current concern over

2
Annexes to Guidelines Annex 1 Background

Annexes to Guidelines
Annex 1
Background

The scope of the Guidelines is • IUCN (2013, in preparation). Guide to


deliberately restricted to issues around Wildlife Disease Risk Assessment7
the translocation of single species or,
at most, small numbers of species and • IUCN Red List8
their critically co-dependent species.
Many of the tools and elements • IUCN (2000). The IUCN Policy
of other translocations are shared Statement on sustainable Use of Wild
with conservation translocations, as Living Resources9
delimited here. This would include, for
example, the rehabilitation and release And, it should be noted that many other
of small numbers of individuals, or organisations have developed their own
the promotion of conservation benefit Guidelines for activities in the spectrum
through ecotourism. Further, aspects of from species reintroduction to ecosystem
conservation translocations merge with restoration.
many other disciplines in contemporary
conservation, which also have their own These Guidelines are consistent with
guidelines or policies. Within IUCN, the guiding spirit of the Convention on
these Guidelines should be seen as Biological Diversity and its Strategic Plan
complementary to, and consistent with, for Biodiversity (the Aichi Biodiversity
the following key works: Targets).

• IUCN Guidelines for the Placement of


Confiscated Animals (2000)3

• IUCN Guidelines for the Prevention


of Biodiversity Loss Caused by Alien
Invasive Species (2000)4

• IUCN Technical Guidelines on the


Management of Ex-situ populations
for Conservation (2013 in preparation)5

• IUCN World Commission on Protected


Areas (2012), Ecological Restoration
for Protected Areas: Principles,
guidelines and best practices6

3 http://data.iucn.org/dbtw-wpd/edocs/2002-004.pdf 4 http://intranet.iucn.org/webfiles/doc/SSC/SSCwebsite/Policy_statements/IUCN_Guidelines_
for_the_Prevention_of_Biodiversity_Loss_caused_by_Alien_Invasive_Species.pdf 5 Website to follow 6 https://cmsdata.iucn.org/custom/image-
viewer/launch.cfm?img_id=26888 7 Website to follow 8 http://www.iucn.org/about/work/programmes/species/our_work/the_iucn_red_list/ 9 http:// 3
intranet.iucn.org/webfiles/doc/SSC/SSCwebsite/Policy_statements/The_IUCN_Policy_Statement_on_Sustainable_Use_of_Wild_Living_Resources.pdf
Annexes to Guidelines Annex 2 Definitions and classification

Annexes to Guidelines
Annex 2
Definitions and classification

Conservation benefit as a primary These situations occur singly or in


objective combination in the following:
The requirement that a conservation
1. Releases for rehabilitation
translocation must benefit either
a population or its species, or the The present Guidelines consider the
ecosystem it occupies, is consistent release of individuals for the sake of
with the requirement of the 1998 their welfare, or for rehabilitation from
Guidelines, namely that the purpose of a captivity, as primarily for the benefit of
reintroduction is the establishment of a the released individuals; hence, such
viable population. releases are outside the scope of these
Guidelines.
The present Guidelines acknowledge
that conservation benefit may be broader Such releases may yield some
than establishing a demographically conservation benefit, but equally they
viable population (for example, through may cause harm. The risks are well-
ensuring the persistence of traits known to practitioners, and some are
essential for survival), but that primary covered in other IUCN Guidelines10. It
benefit should still be at a higher level of is to be hoped that the precautionary
organisation than the individual. tone and treatment of risk in these
Guidelines will help shape strategies for
Where conservation benefit the release of rehabilitated animals, even
is not obvious though they are not the focus of these
Guidelines.
There are several situations in which
conservation benefit 2. Population reinforcement for
• is not the primary aim, or recreational or commercial offtake
• may be hard to discern, or
Comparable situations arise where
• is commingled with other benefits, or
populations are augmented for purposes
• is deferred to some future period, or
of recreational or commercial offtake.
• cannot be confirmed until some
Again, the hierarchy of motivation should
future period.
be considered, and often conservation
benefit at the level of the population or
ecosystem will either be non-existent
or be secondary to other interests. But,
the risks in translocation and release in
such cases may also be precisely those
covered in these Guidelines.

10 For example, B.Beck et al. (2007). Best practice guidelines for the re-introduction of Great Apes.
Gland, Switzerland, SSC Primate Specialist Group of the World Conservation Union; 48 pp. http://www.primate-sg.org/PDF/BP.reintro.V2.pdf 4
Annexes to Guidelines Annex 2 Definitions and classification

Annexes to Guidelines
Annex 2
Definitions and classification

3. Mitigation translocations 1. If the translocated individuals are


released into existing populations of
‘Mitigation translocation’ is increasingly
conspecifics, then it is a reinforcement
common, and may concern very large
provided there is a conservation
numbers of individuals; it involves the
benefit for the receiving population;
removal of organisms from habitat due
evidence shows that individuals
to be lost through anthropogenic land
released into established populations
use change and release at an alternative
may experience very high mortality.
site. Permission for these development
operations is often conditional on an
2. If they are released into empty habitat
obligation to mitigate or offset the
in indigenous range, then it is a
impacts of the development. This is then
reintroduction,
claimed to be met by the translocation of
individuals of key species from the site
3. If released into empty habitat that
to be developed for release into further
could not qualify as within indigenous
‘wild’ sites.
range, then it is a conservation
introduction,
Rigorous analysis and great caution
should be applied when assessing
4. If released into an area that is
potential future conservation benefits
definitively not habitat, it is an
and using them to mitigate or offset
irresponsible release with no
current development impacts, in view
conservation benefit.
of the inherent uncertainty regarding
translocation success. Further, any
The first three options are covered under
mitigation proposal should follow
these Guidelines. The fourth option
the process of design and feasibility,
should not be allowed.
implementation, monitoring and adaptive
management of these Guidelines.
4. Removal for intensive protection
Under the translocation spectrum of Organisms may be removed from their
Figure 1, circumstances will dictate natural environment into conditions of
the nature of the mitigation measure intensive protection, as provided by
amongst these options: zoological and botanic gardens and other
dedicated facilities.

5
Annexes to Guidelines Annex 2 Definitions and classification

Annexes to Guidelines
Annex 2
Definitions and classification

Where conservation is a claimed declining, or are extinct locally or


motivation, this is usually a response globally. The wider range of conservation
either to progressive reduction in translocations is less focused on rare
numbers with an increased risk of local or species. Assisted colonisation is most
total extinction, or as emergency action often viewed as a solution for species
in the face of sudden catastrophic threat facing extreme threat from climate
or reduction in numbers. change, irrespective of their current
conservation status.
Where the stated purpose is to protect
and/or propagate such species until Translocations of species that are
individuals can be returned to the wild, neither naturally scarce or declining,
conservation benefit is clearly intended. nor with high probabilities of extinction
But, entry into intensive protection are increasing, often as partnerships
is not regarded as a release, and the between local communities and
conditions usually experienced (such as conservation professionals, in which the
limited space, controlled environmental principle motivation is the restoration of
conditions, breeding programmes) are a component of local cultural heritage.
beyond the scope of these Guidelines.
Many relevant aspects are considered in While such small-scale, community-
other IUCN resources11. driven restorations should be subject
to all relevant formal regulations and
In contrast, any return of individuals from legislation, like any translocation,
intensive protection back into natural they are likely to be relatively low-
conditions is a release and translocation; risk in terms of the cost of failure or
it should have conservation benefit, and the likelihood of extreme, adverse
will be covered by these Guidelines. ecological impacts. These may be
characterised as ‘low cost, low
5. Least risk, least regret risk, least regret’ translocations. The
translocations Guidelines are equally applicable but,
as they state, many of the recommended
Much reintroduction experience has
considerations around planning,
been with species that are naturally
feasibility and risk should have levels
scarce or threatened, and/or are already
of effort proportional to the scale and
nature of the intended translocation.

11 IUCN Technical Guidelines on the Management of Ex-situ populations for Conservation (2013 in preparation)
6
Annexes to Guidelines Annex 3 Deciding when translocation is 3.1 Introduction
an acceptable option

Annexes to Guidelines
Annex 3
Deciding when translocation is an acceptable option
3.1 Introduction
1. Any proposed species translocation 4. Conservation priorities exist at
should be justified by identifying a the levels of species, biological
conservation benefit and weighing communities and ecosystems
any benefits against risks, while for different purposes. Candidate
considering alternative actions that species for conservation translocation
could be taken. Motivations such as might be accorded priority based
experimenting solely for academic on biological criteria such as their
interest, releasing surplus captive ecological role, their evolutionary
stock, rehabilitation for welfare distinctiveness or uniqueness,
purposes, attracting funding or public their role as flagship species, their
profile, or moving organisms to degree of endangerment, or their
facilitate economic development are potential as ecological replacements.
not regarded here as conservation Translocations may be promoted
purposes. on grounds of cultural heritage and
its restoration but this alone is not
2. Species or populations that have conservation benefit. The pivotal
small or declining populations or criteria for justifying any conservation
ranges, and/or high probabilities translocation will be situation- and
of extinction, will often be prime species-specific.
candidates. The metrics used by the
IUCN Red List status can be used 5. Where species are extinct,
to assess the potential need for consequent changes in the ecosystem
conservation intervention. can indicate a need to restore the
ecological function provided by the
3. While the ultimate aim of any lost species; this would constitute
conservation translocation is to secure justification for exploring an ecological
a conservation benefit, this benefit replacement.
may need long-term or permanent
management support to persist. Such
obligations and their cost implications
should be included in any assessment
of alternative conservation solutions
(below).

7
Annexes to Guidelines Annex 3 Deciding when translocation is 3.2 Assessing extinction causes
an acceptable option and threats

Annexes to Guidelines
Annex 3
Deciding when translocation is an acceptable option
3.2 Assessing extinction causes and threats
1. Any proposed conservation 5. The spatial extent of a threat should
translocation should be justified by be considered. Threats causing
first considering past causes of severe local extinctions are often acute but
population decline or extinction. controllable, but threats that operate
There should be confidence that over all or a large part of the species’
these past causes would not again range (such as pathogens, introduced
be threats to any prospective predators or competitors, widespread
translocated populations. land-use change, atmospheric
pollutants and climate change) are
2. Threats need to be identified through more difficult to manage.
all seasons and at appropriate
geographic scale for the species, 6. The severity of impact or sensitivity to
taking account of the species’ a threat may vary with demography or
biological attributes and life history. life stage. Threat assessments need to
consider the adaptive capacity of the
3. During a species’ absence, potential focal species; this capacity will tend
new threats to any restored population to be higher in populations with high
may have arisen. genetic diversity, long-range dispersal
and/or effective colonisation ability,
4. All threats, direct and indirect, that short lifespans/high reproductive
might jeopardise attainment of the rates, phenotypic plasticity, and rapid
stated conservation benefit of the evolutionary rates.
translocation should be identified and
measures specified by which these 7. Threats can be biological, physical
threats would be mitigated or avoided. (such as extreme climate events),
or social, political or economic, or
a combination of these.

8
Annexes to Guidelines Annex 3 Deciding when translocation is 3.2 Assessing extinction causes
an acceptable option and threats

Annexes to Guidelines
Annex 3
Deciding when translocation is an acceptable option

8. Threats may be inferred from 10. A trial release may answer


anecdotal observations of conditions uncertainties such as the identity
around the time of extinction, with of past threats, but should only
subsequent rigorous testing of the be contemplated where all formal
anecdotes. requirements have been met, where
consequences will be suitably
9. It is useful to consider multiple monitored and will be used to
hypotheses for causes of extinction or refine further release design, and
decline and to test these based on the any unacceptable impacts can be
available evidence; where significant mitigated or reversed.
uncertainty exists, an experimental
approach within the translocation
programme can provide guidance for
implementation.

9
Annexes to Guidelines Annex 3 Deciding when translocation is 3.3 Considering alternatives
an acceptable option

Annexes to Guidelines
Annex 3
Deciding when translocation is an acceptable option
3.3 Considering alternatives
Many conservation translocations 3. A variety of tools including
will yield conservation benefit only establishment of protected areas,
at high cost and with considerable changes in legislation or regulations,
risks. Therefore, irrespective of any public education, community-based
conservation priority assigned to the conservation, financial incentives
species, any proposed translocation or compensation to promote the
should be justified through comparison viability of the wild populations can
with alternative solutions, which might be valuable either on their own or in
include: combination with area- or species-
based solutions (social/indirect
1. Increasing habitat availability through solutions),
restoration, connectivity, corridor
establishment, or habitat protection 4. Doing nothing: inaction on behalf of a
(area-based solutions), rare and declining species may carry
lower risks of extinction compared to
2. Improving the viability of extant those of alternative solutions, and the
populations through management focal species might adapt naturally
interventions such as pathogen, where it is or adjust its range without
predator or invasive alien species human intervention (no action).
control, food provision, assisted
reproduction, or protective fencing 5. A conservation translocation may be
(species-based solutions), used as one solution amongst these
other approaches.

10
Annexes to Guidelines Annex 4 Planning a translocation

Annexes to Guidelines
Annex 4
Planning a translocation

1. The goals, objectives and actions


should take into account the • The Growth phase is often
commonly observed phases of characterised by high rates of
development of successfully increase and/or expansion of range,
translocated populations: continuing until the population
approaches carrying capacity.
• The Establishment phase starts
with the first release and ends when • The Regulation phase starts with
post-release effects are no longer the reduction in survival and/
operating; these effects can include or recruitment due to increased
the effects of the translocation population density.
process, chance events in small
populations, or a delay before 2. The rates and duration of the
reproduction occurs, all of which may Establishment and Growth phases will
slow initial growth. vary widely and be species-specific;
they will influence the translocation
flowchart - Figure 2.

11
Annexes to Guidelines Annex 5 Feasibility and design 5.1 Background biological and
ecological knowledge
5.2 Models, precedents for same/
similar species

Annexes to Guidelines
Annex 5
Feasibility and design
5.1 Background biological and ecological knowledge
1. Information on the biology and 3. Background ecological knowledge
ecology of wild populations (if should include biotic and abiotic
they exist) should be collected or habitat requirements, intraspecific
collated from available publications, variation, adaptations to local
reports, species action plans and ecological conditions, seasonality and
consultations with relevant species phenology, dispersal, and interspecific
experts including both professional relationships including feeding,
and amateur naturalists. predation, disease, commensalism,
symbioses and mutualisms.
2. Background biological knowledge
should cover aspects such as:
reproduction, mating systems, social
structure and behaviour, physical
adaptations, individual growth
and development, parental care,
population dynamics in indigenous
range.

5.2 Models, precedents for same/similar species


1. Some type of modelling should be 3. Modelling and planning should be
used to predict the outcome of a informed by data from previous
translocation under various scenarios, species management activities
as a valuable insight for selecting the including translocations of the same
optimal strategy. or similar species.

2. It is always useful to construct a basic 4. If data are not available for the
conceptual model (for example, verbal species, inferences can be made from
or diagrammatic), and then to convert closely related sub-species and/or
this to a quantitative model if possible. ecologically similar species.

12
Annexes to Guidelines Annex 5 Feasibility and design 5.3 Habitat

Annexes to Guidelines
Annex 5
Feasibility and design
5.3 Habitat
1. As habitats vary over space and population targets. The effective
time, species’ ranges are dynamic. habitat area will depend on the size
Environmental conditions will continue and isolation of individual patches if
to change after species extinction. It the habitat is fragmented.
is invalid to assume that former range
will invariably provide suitable habitat. 8. Given the prevalence of habitat
fragmentation, conservation
2. It is insufficient to address only the translocation designs may include
causes of the original population increasing connectivity between
decline as other threats may have habitat fragments to establish a
emerged during any period of metapopulation (a set of populations
extinction. with some dispersal between them).

3. It is essential to evaluate the current 9. For some taxa, habitat quality and
suitability of habitat in any proposed proximity to other sites may be more
destination area. important determinants of habitat
suitability than habitat patch size.
4. Although the habitat requirements of
large, generalist animal species may 10. Achieving suitable habitat may
be easy to infer, this will not usually be require its restoration or even
the case with many taxa, for instance creation, or removal of alien or non-
those with complex life cycles such indigenous animals or plants that
as migratory species or invertebrates were a threat in the past to the focal
with larval stages. species or would be a threat again
for translocated individuals; any such
5. A habitat assessment should include removal should be done as humanely
assurance of essential seasonal or as possible and in a manner that
episodic environmental variation. causes minimum disruption to
habitats or other species.
6. The occurrence and severity of
episodic or unpredictable events
that are extreme and adverse for the
species should be assessed.

7. The release area should be large


enough to support the stated

13
Annexes to Guidelines Annex 5 Feasibility and design 5.3 Habitat

Annexes to Guidelines
Annex 5
Feasibility and design

11. While no organisms should be animal species living in extreme or


released without assessment of unpredictable conditions will require
habitat quality in the destination areas that will vary unpredictably in
area, the level of effort expended on size and location between seasons
assessment should be proportional and years.
to: the scale of area likely to be
affected by the translocation and 15. As even the most detailed habitat
subsequent establishment, the assessments may not capture the
degree of certainty on the expected full range of environmental variation
performance of the released during the lifespan of individuals of
organisms, the level of risk of the focal species, the loss through
undesired and/or harmful outcomes, death or dispersal of translocated
the ability to reverse unacceptable individuals at some sites or in
outcomes. particular years should be expected.

12. Assessing habitat requirements will 16. A candidate species may be linked
involve surveys of extant populations with other species either through a
of the focal species if they remain in shared ecological dependence or as
the wild. However, current range can providers of critical functions such
be an unreliable indicator of habitat as being a sole pollinator, a symbiont
requirements if remnant populations or host. Any destination area should
have been forced into refuges of be surveyed for the presence of any
sub-optimal habitat. essential co-dependents of the focal
species. It may then be necessary to
13. The possible ecological roles of the translocate these essential species
focal species in any new environment with the focal species; alternatively,
should be carefully evaluated, species indigenous to the destination
with the particular concern that area may be able to assume these
the conservation interests of other roles.
species and habitats will not be
jeopardised by the translocation 17. The release area and essential
(Section 6). habitat for the translocated
organisms should be secure from
14. Plants, fungi and invertebrates incompatible land-use change before
that are immobile for at least part the conservation goal is reached,
of their life cycle, require microsite and, ideally, in perpetuity.
assessment potentially at the scale
of centimetres; in contrast, large

14
Annexes to Guidelines Annex 5 Feasibility and design 5.4 Climate requirements

Annexes to Guidelines
Annex 5
Feasibility and design
5.4 Climate requirements
1. The climate requirements of the focal 3. A climate envelope model should be
species should be understood and supplemented by a study of other
matched to current and/or future factors that might determine habitat
climate at the destination site. suitability and distribution, such as the
presence of essential or co-dependent
2. The climate requirements of any species, the effects of predators,
candidate species for a conservation competitors, disease etc.
translocation can be assessed
through measurement of key climate 4. Any determination that an area
parameters in the species’ current is habitat for a conservation
range; this should include the extent translocation should include
of climate variation tolerated by the reassurance that its climate is
species based on its distribution; the predicted to remain suitable for
resulting bio-climate envelope can be the reintroduced species for long
used in models of predicted climate enough to achieve the desired
change to assess how the focal conservation benefit, acknowledging
species might respond to scenarios the uncertainties inherent in climate
of future climate; the results can be projections.
used to identify potentially suitable
destination locations. However, the
utility of this approach depends on
many factors such as the availability
and quality of data, spatial resolution
and the climate change scenarios
used12; in addition, the bio-climate
model for a species with a small,
remaining range will under-estimate
the breadth of potentially suitable
climatic conditions.

12 http://www.iucnredlist.org/documents/RedListGuidelines.pdf
15
Annexes to Guidelines Annex 5 Feasibility and design 5.5 Founders

Annexes to Guidelines
Annex 5
Feasibility and design
5.5 Founders
Genetic considerations 5. If a translocation programme involves
mixing populations, there is the
1. Any source population should be
potential for fitness costs associated
able to sustain removal of individuals/
with genetic incompatibilities between
propagules, and removal should not
different lineages (genetic outbreeding
jeopardise any critical ecological
depression). Predicting the situations
function, except in the case of an
in which genetic incompatibilities may
emergency or rescue removal.
occur is not simple, and the fact that
problems may not become apparent
2. If there is little genetic variation
for 2-3 generations makes pilot testing
in source material used for
difficult. However, recent meta-
translocations, there are two potential
analyses13 provide useful working
risks: the first is that reproduction
principles.
between related individuals can
lead to reduced vigour, reproductive
6. Taking individuals from multiple
output and survival (inbreeding
populations can increase the
depression); the second is a lack of
genetic diversity and decrease the
adequate genetic variation to enable
risk of inbreeding depression in the
survival and adaptation in the face of
translocated population. This is
environmental change.
appropriate if outbreeding depression
and/or (for animals) behavioural
3. Such genetic problems can occur due
differences between the populations
to sampling a source population with
are considered unlikely.
low genetic diversity (typically small/
isolated populations), biased sampling
7. More radical strategies involve greater
of a single source population, genetic
geographical or ecological distances
bottlenecks in the translocation
between source and destination sites,
process, and unequal survival,
and/or greater mixture of source
establishment and reproductive
material from multiple populations.
output in the destination area.

4. If founders originate from


environments markedly different to
the destination area, there is a risk
of failure due to their being poorly
adapted to the destination area.

13 Frankham R et al. (2011). Predicting the probability of outbreeding depression. Conservation Biology: 25:465-475
16
Annexes to Guidelines Annex 5 Feasibility and design 5.5 Founders

Annexes to Guidelines
Annex 5
Feasibility and design

8. Multiple sourcing aims to provide 10. A combination of multiple and


a balance between using primarily predictive sourcing is a logical,
local/ecologically similar source but largely untested strategy for
material, and introducing decreasing translocations in fragmented
proportions of genotypes with systems which are likely to suffer
increasing geographical/ecological detrimental effects of climate change;
distance from any population at the it may be especially considered for
destination site. This is designed to conservation introductions.
mimic the beneficial influx of ‘useful’
genetic variants from occasional long 11. The relative risks and benefits
distance gene flow, without swamping associated with the choice of source
out locally adapted variants. This population(s) will vary depending on
approach is recommended for the goals and type of translocation
fragmented habitats in which and source population availability
either the fragments contain inbred A species’ life history traits are
individuals or their populations are also relevant as they are major
considered unlikely to possess determinants of the amount and
adequate genetic variation to respond spatial distribution of a species’
to environmental change. genetic variation. As the ‘mixture
approaches’ to translocations
9. Predictive sourcing aims to introduce essentially involve providing variable
genetic diversity that will be adapted source populations upon which
to the predicted direction of natural selection can act, such
environmental change. The challenge sourcing may result in increased
is to introduce material adapted to mortality, with possible consideration
future environmental conditions, for animal welfare.
without being so maladapted to
current conditions that it suffers
immediate fitness consequences.

17
Annexes to Guidelines Annex 5 Feasibility and design 5.6 Disease and parasite considerations

Annexes to Guidelines
Annex 5
Feasibility and design
5.6 Disease and parasite considerations
1. Surveillance of source populations 5. Pathogen risk assessment of
can establish the potential pathogen translocated plants should include
community present; individuals can the possibility of infection through
then be selected for purposes of interaction with wild and domestic
reintroduction or translocation, based plants, disease vectors or inanimate
on a risk assessment. components during the translocation
process.
2. All aspects of the translocation
process can cause stress-induced 6. If an extinct host had parasites
disease: the conditions and duration that also became extinct, then
of any quarantine, inappropriate it is desirable from a restoration
disease prevention protocols, poorly perspective to re-establish those
designed transport containers and parasites with the translocated
methods of transport, extended time host; but, this should be subject to
in transport, and lack of adaptation especially rigorous assessment of the
prior to transport can contribute to the risks to the same or other species in
occurrence of disease and mortality the destination area; an apparently
during the translocation process. benign mutual relationship between
host and parasite at source may
3. The possibility of infection through change adversely for the host in the
interaction with human, domestic destination environment.
animal or inanimate elements during
the translocation process is always 7. Translocations within geographical/
present and in practice unpredictable; administrative areas sharing diseases
effective biosecurity is, therefore, a may not need extensive disease
requirement throughout. screening, but attention to managing
infection threat should increase with
4. Tools for management after release, the distance between source and
such as feeding stations that destination sites.
concentrate or mix released and
wild conspecifics, may promote the
exchange of pathogens.

18
Annexes to Guidelines Annex 6 Risk assessment 6.1 Assessing the risk landscape

Annexes to Guidelines
Annex 6
Risk assessment
6.1 Assessing the risk landscape
1. Any translocation may fail to deliver 4. The uncertainty in risk assessment
desired results or have unintended should be carefully considered,
consequences. The probability of especially for translocations outside
achieving desired results is favoured of indigenous ranges.
by early identification of the risk
factors that might be encountered 5. It should be stressed that current
across all aspects of the translocation. risk assessment protocols focus at
Risk is assessed as the likelihood of the single species level, and require
any risk factor occurring, combined in-depth information on a species’
with the severity of its impact. The ecology. Thus, these protocols are
range of possible risks comprises the not fully applicable to assemblages of
‘risk landscape’. species, or to taxonomic groups for
which information is limited.
2. A risk assessment should carefully
consider all information on the Translocations with transboundary risk
species’ biology, history of
1. Common duty and international
invasiveness in other geographical
law aim to prevent, reduce and
contexts (including closely-related
control environmental harm to
species in the same genus), known
neighbouring countries, and to
pathogens or parasites, probability of
promote cooperation to manage
potential impacts - including economic
transboundary environmental risks.
impacts, and available options for
States should carefully consider risks
reversing those impacts. The risk
to neighbouring territories.
assessment should take into account
all sources of uncertainty and apply
Decision making
them at an appropriate spatial scale.
In the case of translocations outside 1. The decision to proceed or not with
indigenous range, the risk assessment a translocation requires weighing the
should include predictions of range potential risks against the expected
expansion over various time periods. benefits.  This means assessing the
probabilities that different outcomes
3. A risk analysis should include may occur (either quantitatively or
assessment of the availability of qualitatively), and placing values on
necessary resources to cope with those outcomes. 
problems that emerge during the
translocation, and the subsequent
likelihood of meeting all regulatory
requirements.

19
Annexes to Guidelines Annex 6 Risk assessment 6.1 Assessing the risk landscape
6.2 Risks to the source population

Annexes to Guidelines
Annex 6
Risk assessment

2. For example, if a proposed Managing undesirable outcomes


conservation introduction is deemed
1. Risk analysis should include an
to have a high probability of success
evaluation of options to reduce the
and have a low probability of
risk of undesirable outcomes. The
undesirable impact on the destination
most obvious option is to remove the
ecosystem, it might still be the wrong
translocated population. However,
option if the current functioning of that
this may be possible only at very
ecosystem is highly valued. If impact
early stages after establishment when
on the ecosystem cannot be predicted
undesirable effects may not yet be
confidently, risks cannot be assessed
evident.
adequately, and translocation should
not be the preferred option in these
circumstances.

3. The use of structured decision-


making frameworks is recommended,
so the logic, value judgements
and knowledge gaps behind such
decisions are clear to everyone
involved.

6.2 Risks to the source population


1.Where a translocation involves removal destination population, so that the
of individuals or propagules from species has a greater overall viability
existing wild populations, any potential than without the translocation, within
negative impacts on the source a stated time period.
population should be assessed.
3. Translocations can affect not only
2. If removal of individuals or propagules the source populations of the focal
from a source population causes a species but may also have negative
reduction in its viability in the short- effects on associated/dependent
term, the translocation objectives species in the communities from
should include balancing this with which those individuals are removed.
the expected gain in viability of the
4. It may be beneficial to use non-viable
populations as sources of stock.

20
Annexes to Guidelines Annex 6 Risk assessment 6.3 The ecological consequences
of translocation

Annexes to Guidelines
Annex 6
Risk assessment
6.3 The ecological consequences of translocation
1. The ecological consequences of a At the level of ecosystem functioning,
translocation include those affecting these may include modifications to:
both the translocated species and
other species or ecological processes hydrology, nutrient regimes, food
in the destination community. webs, natural benthic communities,
complete replacement/loss of habitat,
2. The biological traits of a species in a physical disturbance, fire regime,
source area may indicate its expected successional patterns and soil
performance in a destination area; but attributes including erosion, accretion
species’ responses may be different and structure.
under the ecological conditions of the
destination area due, for example, to 4. The risks of undesirable effects
a change of predators or parasites or increase greatly when a species is
a different level of competition, or to translocated outside its known range.
interactions with other species already
present. 5. The complex and interacting negative
effects of introduced species on
3. Translocated organisms will engage biodiversity, human health, cultural
in any or many of the following values and ecosystem services may
ecological processes, irrespective of only become evident decades after
whether they are deemed desirable or introduction.
undesirable, intended or unintended:

At the level of species/populations


or ecosystem structure, these may
include:

inter-specific competition and


predation, hybridisation (intra- and
inter-specific), disease transmission
(pathogenic or vector/reservoir),
parasitism, bio-fouling, grazing/
herbivory/ browsing, rooting/
digging, trampling, interaction with
invasive species, and introduction of
pathogens to the same species, other
species, or humans.

21
Annexes to Guidelines Annex 6 Risk assessment 6.4 Disease risk
6.5 Association invasion risk
6.6 Gene escape

Annexes to Guidelines
Annex 6
Risk assessment
6.4 Disease risk
1. As it is not possible, despite all translocation stock that are likely
appropriate precautions, to ensure to have undesirable impacts on
that translocated individuals of other organisms at the destination.
any species are completely free Generalist pathogens with no known
of all disease/pathogen risk, risk history at the destination are a
assessment should therefore particularly high risk.
focus on known pathogens in the

6.5 Association invasion risk


Where inadequate biosecurity protocols area. If this happens, the benefits of
have resulted in further species being the translocation may be insignificant
introduced with the translocated compared to the damage done by the
organisms, there is a risk of the former invasive species.
becoming invasive in the release

6.6 Gene escape


Intraspecific hybridisation Interspecific hybridisation
1. Where translocations involve 1. Translocation of a population into
reinforcement, or reintroductions close the close vicinity of a closely related
to existing populations, there is a risk species may result in inter-specific
of genetic swamping of the resident hybridisation which would not have
population(s) by the translocated occurred naturally. This is particularly
individuals. This can potentially cause likely in cases where a conservation
a reduction in vigour or reproductive introduction moves a species out
success in a small, stable, resident of its extant range and overcomes
population if a large proportion of the natural geographical barriers to
subsequent reproductive output is hybridisation with related species.
derived from the less well-adapted In these situations, hybridisation
translocated stock. can potentially threaten the genetic
integrity/distinctiveness of the resident
species, and in extreme cases
extinction-by-hybridisation
is possible.

22
Annexes to Guidelines Annex 6 Risk assessment 6.7 Socio-economics risks
6.8 Financial risks

Annexes to Guidelines
Annex 6
Risk assessment
6.7 Socio-economic risks
1. The risk assessment should cover the
potential direct and indirect negative 2. Any risk that the public in a source
impacts on human interests: area might not accept the responsible
removal of individuals as a necessary
• Direct effects on people and part of conservation benefit for the
livelihoods such as potential or focal species should be addressed.
perceived dangers from released
plants, animals and fungi, and the
adverse public relations arising from
any incidents,

• Indirect ecological effects that could


threaten food supplies or ecosystem
services such as clean water, erosion
control, pollination, or nutrient cycling.

6.8 Financial risks


1. Where a translocated species • remedial costs may be very high,
causes significant, unacceptable • remedial costs cannot be met from
consequences, such as its increase project funds,
to damaging, pest status, the likely • funding for future conservation
outcomes are: translocations is less likely.

23
Annexes to Guidelines Annex 7 Release and implementation

Annexes to Guidelines
Annex 7
Release and implementation

Many essential aspects of founder either by increasing the proportion


selection are covered under ‘Biological of individuals of breeding age or by
feasibility – Founders’ (Guidelines favouring the proportion of juveniles;
Section 5.1 and Annex 5.5). This section any such strategy will be specific to
covers the specific and proximate factors the species and circumstances.
that will shape founder demographics for
maximum chance of successful release 5. Plant founder selection will be
and establishment, and the variety influenced by the age class most
of possible supportive management amenable to successful transplanting;
actions. plants have scope for releasing
individuals as seeds, which have
1. The most appropriate life stage for advantages and disadvantages: they
translocation should be identified. can be easy to transport and can be
obtained in large numbers. The use
2. The optimum number of individuals of seeds can facilitate experimental
to translocate will vary from species approaches to translocation by
to species and with the objectives testing different management options.
of each translocation. The optimum However, as seeds may have mortality
number will be a trade-off between rates of >90%, a mixture of seeds,
impact on the source population juvenile and adult plants is often an
and reducing the risk of the founder optimal release strategy.
population failing to establish
because of random effects on a 6. Population models can assist in
small population, and lack of genetic determining the optimal strategy in
diversity. terms of trade-offs between source
and founding populations, and in the
3. Mortality in the translocated optimal selection of numbers and
population may mean that the number composition of founders. After initial
of effective founders is considerably release, information from ongoing
less than the number translocated. monitoring can define the optimum
number and size of further releases
4. While successful establishment through adaptive management
of translocated populations often - Annex 8.2.
depends on the release of individuals
in natural sex ratios and age classes 7. Where individuals are sourced from
(and social groupings in animals), it small and declining populations, their
may be enhanced by deliberate bias number, age and sex composition may
in founder selection, for example be determined only by what is available.

24
Annexes to Guidelines Annex 7 Release and implementation

Annexes to Guidelines
Annex 7
Release and implementation

8. The life history, ecology and 12. Low survival in released organisms
behaviour of the focal species, can be due to a wide range of health,
together with any seasonality in behavioural, or other ecological
essential resource availability, should factors; diverse management options
guide scheduling of releases; species can contribute to higher post-release
may have periods of development success.
during which they are more
predisposed to disperse, establish 13. Released animals should exhibit
home ranges, have higher mortality, behaviours essential for survival and
or breed. reproduction, and for compatibility
with any conspecifics in the release
9. Releasing individuals over several area; it may sometimes be desirable
years may help to overcome inter- to move groups of animals with their
annual variation in climate and the social relationships intact.
occurrence of natural disturbances
that occur infrequently but with 14. Animals can be behaviourally
severe results. conditioned before release to avoid
predators, or to develop predatory
10. Releases at multiple sites will skills that may have been lost either
increase the chance of selecting over short periods or successive
favourable habitat, avoiding localised generations in captivity; this may
disturbance events, and may be particularly valuable for socially
encourage development of local complex species; where possible,
sub-populations. practitioners should design
experiments to determine the efficacy
11. Repeat releases at one site may of conditioning techniques and/or to
allow newly released animals to learn determine correlates between pre-
survival skills from those released release behaviour and post-release
earlier, but the social or territorial survival.
behaviour of some species may
discourage such repeat releases.

25
Annexes to Guidelines Annex 7 Release and implementation

Annexes to Guidelines
Annex 7
Release and implementation

15. Pre-release treatment or medication 19. During or following release, the


can help to protect animals and provision of artificial caging, shelters
plants from pathogens encountered or residences, or supplementary
after release. food and water can increase survival
of plants and animals, but may
16. Animals may be held for some period also promote disease transmission
at the release site to allow them through artificially concentrating
to accustom to local conditions or individuals.
enhance social group cohesion;
such procedures are most likely to 20. For some species such as
be useful with captive-bred animals, invertebrates, amphibians or reptiles,
but should never be assumed to be ‘head-starting’ avoids the heavy
useful without evidence. mortality of young age classes in the
wild; wild hatchlings are reared in
17. Rapid dispersal of animals from protective enclosures before release
release sites is common, and may be at less susceptible size/age.
linked to stress before or during the
release process; such movements 21. In various species, ‘fostering’
are also often associated with integrates captive-bred or orphaned
immediate post-release mortality and eggs/wild young with offspring that
occasionally low reproductive rates; are already being raised by wild-
in contrast, a period of confinement born parents; this may allow the
at the release site can discourage translocated young to be fed by wild
translocated animals from returning conspecifics and to learn behaviours
to their source area. and traditions that may be critical for
survival.
18. Horticultural management can
prepare plants for local conditions
through modifying conditions such
as irrigation, light levels and available
nutrients.

26
Annexes to Guidelines Annex 8 Outcome assessment and continuing 8.1 Survey / monitoring before release
management 8.2 Monitoring after release

Annexes to Guidelines
Annex 8
Outcome assessment and continuing management
8.1 Survey / monitoring before release
It is desirable to collect baseline release monitoring; hence, pre-release
information on any area before releases effort should focus on the species and
into it. Without it, it is difficult to ascribe ecological functions most likely to be
observed changes after release to the affected by the translocation.
impacts of the released organisms.
While the emphases of pre- and post-
The resources for pre-release survey release monitoring may differ slightly,
are likely to be less than for post- their methods and resulting data should
allow direct comparison.

8.2 Monitoring after release


While post-release monitoring is abundance, but predictions will
an essential part of a responsible be much more precise if data are
conservation translocation, the intensity collected on vital rates, such as
and duration of monitoring should survival, reproduction and dispersal.
be proportional to the scale of the
translocation (in terms, for example, of 2. Methods of estimating abundance
the numbers of organisms released, their include sample plots, with methods to
ecological roles, the size of area affected) account for incomplete detectability;
and the levels of uncertainty and of risk indices of relative abundance or
around the translocation results. presence/absence surveys may be
adequate, but only if objectives focus
Demographic monitoring solely on the growth or spread of
populations.
1. Translocation objectives are
often stated in terms of desired
3. Estimating survival rates involves
population sizes or probabilities of
monitoring a sample of marked (or
extinction within defined time frames
otherwise identifiable) individuals;
(Guidelines Section 4). Assessing
incomplete detectability should
whether populations are likely to
be accounted for to avoid biased
meet these objectives requires
survival estimates, and it may also be
demographic models of populations,
important to avoid confounding death
so the information from monitoring
and dispersal; where it is difficult to
should be designed to allow choice
mark or directly observe individuals,
between alternative models and
photo identification using natural
model parameters. Monitoring can
markings, or genetic monitoring,
just involve estimating (or indexing)
(see below) may be appropriate.

27
Annexes to Guidelines Annex 8 Outcome assessment and continuing 8.2 Monitoring after release
management

Annexes to Guidelines
Annex 8
Outcome assessment and continuing management

4. Estimating reproductive success


involves quantifying numbers of Ecological monitoring
offspring or propagules produced,
1. Ecological monitoring should be
along with establishment rates
undertaken to record the ecological
of offspring in the translocated
changes associated with the
population; this requires field surveys
translocation, and to contribute
to identify reproductive individuals,
towards the general knowledge
their breeding locations, and the
basis for translocation feasibility and
fate of their offspring, especially
design. It is most unlikely that any
their survival to reproductive age;
translocated organism can attain its
alternatively, it may be adequate to
intended demographic targets without
estimate recruitment, for example
evident ecological impacts.
through the number of new individuals
entering the population per individual
2. Ecological monitoring is also
currently present.
necessary to link changes in
habitat, for whatever reason, to the
5. Monitoring detail will be determined
translocated population’s demography.
by the species’ longevity and
specific attributes such as age of first
3. Unexpected consequences of a
reproduction.
translocation should be detected and
monitored to see whether their longer-
6. Monitoring should cover the entire
term impacts will be neutral, negative
area occupied by the translocated
or positive.
population.
4. The appearance of unintended and
Behavioural monitoring
undesirable adverse impacts following
Behaviours which can yield insights into translocation may prompt radical
the adjustment of translocated animals to changes of management or even
the destination area include activity and reversal of the translocation
movement patterns, foraging behaviour - Annex 8.3.
and diet selection, social organisation,
breeding season and success. 5. Where a translocation purpose is
to restore an ecological function,
monitoring should include a focus on
detecting and measuring the return of
this function.

28
Annexes to Guidelines Annex 8 Outcome assessment and continuing 8.2 Monitoring after release
management

Annexes to Guidelines
Annex 8
Outcome assessment and continuing management

Genetic monitoring Health and mortality monitoring


1. Genetic markers can establish 1. Monitoring can assess whether
the proportion of genetic diversity there are unacceptably high levels
that is captured from the source of disease/adverse welfare/mortality
populations and whether this diversity which will impact on the success
is maintained in the transition to the of the translocated population, or
established population at the release which may present a threat to any
site(s). Tissues taken and stored in neighbouring populations; however, if
the early stages of a translocation recapture is needed for this purpose,
programme can be a cost-effective it may only exacerbate underlying
resource for future evaluation of problems.
genetic change.
2. Identifying the causes of death
2. In well-resourced projects, genetic accurately and precisely can be
monitoring may also be used to critical in assessing translocation
make demographic inferences, progress and indicating the challenges
such as insights into the number of facing the establishing population.
adults contributing to subsequent
generations, the extent to which Socio-economic and financial
translocated individuals in monitoring
reinforcement are contributing
1. The socio-economic and financial
genes to the resident population,
impacts of any translocation should
and for gaining general insights into
be monitored, especially in a
behavioural ecology or population size.
conservation introduction.

2. Where such impacts are undesirable


and unacceptable, monitoring results
can prompt changes in management
or an exit strategy- Annex 8.3.

29
Annexes to Guidelines Annex 8 Outcome assessment and continuing 8.3 Continuing management
management

Annexes to Guidelines
Annex 8
Outcome assessment and continuing management
8.3 Continuing management
1. Monitoring information enables in these predictions. First, populations
managers to assess whether are subject to random variation
objectives are being met according to due to chance fates for individuals
schedule. This information can then (demographic stochasticity) or
be used both to adjust any ongoing to environmental fluctuations
management of the current population (environmental stochasticity). Second,
and, more generally, to contribute to understanding of populations is
the design of other translocations. always limited, and decisions should
be supported by inclusion of the
2. Adjustments may involve increasing assumptions behind them and the
or decreasing the intensity of extent of uncertainty in biological
management or changing the type knowledge of them.
of management. For example, if a
translocated population failed to 4. A key benefit of monitoring is that it
grow despite ongoing management, allows practitioners to progressively
it might make sense to increase improve understanding and therefore
the intensity of that management. develop more accurate models for
Alternatively, it might be better to try a further predictions and objective
different management option or even setting. This is especially useful when
discontinue management and relocate original objectives cannot be met
the remaining individuals elsewhere. If due to factors beyond management
monitoring indicated the translocated control. This process of learning
population was having undesirable from management results is called
impacts, this could potentially lead “adaptive management”. However,
to a decision to control or remove adaptive management does not
the population or conduct other mean merely adjusting management
management actions to lessen these following monitoring; it means having
impacts. The decision process should clear models in place in advance that
be transparent, and reflect current are then evaluated against monitoring
understanding of the population’s results. It is sometimes appropriate
dynamics and impacts, the values to manipulate management actions
placed on different outcomes by deliberately to gain knowledge, a
all people involved, and the cost of process known as “active adaptive
management options. management”. For example, if a
translocated population is growing at
3. Although decisions need to be made, the target rate under a management
it is essential to acknowledge the regime, it may make sense to
uncertainty in population predictions. temporarily discontinue the regime to
There are two sources of uncertainty ensure it is necessary.

30
Annexes to Guidelines Annex 9 Dissemination of information

Annexes to Guidelines
Annex 9
Dissemination of information

1. Dissemination aims to ensure that that contribute to retrospective


maximum information around a evaluation and comparison with other
conservation translocation is available translocation attempts,
in timely and suitable fashion to target
audiences. Hence, communication • Dissemination of results is often
should start at the planning stage, part of statutory or contractual
followed by reporting on progress at requirements,
key stages of the project, and with this
information disseminated to all parties • It contributes to assessments of
involved. species’ status by providing data on
survival and range,
2. Effective communication of
information through the course of a • It provides a lasting record of the
conservation translocation serves the origins of any population of the
following purposes: translocated species.

• It prevents conflict with interested 3. Mechanisms for communication


parties in both source and destination should be relevant to the intended
areas, and generates trust that any audience, but should include several
translocation is undertaken with of the following platforms; use
integrity and without hidden motives of these may be combined with
(the corollary is that retrospective consultative processes:
management of negative interactions
can be costly and damaging to the • Internet resources, social media,
translocation), presentations at venues around the
release area,
• It allows the evaluation of success
whilst a translocation is in progress, • Publication mechanisms of statutory
and should provide a lasting record bodies which should be publicly
of methods, monitoring and results accessible unless good cause is given
for maintaining confidentiality.

31
Annexes to Guidelines Annex 9 Dissemination of information

Annexes to Guidelines
Annex 9
Dissemination of information

• Publication mechanisms of non-


governmental organisations where 4. Information should be disseminated in
these are made publicly available. languages and formats best suited to
serve essential and interested parties
• Databases of translocations kept by and organisations.
statutory bodies or non-governmental
organisations.

• Meta-analyses of conservation
translocation success across major
taxa.

• Publication in peer-reviewed media


confers an assurance of quality,
and permanent, formal citation; this
allows publications to be sourced
and become a resource for any
subsequent evidence-based,
systematic reviews.

32
Figure 1 The translocation spectrum

Is release intentional? NO Accidental translocations

YES

Is the primary objective


of the release to: NO • Non-lethal control
• Rehabilitation release
• Improve status (of the focal • Commercial/recreational
species), or • Religious
• Biological control
• Restore natural ecosystem • Animal rights liberation
functions or processes? • Aesthetic
• Other

YES

Conservation translocation

Is the release within


NO Conservation introduction
indigenous range?

If the aim of the release to:


YES
1. Avoid population extinction
of focal species at any scale

= Assisted colonisation
Population restoration

and/or
Are conspecifics present in
release area?
2. Perform an ecological
function lost by extinction
of an original form
YES NO
= Ecological replacement

Reinforcement Reintroduction

33
Figure 2 The conservation translocation cycle

Conservation situation

Goal

Feasibility Evaluation of alternatives: Risk


non-translocation and
assessment translocation
assessment

Decision to translocate

Feasibility Design: Risk


assessment Objectives, Actions assessment

Implementation

Adaptive
management
Monitoring cycle

Dissemination of results Outcome assessment

34
INTERNATIONAL UNION
FOR CONSERVATION OF NATURE

WORLD HEADQUARTERS
Rue Mauverney 28
1196 Gland, Switzerland
Tel +41 22 999 0000
Fax +41 22 999 0002
www.iucn.org

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