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Swiss Journal of Psychology 59 (3), 2000, 196–206

Interviewing techniques in
sexual abuse cases –
a comparison of a day-care
abuse case with normal
abuse cases1
Nadja Schreiber
Westfälische Wilhelms-Universität Münster

In sexual abuse cases children’s testimony plays an important role. To evaluate the quality of a witness’ state-
ment, the interviewing techniques and the context of the investigative interview have to be considered. The in-
terviewing techniques from the highly publicized day care abuse cases during the 1980s have been repeatedly
found to be directive and suggestive. Many of these interviewing techniques, such as positive and negative re-
inforcement, inducing stereotypes and repeated questioning within and between interviews, have been shown
empirically to elicit false statements from young children. Many different interview guidelines point to this prob-
lem and suggest alternative interviewing techniques.
Overall, there are few quantitative studies of interviewer behavior in sexual abuse cases. None of these has
compared the interviewer behavior in a day care abuse case with interviewer behavior in “normal” sexual abuse
cases by the Child Protective Service (CPS) in the USA. A first study compared behavior in these two contexts
and confirmed the notion that the amount of suggestive interviewing techniques is significantly higher in a sample
of day care abuse interviews than in a sample of CPS interviews. These results support the former statements of
Ceci & Bruck (1995) that interviews with child witnesses in sexual abuse cases, especially in day care ritual
abuse cases, include suggestive interviewing techniques. These have to be discussed considering their impact on
statements of child witnesses.

Key words: Sexual abuse, child witnesses, interviewing techniques

The “Kelly Michaels-Case” ber of parallels. In these cases a large number of children
accused their teachers of having sexually abused them.
Since 1980s, there have been several cases of sexual abuse The majority of these accusations contained satanic-ritu-
allegations in many US-day care centers showing a num- al elements as well as statements that varied over time.
Apart from repeated questioning by various persons and
1 I thank Jim Wood at the University of Texas, El Paso, USA a lack of additional evidence, there was intensive and of-
for letting me participate in his project, for his support, com- ten biased media coverage. The first and probably largest
ments and suggestions. trial concerning this topic was the McMartin Preschool

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N. Schreiber: Interviewing techniques in sexual abuse cases 197

Trial in Manhattan Beach, CA, which resulted in the de- article. In the following section, a summary of the back-
fendants’ acquittal (Ceci & Bruck, 1995; Nathan, 1988; ground of day care abuse cases, problems of gathering
Nathan & Snedecker, 1995). Within the last 10 years, re- evidence in sexual abuse cases, aspects of credibility as-
markably similar cases have occurred in the Netherlands, sessment of children’s statements, and interview guide-
Great Britain, and Germany. lines in sexual abuse will be presented. After this, evalu-
One of the U.S.-cases, the Kelly Michaels case, took ations of interviewer behavior in “normal” abuse and day
place at the Wee Care Nursery School in Maplewood, NJ. care cases will be summarized concisely, and the author’s
From September 1994 to April 1995, Kelly Michaels, a own empirical evaluative study will be presented.
23 year-old student, worked as a teacher’s assistant at the
Wee Care-Nursery School. She left this nursery school for
a better-paying job at another day care center. Four days
after she left, one of the children had his temperature rec- Abuse in day care settings
tally taken when he said “That’s what my teacher does to
me at school”. When the pediatrician inquired, the child Abuse in day care settings can be described as a particular
replied, “Her takes my temperature.” On that afternoon, the type of sexual abuse which has increasingly attracted the
mother informed state officials. public’s as well as researchers’ attention within the last
Two days later, the child was interviewed at the prose- 15 years. Ceci and Bruck (1995) describe this type of sex-
cuter’s office and named two other boys whose tempera- ual abuse, which often includes satanic ritual elements such
ture had also been taken. One of these boys stated that as wearing masks and robes, the actual or simulated killing
Kelly Michaels had touched his genitals. The day care cen- of animals or infants, and/or consumption of excrements
ter and the parents were then informed and asked to pay (APSAC, 1995), referring to the fact that during the 15 years,
specific attention to signals of abuse. In the next two and a variety of sexual abuse allegations emerged in the context
a half years until the trial began, all the children at Wee of nursery- and pre-schools and correspondingly specify
Care Nursery School were questioned by various police sexual abuse in day care settings. Characteristic of these
interviewers, interviewers from the Division of Youth and abuse cases is a multitude of mainly young children, usually
Family Services and the prosecuting attorney’s office. between 3 and 8 years of age, accusing their teachers of
When the trial began, Kelly Michaels was accused of abuse that only happened recently, which includes the ritual
having sexually abused 19 children in 163 cases. The ev- elements mentioned above. In many cases it is said to have
idence used by the prosecution was mainly the children’s lasted for months, sometimes years. These testimonies al-
testimonies. The accusations included rape and sexual co- most exclusively develop after months or years of ques-
ercion with knives, forks, wooden spoons, and Lego tioning. Over time, several of these day care abuse cases
bricks, licking peanut butter and jam off the children’s gen- emerged in the US, such as the McMartin preschool case,
itals, and playing the piano naked. Furthermore, the de- the Little Rascals case, and later on in Europe, for example
fendant was accused of having forced the children to lie the Nottingham case in Great Britain, the Oude Pekela case
down on the floor naked, and eat a “cake” made of their in the Netherlands, or the Montessori case in Germany.
excrement. The accused pleaded not guilty in all cases. Strikingly, there were quite a few parallels between those
After thirteen days of deliberation, a jury convicted Kel- cases concerning the type of allegations and the develop-
ly Michaels of 115 cases of sexual abuse and sentenced ment of the allegations and proceedings. In all cases, there
her to 47 years of prison. After five years in prison, were several preschoolers involved, and an initial ambigu-
Michaels was released on bail when the Appeals Court of ous statement or behavior led to a line of investigative in-
New Jersey reversed her conviction. The prosecution’s terviews. Many of the children only successively disclosed
contradiction was dismissed by the Supreme Court of New after months or years of intensive, often biased interview-
Jersey. After the prosecution’s appeal to retry the case was ing or coercion by therapists, state official interviewers,
denied, the court ruled that the prosecution must show that, courts, and parents. Denial of abuse is often considered re-
despite suggestive interviewing techniques, the children’s pression or induced by the perpetrator with the threat of
testimonies were still sufficiently reliable. In December, violence. In all cases, there was a cross-germination of in-
1994, the prosecution dropped all charges against formation between all parties involved and a lack of objec-
Michaels (Ceci & Bruck 1995; Nathan 1988; Nathan & tive evidence, such as for example videotapes or photos. In
Snedecker 1995; Rabinowitz 1990). all cases, the accused was finally acquitted, or their convic-
The description of this day care abuse case is meant to tion was reversed by an appeals court, sometimes after
give an insight into a typical day care abuse case and having spent several years in prison (Ceci & Bruck, 1995;
specifically serves as a basis of a quantitative evaluation Köhnken, 1997; Nathan & Snedecker, 1995; van der Haart,
of interviewer behavior that will be described later in this Boon & Heijtmajer Jansen, 1997; Volbert, 1999).

Swiss J Psychol 59 (3), 2000, © Verlag Hans Huber, Bern


198 N. Schreiber: Interviewing techniques in sexual abuse cases

With regard to the specific subgroup of satanic-ritual details. However, a qualitative and quantitative increase in
abuse cases between 1983 and 1988 investigations of sa- false statements and false denials as a function of age has
tanic-ritual abuse cases, sometimes in day care settings, to be expected. Keeping this developmental aspect in
were performed in more than 100 counties in the US. These mind, the following description of various suggestive in-
often resulted in draconian sentences followed by rever- terviewing techniques and a short description of the so-
sals of these sentences (deYoung, 1994). Local police and called “Criteria-Based Content Analysis”, an approach to
FBI investigation units came to the conclusion that there evaluate a statement’s credibility, broaden the view on im-
had not been a single documented case of satanic killing, portant issues of children’s evidence.
human sacrifice, or cannibalism (Lanning, 1991). Good-
man and colleagues (1994) found evidence of few perpe- Suggestive interviewing techniques
trators and very small groups abusing children or using
single satanic-ritual elements. The majority of these sus- With regard to interviews with children in cases of sus-
picions, however, were not substantiated. pected sexual abuse, the question of suggestive interview-
Taken together, these facts hint at alternative explana- ing techniques is of particular interest because the chil-
tions for the existence and the origin of day care abuse cas- dren’s statements are often the only evidence that abuse
es and some allegations of satanic ritual abuse therein. For might have taken place. In court the prosecution must rule
the allegation of satanic ritual abuse, and generally for all out the hypothesis that a child’s testimony might originate
the allegations in day care abuse cases, there is a lack of in suggestive interviewing.
corroborative evidence and a history of multiple sugges- Many suggestive interviewing techniques and refer-
tive interviews and coercion of the children involved. In ences to potential consequences as described in empirical
the end, the courts were not able to rule out the possibili- literature will be described below. Five techniques that
ty that the children’s statements were the result of the in- Ceci & Bruck (1995) emphazised will be expanded on in
terviewing techniques used by different adults to elicit so- particular: selective reinforcement, stereotype induction,
called evidence. peer pressure, repeated questioning, and “pretend-level”.
The term suggestive questioning refers to interviewing
methods that change the interviewee’s potential testimo-
ny in an undesired, uncontrollable, and unpredictable way.
Psychological aspects of children’s
evidence Selective reinforcement
The lack of objective evidence appears to be a pervasive This technique describes the fact that interviewers tend to
problem in the trial described. In most sexual abuse and intensely praise those statements made by a child that cor-
day care abuse cases, objective evidence is lacking, and respond to their hypothesis and debase those statements
witness testimonies appear to be the prosecution’s only that are not in accordance with the hypothesis. Interview-
evidence (Ceci & Bruck, 1995; Dezwirek-Sas, 1992; Gers- ers are able to use different emotional tones in different
tendörfer, 1994; Nathan & Snedecker, 1995; Wakefield & interviews and within the same interview by employing
Underwager, 1989). That is why the origin and the de- explicit and implicit threats, bribes, and rewards. Thus,
velopment and changes of minors’ testimonies are partic- certain statements made by a child may be reinforced
ularly relevant. specifically, even without the interviewer’s intention.
Because the majority of testimonies about sexual abuse The following excerpt of an interview of the Kelly
are made by children from various age-groups, special Michaels case is meant to clarify this technique (Example
characteristics of this witness group have to be considered 1) (Q = Interviewer; A = Witness)
with regard to origin of evidence and assessment. In this Q1: Did she ever make you do bad things?
context Ceci & Bruck (1993) modified Arntzen & A: Um, I don’t remember.
Michaelis’ (1970) earlier assumption that a child serves as Q1: Sure you do, why don’t you just tell me?
a capable witness if (s)he has reached the age of 5 and the Q2: It’d be so easy, so simple, just to tell us. And then you
appropriate intellectual stage of development by consid- wouldn’t have to worry about it anymore.
ering recent empirical literature and stating that even very Q1: You can go home and eat supper.
young children have been shown to be capable of not only Q2: Because we told you she can’t do anything to you
giving but also changing and rearranging true statements. anymore.
This fact heavily depends on the interview: if children are A: I know.
interviewed properly, even infants are generally able to Q2: Show me on the doll, what she did to you.
give accurate and relevant evidence while including few A: (inaudible)

Swiss J Psychol 59 (3), 2000, © Verlag Hans Huber, Bern


N. Schreiber: Interviewing techniques in sexual abuse cases 199

Q1: Point to the doll. Point to the doll. Now what was the Q1: Very good. Do you remember the name of your
bad thing? teacher when you went to school, 15C?
A: I don’t know but she would make them do things and A: No.
she told them that... Q1: No? Did you have one teacher or two teachers?
Q1: Who were the other children? Q2: Stop acting silly now.
A: Um, like some were boys, some were girls. A: I can’t talk with my mouth full.
(Kelly Michaels Case, Child 46C, p. 9) Q1: All right, you finish that and then maybe you can talk.
You know, 15C, I visited all your friends already in
A highly supportive atmosphere during an interview school.
should not be regarded as exclusively negative, however. A: Already?
In such an atmosphere children tend to tell many incor- Q1: You know 14C? 16C, 7C. We visited with 11C, 28C,
rect details, but many true details as well (Ceci & Bruck, ah, 13C. Huh?
1995). (Kelly Michaels Case, child 15C, p. 3)

Stereotype induction Since Binet’s studies at the beginning of this century, lit-
erature has pointed out that this method might lead chil-
Using this questioning technique, the child is given a neg- dren to make false statements (Ceci & Bruck; 1995).
ative characterization of the suspect independent of his/her Moston & Engelberg (1992), however, came to the con-
former statement. The following example is meant to clar- clusion that the presence of a friend results in more pre-
ify this (Example 2): cise and less suggestible testimonies in an interview about
Q: This is my friend Rich. Rich is a police officer. He’s an actual incident. However, one must keep in mind that
not going to hurt you. He’s the guy that arrested Kelly. children were actually reporting a true incident that had
A: Oh. been experimentally induced in this study.
Q: Pretty neat huh?
A: Yeah. Repeated questioning
Q: How do you feel about that? Good?
Q: How do you feel about that, you like the fact that she’s Because repeated questionings by various persons happen
in jail? frequently in sexual abuse cases, it is useful to distinguish
A: Yeah. between repeated questioning within one and across sev-
Q: How come, you didn’t like her too much? eral interviews. The extent of repeated questions across
(Kelly Michaels Case, child 37C, p. 1) interviews (i.e., one question is constantly repeated in var-
ious interviews with the same witness) can only be esti-
The results of empirical studies about this subject consis- mated. Usually the amount of repeated questions cannot
tently show this technique’s negative effect on the accu- be verifiably investigated because, in the majority of cas-
racy of children’s statements (Ceci & Bruck, 1995; Nathan es, interviews typically have not been recorded.
& Snedecker, 1995). Repeatedly asking questions of the same content with-
in the same interview is a pattern that can also be found
Peer pressure in many mass charge proceedings. The interviewer asks
the same question repeatedly although the child has al-
In this third technique the interviewer’s statements imply ready answered, as shown in the following excerpt (Ex-
that he or she has already talked about this incident or these ample 4):
incidents to other witnesses and that other witnesses al- Q: You know what I want to ask you, if someone
ready provided the expected evidence. The interviewer’s touched, if somebody in school touched one of your
positive description of other witnesses’testimonies can re- classmates, do you think they would like it?
sult in a competition situation in which the interviewed A: No.
child wants to increase his or her witness value by mak- Q: No? Why wouldn’t they like it?
ing interesting statements. A: I don’t know.
By telling their children about other children’s testi- Q: Hmm?
monies and thus prompting them to give evidence, parents A: I don’t know.
create peer pressure that is hardly controllable and ana- Q: You don’t know? If someone touched anybody over
lyzable. Children also talk among themselves about their here, look 15C, on the rear end, or the posterior, is
experiences with interviews. The following example pro- that what you call it? How do you think that would
vides an illustration of this technique (Example 3): feel if someone did something to somebody there?

Swiss J Psychol 59 (3), 2000, © Verlag Hans Huber, Bern


200 N. Schreiber: Interviewing techniques in sexual abuse cases

Hmm? pact of normal suggestive interviewing (i.e. suggestive


A: I don’t know. questions alone). They found McMartin interviewing
Q: You don’t know? Do you think it would feel good or techniques to be blatantly more dangerous at eliciting false
you think it would hurt? allegations than simple suggestive questions. These inter-
(Kelly Michaels Case, child 15C-1, p. 11) viewing techniques clearly and consistently show that in-
terviewers have a number of possible ways in which they
Several studies have shown that young children tend to can exert an influence on child witnesses. These possibil-
change their answers if they are asked the same question ities are frequently found in interviews in day care abuse
more than once within one interview (Ceci & Bruck, 1995; cases. Several experimental studies of the individual tech-
Poole & Lamb, 1998). This technique might result in chil- niques and their combined impact have clearly shown that
dren integrating false information in their statements and these techniques may distort and falsify children’s testi-
possibly their memories. monies and should therefore be avoided to the greatest
possible extent. There may be arguments on the part of
Pretend-level therapists, social workers, police officers, and prosecution
that support such questioning methods, but these still lack
This suggestive questioning technique, also cited by Ceci the scientific proof of their usefulness.
and Bruck (1995), is a specific type of question: Using
conditional tenses for example, the interviewer moves to Investigative interview guidelines
another conversation level (i.e., “What might have hap-
pened” level). The statement “Let’s pretend” may lead to The preceding sections pointed out that potential mistakes
a similar effect (pretend level). This technique is exem- may result in unwelcome consequences. To a decisive de-
plified in the following (Example 6): gree, credibility assessment is dependent on how an in-
Q: Have you ever seen anybody hurting the little girls vestigative interview has been conducted because the less
anywhere on their body with any of this stuff? evidence that exists, the more difficult the analysis of tes-
A: No. timonies is within the framework of credibility assess-
Q: Did you hear of anybody getting hurt with any of this ment. However, for the most part, the extensiveness of tes-
stuff? timonies depends on the interviewing style. With regard
A: No. to credibility assessment, suggestive interviewing tech-
Q: How do think one of the little girls or any of the lit- niques might generate insufficient material for analysis of
tle girls could have gotten hurt by any of this stuff, a statement (Steller & Köhnken, 1989).
would you show me how you think they could get Because the implications of suggestive interviewing
hurt with any of this. techniques for both evidence and credibility assessment
A: If you take this and go like that, that really hurts. are well-known, the demand for interview guidelines that
Q: Yeah? Well, let’s take this a second, hold on it. Why translate this knowledge into action and enable inter-
don’t you show me how you think someone can get viewers to question less suggestively follows. Before pre-
hurt with that. senting a quantitative evaluation of interviewer behavior,
(Kelly Michaels Case, child 22C, p. 14) this section will briefly hint at typical interviewing pro-
cedures and varieties of empirically-based guidelines and
Referring to this technique, Ceci and Bruck (1995) stated approaches to which interviewers can refer when actual-
that children with uncertain fantasy-reality boundaries ly conducting investigative interviews.
may be confused by this method. Children may not be able Various institutions may perform first interviews in cas-
to distinguish between true details and details that are on- es of suspected sexual abuse. In the US these are typical-
ly pretended, particularly if the interviewer does not ex- ly the Child Protective Services (CPS), where better- or
plicitly bring the child back to the reality level. Schreiber, less well-trained social workers interview children. In
Wentura and Bilsky (in press) were able to demonstrate Germany, the responsibility for these interviews rests with
empirically the detrimental effects of using conditional the youth welfare department or else institutions that have
tenses (e.g., “What could he have done?”) in witness in- dedicated themselves to helping victims of violence, par-
terviews on the ensuing witness’ testimony. ticularly women and children.
Only recently have there been studies conducted con- In the preliminary stages of a legal proceeding, chil-
cerning the impact of a combination of these techniques. dren are frequently questioned by police officers. By the
More specifically, Garven, Wood, Malpass & Shaw (1998) time the first interview takes place, intial suspicions have
compared the impact of a combination of interviewing already been developed because of earlier statements
techniques from the McMartin preschool case to the im- made by the specific child, his or her conspicuous behav-

Swiss J Psychol 59 (3), 2000, © Verlag Hans Huber, Bern


N. Schreiber: Interviewing techniques in sexual abuse cases 201

ior, and physical changes. These are to be examined fur- an open-ended question (e.g., penetration, pornographic
ther in a first diagnostic interview. photographing or filming) may be important, but only for
Schade, Erben and Schade (1995) generally criticized legal or examining reasons.
the amount of frequently used, but empirically unjustifi- The British government published a “Memorandum of
able conduct and named the psychological exploration of Good Practice” (Home Office, 1992) summarizing the em-
a child with the intention to gain (as complete as possible) pirical results of children’s testimony in a general inter-
testimonies to perhaps be the only valid and reliable view guideline that intended to be information for all prac-
method of sexual abuse diagnosis. Certain behaviors, such titioners involved. In this guideline, a step-wise approach
as eroticized behavior towards grown-ups, bed-wetting, or can also be found: The interviewer is advised to follow a
nightmares, may be indicators of existing abuse but do not hierarchy from open-ended to closed questions. In this
unequivocably provide evidence of abuse. This conclusion guideline the technical and formal aspects of interview-
is not allowed and is a mistake that may be rare nowadays, ing are of special interest: If possible, a first interview
but it can still be found in diagnostic contexts (Nathan & should be videotaped in order to spare the child further in-
Snedecker, 1995). terviews and to be able to produce more transparent evi-
In their interview guidelines for eliciting child testi- dence in case of a legal proceeding. However, because
mony, Arntzen and Michaelis (1970) have already ex- videotaped suggestive interview techniques are likely to
plicitly pointed to adequate questioning methods that are be judged controversial in court and have in many cases
easy on the child. Important parts of this interview guide- contributed to the defendant’s acquittal or the abandoning
line are: creating a pleasant interview atmosphere, elimi- of the proceedings, various instititutions nowadays tend
nating specific inhibitions on the child’s part, avoiding (on the prosecution’s advice) not to record interviews
suggestive questions and being aware of the implications (Nathan & Snedecker, 1995).
of suggestive interviewing techniques (e.g., praise), phras- One of the most recent comprehensive interview guide-
ing comprehensible questions, and completeness of ques- lines has been published by Poole and Lamb (1998). This
tioning. They indicate that the duration of the interview explicitly research-based guide for helping professionals
should be adjusted to the child’s age and intellectual con- integrates central aspects of former approaches to inves-
dition, that children should be questioned seperately from tigative interviews, such as the step-wise interview and the
each other, and that information about other witnesses’ Memorandum of Good Practice, and focuses on the trans-
testimonies should not be rehearsed. fer of this knowledge to practitioners. It addresses many
Jones and McQuiston (1988) present a very detailed relevant questions interviewers have to deal with and gives
interview guideline that has been developed especially to detailed advice on customizing interviews.
investigate sexual abuse. One of the central issues of in- Another interview guideline, one that has not been de-
terviews in these cases is the rapport building phase in veloped for child witnesses, is the cognitive interview (e.g.
which interviewers try to establish a relationship with the Fisher & Geiselman, 1992; Geiselman, Fisher, MacKin-
child and create a pleasant atmosphere on the basis of non- non & Holland, 1985). Here, the witness is required to
sexual topics to enable the child to talk about possibly em- give a comprehensive and correct report of his or her ex-
barrassing and private matters. Furthermore, the authors periences and observations by means of various tech-
point out that a leading question may be necessary but niques that originate in cognitive or social psychology.
should be as unsuggestive as possible. Once the child has Some studies have shown the cognitive interview to be
answered this question, the interviewer should immedi- beneficial with children (e.g. Hayes & Delamothe, 1997;
ately continue with an open-ended question. Memon, Holley, Wark, Bull & Köhnken, 1996).
The step-wise interview, modified after Steller and Boy- Finally, some interview guidelines are used that are not
chuk’s (1992) funnel-like interviewing concept, contains based on scientific knowledge about child witnesses. They
some of the aspects integrated by Jones and McQuiston include disputable interviewing practices, such as the us-
(1988) and adds some others (Yuille, Hunter, Joffe & age of anatomically correct dolls or naming dolls after al-
Zarpanuik, 1993). The individual interview steps are or- leged perpetrators (McFarlane & Krebs, 1986).
ganized according to maximization of memory perfor- Altogether, it becomes apparent that a valid and reli-
mance and minimization of contamination. The basic prin- able diagnosis of sexual abuse can (almost exclusively) be
ciple is the transition from open-ended questions at the be- made with the help of psychological explorations that are
ginning of the interview to more specific types of ques- particularly geared to the case. From the empirical point
tions towards the end of the interview. In this context, the of view, a one-sided interpretation of suspicious behavior
open-ended question should be the method of choice. and projective testing procedures are not to be recom-
Gathering specific information about the detailed course mended. The interview guidelines described above disap-
of abuse that was not given by the child as an answer to prove of suggestive and directive questioning techniques.

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202 N. Schreiber: Interviewing techniques in sexual abuse cases

In 1970, Arntzen and Michaelis already pointed to poten- phase but did not present answers such as e.g. “I don’t
tial implications of these. If every first interview was gen- know”, “I can’t remember”, or “I don’t understand you”
erally held according to one of the empirically covered in- as an acceptable option in the beginning of the interview.
terview guidelines mentioned above, there should be no Furthermore, the authors stressed that interviewers fre-
or only a few questions with regard to influencing the wit- quently presented new content not mentioned by the child
ness in case of legal proceedings. before and that they did not succeed in clearly emphasiz-
ing the origin of these contents within the interview.
Qualitative and quantitative evaluations In another study about interviewer behavior in sexual
of interviewer behavior abuse cases, 150 videotapes containing sexual abuse in-
terviews conducted by a Child Protection Agency were
Qualitative evaluation examined (Wood, McClure-Martinez & Birch, 1995).
The description of the interview guidelines is followed by Typical interviewer mistakes such as “mechanical rapport-
the question, to what extent is the knowledge from em- building”, “reliance on closed questions early in the in-
pirical literature, which has been translated into the guide- terview”, “pressing an incommunicative child to talk about
lines, in practice? It has already become obvious that cer- abuse”, “under-use of open-ended questions” and “inter-
tain suggestive interviewing techniques can be found in a ruptions” were detected. Although these mistakes were
number of interviews despite the fact that the interviewer found in most of the interviews, the authors pointed out
has the opportunity to follow empirically-based interview that mistakes leading to false accusations and attracting
guidelines. To what extent this is actually translated into most of the attention at court, such as direct questions or
practice will be examined below. rewards, were rarities. The main problems with these in-
Altogether there are few evaluations of interviewer be- terviews were that interviewers had difficulties encourag-
havior in sexual abuse cases. In a qualitative summary of ing children to give complete statements and that they used
interviewer behavior in some cases, Ceci and Bruck methods that resulted in incomplete statements.
(1995) and Nathan and Snedecker (1995) stressed that Although empirical literature that speaks to this issue
many of the interviewing techniques mentioned above can is quite rare, it is thought that interviewers in sexual abuse
be found in a variety of interviews, particularly in day care cases seem to actually use a number of questionable in-
abuse cases. In these cases they think it is possible that a terviewing techniques. In particular, interviews in day care
large part of the accusations made by child witnesses is abuse cases appear (judged qualitatively) to be poorly con-
the result of employing these techniques and combina- ducted – in the sense of subjective and biased questioning
tions thereof. (Ceci & Bruck, 1995; Nathan & Snedecker, 1995). Even
first quantitative evaluations of interviews in normal sex-
Quantitative evaluations ual abuse cases (apart from day care centers and without
One of the first quantitative investigations into interview- satanic-ritual elements) indicate that there is room for im-
er behavior included 42 transcripts of a Child Protection provement.
Agency in the US (Warren et al., 1995). One issue ad- In the following section, a first empirical evaluation of
dressed was the time spent on the various interview stages. interviewer behavior in a day care abuse case, (the above-
The majority of time had been spent on direct questioning mentioned Kelly Michaels case), which was conducted by
(44.2%); the least time was spent on eliciting free narra- the present author, will be presented.
tives from the child (0.8%). The rest of the time was di-
vided between official information (5%), rapport building
(15.5%), evaluation of the child’s narrative abilities
(6.2%), and closing (3.1%).
The quantitative evaluation of
Examination of the different types of questions made the Kelly Michaels interviews
it clear that, on average, only 10% of all questions asked
during interviews allowed a narrative answer. With regard This study is a first attempt empirically to compare inter-
to the types of questions used in the interviews, no age- viewer behavior in a day care abuse case with interview-
differences were found. Another study by this research er behavior in normal abuse cases (i.e. diagnostic inter-
group analyzed transcripts of sexual abuse interviews views in single cases with only one person involved).
made by a Child Protection Agency in the US to find out These CPS (Child Protective Services) interviews con-
if those were conducted in accordance with recommen- sisted of cases that were not confirmed. We anticipated
dations in common interview guidelines (Warren, that interviews in a day care abuse case contain more sug-
Woodall, Hunt & Perry, 1996). The results showed that gestive interviewing techniques than interviews in normal
many interviewers tried to work in a rapport-building abuse cases.

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N. Schreiber: Interviewing techniques in sexual abuse cases 203

Materials cludes dimensions intended to record four types of ques-


tions: Yes/No (Y/N)-questions, to which one can only an-
Twenty transcribed interviews from the Kelly Michaels
swer yes or no; Choice (CH)-questions, which allow one
case served as a sample for the group of day care abuse
to choose from two or more proposed answers; Open: fo-
interviews because this case shows characteristics (e.g. sa-
cused (OF)-questions, which can be easily answered us-
tanic ritual elements) that are typical of day care abuse
ing one single noun, a number of nouns, or one simple ad-
cases. The interviews were almost exclusively conducted
jective, and Open: narrative (ON)-questions, which can-
by social workers and police officers. Twenty transcribed
not be answered without using a verb and which are like-
interviews from a CPS in New Mexico were used as a com-
ly to elicit a narrative statement.
parison group of normal investigative interviews in sexual
The scoring system also contains five other dimensions
abuse cases. The interviews were conducted by employees
for recording specific interviewing techniques: Already
of this service, mainly social workers, to elucidate an ini-
Answered (AA) refers to interviewer questions the child
tial suspicion, namely sexual abuse. These were individual
has already answered. On the dimension Other People
interviews in cases of sexual abuse without satanic-ritual
(OP), the interviewer tells the child what other persons
abuse elements, repeated interviews, intense media inter-
have already told about the facts of the case. The dimen-
est, or comprehensive cross-germination of information by
sion Reinforcement (RE) is used if the interviewer criti-
institutions, parents, or other persons affected.
cizes, encourages, or praises the child for a statement. In
the dimension Inviting Speculation (IS), the interviewer
Procedure uses techniques such as speculation, conditional tenses,
and moving to a fictitious level, to try to persuade the child
The 20 interview transcripts of each group were scored in-
to give a statement.
dependently by two persons on the dimensions of a scoring
In addition to the dimensions described above, the Mul-
system (see below). A mean Kappa of .94 for all question
tiple Interviewers (MI) technique is used if more than one
type dimensions and a mean Kappa of .86 for the inter-
person (apart from the child) is talking within one turn
viewing techniques was calculated as measures of inter-
(i.e., exchange between interviewer and interviewee).
rater reliability.

Scoring system
Results
All 40 interviews were evaluated using a scoring system
that sums the number of suggestive interviewing tech- Table 1 describes the mean relative frequencies for each
niques used by the interviewer. The scoring system in- dimension. Contrary to our expectations, the two groups

Table 1: Mean Percentage of Frequencies of the Types of Questions and the Interviewing Techniques
Dimension Kelly Michaels Child Protective Service One-tailed significance
Types of questions
Yes/No .817 .732 .146
Choice .036 .073 .0005*
Open:Focused .208 .239 .12
Open:narrative .143 .139 .419
Interviewing techniques
Multiple Interviewers .042 .000 .0001*
Already Answered .119 .086 .032
Other People .021 .001 .0000*
Reinforcement .172 .096 .0045*
Inviting Speculation .014 .001 .0019*
Note 1: The mean percentage of frequencies was calculated as a mean proportion of types of question or interviewing techniques di-
vided by the number of turns, i.e. of interviewer/interviewee interactions, per interview. Due to the fact that it was possible for more
than one question of the same type or interviewing technique of the same type to occur within one turn, the mean percentage of fre-
quencies does not necessarily add up to 1.00.
Note 2: Data for the dimensions Multiple Interviewers, Other People and Inviting Speculation were not normally distributed. There-
fore we used the non-parametric Mann-Whitney to test for differences between the two groups on those dimensions; differences be-
tween the groups concerning the dimensions Already Answered and Reinforcement were tested using a t-test. Additionally, these
tests involve different sample sizes.

Swiss J Psychol 59 (3), 2000, © Verlag Hans Huber, Bern


204 N. Schreiber: Interviewing techniques in sexual abuse cases

significantly differed only in terms of choice-questions social problem. The existence of one type of sexual abuse,
(i.e., with regard to question types). The mean relative fre- which often include satanic-ritual elements, is controver-
quencies were in an unexpected direction, however. sial because, on the one hand, there is a multitude of reports
As to the interviewing techniques, the Kelly Michaels and testimonies concerning this phenomenon. On the other
interviews contained significantly more multiple inter- hand there is a lack of objectifiable evidence. Although
viewers, other people, reinforcement, and inviting specu- there is a possibility of assessing the credibility of a child’s
lation than the interviews conducted by CPS. Thus, in this statement, the quality of this assessment is dependent on
group, children are interviewed by various persons sig- the quality of the statement and therefore the investigative
nificantly more often, the interviewers use significantly interview. The quality of the statement increases accord-
more verbal reinforcement of any kind, and they repeat ing to the quality of the investigative interview, for which
another person’s statement significantly more often (e.g., various guidelines and manuals exist. In addition, the con-
point out that they have additional information). Further- sideration of the age and the developmental status of a
more, they ask children to speculate on facts that might specific witness as well as knowledge of the risks of sug-
have happened and move from reality- to pretend-level gestive interviewing are of fundamental importance. A few
significantly more often. quantitative and qualitative evaluations of actual inter-
In addition, the proportion of yes/no questions used in viewer behavior already point to the lack of attention paid
both groups is higher than the proportion of the other three to the essential principles mentioned above (e.g. Ceci &
question types taken together. The following hierarchy Bruck, 1995; Warren et al., 1995). The author’s quantita-
(frequency of question types) emerges in both groups: tive comparison of interviewing techniques in a day care
abuse case with a sample of normal abuse cases shows that
Yes/No > Open: Focused > Open: Narrative > Choice
controversial interviewing methods are used in both sam-
However, the proportion of yes/no-questions in the Kelly ples, although significantly more often in the day care
Michaels group is even higher than in the CPS group. abuse interviews.
Considering the evaluations above, one potential hy-
pothesis for the origin of day care abuse cases is the mas-
sive suggestive interviewing of child witnesses. This does
Discussion not necessarily mean that all the accusations in day care
abuse cases result from suggestive interviewing. In many
One main finding is that the question type, which litera- cases these have either not been considered or been con-
ture uniformly classifies as being controversial, was by far sidered the logical alternative explanation too late. The
the preferred question type used by both interview groups. actual problem with suggestive interviewing techniques,
That is, both groups heavily relied on closed and direct however, is the fact that afterwards it is impossible to re-
questions. In the Kelly Michaels interviews, however, this liably trace a testimony back to an incident that might ac-
question type appeared to be even more frequent. tually have happened. Inadequate interviewing techniques
Both interviewer groups obviously do not orientate to disguise the real facts. In such cases, a child who has ac-
interview guidelines with empirical backgrounds. In ad- tually been abused cannot be protected to a satisfactory
dition, the group of day care abuse interviews contains sig- degree nor can an innocent defendant be definitely iden-
nificantly more interviewing techniques that, according to tified as innocent.
literature, should be regarded as more controversial, than The empirical results concerning interviewer behavior
the group of “normal” abuse interviews. The evidential in sexual and day care abuse cases in particular will now
value of these interviews is thus clearly diminished. These have to be replicated and refined by other samples and
results corroborate previous conclusions and descriptions comparison groups.
(Ceci & Bruck, 1995; Nathan & Snedecker, 1995; Warren Furthermore, the following questions may be potential
et al., 1995). starting points for future investigations:
– How homogeneous are interviews in the groups of day
care and normal abuse cases?
– Which techniques in particular are found in which in-
Outlook terview phases, and how do these have to be judged in
the phases concerned?
How should these empirical results, particularly those of – How does a combination of these techniques have to
the author’s study, be judged against the theoretical back- be judged?
ground? Even if one refers to conservative assessment and
evaluation methods, sexual abuse appears to be a serious With regard to the variety of interviewing mistakes, in-

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N. Schreiber: Interviewing techniques in sexual abuse cases 205

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