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preserve and extend access to International Studies Quarterly
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REVIEWS AND OTHER DISCUSSION
AND
BRUCE D. HAMLETT
UNIVERSITY OF SANTA CLARA
281
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282 FRED W. NEAL AND BRUCE D. HAMLETT
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THE NEVER-NEVER LAND 283
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284 FRED W. NEAL AND BRUCE D. HAMLETT
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THE NEVER-NEVER LAND 285
wise emerging from isolation, proved to have its own ideas about
how to reorder the world, and these did not fit the American con-
cepts. The focus quickly moved to what was universally regarded
as Soviet obstructionism and then the Cold War. Part of the ease
with which so many American international relations scholars em-
braced the American Cold War positions resulted, to an important
extent, from the annoyance and frustration they felt at seeing their
neat ideas of how the world would be run so rudely upset.
A clear illustration of the impact of nationalism and of recent
historical events upon international relations scholarship can be
found in our treatment of the Munich debacle. The debacle was
not seen in terms of the Anglo-French failure to collaborate with
the Soviet Union to restrain Germany-a gambit that might have
worked-but simply in terms of the Anglo-French failure to inter-
vene in defense of Czechoslovakia. Acquiescence in the demand
by a militarily powerful state that a smaller state hand over part
of its territory or suffer military invasion was clearly appeasement.
Whether the meaningful alternative to it for the Western powers
was a more adroit foreign policy or military intervention is a
legitimate question. But American thinking tended to reject the
former alternative and has concentrated upon military intervention
as the sole means of circumventing appeasement. This Munich
syndrome conditioning became important after World War II,
when the American government began to think of the Soviet refusal
to acquiese in its ideas for reordering the world as military aggres-
sion, either threatened or actual. To give in to the Soviets would
be appeasement, and the way to cope with appeasement was
military intervention. Not to do so would be isolation, and isolation
was, clearly, a cardinal sin.3
It was this kind of faulty reasoning, both by scholars and deci-
sion-makers, more than any ideological biases or conscious aims at
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286 FRED W. NEAL AND BRuCE D. HAMLETr
global hegemony that led us into our cold war posture and the
containment doctrine. Based on the logic-or illogic-of the
original syllogism, the containment policy and most of our scholarly
analyses of this policy simply ignored the fundamental principle
of international politics-the principle of core interests; that is,
the idea that all states regard certain geographic areas-usually
proximate to them-as so vital that when these areas are threatened
the state will react as if its very existence were threatened. Such core
interests, as defined by policymakers, are essentially non-negotiable
in the 'same sense that the existence of a state is non-negotiable.
Where core interests overlap, therefore, conflict of some kind-
usually military-results, and, traditionally, the state with more
power at its disposal is able to force the less powerful state to
accept its version of core interests. But core interests must be
limited somewhere; otherwise they conflict with core interests of all
other states. The trouble with the containment doctrine-designed,
in Kennan's words, "to confront the Russians with unalterable
counterforce at every point . . ." -was that it did not seem to
allow for any "legitimate" Soviet core interests. The usual unques-
tioning acceptance of this in international relations studies meant
that our scholarship was often replete with propaganda for U. S.
cold war policies and attitudes. This is not to say that such was
the intention; merely that it was the result.4
One of the most capable international relations scholars is
Hans Morgenthau, and one of the better treatments of the postwar
imbroglio over Eastern Europe-a clear Soviet core interest-is to
be found in his famous book, In Defense of the National Interest.
The book makes an excellent exposition of the concept of core inter-
ests-without calling it that. But in his treatment of the events
after Yalta, up to and including the Truman Doctrine, Morgenthau
does not oppose the idea that the United States should have sought
influence in Eastern Europe-indeed he seems to approve of the
idea. His criticism is that we used only legalistic means and then
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THE NEVER-NEVER LAND 287
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288 FRED W. NEAL AND BRUCE D. HAMLETr
good. There was clearly a need not only for greater precision and
for some generally accepted basis for asking the pertinent questions,
but also for more attention to methodology. We have now had some
15 years of intense concentration on theory and methodology, some-
times, it seems, almost to the exclusion of everything else. What
has been the result? There has been considerable benefit in terms
of more precise concepts and more precise data. This has diminished
the nationalist distortion in many international relations studies,
although not completely and not sufficiently. But these gains have
come at a price, which, unfortunately, is high. One important result
of the orientation to theory and methodology has been a retreat
from consideration of concrete vital problems of international rela-
tions, and this at the very moment when the concrete vital problems
have become of transcendent importance to us all. International
relations studies, now more than ever, tend either to avoid real
problems, or to deal with non-problems. This difficulty will be dis-
cussed more fully below.
A second major weakness is the tendency to be overly abstract
and thereby to obscure the human aspects of international political
relationships. Such terms as "international system," "international
actor," and "state" are used repeatedly without reference to the
fact that states are organizations rather than organisms, and that
it is human beings who make decisions and act in the name of the
organization. The basic difficulty is the tendency to reify the state
or the "system" and, consequently, to utilize simplistic images and
explanations of interstate behavior. Morton Kaplan, for example,
has spoken of the "needs" of social systems, maintaining that "a
social system is motivated as truly as an individual human being"
and that "a system can act to satisfy needs . . ."7 Similarly, Robert
North has discussed the "powerful motivating force in both the
individual and the state," and the tendency for "a state to operate
in such a way as to maximize its perceived rewards and to minimize
its perceived punishments."8 By using the terms 'state' and 'system'
in this manner, Kaplan, North, and others have glossed over a
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THEu NEVER-NEvE LAND 289
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290 FRED W. NEAL AND BRUCE D. HAMLErr
is not the case. Meaningful theories and models can only be the
end product of several coordinated, cumulative studies of empiri-
cal reality. Thus far systems theory has not been so employed in
international relations research.'3
Two important exceptions to the above criticism of systems
theorists are Kenneth Boulding and Karl Deutsch. Both have at-
tempted to employ systems theory as a means for understanding
reality. In Conflict and Defense: A General Theory, Boulding argues
that a "general theory of conflict" can be developed which distills
the essence of all conflict situations. One of his major themes is that
the modern nation-state is "conditionally viable," in that two states
in the international system have the capacity to destroy or absorb
all other states. This 'fact' of international politics has raised the
question "whether we can continue to have a world of independent
states or whether sovereignty . . . will have to be surrendered to a
world government . . ."14 Boulding is clearly focusing upon one of
the key problems of international politics.'5
Deutsch's work has been equally useful in that he has focused
upon the process of political and economic integration in Western
Europe."6 If one accepts the value judgment that a more integrated
world is a desirable condition, then the body of data and hypotheses
which Deutsch is accumulating will have important future utility.
From the point of view of this paper, however, the more significant
aspects of both Boulding's and Deutsch's research is that (1) they
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T in NEVER-NEVER LAND 291
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292 FRED W. NEAL AND BRUCE D. HAMLETT
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THE NEVER-NEVER LAND 293
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294 FRED W. NEAL AND BRUCE D. HAMLErr
24 See, for example, North, et al., op. cit., pp. 161-76, and Ole R. Holsti,
"Perceptions of Time and Alternatives as Factors in Crisis Decision-Making,"
Peace Research Society Papers, 3 (1965), pp. 79-120.
25 For a defense of the Stanford approach, see Robert C. North, "Re-
search Pluralism and the International Elephant," International Studies
Quarterly, 11 (December 1967). See also, "The Costs of the Scientific Study
of Politics: An Examination of the Stanford Content Analysis Studies," by
Robert Jervis, in the same issue, pp. 366-68.
26 J. David Singer, "Data-Making in International Relations," Behavioral
Science, 10, (January 1965), p. 78.
27 Speaking of political scientists, Alfred Cobban asserts that their "effor
to be pure scientist is mostly a device for avoiding politics without achieving
science." "Decline of Political Theory," Political Science Quarterly, 68,
(September 1953), pp. 321-27.
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TirE NEvER-NEvim LD 295
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296 FRED W. NEAL AND BRUCE D. HAMirxr
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THE NEVER-NEVER LAND 297
in regard to its support of socialist governments, and, now, the United States
in Vietnam.
83 Charles E. Lindblom, an economist, has offered some important initial
propositions concerning this problem. See, "Policy Analysis," American Eco-
nomic Review, 48 (June 1958), pp. 298-312; and "The Science of 'Muddling
Through,"' Public Administration Review, 19 (Spring 1959).
84 The term "irrational"-easily capable of misuse is used here to
describe a policy where the non-relation of means to ends is in clear violation
of logic, as, e.g., to destroy a city-or a nation-to "save" it.
85 As an illustration of this built-in assumption of rationality, see, for
example, Thomas Schelling, Arms and Influence (New Haven: Yale Univer-
sity Press, 1966).
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298 FRED W. NEAL AND BRUCE D. HAMLETT
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THE NEvER-NEvER LAND 299
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THEs NEVER-NEVER LAND 301
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THnE NEVER-NEVER LAND 303
socialist regime from being put asunder by the capitalists. This is,
of course, something of a counterpart to the U.S. policy of defend-
ing non-socialist regimes. Both sides completely disregard the prin-
ciple of core interests.
The most dangerous disregard of the principle to date was the
Soviet missiles in Cuba, a subject, incidentally, treated by our inter-
national relations analysts with gross inadequacy. But we have
repeatedly challenged Soviet core interests, too, and our interven-
tion in Vietnam surely challenges Chinese core interests, if not those
of the USSR. The question arises about the usefulness of consider-
ing an international arrangement to respect core interests, regard-
less of internal conflicts. This would not be spheres of influence, so
abhorrent to the idealists and to the smaller powers. It would simply
be an agreement about what areas the great powers would stay
out of.
We have in mind here the possibility of diplomatic understand-
ing, rather than precise agreement in the form of a treaty. Even this
might not be easily arranged. There would be fears that it would
encourage efforts to extend core interests, and obstacles such as
domestic political objections would have to be overcome. It is
precisely these problems which diplomacy and leadership should
consider.
It might well be that such an arrangement would go far to dis-
courage great power intervention even in areas of their own core
interests, since fear of challenge by other great powers often under-
lies intervention in the first place. Smaller powers also would have a
role to play. Those smaller powers particularly within the clear
core interest of a great power would be asked to forego calling on
other great powers to help them with their internal problems. Fin-
land has done it with great success, to cite only one example. The
problems for international relations research and analysis posed by
these points are obvious.
A third and concomitant area for study in connection with co-
existence would be the possibility and advisability of seeking inter-
national agreements for neutralization of areas outside the clear
core interests of the great nuclear powers. That is, the major powers
would be asked to agree not to attempt to embrace such areas within
their power system, regardless of ideological orientation. Where,
how, and whether such concepts have utility, and the nature of
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304 FRED W. NEAL AND BRUCE D. HAMLETr
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TEE NEvER-NEvER LAND 305
and now, believed the facts to be as they have stated them. The
tragedy is that they were so seldom challenged by scholars.
Now, at long last, there is beginning to be more serious investi-
gation into this recent history, and some of it throws an entirely
different light on the origins of the Cold War than we have been
led to believe.40 Unfortunately, some of it over-compensates via a
New Left or Marxist philosophy which sees only evil in U.S.
motives rather than merely setting forth the facts and explaining
them. Not only does this represent a distortion itself, but it is also
likely to have far less impact than the dispassionate work of more
acceptable scholars. The reexamination of the origins of the cold
war is important for international relations. Only if we free our-
selves of earlier misconceptions about who did what and why can
we ever finally escape the nationalist distortion that has afflicted so
many of our international relations studies.
International relations scholars presently face the responsibility
of transfomling their field from an abstract academic game and
treatment of non-problems to a discipline that justifies its need by
contributing to mankind and human survival. In summary, three of
the most urgent problems deserving attention are (1) the propen-
sity for foreign policy rigidity, (2) the implications of super-power
behavior vis-a-vis other states, and (3) the ways and means of
coexistence. If the discipline of international relations is to develop
and contribute to human survival, it soon must begin to focus upon
these issues.
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