Professional Documents
Culture Documents
Howard B. Levine
124 Dean Road, Brookline, MA 02445, USA – hblevine@aol.com
3
For example, it may be questioned how much the therapeutic gains, which Relational analysts claim to
derive from ‘throwing away the book’ (Greenberg, 2001; Hoffman, 1994), follow from the need to escape
the strictures of an archaeological theory of technique in clinical situations where some other theory of
technique is needed instead. Whether this ‘other theory’ is best formulated in terms of a transformational
model of analysis allied to aspects of Freud’s metapsychology requires a more comprehensive and
extended discussion than the scope of this paper permits. The two-track model that I am proposing may
be only one of several possible solutions to the problems that I believe arise from a predominant or
exclusive reliance upon the archaeological model. For those who already operate from within such a
model, albeit a different one, I hope that what follows will offer confirmation. For those who lack such a
model and are struggling to maintain a consistent sense of operating within an analytic framework when
faced with non-neurotic patients and situations, I hope that what follows will prove useful.
patients all of the time. Patients who suffer from the consequences of unrep-
resented or weakly represented mental states (Botella and Botella, 2005;
Green, 2005a) require the addition of a constructive or transformational
model of analytic interaction, one that centers upon the functioning of the
mind of the analyst as a part of the analytic dyad in the creation and ⁄ or
strengthening of psychic elements rather than, or in addition to, their uncov-
ering or discovery. The outlines of this second model derive from the later
Freud (e.g. 1920, 1923, 1937b), the seminal work of authors such as Bion
(1962, 1970, 1992), Winnicott (1958), and Baranger et al. (1983) and find
further adumbration in contemporary thinkers, such as Green (1975, 2005a,
2005b), Ferro (2002, 2005) and Botella and Botella (2005).
This transformational model emphasizes that psychoanalysis is a pair-
specific, two-person activity that is liable to be as much if not more about
the creation of symbols, thoughts, feelings and the unconscious than it is
about their uncovering or discovery. In some situations, the task of the ana-
lyst may be less about analyzing defenses or uncovering hidden or disguised
meanings and more about lending one’s psyche to the work of facilitating
the patient’s development of thoughts, feelings and mental states; of elabo-
rating these newly formed psychic elements and linking them to other com-
ponents, in the mind of either participant or in the intersubjective mental
space that lies between them. In short, of ‘‘binding the inchoate, and in con-
taining it within a form’’ (Green, 1975, p. 10) and working ‘‘with the patient
in a double operation: to give a container to his content and a content to
his container’’ (Green, 1975, p. 8).
From the perspective of this second model, the findings of Bachrach et al.
(1991) seem almost inevitable. To the extent that important data of psycho-
analysis, even in patients deemed to be neurotic, are highly subjective, fluid,
co-determined within a specific analytic dyad and waiting to be created,
rather than objective, fixed, a function only of the patient’s psyche and wait-
ing to be discovered, then intangible, intersubjective qualities of relationship
between patient and analyst can be expected to assume equal if not greater
importance than ‘objective’ patient-centered factors in determining depth of
analytic engagement, qualities of analytic process and eventual psychoana-
lytic outcome.
The work of Kantrowitz (1993, 1995) and her colleagues (Kantrowitz
et al., 1989) inadvertently offers further support for this line of reasoning.
They sought to study analytic outcome in relation to four patient-centered
criteria of ego strength and presumed analyzability – reality testing; object
relations; affect tolerance; and motivation. To their surprise, they discovered
that the strength and presence of these four qualities were less predictive of
analytic outcome than were certain interpersonal qualities of the dyad,
which they called ‘the analytic match.’ Their formulation of ‘the match,’
however, was restricted by a theory that remained embedded in a traditional
(i.e. archaeological) analytic framework and which did not allow for a full
consideration of the richness and complexity of the intersubjective relation-
ship that can take place between patient and analyst (Levine and Friedman,
2000). They focused on the important, but more limited consideration of
complementary or congruent conflicts and blind spots that exist within a
given analytic dyad. What is noticeably missing from their work is a consid-
eration or discussion of the conditions under which those patients who did
not possess the requisite qualities of trust, self-observation, affect tolerance,
etc. before beginning an analysis could be helped to develop them or the
possibility that analysis was a powerful means, often the treatment of choice,
in helping them to do so.
Recognition of the latter is facilitated by the transformational model
because it emphasizes the emergence of spontaneous, unconscious, interac-
tive and intersubjective processes of transformation that allow for the crea-
tion and strengthening of psychic representations, symbols and meaningful
chains of associations. This model supports the view that assessment of
prognosis and analyzability is pair specific for any given dyad, that it
requires the consideration of analyst-centered variables along with patient-
centered variables, and is a function of the inter-affectivity and potential
interactions and emotional connections that may develop between any given
analyst–patient pair. The focus of this model also helps shift attention away
from extrinsic factors in the definition of psychoanalysis, such as the fre-
quency of sessions, towards intrinsic factors, such as the degree to which a
psychic space in which the analysis can take place is opened within the pair
and for either participant.4
What I am contending is that we now have the outlines of – and ought to
be using for case finding – a ‘two-track’ model of psychoanalysis that is trans-
formational as well as archaeological. The analyst’s comfort and familiarity
with the technical implications of this ‘two-track’ model and conviction
about its usefulness will allow analysts to think and act analytically in the
face of unrepresented as well as represented mental states, disorganized as
well as organized sectors of their patients’ psyches, and autistic, psychotic
and borderline phenomena as well as neurotic–normal phenomena. The
addition of the transformational track completes a more comprehensive the-
ory that can be applied to a wider scope of patients and will therefore help
in the matter of case finding, as it emboldens analysts to encourage even
‘sicker’ patients to enter into analysis and more intensive treatments.
With the expectation that each analysis or analytic therapy will require an
unconscious, joint improvisation, the process will begin from the initial con-
tact, with the analyst – and hopefully, but not necessarily, the patient – won-
dering and discovering what and how this pair will begin to improvise
together, unconsciously, spontaneously. In initiating treatment, the ‘diagnos-
tic questions’ then shift from the traditional focus on the individual patient
and his or her ego capacities to the functioning of the mind of the analyst in
response to the patient and to the analytic pair. Thus, from the first contact
with a new and prospective patient, analysts may profitably wonder: ‘Do I
feel able to function as an analyst with this patient and in which ways? Does
the patient’s internal world and history have a meaning for me? In what ways
does it resonate with my own feelings and internal experience? Can I
4
This definitional shift from extrinsic to intrinsic factors is consistent with the aims of Gill (1994), who
urged analysts to link their definition of psychoanalysis to therapeutic process rather than frequency of
sessions and use of the couch.
represent this patient’s internal world for myself ? How vividly can I do so?’
And, if any given analyst feels unable to do so, to what extent does that feel-
ing represent a reaction to emotional withdrawal, stasis (Green, 2005a) or
loss of internal coherence within the patient, which can then, upon further
reflection, become quite vivid as an object of reflection in the analyst’s mind?
5
For a discussion of the analyst’s affirmative conviction about the success of a prospective analysis, its
roots and its effects on the recommendation process, see Grusky (1999).
6
Rothstein’s reversal of the once traditional position about analyzability has proven especially valuable in
empowering candidates, who, because of their inexperience and uncertainty, are often in need of support
and encouragement to help them recommend that their patients enter analysis. It is also useful in
implicitly supporting the hopes and courage of prospective patients, who are initially faced with the
difficult decision of whether or not to begin an analysis. On the other hand, the categorical way in which
Rothstein has asserted that a trial of analysis should be offered to almost all patients seeking treatment
has led to questions and concerns about patient compliance, the transference of authority and the
potential for authoritarian, even unethical, misuse of his recommendations (see Bornstein et al., 2000).
Whatever the origins or meaning of this initial action – the blind, unseeing expres-
sion of something, presumably of an unrepresented or weakly represented state of
mind, perhaps the confluence of split or conflicting impulses towards fleeing and
staying forever – the turbulence it conveyed and produced for both analyst and
patient in the very first session was palpable. It was the kind of initial presentation
that might have led some analysts to conclude that the patient was too anxious,
impulsive or disorganized to undertake an analysis. For this analyst, however, it was
an introduction to the dialect of action in which the patient was able to express and
display her difficulties and the psychic terrain on which this patient’s analysis would
have to be engaged; an indication of the kind of transformational work in the realm
of affect regulation that would await them.
In those initial moments, the analyst was not yet aware of the patient’s history, but
recognized the panic that the absence of the motorbike had induced and felt pres-
sured to respond. Although uneasy about responding to her patient in too concrete
and reality oriented a fashion, the analyst sensed that her patient was not yet ready
to explore or understand the meanings of her actions, her loss or their underlying
anxieties and fantasies. With some hesitation, the analyst pointed out that if the
patient ‘looked carefully,’ she would discover the tow warning sign, which in turn
would direct her to the tow lot where the motorbike would be found.
This intervention helped relieve and calm the patient and, at the very least, initi-
ated a setting and relationship in which panic in the patient would be recognized
7
This case was taken from Reith and Crick (2007) Looking again at the dynamics of preliminary
interviews, the report on work in progress of the Working Party on Initiating Psychoanalysis (WPIP) of
the European Psychoanalytic Federation.
Of course, it is doubtful that these meanings could have been consciously known or
understood beforehand by either patient or analyst. They are the kind of under-
standing that would only be able to be reconstructed after the fact [aprs-coup] in
the context of the subsequent analytic work and relationship.
That this initial intervention occurred via action rather than exploration
and verbal interpretation – it could perhaps be seen as an ‘interpretative
action’ (Ogden, 1994) – raises the possibility that it could also be seen –
alternatively or at the same time but from a different perspective – as an
enactment or countertransference-driven response, which might present
problems at later stages of the analysis.8 It could, for example, have actual-
ized crucial internal object relations in which panic in one object drives the
other into action or it could have set a generalized tone or expectation of
action rather than exploration and reflection. However, since at this stage in
the patient’s development action was a major ‘dialect’ for her expression of
her inner world, some sort of action response, and a transformational clini-
cal theory that could encompass and allow for it, may well have been essen-
tial, if, under these circumstances and with this patient and analyst at this
moment in time, a viable treatment could have been begun. Having success-
fully weathered the storm of this initial presentation, this analyst felt confi-
dent enough about her beginning internal picture of the patient and their
potential for an analytic process to recommend an analysis and the patient
felt sufficiently soothed and responded to, to accept the offer of what even-
tually turned out to be a helpful, although by no means classical, analysis at
four times per week.
As this case also implies, maintaining an internal analytic stance about
one’s initial reactions to the patient not only preserves the range of ana-
lytic functioning within the analyst’s mind, but also can help foster a more
balanced and affirmative view of the patient within the dyad and can con-
tribute to the creation of a more positive, hopeful and alive analytic set-
ting from the very first contact. This analyst’s initial response, coupled
with the recommendation of analysis, expressed her quiet confidence in
their joint ability to work together despite this patient’s initial limitations
8
It is worth pointing out that the complexity of psychic interaction is such that conceptualizing the
analyst’s response as part of an enactment, with the possible negative implications that this might hold,
would not negate its simultaneously functioning in a potentially positive sense, when seen from a
different perspective.
and in the possibility that together they could create a potentially benefi-
cial treatment situation. The encouragement and possibility that this
patient was able to feel as a result of this initial interaction – her panic
was recognized and addressed and she was not disqualified as analyzable
because of her action-oriented style of discourse or the initial limitations
in her impulse control, capacity to think reflectively about herself or ability
to use interpretations – supported her sense of hope and optimism about
the treatment and contributed to the development of her unobjectionable
positive transference.
More commonly, in less dramatic circumstances and for less disturbed
patients, the action that initially needs to be accepted, dealt with and, when
possible, subsequently understood is that of the patient’s initial resistance to
a recommended frequency and setting of treatment. In addition to being
plausible objective ‘facts’ of the patient’s external life, these objections may
be seen as metaphors, enactments and transference phenomena reflective of
underlying conflicts, fantasies and anxieties in the patient’s internal world,
all of which have or can be made into something that has potential commu-
nicative value within the analysis and are suitable subjects for eventual
analytic investigation.9
The stance towards initial objections and resistances to analysis or inten-
sive therapy that I am suggesting, that of presumptively treating them as
‘communications in action,’ is analogous to the child analyst’s stance
towards play. Although these objections and resistances are expressed in the
dialect of action, if the analyst can come to see them as a form of communi-
cation – the patient’s way of actualizing (Sandler, 1976) and expressing cer-
tain fantasies, fears and conflicts – then they can be accepted and allowed
into the treatment so that they can eventually be addressed. Keeping this
principle in mind will help analysts maintain an initially flexible attitude
towards the extrinsic features of the analytic situation – frequency, fees and
use of the couch – and, if necessary, allow treatments to begin at what the
analyst may feel is less than the optimal frequency or setting.
9
The same may be true for the patient’s initial acceptance of the recommendation for analysis, which
may have to be explored and analyzed, as well.
The patient further described how as a child he felt dismissive of his speech thera-
pists, because the exercises they gave him were too simple and did not accurately
reflect his potential for growth. While the latter communication presumably served
to deny his all too apparent and emotionally painful speech defect and insisted on a
compensatory, grandiose assessment of his potential, it also raised the possible
opening for a consideration and more direct discussion of whether or not the
patient felt that the therapist, too, was failing to see his native intelligence and
capacity beyond the superficial exterior of his manifest (psychic) stutter.
From this perspective, was not recommending analysis or an even more intensive
form of therapy a repetition or enactment of the patient’s traumatic past? Seeing
the case in these terms, my colleague was better able to be aware of and think about
her previously unrecognized countertransference, more specifically address some of
the dominant transferences and resistances in the therapy and resolve an uncon-
scious, jointly created countertransference resistance, which paved the way for her
eventually raising the possibility of analysis with this patient.
Since her English was at first very limited and I could not speak her native tongue,
I was concerned that language would be a problem. Initially, I struggled to under-
stand her heavily accented English and found myself wanting to pull away from her.
She felt ‘strange,’ ‘incomprehensible’ and ‘too foreign’ to take into treatment.
Despite this initial response, I continued to meet with her and soon found myself
forming a picture of her internal world.
Still further exploration revealed that, in her native language, the ideogram for the
number ‘four’ had embedded within it the symbol for the word that meant ‘death.’
In her culture, four was considered an unlucky number and subjectively, the fourth
session was, for her, the ‘death session.’ Thus, at a less conscious level, she could
not initially ask to meet four times per week for fear that I might be damaged or
destroyed by the strain of having to meet her demands or put up with her conflicts
and anger should her demands be refused, as she unconsciously feared had been the
case with mother and mother’s cancer!
Once these meanings and their associated fantasies, conflicts and anxieties were
clarified and worked through, the analysis proceeded at a frequency of four times
per week. Her feelings of culpability in mother’s cancer and death and her need to
mourn her mother’s loss continued to be important features of her analysis and
were engaged and worked through to good effect on a number of levels. In addition,
my initial response to her as ‘foreign’ and ‘other’ proved to have interesting corre-
lates in her history and complex and conflicting attitudes towards the ‘foreign’
American troops who had bombed and conquered her homeland and yet had also
defeated the military industrial complex that she felt had perverted her traditional
culture and its structures of authority.
The lesson that this instance so graphically portrays is that the very
choice of session frequency may be intimately and inextricably related to
the patient’s underlying unconscious conflicts and fantasies and more sym-
bolically specific than simply a matter of external factors (time, money,
expectations, etc.) or a general response of resistance arising from fear of
what may emerge or be discovered in the course of a psychoanalytic
treatment.
Once a therapy is under way, there may be value in specifically drawing
the patient’s conscious attention to the impact of the spaces and the time
that elapses between sessions within the ongoing treatment schedule. Some-
times it is the patient who will open up the opportunity to do so by indi-
rectly calling attention to the gap through a long opening silence or by a
seemingly ‘innocent’ remark, such as ‘What were we talking about last
time?’ or ‘Where did we leave off last session?’ Comments such as these have
the potential to alert both patient and analyst to an erosion of focus or
affective intensity that has occurred in the gap between sessions and that
the gap may be working to dilute intensity and ⁄ or affect.
At times, and from the perspective of the patient’s defenses, this dilution
may not at all be unwanted. It may even be a part of a patient’s more
unconscious, global defensive strategy to diminish affective intensity and
slow down the process of self-exposure or confrontation with the limits of
reality or change or a reflection of a return to indeterminacy and stasis
reflective of non-neurotic states of mind. Whatever the underlying issues,
whether the gaps are welcome or inadvertent impediments to the progressive
goals of the treatment, whether they reflect represented or unrepresented
states of mind, directing the patient’s attention to what happens to thoughts
and feelings in the time between sessions and their impact on the treatment
process may have a salutary effect in helping to mobilize the exploration
and analysis of the patient’s resistances to treatment and ⁄ or the way in
which the very structure of the treatment is working against jointly shared
therapeutic goals.
Anna Freud (1936) observed that, from the perspective of the patient’s
ego, the analyst’s presence and interventions threaten to destabilize the
patient. The prospect of relaxing or relinquishing defenses aimed at avoiding
the recognition of contents and feelings that produce anxiety is not always a
comfortable or pleasant one, even if the patient also recognizes that such
work is required in order to relieve them of the painful and distressing
symptoms that have brought them to treatment. Frequently, we discover that
the very methods by which patients have been trying to protect themselves
are the source of the symptoms and dissatisfactions that have caused them
to seek treatment. Although Anna Freud (1936) described this process in
relation to the ego’s repression of unacceptable, drive-derived wishes and
painful past memories, the same reasoning holds true for the integration
and unification of disparate (split off and ⁄ or dissociated) parts of the psyche
and for the very process of change, which for some patients can only be
imagined as catastrophic (Bion, 1970). What this means in effect is that, as
soon as the patient begins to contemplate or imagine the idea of treatment,
analysis or otherwise, the patient is likely to be in an ambivalent state of
mind about what its impact or consequences will be.
Once treatment is begun, the fears and terrors attendant upon self-
discovery, acknowledgement and acceptance of reality and the prospects of
change will be mobilized. These then underlie and are inherent in the vari-
ous forms of transference and resistance that are encountered and need to
be resolved. Indeed, it is the exploration, analysis and working through of
these transferences and resistances that may constitute an important core of
the analytic treatment process no matter what the frequency of meeting.
From the perspective of the analyst’s recommending an increase in fre-
quency or a change from analytic therapy to analysis, a key consideration
will be the assessment of the balance within the patient at any given moment
between the fears of exposure, self-knowledge and change on the one hand
and the hopes for symptom relief and emotional growth on the other. In
this context, an invitation to more intense therapeutic involvement is an
invitation to the patient to risk exposing themselves to more threat or to an
Using her work schedule as a rationale, this patient would initially agree to only
once-weekly therapy. When her husband’s drinking intensified to the point of crisis,
she accepted the invitation to meet twice-weekly on the grounds that it would offer
her more support in her time of need. Despite this intensification, however, in her
sessions, she remained ‘reality bound’ and problem oriented, with a tendency to
externalize and a reluctance to look at her own self. She refused to consider her
therapist’s recommendation for an even more intense schedule of meetings.
A telling metaphor, which the patient used to describe her mind, was that of a clo-
set filled with row upon row of sealed boxes, many of which were unlabeled. She felt
that she could not afford to risk opening them up to see what was inside for fear of
what she would discover, what would emerge or what her therapist would come to
realize about her.
The therapist found herself frustrated and continued to want to recommend a more
intensive treatment but, for reasons that she initially did not understand, could not
do so. She found herself thinking that they ought to meet three, rather than four or
five times per week. In this therapist’s mind, the latter was the ‘usual’ analytic sche-
dule and she recognized that, in considering offering this patient something less
than usual, some countertransference determined reluctance might be at work.
Upon consultation with colleagues, it became clear to the therapist that her wish to
intensify the treatment reflected in part her frustration with the stasis that had
developed in the process – no ‘boxes’ were being opened – and with the narrow
range of affective personal contact allowed by the patient’s severely restrictive
defensive style. Her colleagues suggested that, at the same time, her reluctance to
imagine a fourth or fifth session per week for this patient may also have reflected
her ‘absorption’ of the patient’s projected self-image of having a mind and self that
were filled with things (‘boxes’) that were too dangerous to open and her anger at
the patient for being so frustrating in regard to her own therapeutic ambitions and
wishes for greater human contact. This suggestion helped the therapist begin to
consider that she had indeed been blocked in her view of the treatment possibilities.
It is also likely that, in addition to the represented metaphor of the boxes, the very
stasis of the situation itself reflected the presence in the patient of not yet or only
weakly represented mental states. The disruptive force that these exerted within both
members of the dyad worked against any possible forward progress of the treat-
ment. This, too, was weighing upon the therapist who was both the target of and
identified with these forces within the patient. As a result, the therapist was feeling
discouraged, devitalized and lacked appropriate hopefulness and resiliency within
the hours and within her own mind in relation to this treatment.
In this case, the act – in addition to the content – of the consultative clarification,
itself, may have been necessary, in that it helped reinstate an alive and progressive
working couple – the therapist and the group – in addition to or in place of the frozen
stalemated patient–therapist couple in the mind of the therapist and subsequently in
the dyad. For the therapist, this new development helped remobilize her capacity to
feel and think creatively and analytically with and about this patient. For the
patient, the presentation of a more enlivened object in the transference helped alter
the deadly stasis that had begun to grip the analytic encounter. Together these
changes held out the potential of mobilizing and deepening the treatment, even at
Translations of summary
Über das Erschaffen von Analytikern und Patienten. Diese Abhandlung verfolgt eine zeitgençssi-
sche, ,,zweigleisige’’ – transformative wie auch archologische – Sichtweise des psychoanalytischen Proz-
esses hinsichtlich klinischer Fragen bei der Schaffung analytischer Patienten: Fallfindung, Empfehlung
zur Psychoanalyse sowie Empfehlung und Aushandlung einer Erhçhung der Stundenfrequenz in der ana-
10
The latter is not simply a matter of adopting a voluntarily positive stance, but includes a commitment
to exploring, within ourselves and with friendly colleagues, the inevitable doubts, hesitancies and
resistances – even at times the sheer hatred! – toward the analytic endeavor that may arise (Scarfone,
personal communication).
l’intensification de la frquence des sances de psychothrapie analytique. L’accent est mis essentiellement
sur le rle du psychisme et l’identit analytique de l’analyste, y compris la capacit de l’analyste de main-
tenir un cadre analytique interne et une attitude analytique d s la premi re rencontre avec le patient et
tout au long du traitement, la confiance de l’analyste en et sa conviction de l’utilit de l’analyse pour un
couple analytique donn, ainsi que le rle de la thorie de l’analyste, celle-ci devant Þtre suffisamment
tendue et toffe pour lui permettre de sentir qu’il fonctionne sur un mode analytique qu’il ait affaire
des structures non-nvrotiques (tats psychiques o les reprsentations font dfaut) ou nvrotiques.
Creare degli analisti, creare dei pazienti analitici. Questo saggio applica una prospettiva contempo-
ranea, a ‘doppio binario’ – trasformazionale e archeologico – al processo psicanalitico riferito a prob-
lematiche cliniche nella creazione di pazienti analitici: individuazione dei casi, proposta di analisi, e
proposta e discussione sull’intensificazione della frequenza delle sessioni di psicoterapia analitica. Viene
assegnata importanza fondamentale al ruolo della mente e all’identit
analitica dell’analista, inclusa la
sua capacit
di mantenere una struttura analitica interna e un atteggiamento analitico sin dal primissimo
contatto con il paziente e per tutta la durata del trattamento; la fiducia dell’analista e la sua convinzione
dell’utilit
dell’analisi per una data coppia analitica; e il ruolo della teoria dell’analista, che deve essere
sufficientemente ampia e coerente da permettere all’analista di avere la percezione di operare in modo
analitico sia quando affronta strutture nevrotiche (stati mentali non rappresentati o debolmente rappre-
sentati) sia strutture nevrotiche.
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