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  • Matriz de Conflictos SOD Funcional - Cierre Contable

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    Gianmanco Jorgeelcurioso
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    The document analyzes incompatibilities between accounting management processes and employee roles and responsibilities. It identifies potential and existing conflicts of separation of duties. For example, preparing manual journal entries is incompatible with recording those entries according to the responsibilities of the Accountant and Accounting Analyst. The Tax Calculation task is also incompatible with the roles of the Accountant and Manager of Tax Affairs.

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    Matriz de Conflictos SOD Funcional - Cierre Contable.xlsx

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    The document analyzes incompatibilities between accounting management processes and employee roles and responsibilities. It identifies potential and existing conflicts of separation of duties. For example, preparing manual journal entries is incompatible with recording those entries according to the responsibilities of the Accountant and Accounting Analyst. The Tax Calculation task is also incompatible with the roles of the Accountant and Manager of Tax Affairs.

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    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
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    12 views1 page

    Matriz de Conflictos SOD Funcional - Cierre Contable

    Uploaded by

    Gianmanco Jorgeelcurioso
    The document analyzes incompatibilities between accounting management processes and employee roles and responsibilities. It identifies potential and existing conflicts of separation of duties. For example, preparing manual journal entries is incompatible with recording those entries according to the responsibilities of the Accountant and Accounting Analyst. The Tax Calculation task is also incompatible with the roles of the Accountant and Manager of Tax Affairs.

    Copyright:

    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
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    of 1

    TABLE OF INCOMPATIBILITIES (*)

    Process: ACCOUNTING MANAGEMENT (ACC)


    Thursday, June 30, 2022

    Validate financial statements


    Prepare financial statements
    Prepare manual journal

    Modify sub / General


    journal entries data

    Tax calculation
    Record manual

    ledger data
    entries
    Incompatibilities Position Responsable TRX SAP

    Contador Catherine Pereyra X


    Prepare manual
    F-51, F-02
    journal entries
    Analista Contable Yerika Rodriguez X

    Contador Catherine Pereyra X X


    Record manual journal
    F-51, F-02
    entries data
    Analista Contable Yerika Rodriguez X

    Contador Catherine Pereyra X


    Modify Sub ledger
    F-51, F-02
    /General ledger data
    Analista Contable Yerika Rodriguez X

    Prepare financial
    Analista Contable Catherine Pereyra X X F.01
    statements

    Gerente de Asuntos
    Tax calculation Dave Cardenas X X X X X F.01
    Tributarios

    Validate financial Gerente de Contabilidad /


    Jaime Dioses / Lubder Poma X X X X X F.01
    statements Contador Senior

    Leyenda:

    Conflicto SOD Potencial no


    X
    realizado.
    Conflicto SOD existente y
    X mitigado por un Control
    Compensatorio.
    NA

    ANALYSIS OF TASKS AND PROFILES CONFLICTS BY EMPLOYEE


    Prepare manual journal

    journal entries data

    Validate financial
    Prepare financial

    Tax calculation
    Record manual

    ledger data

    statements

    statements
    Modify sub
    entries

    Employee's name Position

    Nota: El proceso está 100% automatizado en SAP por lo que el análisis funcional coincide con el análisis de conflictos SOD en SAP.

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