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To cite this article: Diane M. Mc Ammond M.Sc. , Park O. Davidson Ph.D. & David M. Kovitz
D.D.S. (1971) A Comparison of the Effects of Hypnosis and Relaxation Training on Stress
Reactions in a Dental Situation, American Journal of Clinical Hypnosis, 13:4, 233-242, DOI:
10.1080/00029157.1971.10402119
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T m Annnnxx JOVBWAL
or CLnncu, H ~ O Q ( I
Volume 13, Number 4, April lO7l
Prinfedin U.B.A.
dure in reducing stress responses to the film, dition involved listening to a tape recording
with cognitive rehearsal the most effective of the cries and screams of women during
method and systematic desensitization the labor. The relaxation group heard the same
least effective. Skin conductance data also training tape as that used by Watkins and
revealed significant differences between Davidson (1970). The cognitive rehearsal
groups, with conductance highest in the group listened to a tape giving detailed de-
control group, lower in the desensitization scriptions of the procedures and sensations
group, still lower in the relaxation group, involved in the pain tolerance measurement
and lowest in the cognitive rehearsal group situation. The control group listened to the
-the same ranking as found with the self- study habits tape used by Folkins et al.
report data. (1968). Results of this study showed that
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Paul (1969) compared the effects of re- all treatments were effective in raising pain
laxation training, hypnotic suggestion, and tolerance scores above control levels. The
a self -relaxation procedure in reducing relaxation group showed the highest toler-
subjective tension and physiological ance scores, with “stress” and the cognitive
arousal. Although the study was concerned rehearsal scores no different than each other
with reducing reactivity below normal rest- but higher than control scores.
ing levels, the findings have some relevance Hypnosis has often been cited as an
for the present study. Ss received two ses- effective method for reducing or altering
sions of training under the various treat- pain reaction. Doupe, Miller, and Keller
ment conditions, with measures of skin con- (1963) found that hypnotically suggested
ductance, heart rate, respiratory rate, tonic analgesia reduced the vasoconstriction re-
muscle tension, and self-reported tension or sponse to a pinprick. West, Niell, and
anxiety recorded after each session. It was Hardy (1952) found that GSR to painful
found that in the first session, relaxation stimulation was significantly reduced under
training produced significantly greater hypnotically suggested analgesia compared
changes than control (self-relaxation) on to a waking control condition, and Dynes
all measures except skin conductance. Hyp- and Poppen (1932) showed that heart rate
nosis resulted in decreases in respiratory and respiratory rate to pinch and pinprick
rate and self-reported anxiety compared to were lower in a hypnotic analgesia condi-
control. During the second session, both re- tion that in a waking control condition.
laxation training and hypnotic suggestion However, Barber (1963) notes that in both
produced significant decreases compared t o the Dynes and the West et al. experiments
control all measures except skin conduct- the same Ss were used in hypnosis and con-
ance. Significantly greater reductions in trol trials, and hypnosis trials almost al-
heart rate and muscle tension were found ways followed control trials. Therefore it
for relaxation than for hypnosis. appears possible (following Hiebert and
Bobey and Davidson (1970) argued that, Davidson’s [1970] findings) that reductions
since pain can be viewed as a stressor, ex- in autonomic reactivity under hypnotically
perimental manipulations of the type dis- suggested analgesia may have been due to
cussed above should increase an individual’s adaptation effects. In addition, these four
tolerance level for pain. Using both a ra- studies compared hypnotic analgesia with
diant heat method and a pressure method of an uninstructed waking condition. Barber
pain tolerance measurement, they investi- and Hahn (1962) also found that, com-
gated the effects of relaxation training, cog- pared with an uninstructed waking condi-
nitive reheasal, “stress,” and a control pro- tion, hypnotically suggested analgesia re-
cedure on pain tolerance. The “stress” con- duced subjective reports of pain and physi-
STRESS FCEACTION IN A DENTAL SITUATION 235
ological responses (muscle tension and ir- treatment because it has been demonstrated
regularities in respiration) to noxious stim- to be effective in reducing stress reactions to
ulation. However, the same degree of reduc- both vicarious stressors (Folkins et al.,
tion in subjective and physiological re- 1968; Hiebert and Davidson, 1970) and to
sponse was found in a “waking” group that direct pain stressors (Bobey and Davidson,
was instructed to imagine vividly a pleas- 1969), as well as to feared objects with pho-
ant situation during exposure to the noxious bic subjects (Rachman, 1965; Lang, 1969).
stimulation. Hypnosis was chosen as the second treat-
On the other hand, Brown and Vogel ment. Although well controlled experimen-
(1938), Sutcliffe (1961) and Shor (1962) tal evidence concerning the effectiveness of
found that autonomic reactions (increase in hypnosis in reducing stress reactions is
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skin conductance, heart rate, or blood pres- sparse and in some instances conflicting, the
sure) to noxious stimulation were as great technique is highly recommended by den-
in magnitude under hypnotically suggested tists who use the method in dealing with
analgesia as under a waking control condi- anxious patients (Erickson, Hershman, &
tion. Secter, 1961; Frost, 1959; Kovitz, 1967;
Blitz and Dinnerstein (1968) contend Moss, 1952).
that hypnotic analgesia is an extreme ex-
ample of the effectiveness of suggestion and METHOD
instructions in altering pain perception.
They further note that clinical experience Subjects
with pain illustrates the potency of sugges- The Ss were 27 adults who were selected
tion, instructions, and placebos and suggest from a group of 120 persons who responded
that placebo effects share with hypnotic an- to a newspaper advertisement requesting
algesia and “voluntary attempts to imag- volunteers who were frightened of the den-
ine” (Barber & Hahn, 1962) the common tal situation. All 120 volunteers were
process of re-organizing or reinterpreting screened. Only those Ss showing a marked
somesthetic experience so as to perceive it rise in skin conductance (SC) in compari-
as less painful. son with the rest of the group when given
Lazarus (1966) notes that “not only does an anesthetic injection (or when an injec-
the dental context provide an excellent area tion was attempted in the case of some Ss) ,
in which to study the principles of stress and who were judged by the participating
but, conversely, the analysis of stress as a dentist t o be in need of dental care, were
general phenomenon also offers great possi- selected. Ss ranged in age from 18 to 50
bilities of applying principles of stress pro- years, and included 5 males and 22 females.
duction and reduction to dental practice [p. One S who was selected and completed hyp-
16201.” nosis training was not included in the anal-
The present study, therefore, investigated ysis of results because her polygraph record
the effects of relaxation training and hyp- was not obtained due to equipment failure.
nosis in reducing the stress reactions of
Apparatus
frightened dental patients to pain stimuli
applied in the dental setting. The pain Skin resistance (SR) was recorded with a
stimuli consisted of an anesthetic injection Grass Model 7 polygraph. The active elec-
procedure administered by the participating trode was applied to the palm of the left
dentist and a pressure algometer pain toler- hand while the reference electrode was
ance test. placed on the proximal inner surface of the
Relaxation training was chosen as one left forearm.
236 MCAMMOND ET AL.
Pain tolerance measures were obtained they became proficient a t inducing deep
with a pressure algometer similar to that muscular relaxation.
described by Mersky and Spear (1964)and Hypnosis group. Ss in this group met as a
identical to that used by Davidson and group twice a week for seven sessions. Hyp-
McDougall (1966).It consisted of a plun- nosis training was conducted by the partici-
ger mounted on a spring which was cali- pating dentist whose office was used during
brated from 0 to 5 kg. pressure. The flat screening and test sessions and who admin-
circular end of the plunger had a diameter istered the injection procedure. The induc-
of .5 cm. and was applied to the distal pha- tion technique utilized eye fixation, visual
lanx of the thumb, with pressure increased imagery, and progressive relaxation. Ss
a t a constant rate of one kg. per second. were repeatedly given suggestions that they
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Tolerance level was recorded in kg. at the would no longer be afraid to have their den-
point where S indicated that he could no tistry done and that they would feel no dis-
longer tolerate the pressure pain. Two pain comfort in the dental situation.
tolerance measures were taken, one before Control group. SS in the group received
treatment during the screening procedure no treatment between the time they were
and one after treatment during the test ses- first seen by the dentist during screening
sion. and the test day when they returned to the
The second pain stimulus consisted of a dentist’s office. Barber (1963,1969)has sug-
standard anesthetic injection procedure in- gested that an uninstructed no-treatment
volving the insertion of a hypodermic nee- group is not an adequate control in hypno-
dle for a mandibular injection, without ac- sis research. Since Barber and Hahn (1962)
tual injection of anesthetic. found that suggestions of pain relief given
without defining the situation as hypnosis
Procedure or utilizing a hypnotic trance were as &ec-
The Ss were randomly assigned to three tive as hypnotically suggested analgesia,
groups. Distributions of age, sex, and pre- the control group in the present study re-
treatment pain tolerance scores were not ceived brief pain relief and relaxation in-
significantly different between the three structions immediately before noxious stim-
groups. ulation was encountered.
Relaxation group. A relaxation training On the test day, Ss came to the dentist’s
tape (16 minutes duration) recorded by C. office a t an appointed time with the knowl-
G. Costello of the Psychology Department, edge that they were to be exposed to some
University of Calgary, based on the relaxa- dental procedure. Ss were seated in the den-
tion techniques outlined by Wolpe and Laz- tal chair by a nurse and recording elec-
arus (1966,Pp. 177-180) was used to in- trodes were then attached by the experi-
struct Ss in the technique of deep muscular menter ( E ) . Although the electrodes had
relaxation. The tape was identical to that been attached previously and their purpose
used by Watkins and Davidson (1970).Ss explained during the screening procedure, E
met twice a week for seven training sessions again assured S that the electrodes would
and heard the tape via headphones. Al- do no harm but were simply “sensors” to
though most studies using relaxation train- record 8’s reactions. After the electrodes
ing provide only one or two training ses- were attached, E asked S to sit back and
sions, the present study used seven sessions relax for about 10 minutes. E then left the
and Ss were encouraged to practice the room and a 10 minute resting baseline pe-
technique between sessions to ensure that riod was recorded for Ss in all groups. Ss in
STRESS REACTION IN A DENTAL SITUATION 237
45 - 04Relaxation
I n order to determine which treatment Q----Q Hypnosis
groups differed significantly, Duncan Mul- - A--A Control
tiple Range Tests (Kirk, 1968) were carried
out. It was found that relaxation training
40
I
was more effective than hypnosis or control 35 -
\
and that hypnosis was no more effective
w
0
2
\
a
than control in reducing stress reactions to 5 30-
3
the pain tolerance test for Ss with high 0
z
baseline SC levels. However, the difference 8 25-
between hypnosis and control group means v)
0
was just short of the required significance 2 20-
range. For 8s with medium baseline SC 0
a
levels, relaxation was less effective than 0
f 15-
hypnosis and control procedures, with no
differences between hypnosis and control
procedures. There were no significant dif- 10 -
ferences between treatments for Ss showing
low baseline SC levels. The treatment ef- 5-
fects were similar at injection, with one ex-
ception. Hypnosis was significantly more 01 I I I
effective than control for high baseline Ss at HIGH MEDIUM LOW
injection. At pain tolerance test this differ- BASELINE
ence was just short of significance. Again, FIQ.1. Treatment x baseline interaction at pain
relaxation was less effective than hypnosis tolerance test.
STRESS REACTION I N A DENTAL SITUATION 239
treatments had no differential effects on tol- 50 -
erance scores, and that baseline SC level A
\ Q.--Q Relaxation
was unrelated to pain tolerance scores. 45- ~ - - - - m Hypnosis
\ *-A Control
State-Trait Anxiety Inventory Data \
40 -
The grouping of Ss according to resting \
baseline SC level was also included as a \
factor in the ANOVA of STAI scores. It w
0
35-
was found that the treatments had no effect z
a
on state or trait anxiety scores, and that 53 30-
n
STAI scores were unrelated t o baseline SC
Downloaded by [University of New Hampshire] at 01:41 08 February 2015
z
0
levels. o 25-
v)
Response to Rating Scale 0
g 20-
0
Responses to the question concerning suc- a
cess of participation in the study in alle- 0
5 15-
viating fears of dentistry were analyzed by
an ANOVA. Results of this analysis showed 10-
a significant treatments effect (3’ = 9.90,df
= 2/24,p < .05).A Duncan’s Range Test
5-
indicated that all groups differed from one
another, with the hypnosis group rating
I I I
treatment as most effective and the control 0‘
group rating treatment as least effective.
Follow-up Results
Five months after testing, all eight of the
Ss in the hypnosis group and five of the ten
The interaction of treatment effects with
Ss in the control group had returned for
resting SC baseline makes it necessary t o
dental treatment. However, only one of the
consider the relative effectiveness of treat-
nine Ss in the relaxation group had received
ments separately for each baseline level.
dental care in the intervening five months.
Resting or basal SC level has been used
Fisher Exact Probability Tests (Siegel,
most commonly as an index of arousal, acti-
1956) indicated that relaxation did not dif-
vation (Schlosberg, 1954) or energy mobili-
fer from control, hypnosis did not differ
zation (Duffy, 1951). Martin (1961)notes
from control, but significantly more Ss in
that such a conception of SC level is
the hypnosis group than in the relaxation
strengthened by the low conductance levels
group had returned to have dental work
found during sleep and the rapid rise in
done.
conductance observed upon awakening. If
basal SC level can be considered to repre-
DISCUSSION
sent a continuum of arousal, then it follows
The skin conductance results do not offer that low baseline Ss in the present study
any simple answers to the question of which were not as highly aroused as Ss with high
of the three treatments constituted the most baseline SC levels. Low baseline Ss showed
effective method for reducing the stress re- no differential treatment effects on SC level
actions of these frightened dental patients. a t either pain tolerance test or injection. It
240 MCAMMOND ET AL.
would appear, then, that those Ss who were tion and well-being also serve to raise pain
not highly aroused in the dental situation tolerance over waking levels. Barber and
were equally affected by all three treat- Hahn used student volunteers as Ss in a
ments. On the other hand, the highly non-anxious situation. Since anxiety has
aroused Ss were benefited most by relaxa- been related to pain tolerance (Kornetsky,
tion training and hypnosis. For Ss showing 1954), it might be fruitful for a future
medium levels of arousal, relaxation was study to compare the effects of hypnotically
not as effective as hypnosis or the control suggested analgesia, hypnotically suggested
procedure in reducing SC stress reactions. relaxation and well-being, waking suggested
Paul (1969) failed to find any differences relaxation and well-being, and task motiva-
between treatment groups (relaxation, hyp- tional instructions on pain tolerance in anx-
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nosis and self-relaxation control) on his SC ious and non-anxious 8s. Barber (1969) has
measure. Since Paul’s study was concerned suggested that the hypnotic trance and the
with reduced levels of arousal, it would be definition of the situation as hypnosis are
expected that the SC levels of his Ss would not necessary variables in eliciting the be-
be low. The low baseline group in the pres- haviors commonly attributed to hypnosis.
ent study also failed to show differential He feels that suggestions and task motiva-
treatment effects on the SC measure. tional instructions given in a close interper-
The failure of hypnosis to raise pain tol- sonal setting are the variables of primary
erance scores above control levels may have importance. However, Barber’s studies have
been due to the fact that the tolerance used student volunteers in non-anxious situ-
measure was taken while Ss were in a wak- ations as Ss. It may be that defining the
ing state immediately after coming out of situation as hypnosis and using a hypnotic
the hypnotic trance. This procedure was trance are necessary parts of the procedure
followed to determine if the relaxation and when dealing with highly anxious Ss. Fu-
feelings of well-being suggested during the ture experiments are required to determine
hypnotic trance would have an effect on the necessity or sufficiency of the variables
pain tolerance in the waking state. Four Ss discussed by Barber when dealing with the
were also tested while in the hypnotic pain tolerance of highly anxious Ss. It
trance, without suggestions of analgesia but should be noted that the present study did
with suggestions of relaxation and well- compare Ss given the injection while in
being. The mean tolerance score in the wak- trance (with suggestions of relaxation and
ing state for these four Ss was 2.60 kg. and well-being) with Ss given the injection after
the mean score while in trance was 4.56 kg. waking suggestions of relaxation and pain
(with three of the four Ss reaching the max- relief. In this situation, there were no dif-
imum measurable pain tolerance level of 5 ferences between the groups in self-reported
kg.) . The difference between these means anxiety although there were complex differ-
was significant ( t = 3.43,p < .05). ences in SC response to the injection.
Using independent groups, Barber and The results of the rating scale concerning
Hahn (1962) found pain tolerance levels success of treatment suggest that the pa-
(using the cold pressor test) to be signifi- tient’s perception of the effectiveness of
cantly increased over waking control levels treatment in alleviating fears is not closely
by both hypnotically suggested analgesia related to self-reported anxiety in the pres-
and “task motivational instructions.” The ence of the stressor or to physiological in-
results of the present study suggest that, dices of stress reaction. In addition, the
when the tolerance measure is taken while S post-experimental approach behavior to the
is in trance, hypnotically suggested relaxa- stress situation was similar to rated success
STRESS REACTION IN A DENTAL SITUATION 241
of treatment, but unrelated to physiological bles which enable Ss to approach the stress-
or self-report measures of stress reaction. ful situation. Much of the stress research
This failure of physiological, self-report, (Bobey & Dsvidson 1970;Watkins & Dav-
and behavioral measures of stress reaction idson, 1970) has implicitly assumed that
to agree with one another is a commonly the variables which reduce stress responses
reported finding (Lazarus & Opton, 1966; are also the variables which will increase
Martin & Sroufe, 1970). approach responses. The present study indi-
It could be argued that, in a study of the cates that approach responses may be mod-
present sort, the most important measure ified by hypnosis even when self-report and
from a practical standpoint is the patient’s physiological reactions to the stressor are
future approach behavior to the feared ob- not modified appreciably.
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the behavioral sciences. Belmont, Calif. : Brooks- training and hypnotic suggestion. Journal o f Ab-
Cole Publishing Co., 1968. normal Psychology, 1969,74,254-437.
KORNETSKY, C. Effects of anxiety and morphine on RACHMAN, S. Studies in desensitization I: The sep-
the anticipation and perception of painful ra- arate effects of relaxation and densensitization.
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