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Anal Bioanal Chem (2017) 409:5803–5811

DOI 10.1007/s00216-017-0460-1

TRENDS

Trends in analysis of gunshot residue for forensic purposes


Zuzanna Brożek-Mucha 1

Received: 4 April 2017 / Revised: 25 May 2017 / Accepted: 8 June 2017 / Published online: 28 June 2017
# Springer-Verlag GmbH Germany 2017

Abstract Detection and identification of organic and inor- beam, as well as complementary examinations of organic res-
ganic components of gunshot residue are well established idues with sensitive mass spectrometric techniques.
within forensic chemistry because of highly characteristic
and uncommon features of the products of ammunition dis- Keywords Forensic . Gunshot residue . SEM-EDX-EBSD .
charge at the time and place of a shooting incident in compar- Vibrational spectroscopy . GC-MS . LC-MS
ison to other materials present in daily life of people. Both
types of residue play an important role in establishing various
circumstances of a shooting crime, though the most vital one Inorganic GSR – characteristic particles
concerns the possibility of relating a suspect with the activity
of shooting. In this aspect, solid, inorganic particles, nowa- Organic and inorganic components of gunshot residue (GSR)
days called characteristic, have been utilized. Their specific are distributed in the place and time of a gunshot [1–3]. Thus,
features result from the primer mixture composition, including collection of evidence materials from people and subjects re-
compounds of heavy metals, lead, antimony, and barium, and lated to a shooting incident and detection of GSR may con-
from the extraordinarily dynamic conditions of their forma- tribute to establishing some of its circumstances and possibly
tion, taking place at the moment of the primer detonation. to the reconstruction of its course. The investigations may
Scanning electron microscopy and X-ray microanalysis tech- provide answers to questions related to the entrance and the
niques proved to be necessary and sufficient to reveal the exit wound, the direction and distance of shooting, the type
content and the spherical morphology of the particles for this and caliber of weapon and ammunition used, as well as time
purpose. Recently, the recommendation that the potential for elapsed after discharge of a gun or a cartridge. However, the
lead exposure be minimized was followed in the production of most frequent question directed by practitioners of the admin-
ammunition cal. 9 mm Luger, 0.40 S&W, 0.380 Auto, and istration of justice to forensic experts is, whether a person was
0.38 Special. These modern types of ammunition expel less related to a shooting incident.
characteristic particles, the identification of which can be a The forensic expertise that may produce evidence of a per-
challenge for the examiners. At least two solutions to strength- son being involved in a shooting incident has always been the
en the residue identity are taken into account: additional in- most demanding one and concerned the identification of par-
sights into the internal structure of inorganic particles, e.g., by ticles as characteristic or consistent with gunshot residue, tak-
means of electron backscattered diffraction and focused ion ing into account both their chemical content and spherical
morphology. This can be practically achieved by means of
scanning electron microscopy coupled with energy dispersive
X-ray spectrometry (SEM-EDX) that simultaneously provides
* Zuzanna Brożek-Mucha
the information of the micro-objects’ appearance and their
zbrozek@ies.krakow.pl elemental content. The specific features of particles result
from the composition of the primer mixture containing com-
1
Department of Criminalistics, Institute of Forensic Research, pounds of heavy metals: lead azide or lead styphnate, antimo-
Westerplatte St. 9, 31-033 Krakow, Poland ny trisulfide, barium nitrate as well as from the extraordinarily
5804 Z. Brożek-Mucha

dynamic conditions of their formation taking place at the mo- required for the search and identification of GSR. Later
ment of detonation of the primer, deflagration of the propellant developments brought in faster detection systems, such as
load, and finally fast transition of microscopic droplets of silicon drift detectors of large area, e.g., 80 or even
molten metals dispersed in the air from the liquid to solid state 120 mm2 as well as more efficient programs for computer
(Fig. 1). Particles simultaneously containing lead, antimony, controlling SEM-EDX systems. Only recently, the artificial
and barium (Pb-Sb-Ba), for many years called unique, are reference sample for particles containing lead, antimony,
nowadays classified as characteristic, and those containing and barium that fulfils the quality requirements for being
two component combinations or just one of these elements a proficiency test for GSR detection was worked out and
(Pb-Sb, Pb-Ba, Sb-Ba, Pb, Sb, and Ba) as consistent with commercialized. These achievements enabled the GSR ex-
gunshot residue. Establishing the presence of such particles aminers to perform the necessary background research for
in the sample collected from hands or clothing of a person a robust interpretation of the analytical findings. The re-
allows the Court to relate the person with a high or very high search embraced not only differentiation of these particles
probability, either with shooting, or being in the nearest vicin- from similar ones, however of other source [4–6], but also
ity of a firing gun, or else getting in contact with an object gathering information on the persistence, prevalence, pos-
highly contaminated with GSR. sible secondary transfer of GSR, and the level of contam-
The history of detection and identification of inorganic ination with these particles of a sample of a general popu-
GSR is not long as it started in the early1970s. Among the lation of people as well as representatives of certain pro-
pioneers in this area, G. M. Wolten, R. S. Nessbit, A. R. fessional activities, including firearm users [7–11]. Only
Calloway, G. L. Loper, and P. F. Jones in USA as well as R. on the basis of this type of information setting up infer-
Keeley and J. Andrasko in Europe should be named [1]. ences on people’s involvement in shooting incident could
About 10 y later, automated programs for particle search have been practically approached by the administration of
were introduced that saved excessive operator’s time justice [12, 13].

Fig. 1 A scheme of detection of


inorganic gunshot residue by
means of scanning electron
microscopy and X-ray spectrom-
etry: SEM stub with microtraces
collected, e.g.. from hands of a
suspect (a), the automatic search
for particles of defined properties
(b), X-ray spectrum and a
backscattered electron image of
an inorganic GSR particle (c)
Trends in analysis of gunshot residue for forensic purposes 5805

Nowadays, the identification of particles as GSR as well as propellant grains in patterns of gunshot wounds of people’s
relating a suspect to a shooting incident has become even tissue and clothing contribute to estimation of a short-range
more difficult with the advent of less toxic solutions in the shooting distance, i.e., the distance between the gun muzzle
technology of production of ammunition that is inevitably and the target being enclosed between contact and ca 50 cm
leading to a substitution of lead, antimony, and barium com- [19]. The propellant grains revealed in the surroundings or
pounds with more abundant substances [14–17]. It has always inside the channel of the gunshot wound as well as collected
been a variety of primer mixture compositions that were uti- from the interior of cartridge cases are traditionally identified
lized by ammunition manufacturers. The examples of fuels in by means of infrared spectroscopy that discloses the main
modern primer mixtures are pulverized titanium, aluminium, component of smokeless powder, i.e., nitrocellulose as pre-
calcium silicide, and amorphous boron; the oxidizers are typ- sented in Fig. 2. However, a complementary application of
ically zinc peroxide, potassium nitrate, and strontium nitrate. Raman spectroscopy enables one to identify other compo-
Organic compounds such as diazo-dinitrophenol and tetrazene nents being added to the propellant in much smaller quantities,
play the role of the explosive and the sensitizer, respectively. such as plasticizers and stabilizers, e.g., diphenylamine and
Moreover, powdered glass can be used as a fractionator. As ethylcentralite. In practice, gaining this type of information
long as these heavy metal-free compounds were partially may be useful in differentiation of residue originating from
substituting the traditional ones, there was no problem with various types and calibers of ammunition [18, 20, 21, 23, 24].
the identification of characteristic GSR, and these elements Vibrational spectroscopy techniques apply to macroscopic
that were detected in addition to lead, antimony, and barium particles mainly originating from the propellant and, so, of
were usually related with a defined kind of ammunition or its limited use in contemporary shooting incident expertise; how-
manufacturer, and called signature elements (private informa- ever, they give great opportunity to study both organic and
tion from R. Keeley, 1997). For some time, calcium and sili- inorganic components usually mixed together, which can be
con were thought to be a signature of the ammunition factory observed by means of SEM-EDX (Fig. 2c). As demonstrated
Sellier and Bellot, Vlašim, Czech Republic, and titanium and by Bueno et al. (see e.g., [22, 25]), such information can be
zinc of sintox type ammunition by Dynamit Nobel, Troisdorf, related strictly to a certain type and caliber of ammunition and
Germany. Ammunition cal. 9 mm of the latter make was sup- may also put more light on the complex mechanism of chem-
plied to police forces, e.g., in Germany, The Netherlands, and ical reactions of the gun discharge that might be utilized for
Belgium for health protection of the officers and also for dif- practical purposes in future.
ferentiation between GSR originating from the police firearms Moreover, analysis of traces of volatile organic compounds
and from those used in the crime. However, the current world- of smokeless powder and products of its deflagration can be
wide production of this type of heavy metals-free (HMF) am- carried out shortly after the shooting incident, using gas and
munition cal. 9 mm Luger, 0.40 S&W, 0.380 Auto, and 0.38 liquid chromatographs usually coupled to mass spectrometers,
Special [16] was followed by a further step to differentiate the taking the advantage of their low limits of detection [18]. The
police ammunition from the other ones by marking it with interest of detection of gaseous and volatile organic residue
gallium or gadolinium, which are rarely seen otherwise and concerned their usefulness in the estimation of time after dis-
make the GSR microspheres characteristic again [15]. charge of a firearm or a cartridge was initially demonstrated by
Except for the special ammunition for police forces, mod- Andrasko et al. in 1999 [26, 27]. The authors utilized gas
ern types of ammunition produce particles that are less char- chromatography hyphenated with thermal energy absorption
acteristic in the aspect of the elemental contents; thus not only (GC-TEA) and flame ionization detection (GC-FID) to ana-
examination of residue collected from the suspect’s hands but lyze samples taken from the barrels by means of solid phase
also from the interior of a cartridge case revealed at the shoot- microextraction (SPME). The study yielded the assessment of
ing scene ought to be performed [17]. Such comparative ma- the time after discharge of a long barrel firearm in three cate-
terial is not always available; thus to strengthen the residue gories: (1) 1–3 d, (2) 1–3 wk, and (3) period longer than 3 wk.
identity, additional examination of inorganic and organic com- In certain cases such evaluation might be decisive, though the
ponent of GSR are necessary [18–25]. crucial point is to obtain the gun of interest right after the
incident and choke up the muzzle of its barrel to preserve
the volatile products of smokeless powder discharge from
Organic GSR for disclosing the circumstances evaporation. This, however, is difficult to realize in practice,
of a shooting as the crime scene investigation is rarely performed immedi-
ately after the shooting incident but usually after some time
Examination of organic residue performed in parallel with the has elapsed.
inorganic ones may significantly contribute to understanding Recently, Gallidabino et al. [28–30] returned to the re-
particular problems of an investigated shooting incident. search of volatile GSR to be of potential use in every-day
Revealing solid particles of unburned or partially burned casework and demonstrated the efficiency of collecting
5806 Z. Brożek-Mucha

Fig. 2 Examinations of gun powder residue: with the naked eye in a GSR visible as bright spheres, magnification about 200× (c); an IR
gunshot pattern on clothing (a), under an optical microscope magnified spectrum of a thinned fragment of an unburned propellant grain
about 100× (b); backscattered electron image together with inorganic revealing the main component – nitrocellulose (d)

samples from inside small caliber cartridge cases by head- as well as nondestructive for preservation of the possibility of
space sportive extraction (HSSE) for thermal desorption-gas repeated analysis and a confirmation of the analytical findings.
chromatography-mass spectrometry (TD-GC-MS) technique. As mentioned before, in the case of traditional ammunition,
Results obtained by these authors allowed estimating time the SEM-EDX method was necessary and sufficient to state
since discharge up to 48 h and to differentiate recently fired that the group of particles containing lead, antimony, and bar-
cartridges from the older ones, i.e., to distinguish between the ium revealing the morphology of fast cooled droplets of mol-
period less than 5 h from those of 1 to 2 d. ten matter are characteristic or consistent with gunshot resi-
due. However, the recommendation that the potential for lead
exposure should be minimized was followed not only by re-
Outlook moval of lead from fuel, brake pads, and other automotive
components, but also by changing technologies in other
With respect to the problem of relating a suspected person to a branches of industry, e.g., in the production of ammunition
shooting incident, the analytical methods to be applied for the cal. 9 mm Luger, 0.40 S&W, 0.380 Auto, and 0.38 Special
identification of GSR should be highly specific and selective into leadless solutions. With the advent of these modern HMF
Trends in analysis of gunshot residue for forensic purposes 5807

types of ammunition, the expelled particles contained abun- ability of detection of trace amounts of the classic elements:
dant chemical elements and became less characteristic. Thus, lead, antimony, or barium besides the main components of
the identification of GSR of such types of ammunition may particles originating from HMF primers, such as boron or
cause difficulties for the forensic experts as SEM-EDX alone silicon and calcium. The trend to use more sensitive tech-
may not be selective enough. niques, however, necessitates checking the possible sources
Two general trends of scientific attempts to enhance the the traces of lead, antimony, and barium. One of the most
forensic credibility to gunshot residue analysis can be ob- probable sources is the interior of the barrel of the weapon,
served in the literature these days. Whereas some scientists usually revealing the effect of memory of previous shots, e.g.,
rely on the established inorganic residue examinations meth- with traditional ammunition that left the characteristic Pb-Sb-
od, i.e., SEM-EDX, adding some extra information based on Ba particles [34].
reference material, e.g., residue taken from the interior of a A deeper insight into the internal structure of inorganic
cartridge case, others turn to analysis of organic component of GSR particles, e.g., with the use of integrated ion beam anal-
gunshot residue. ysis (IBA) technique, has been presented already in 1999 by
The first interesting trend observed in the literature holds Niewöhner and Wenz [35]. Though, the rapid cooling of drop-
on to solid inorganic particle examinations and relates to the lets of molten metals or their compounds predetermine their
fundamentals of their origin, i.e., the extreme conditions of being amorphous, locally ordered structural domains can be
their formation that determine their structure and morphology observed. These authors revealed the presence of spherical
(as shown in Fig. 3), even though their elemental contents may cavities inside the particles, sometimes filled with crystallites.
not be as uncommon and characteristic as the well-known set Locally crystalline phases can be occasionally observed in
of lead, antimony, and barium. SEM-EDX images of large airborne GSR particles
So far, the morphology as well as distribution of particles of (Fig. 4a, b) and those remaining in the interior of a cartridge
certain shapes, e.g., in the function of the distance from the case (Fig. 4c, d). The crystallinity of GSR has been confirmed
explosion center, were not studied, with the exceptions of by Tassa et al. already in 1982 for relatively voluminous res-
works by Brożek-Mucha [7, 17, 31] and Abdul-Karim et al. idue taken from inside of several cartridge cases [36].
[32]. These authors demonstrated significant morphologic However, recent application of transmission electron micro-
consequences of the extraordinary conditions of the origina- scope (TEM), with its high magnification capability and the
tion and spread of the particles, even though they were not ability to explore chemical composition and the internal struc-
derived from Bclassic^ detonating mixtures of lead, antimony, ture of particles, has confirmed that GSR are partially com-
and barium compounds. posed of crystalline lead oxide domains that are agglomerated
Christopher et al. utilized an integrated ion beam analysis into larger particles [37]. Contemporary analytical equipment
(IBA) technique in addition to SEM-EDX [33] to prove the such as electron backscattered diffraction detectors (EBSD)

Fig. 3 Typical backscattered


electron images of Bair-borne^
characteristic primer particles
obtained at various
magnifications 500–5000×
5808 Z. Brożek-Mucha

Fig. 4 Backscattered electron


images of primer residues: Bair-
borne^ (a, b) and solidified inside
the cartridge cases (c, d) obtained
at various magnifications 500–
5000×

attached to the SEM-EDX system also may contribute to Benito et al. applied liquid chromatography-quadrupole time-
gaining more information on the specific structural features of-flight mass spectrometry (LC-QToF-MS) to detect and iden-
of GSR [38–41]. This technique is capable of revealing tify 18 gunpowder additives in GSR using MS/MS mode.
nano-crystalline domains present in the particles that occur Instead of swabbing, which is the commonly used sampling
as a result of extreme temperature and pressure conditions technique for organic GSR collection, the authors applied tape
and then rapid cooling. Confirming the presence of a high- lift stubs partially covered with a polytetrafluoroethylene (PTFE)
pressure phase of spinel type in a particle consisting of titani- layer that provided better extraction recoveries and enabled par-
um, zinc, and oxygen that originates from a sintox type of allel analyses of inorganic and organic GSR. The developed
ammunition may increase its value as a GSR [40, 41]. method was applied to the analysis of GSR originating from four
Although crystal structure solution for such small domains different lead-free ammunition brands. DPA and its nitrated deg-
with the combined technique of SEM-EDX-EBSD still re- radation products and centralites were identified in all samples
mains a challenge, it seems to be potentially the most specific that were taken from the shooter’s hands immediately after shoot-
method for recognition of post-blast and gunshot residue for ing [42].
its ability to simultaneously answer the question on the chem- Taudte et al. [43, 44] described the development and opti-
ical content, morphology, and the internal structure, all of mization of an ultra-high performance liquid chromatographic
which are characteristic physical and chemical properties of method (UHPLC) for rapid separation of 32 compounds po-
this type of particles. tentially present in organic GSR. The final analysis time for
HMF primer residue will not be easily recognized; howev- the target analytes was 27 min, with limits of detection ranging
er the challenge at present will be solved in the near future from 0.03 to 0.21 ng at 214 nm. Taking into account 15 chosen
along with an increasing interest of forensic scientists towards compounds, the authors worked out two protocols of analysis
inner structure of the particles and the mechanism of their of both organic and inorganic GSR. They demonstrated that
formation that has never been explored extensively. the collection efficiency of SEM stubs was significantly supe-
Parallel to the efforts to analyze the inorganic component of rior to swabs for both types of GSR on the skin sampled after
gunshot residue in detail, several forensic research groups single or triple experimental shots. They recommended the
have been independently performing examinations of the or- protocol of sampling using SEM stubs, SEM-EDX analysis,
ganic component of GSR for demonstration of the potential and then liquid extraction with acetone for 5 min at room
usefulness of liquid chromatography coupled with mass spec- temperature and preconcentration by drying and reconstituting
trometry (LC-MS) techniques for separation and detection of in small amount of solvent prior to UHPLC analysis.
organic gunshot residue (see e.g., [42–49]). The only draw- A similar study was performed by Gassner et al. [45, 46],
back of LC-MS is that the evidence sample is consumed dur- who also developed a LC-MS method, using QTrap-type MS
ing the analysis. instrument with a C18 column, to compare the efficiency of
Trends in analysis of gunshot residue for forensic purposes 5809

various sampling materials for the collection and subsequent proposed to sample the hand first with standard carbon tape
analysis of organic GSR. Seven sampling materials, two SEM stubs and then with a stub covered with ‘Tesa Tack’
swab-like and five stub-like, were tested. Taking into account adhesive. The collected material was found to be sufficient
the analysis of blank extracts of the materials to check for to perform a qualitative analysis of organic GSR.
potential interferences and determining matrix effects as well Although the analytical problem of organic GSR detection
as the collection efficiency during shooting experiments using seems to be solved, the forensic understanding of the results
a set of 9 mm Luger ammunition, the authors found that the still needs more research. The fields of prevalence, persis-
tape from 3 M was capable of recovering the highest amounts tence, transfer, and aging were only investigated superficially
of organic GSR at the sensitivity level of pg/mL in few hours and need more in-depth research in the future. One of the first
after discharge. publications undertaking the subject of persistence of organic
The challenge of making the analytical potential of chro- GSR was that of Moran and Bell [49], who pointed out the
matographic methods usable for police forces in their routine complex mechanism of organic residue adherence to the sur-
work with the aim of associating a person with the fact of face of human skin, including its chemical and biochemical
using a firearm was undertaken by Schumacher and a group permeation in addition to physical interaction that solely take
of representatives of European forensic science institutes with- place in the case of inorganic particles [7]. The loss of every
in a project financially supported by the European target compound differs in time due to different evaporation
Commission (see e.g., [47, 48]). The protocols of collection and absorption properties. The longest persistence on the arti-
of organic GSR and methodology of their analysis was ficial skin, i.e., 12–24 h, revealed 2-nitrodiphenylamine,
worked out to detect at least some of the following com- ethylcentralite, and 4-nitrodiphenylamine. Also Gassner
pounds: trinitroglycerine, nitroguanidine, 2,4-dinitrotoluene, et al. [46] performed studies for various exposed skin surfaces
stabilizers: diphenylamine, n-nitrosodiphenylamine, 2- and hair as well as clothing to estimate what surfaces might be
nitrodiphenylamine, 4-nitrodiphenylamine; stabilizers/plasti- best for organic GSR sampling by comparing results just after
cizers: ethylcentralite, methylcentralite, akardite I, akardite discharge and 2 h after discharging a pistol. The autors indi-
II, plasticizers: dibutyl phthalate, dimethyl phthalate, cated that organic GSR were more rapidly lost from hands
triethylcitrate, and tributylcitrate. The thorough study was per- than from clothing and that the face and hair of a suspect might
formed for unburned smokeless powder grains, the residue be contaminated through secondary transfer. They found that
taken from inside the cartridge cases, from the surface of shot organic GSR might remain longer on hair, clothing, and other
targets, as well as from shooters’ hands few minutes after skin surfaces than on the hands of a suspect; thus they recom-
shooting. An LC-MS protocol was developed that provides mended that sampling should also include clothing, hair, and
detection limits in the low picogram and in the sub-picogram face. In real samples collected from people’s hands persisted
range for the majority of the target compounds. not more than 2–4 hours, which remains in agreement with
From the study, of nearly 30 various sampling materials, findings of the analysis of inorganic GSR [7].
adhesives, and swabs, three different sampling materials are In summary, both analytical trends, i.e., towards the inner
recommended: (1) tape-lifting using ‘Tesa Tack^ on an alu- structure of inorganic GSR as well as detection of organic
minium pin stub for skin, (2) swabbing with Texwipe Alpha residue at trace levels in the environment of a used firearm
TX761 swab for smooth surfaces to be moistened with aceto- are necessary to sustain the scientific grounds for illuminating
nitrile (or isopropanol) prior to swabbing, and (3) vacuuming various aspects of a criminal investigation in cases of shooting
using an Zefluor 0.5 μm PTFE filter for clothing. These sam- incidents, among which a special attention is being paid to the
pling materials are compatible with the same extraction meth- identification of GSR for the purpose of facilitating the Court
od developed to keep the process as simple and quick as pos- to associate a suspected person with the act of shooting.
sible. It was demonstrated that organic GSR can be recovered
and analyzed from the shooter’s hand after a single shot of
Acknowledgments The author is grateful to Dr. Rüdiger Schumacher,
9 mm Luger ammunition. The pattern of additives was qual-
Bundeskriminalamt (BKA - Federal Criminal Police Office), Wiesbaden,
itatively comparable to results from the appropriate unburnt Germany, the leader of the project no. HOME/2011/ISEC/AG/
propellant and the spent cartridge case. A quantification of the 4000002504 financially supported by the Prevention of and Fight against
recovered organic GSR traces is possible from the analytical Crime Programme European Commission – Directorate-General Home
Affairs for his invitation to participate in the project that provided unique
point of view, but from the forensic point of view, organic
premises for exchange of experiences and better understanding of various
GSR deposition seems to be rather random in the shooting aspects of gunshot residue analysis for forensic purposes.
process itself and the specimen collection concerns only a The author is grateful to Dr. Robert A. Jackson, School of Chemical
fraction of the emerging and depositing residue; therefore,, and Physical Sciences, Keele University, Staffordshire, UK for his proof-
reading and valuable remarks.
the method should be used as a qualitative method to prove
The views presented here were partially gained within the project
the presence of certain propellant additives. A simple protocol number VIII/K, 2013–2016 financially supported by the Institute of
for a combined collection of inorganic and organic GSR was Forensic Research, Krakow.
5810 Z. Brożek-Mucha

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