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TABLE 1 lonic radii of Ba 2 +, Ti 4 + and the relevant standing of the differences in behaviour
trivalent dopants (data from ref. 6)
associated with the changing ionic size would
Ion Ionic radius (A) assist efforts to improve the performance of these
devices. Smyth and coworkers [10] have
Six 12
coordinated coordinated
examined the incorporation of some lanthanides,
namely neodymium, samarium, dysprosium,
Ti Iv 0.68 erbium and ytterbium into BaTiO 3 as a function
Bam 1.47
La m 1.14 1.23 of the barium-to-titanium ratio, using measure-
Ce m 1.07 I. 15 ments of the oxygen-pressure-dependent conduc-
Pr m 1.06 1.14 tivity. They found a gradual shift in the site
Nd m 1.04 1.12
Sm m 0,98 1.06 occupied as the ionic size changed and a signifi-
Eu m 0.98 1.06 cant effect of the barium-to-titanium ratio on the
Gd m 0.97 1.04 distribution of the dopant. Er 3" is found to be an
Tb m 0.93 1.00
Dy m 0.92 0.99 intermediate case and occupies either the barium
Hom 0.91 0,98 site when there is an excess of TiO:, or the tita-
Er m 0.89 0.96
nium site when there is an excess of BaO.
Tm M 0.87 0.94
Yb m 0.86 0.93 However, their study is limited to a low doping
Lum 0.85 0.92 content of 1200 ppm, and the effect on micro-
ym 0.92 0.99 structure development and grain growth has not
Sc m 0.81 0.87 been examined.
K~ 1.33 1.44 It has been shown that the combined study of
AI m 0.51 the degree of grain growth inhibition and the
Ga l~j 0.62
In m 0,81 extent of the conductivity anomaly exhibited in
Bi m 0.96 1,03 donor-doped BaTiO 3 [1-3] can be employed as a
Tav 0.68 fairly sensitive and reliable method for the inves-
tigation of the behaviour of the dopant [5].
Previous work has shown that the grain growth
depends on the ionic radii and concentrations [8].
inhibition varies greatly as a consequence of
The work of Lee and Smyth [9] on the series
lanthanide contraction [5]i In this paper, we
La 3+, y3 +, Sc 3+ and A13 + has shown by means of
report results obtained by using these two tech-
conductivity measurement made as a function of
niques to study the incorporation of trivalent ions
oxygen partial pressure that La 3÷ behaves as a
into BaTiO3 as a function of the dopant concen-
donor while Sc 3÷ and AI 3+ behave as acceptors;
tration and of the barium-to-titanium ratio. The
y3+ acts as a donor in the presence of excess
lanthanide series is taken as the model system.
TiO2 and as an acceptor in the presence of excess
BaO. This is consistent with the finding that, with
2. Experimentalprocedures
the addition of excess BaO, yttrium-doped
BaTiO3 no longer shows semiconducting behav- All elements in the lanthanide series except
iour at low doping levels [5]. Thus y3 +, having an promethium were investigated. Trivalent cations
intermediate ionic radius (0.92 A for the Ti 4 ÷ site of the group III series (Sc 3t, y 3+ A13., Ga 3 ~ and
and 0.99 ,/k for the Ba 2+ site), can be accommo- In 3+) and Bi 3+ were also included for compari-
dated in either of the cation sites in the BaTiO3 son. The concentration of the additives studied
lattice. was normally in the range 0.15-3.0 at.%. All
The lanthanide series represents a group of chemical reagents involved were of high purity
progressively smalled trivalent ions, the largest (greater than 99.9%). A commercial high purity
ionic radius being 1.23 A (La 3+ , 12 coordinated) BaTiO 3 (Ticon HPB, TAM Ceramics, lots 708
and the smallest radius being 0.85/~ (Lu 3+, six and 717) was employed in the experiments. The
coordinated). Therefore, they are an ideal choice A-to-B site ratios of the as-received HPB powder
for studies of the influence of the dopant size on were 0.9926 (lot 708) and 0.9901 (lot 717),
site occupancy and on the ensuing microstruc- which were adjusted to desired values by addition
tures and electrical properties. Lanthanide-doped of either Ba(NO3) z or Ti(C4HgO)4 solution. Here
BaTiO 3 has found wide application in the manu- A and B represent the total of all species occupy-
facture of positive temperature coefficient ther- ing the 12-coordinated A sites (barium sites) and
mistors and of barrier layer caPacitors. An under- the six-coordinated B sites (titanium sites)
195
Fig. 1. Scanning electron photographs of polished-and-etched sections of (a) undoped, (b) BaTiO~ doped with 0.4 at.% Ho and
(c) BaTiO 3 doped with 0.7 at.% Ho.
i
.=
~ , ~ ~"-~_~ ~:~'~ ~ , ,. ~. . . . ~-,~4~ ~'~4~ ,~"~
VA V A V A V A VA V A VAVA VAVA VAVA VAVA VAVA VAVA VAVA VA~VA VA~VA VAVAVA
i
4-
II
"It
II
~ ~°° ....
197
TABLE 2--continued
Table 2 that, in the lanthanum series, the ions Donor G.G.LT. of Ln-Doped BaTiO3
La Ce Pr Nd Sm Eu Gd Tb Dy Ho Er
gradual shift in donor-acceptor character in the
lanthanide series and suggest that, as the ionic Lanthanides (111)
radius increases, the behaviour becomes increas- Fig. 2. G G I T values for lanthanide donors in BaTiO 3.
ingly donor type with an increasing fractional A
site occupation of the dopant. In the present required to produce grain growth inhibition (the
study, such a gradual shift in donor character has donor grain growth inhibition threshold (GGIT);
not been observed. This can be shown by a close these data are plotted in Fig. 2. The GG1T has a
examination of the donor concentrations relatively constant value, varying around 0.3-0.5
198
at.%, for all lanthanide donors except for Er 3÷ (e) B site, oxygen vacancy compensation, is
where there is a sharp increase to 2.5 at.%. A sud- given by
den change in the mode of dopant incorporation
is indicated. At the dopant concentrations studied M,()~ + 2BaO ~ 2M-ri' + 2Ba~< + 5 0 o + Vo'" (5)
in this work, Er 3+ is the only lanthanide which i i' A+ B sites, sell-compensation, is given by
can be forced into either the Ba 2+ or the Ti 4+ site
by changing the A-to-B ratio. The somewhat MeO~ ~ M~," + MTi'+ 30(~ (6)
lower GGIT value for cerium may imply the
Modes involving interstitial lattice defects have
existence of Ce 4- on the barium sublattice.
been discarded as being very unlikely in the
The dopant concentration investigated in the
perovskite structure t 13-1 5 t.
present work is higher than those studied by
At low concentrations, La ~~ to Ho ~* and also
Rotenberg et al. [8] and by Smyth and coworkers
Er ?'+ at A-to-B ratios less than unity incorporate
[9, 101. The homogeneity of our materials has
been checked with energy-dispersive X-ray into the BaTiO 3 lattice according to mode (a); this
analysis (EDXA) on polished sections of speci- produces a semiconducting material and abnor-
mens, and with X-ray diffraction (XRD) analysis mal grain growth is not inhibited. At high con-
on powders made of crushed and ground sintered centrations, these donors substitute for Ba 2+
pellets. No noticeable variation in the concentra- through mechanism (c) [4, 5], giving rise to a fine-
tion of the dopants has been observed by EDXA. grained microstructure and an insulating material.
The remaining three lanthanides, i.e. Tm 3+, Yb 3+
Although microstructure examination revealed in
some samples the presence of a small amount of and Lu 3+. go to the titanium sublattice and act as
grain boundary phase which has been identified acceptors. Their actual incorporating modes are
by EDXA as either titanium-rich or barium-rich based on either eqn. (4) (at low concentrations) or
barium titanate phases, XRD studies performed eqn. (5)(at high concentrations)[5]. The same
mechanisms apply to Er 3~ at A-to-B ratios
on these specimens did not detect any second
greater than unity, which then becomes an
phases. These results suggest a fairly homo-
geneous distribution of the lanthanide dopants in acceptor and behaves similarly to these last three
lanthanides. The wide disparity observed among
the materials. This is consistent with the high
the acceptors in their effects on grain growth is
solid solubility limits of lanthanides in BaTiO~
consistent with previous findings on acceptor
reported in the literature. For example, a solid
behaviour [5 ].
solubility of 13 at.% for lanthanum in BaTiO~ has
For Er -~+, there is a strong tendency to adopt
been found by, Jonker and Havinga [11], and a
a self-compensation mechanism as illustrated
similar value (12 at.%) for neodymium by Shaikh
in mode (f); evidence comes from the observation
and Vest [12].
that Er 3+ loses its ability to retard grain growth at
The possible modes for incorporating a triva-
an A-to-B ratio of unity and produces materials
lent ion (M ~+ ) into the BaTiO3 lattice are of the
that are almost insulating. The slightly semicon-
following types.
ducting behaviour measured may stem from a
(a) A site, electron compensation, is given by
small deviation of the actual A-to-B ratio from
M203 + 2TiO_, -+ 2MB," + 2Ti-vi + 6 0 o + 2e' + !0~ unity.
~1) To evaluate fully the effect of ion size on the
dopant site occupation, it is helpful to look at the
(b) A site, barium vacancy compensation, is
relation between the lanthanide contraction and
given by
the deviation in size from either Ba e+ or Ti 4÷.
M203 + 3TiO~ + 2Mu~" + 3TiT~+ 9 0 o + VB~(" (2) Use is made of the ionic radius data from ref. 6 as
listed in Table 1. The relative differences in ionic
(c) A site, titanium vacancy compensation, is
radii thus obtained are plotted in Fig. 3, where r 0
given by represents the ionic radius of either Ti 4+ (six
2M,O~_ + 3TiO~_ -~ 4MB," + 3Tiv~ + 120o + VT i .... coordinated) or Ba: + (12 coordinated), and r the
(.3) ionic radius of the lanthanide on the correspond-
ing site. As shown in the diagram, the two traces
(d) B site, hole compensation, is given by which represent the relative deviation of the sizes
M203 + 2BaO + ½02 ~ 2MT~' + 2BaB, + 6 0 o + 2h" of the lanthanides from the sizes of either Ba 2+ or
(4) Ti 4. cross at a point lying between Ho 3÷ and
199
Relative Difference in Ionic Radii for Lanthanides to Ti(IV) & Ba(ll) defined in the following way[16]:
0,7"
-~ ro = Ti(IV) rA+ro
t= 2]/Z(r~ + ro) (7)
0.6
where r A, r B and r o are the ionic radii of the A, B
0.5 and oxygen ions respectively• When t is exactly
,o
equal to unity, the packing is "ideal". When t is
~" 0.4
b smaller than unity, there is less than the ideal
L,.
space available for the B ion. The situation will
0.3
become worse if a larger dopant ion then comes
to substitute for the host B ion. This is the case in
(I.2
BaTiO3, as is shown by calculation using the ionic
radii from ref. 6 (ro = 1.40 A); a value of 0.976 is
ka Ce Pr Nd Sm Eu Gd Tb Dy Ho Er Tm Yb Lu yielded for the tolerance factor t. This value pre-
L a n t h a n i d e s (111) dicts a relative preference for a dopant ion of
Fig. 3. Relative difference between the ionic radii of lantha- intermediate size to go to the Ba 2+ site. In the
nide ions and the host cations in BaTiO~. present study, therefore, the lanthanides have a
slight bias to replace Ba 2+ rather than Ti 4 +, shift-
a b ing the switch-over point from donor to acceptor
behaviour to a smaller ionic radius. It should be
pointed out that the t value for BaTiO3 as calcu-
lated by Megaw [16], who used the Goldschmidt
radii (modified for Ba2+), was 1.02. This value
would yield the opposite effect. The data suggest,
therefore, that the values for ionic radius
employed in this study are more appropriate. The
data are also in agreement with the prediction
@ © • from the ionic radius set of Ahrens [17], which
would give an even smaller t value than that
A~÷ O ~- B.÷
attained in this work.
Fig. 4. Two different ways of viewing the cubic perovskite
structure: (a) cubic close-packed arrangement of A and The perovskite structure can also be visualized
oxygen ions, with the B ions filling the interstitial positions~ as a three-dimensional framework of BO~ (here
(b) framework of BO~, octahedra, with the A ions occupying TiO6) octahedra as shown in Fig. 4(b). The
the holes, Oxygen ions are at the corners of octahedra.
dimensions of the structure will be essentially
determined by the T i - O octahedra, where the
Er 3+. Thus there is a quite good correlation strong valence bond of value ~ keeps the octa-
between the calculated transfer ion size and the hedra as relatively rigid units. The electrical
experimental results. The diagram suggests that neutrality requirement is fulfilled by occupation
Ho 3+ is closer to the ideal intermediate size than of the central position in the structure with an A
is Er 3+, whilst the experimental observations cation• Since the valence bond to this ion has the
indicate that only Er 3+ behaves as a mixed site low value of 4, the size of A will have relatively
ion. This implies that factors other than simple less effect on the structure, as long as it is small
ion size influence the site occupation of a dopant, enough to fit in the hole• This may also contrib-
somewhat favouring the barium site selection. ute to the observed phenomenon of barium site
If the actual geometrical packing of the ions in preference.
the BaTiO 3 lattice is taken into account, this devi- A parallel study has been done on the group
ation may be understood. The perovskite struc- IIIb ions (Sc 3+, y3+ and La ~ ) . Although much
ture which BaTiO 3 displays can be regarded as a shorter, this series provides a good comparison.
cubic close-packed arrangement of A (here La 3+ is known as a perfect donor. Sc 3+, as can be
barium) and oxygen ions, with the B (here tita- seen from Table 2, is a typical acceptor. The Y3 +
nium) ions filling the interstitial octahedral posi- ion, like Er 3+, can either be a donor (for an
tions (Fig. 4(a)). The packing of this structure can A-to-B ratio less than unity) or an acceptor (for an
be characterized by a "tolerance factor" t which is A-to-B ratio greater than unity). This finding is in
20{J
Relative Difference in Ionic Radii radius is 0.99 A [61; the six-coordinated sizes of
0.7
/ two lanthanides, Dy s+ and Ho ~~, are also below
-o- ro = Ti(IV) /J the critical value, but they do not substitute for
0.6 =
Ti a~ in a noticeable manner, at least in the
0.5" concentration range studied.
It is interesting to see flom these results h o ~
o 0.4 significant the influence of a small variation
i
tunities to complete a part of this work at Cornell 8 B. A. Rotenberg et al., Soy. Phys.--Solid State, 7 (1966)
2465-2469.
University.
9 R. Y Lee and D. M. Smyth, Am. Ceram. Sot., BulL, 60
(1981) 4(tl.
l0 K. Takada, E. Chang and D. M. Smyth, personal com-
munication, 1987.
11 G. H. Jonker and E. E. Havinga, Mater. Res. Bull., 17
References (1982) 345-350.
12 A. S. Shaikh and R. W. Vest, J. Am. ('cram. Soc., 69 (9)
1 R. Wernicke, Phys. Status Solidi A, 47(1978) 139-144. (1986)689-694.
2 T. Murakami et al., J. Am. Ceram. Soc., 56 (1973) 13 G. V. Lewis and C. R. A. Catlow, Radiat. k.j]i, 73 (I 4)
294-297. {1983)307 314.
3 G. H. Jonker, Solid State Electron., 7(1964) 895-903. 14 J. Daniels eta& PhilipsRes. Rep., 31 (1976)487-543.
4 H. M Chart, M. P. Harmer and D. M. Smyth, Z Am, 15 N.-H. Chan and D. M. Smyth. J. Am. ('cram. 5oc., 67
Ceram. Soc., 69 (1986) 507-510. (1984) 285-288.
5 L.A. Xue, Ph.D. Thesis', Department of Ceramics, Leeds 16 H. D. Megaw, Proc. Phys, Sot., London, 56' (2) (1946)
University, 1987. 133-152.
6 H. Yanagida, in Ceramics' for Electrical Materials', 17 L. H. Ahrens, Geochirn. Cosmochim. Acta, 2 (1952)
Gihoudo Press, Tokyo, 1975, pp. 7-8. 155-169.
7 N.-H. Chan, R. K. Sharma and D. M. Smyth, J. Am. 18 Y. H. Han, J. H. Appleby and D. M. Smyth, J. Am.
Ceram. Soc., 65 (1982) 167-170. Ceram. Soc., 70 (2)(1987) 96-1t)0.