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4, DECEMBER 2008
Abstract—Generally people tend to think only in terms of fuel paper tries to bring this issue of system reliability to the atten-
economy and additional cost premium on vehicle price while dis- tion of the technical community and discusses the same from
cussing about hybrid electric vehicles (HEV). This paper tries to a quantitative point of view. The intention here is to drive the
emphasize that the overall acceptability of a vehicle also has to do
with its system level reliability. It discusses the issue of system level point that in HEV, one of the penalties for fuel economy that has
reliability in hybrid electric vehicles from a quantitative point of to be paid, comes in terms of reliability. It emphasizes that an
view. It also introduces a quantitative meaning to the concept of HEV is not merely a collection of multiple propulsion sources
graceful degradation and mode of operation under graceful degra- and control system to extract better fuel economy, rather it has
dation condition. All these are discussed in stages, starting from a a whole plethora of items in it, and that the overall system level
regular internal combustion engine based vehicle, and later transi-
tion of those to hybrid electric vehicles. This paper intends to drive
reliable functionality is no less important in making an HEV
the point that in HEV, one of the penalties for fuel economy that operate successfully and acceptable to the consumer in the long
has to be paid comes in terms of reliability. run, rather than only the concern for fuel economy and cost. Un-
fortunately, literature on this topic is not available anywhere in
Index Terms—Controller area network (CAN) controller,
graceful degradation, hybrid electric vehicle (HEV), inverter, the public domain to the best of the knowledge of this author.
motor, multiplex system, power electronics, reliability. Only two papers [5], [6], indicated in the reference on a similar
topic but for analyzing a different system, are also by this author
and other coauthors. The primarily reason for this, in the opinion
I. INTRODUCTION of this author, is that, in connection with hybrid vehicles people
have been predominantly involved until now with only its drive
and control technology, and matters related to fuel economy.
H YBRID electric vehicle (HEV) system is considered as
an important technology in the automotive industry these
days. This is due to the concern for fuel economy, worldwide
The second reason is that the hybrid vehicle technology is rela-
tively new and not much information about its reliability exists
uncertainty in energy supplies, and pollution control. While dis- in the industry yet. The other important reason is that reliability
cussing the subject, it seems that the focus in the technical com- data of components and subsystems takes a long time to mon-
munity and the literature has been primarily on these items and itor and collect, and even if it is conducted in the industry, they
also on the control of the electric motor drives [1]–[4] related to are normally retained as proprietary information. It is empha-
HEV. In addition, people also think in terms of cost premium, sized here that this paper is not intended to contribute towards
i.e., how long it takes to recover the extra cost of the vehicle HEV technology development, rather, its purpose is to study the
(compared to a regular non-hybrid vehicle) [1]–[4]. Various fig- system level reliability from a user’s perspective.
ures have been indicated in the media and elsewhere in the tech- This paper discusses vehicular reliability issues, using the ar-
nical community, suggesting that it can take anywhere from 5 chitecture of a regular internal combustion engine (ICE)-based
to 7 years to recover the extra cost of an HEV through any po- vehicle, followed by series and parallel HEV architectures. The
tential fuel savings. However, very little is known to have been overall subsystem and component level reliabilities are intro-
discussed about the issue of overall vehicular system reliability duced by using some assumed numbers for reliability, and then
in HEV. The issue is not trivial and the overall acceptability of analyzing the same. Later, the concept of graceful degradation
these vehicles in the long run will significantly depend on that, is introduced and its implication from a quantitative point of
in addition to merely fuel economy and extra cost recovery. This view is discussed. The numerical values of reliability used in this
paper are merely to illustrate concepts, and the exact reliability
situation will depend on the system architecture and precise
Manuscript received April 24, 2008; revised August 08, 2008. First published
values of the reliability numbers involved in the system under
November 18, 2008; current version published December 31, 2008. study. The main intent of this paper is to describe a method-
The author is with the U.S. Army RDECOM-TARDEC, Warren, MI 48397 ology for evaluating system level reliability in HEV systems,
USA (e-mail: md.abul.masrur@us.army.mil).
Color versions of one or more of the figures in this paper are available at
so that a proper tradeoff study can be made between various
http://ieeexplore.ieee.org. systems during design stages. Furthermore, since a system or
Digital Object Identifier 10.1109/JSYST.2008.2005714 subsystem is composed of various constituent components, an
1932-8184/$25.00 © 2008 IEEE
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MASRUR: PENALTY FOR FUEL ECONOMY 477
accurate reliability of the overall system will not only depend on A possible system level architecture of a hybrid electric ve-
those individual component reliabilities, but also on how those hicle is shown in Fig. 1. As can be noticed, it consists of sev-
components are connected, i.e., the architecture used to make eral controllers, namely, battery or storage (or can be a fuel
the final system [5], [6]. Of course, it should be recognized that cell-based system as well) controller, brake controller, vehicle
finding accurate reliability numbers for various components in a system controller, HEVPT (i.e., HEV power train) controller,
system require prolonged efforts, sometimes modeling and sim- ICE controller or electronic engine controller [(EEC) also some-
ulation studies, and also experimental tests; and these issues are times called electronic control unit (ECU)], other controllers
not within the scope of this paper. as needed, depending on the specific vehicle involved and de-
pending how the designer decides to implement those, and a
II. SYSTEM LEVEL ARCHITECTURES IN HEVS number of auxiliary load controllers. The list included above
Architectures of HEVs are quite well known [3], [4]. It con- can vary depending on the architecture and design used, and
sists of multiple propulsion systems, i.e., an ICE and also an is not exhaustive. In addition, it should be noted in connection
electrically driven propulsion system with peripheral controls. with load controllers that sometimes a group of loads may be
The electric propulsion system is driven by appropriate power controlled by a single controller. Of course, there are a number
electronics, connected to a source, i.e., typically a battery which of sensors associated with various loads, battery, motor drives,
can be charged by running the electric drive in generation mode brakes, and other items. Many of these controllers have nothing
(or using a separate generator), or discharged while providing to do with high voltage propulsion operation, and use low volt-
drive power (in motor mode) to the wheels. The ICE and the ages (like 12, 24 V, etc., depending on the vehicle involved).
electric propulsion system also need various controllers, which Controllers related specifically to propulsion subsystem or com-
have to coordinate between themselves. All these involve mi- ponents are involved with high voltages.
crocontroller or digital signal processor applications, and com-
puter communications realized through controller area network
III. RELIABILITY ANALYSIS OF HEV ARCHITECTURES
(CAN) or other kinds of communication systems and protocols.
These communication systems are also sometimes designated For a system level perspective in studying the reliability of
as multiplex systems [5], [6]. HEV, it is necessary to trace the individual reliability values of
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478 IEEE SYSTEMS JOURNAL, VOL. 2, NO. 4, DECEMBER 2008
Fig. 2. System level block diagrams for: (a) regular ICE; (b) series HEV; and (c) parallel HEV architectures.
the subsystems and components noted in Fig. 1 [5], [6]. How- Component: Constituent element of a system or subsystem,
ever, the discussion can be made simple by considering the sim- which can be considered to be an entity.
plified version of the above, and redrawing the three different Reliability: Probability that a component, subsystem, or a
architectures, i.e., regular ICE-based vehicle, series HEV, and system is functional, i.e., performing its intended function
parallel HEV, as shown in Fig. 2, where one can still compare at the end of a particular time period, without any change or
the system reliabilities of these architectures without taking a maintenance activities done on it within that time period.
microscopic view of every single component in the system. In- Thus, reliability, for the purpose of this paper, is connected
stead, one can perform the study by lumping individual compo- with both probability and a time span.
nent reliabilities within the various subsystems and assigning an Availability: System which has reliability equal to 1, will
overall reliability to these subsystems. These will be discussed be said to be “fully” available. The term availability and
in the following. Before continuing with the discussion, it will reliability will be used interchangeably in this paper from
be worthwhile at this point to define some of the terminologies time to time for the convenience of discussion. If the reli-
involved, which will be suitable for the purpose. ability is less than 1, then its availability will also be less
System: Collection of several hardware and/or software than 1.
(components) integrated together and intended to perform
an assigned function. A system will generally have input/ For the purpose of this paper, the previous terminologies
output to interface with anything outside the system. If a should be sufficient, without trying to define these terms more
system is doing its intended function exactly as intended, microscopically.
the system is said to be “fully” functional. In engineering Based on the previous terminologies, and using the various
system, and particularly in connection with the type of sys- architectures in Fig. 2, one can study the overall system relia-
tems under consideration in this paper, it is possible for a bility of each of these subsystems as follows. Consider the var-
system to perform some of its intended function, but not ious items (subsystems) in Fig. 2, and let the reliability of each
all. In that case, it will be called a “partially” functional of those be as shown in Table I.
system or a system in “degraded” mode. If a system is not It should be noted that each of the items in a system or sub-
functioning at all, i.e., not performing any of its intended system is constructed by using a lot of constituent subsystems
functions, then it will called a system in “failure” mode and components. However, one can use a single cumulative re-
or “fully” failed mode. Before transitioning from “fully” liability number for each of the items above, e.g., for the motor
functional to “fully” failed mode, a system can go to a “de- an overall reliability of 0.99995 can be used, rather than delving
graded” mode with some amount of functionality, and in into the individual constituent components within the motor.
this case, it will be said that the system is in a “graceful The numbers in Table I are used only for the purpose of illus-
degradation” mode. tration of the concepts in this paper. As noted earlier, compo-
Subsystem: Subset of the system above, with input/output nent level reliability numbers are generally kept as proprietary
defined. A subsystem will interface with another sub- items by the manufacturers. Hence, obtaining exact numbers can
system within the larger system. be extremely difficult, if not impossible. The other issue is that
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MASRUR: PENALTY FOR FUEL ECONOMY 479
(2)
Similarly, the term “ICE” will be used to indicate the ICE por- Thus, one can write as follows (the number 40% being a per-
tion of the propulsion system. ceived value of functionality or performance to the user of the
So, the probability that: vehicle, and is chosen for illustration purpose only)
(a) both ICE and EVP are good is
strategy adopted—e.g., where one wants to focus—does one 0.99962. The reliability of the final load portion (wheel +
want to make a relatively bigger ICE and a smaller EVP (electric transaxle) is 0.99985.
motor), etc. In other words, for design optimization, one has now In view of all the above, the reliability value , corresponding
got some additional degrees of freedom to ponder about, if the to item (b), noted earlier in this section (i.e., corresponding to
overall reliability of the system is to be changed. So, the question the condition ICE good, EVP failed), should be assigned 0.
is: why this predicament came about, and how can one really Note that for the fully functional series HEV, the reliability
make use of the above numbers on reliability index? The situ- or availability is given by (2), which gave a value of 0.99921.
ation can be explained as follows. When an HEV is designed, Hence, in an analogous manner as in the case of parallel HEV,
each of the propulsion parts, i.e., the ICE (only the ICE-based for the series HEV also one can derive the availability under
propulsion portion) and the EVP (only the electrical propulsion graceful degradation as follows. If is the availability
portion)—each of these are not individually designed for car- when the perception factor for performance in percentage is ,
rying the full power of propulsion (in series HEV, however, the under graceful degradation conditions one can write
EVP has to carry the full propulsion power to the wheels). But
in a regular ICE-based vehicle, the ICE is relatively bigger (than
the ICE used in the case of a HEV), and is meant to carry the reliability of final mechanical drive, wheel, etc. (12)
full power of propulsion. This means that by making the size of
the ICE and the EVP in a parallel HEV bigger, it is possible to This leads to
achieve higher functionality, even under graceful degradation
mode. Hence, in that way one can increase the overall system for (13)
level reliability. But doing so implies that the cost and size will for (14)
increase, and here one will encounter an engineering challenge, for (15)
while trying to optimize the reliability against cost and size. Size
will impact packaging and space constraints, and also can affect for (16)
cost. One can, of course, increase the reliability (and, hence, the for (17)
overall system availability) by using higher quality components for (18)
and products as well, which will definitely affect the cost. All
the previous situations arise due to the fact that in a regular ICE In the above, is assigned to be 0, and the reason for this
vehicle, there are fewer components to go wrong from the relia- was given earlier. Therefore, in this vehicle, unlike the parallel
bility point of view. It should be noted once again that the issue hybrid vehicle, one cannot achieve a break even point for avail-
is not being discussed here from fuel economy or similar point ability due to the absence of the term containing (which is 0).
of view. The above study is being made here solely from a reli- The reliability numbers for parallel and series vehicles, as in-
ability standpoint. dicated in (5)–(11) and (12)–(18), respectively, are plotted in
There are some additional issues, e.g., if the EVP (the elec- graphical form in Fig. 3. This graph shows that at a certain
trical propulsion of the HEV) in a parallel HEV fails, one can point the curve for the regular ICE-based vehicle, which is a
still run with the ICE and refill the gas tank as needed, and keep straight line with a constant value of 0.99964 as per (1), inter-
running at a lower performance. If the ICE fails one can run sects with the curve for the parallel HEV. This is the break even
with the EVP, only until the battery lasts. Thereafter, one can point between the two systems in terms of performance percep-
do a plug-in operation, if there is provision for that; otherwise, tion index. After this point, the parallel HEV becomes better
there is no option. Here, one must not run the battery below the than the purely ICE-based vehicle in terms of reliability index.
level of allowable state of charge (SOC), to save the battery life. The series HEV is behind both the regular ICE vehicle or the
Next, the situation for a series HEV will be considered. In parallel HEV. The break even point indicates that for a parallel
a series HEV, the alternator is driven by the ICE, which then HEV it is necessary to overrate the propulsion systems to some
charges the battery. The battery is used to drive the electric extent, depending on how much performance once desires to
propulsion motor through appropriate power electronics and achieve during graceful degradation, i.e., when either the ICE
control. In this architecture, i.e., the one in Fig. 2(b), with or the electric drive is not available even if those are requested
shaded areas showing the demarcation between the propulsion to supply propulsion power.
systems run by the ICE and the electric drive, if the ICE fails It is thus apparent from the above that the overall reliability
then nothing much can be done, and the electric propulsion, numbers for series HEV is quite a bit lower than the parallel
which is the only means to drive the wheels, will be able to work HEV, under identical situations, and it is also lower than the
until the battery is drained out to its SOC limit. On the other regular ICE-based vehicle. Overall reliability of both series and
hand, if the electric propulsion system fails, then the whole parallel HEV, without taking any graceful degradation into con-
vehicle system will fail, because the ICE is not mechanically sideration, is of course, lower than the regular ICE-based ve-
connected to drive the wheels. hicle.
We saw before that the reliability or overall availability With graceful degradation taken into account, parallel HEV
number for the regular ICE-based vehicle is 0.99964. For becomes competitive with a regular ICE-based vehicle, at
Series HEV, the reliability of the ICE portion of the propulsion around 70% performance perception factor, in terms of relia-
is 0.99974. The reliability of the electric propulsion part is bility only (all these being based on our definition of perception
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482 IEEE SYSTEMS JOURNAL, VOL. 2, NO. 4, DECEMBER 2008
[4] M. Ehsani, Y. Gao, S. Gay, and A. Emadi, Modern Electric, Hybrid M. Abul Masrur (M’84-SM’93) received the Ph.D.
Electric, and Fuel Cell Vehicles—Fundamental, Theory, and Design. degree in electrical engineering from the Texas A&M
Boca Raton, FL: CRC Press, 2005. University, College Station, in 1984.
[5] M. A. Masrur, Z. J. Shen, and P. Richardson, “Issues on load avail- Between 1984 to 2001, he was with Ford
ability and reliability in vehicular multiplexed and non-multiplexed Research Labs. and then joined the U.S. Army
wiring harness systems,” SAE Trans. J. Commercial Vehicles, vol. RDECOM-TARDEC, where he has been involved in
112-2, pp. 31–39, Sep. 2004, Paper No. 2003-01-1096. various vehicular electric power system architecture
[6] M. A. Masrur, V. K. Garg, J. Shen, and P. Richardson, “Comparison of concepts, electric power management, and inverter
system availability in an electric vehicle with multiplexed and non-mul- fault diagnostics.
tiplexed wiring harness,” in IEEE Veh. Tech. Soc. Conf. Proc., Orlando, Dr. Masrur was a recipient of the Best Automo-
FL, Oct. 2003, pp. 3277–3283. tive Electronics Paper Award from the IEEE Vehic-
[7] Y. L. Murphey, A. Masrur, Z. Chen, and B. Zhang, “Model-based ular Technology Society, in 1998 and the 2006 SAE Environmental Excellence
fault diagnosis in electric drives using machine learning,” IEEE/ASME in Transportation Award. He is the current Chair of the Motor Sub-Committee
Trans. Mechatronics, vol. 11, no. 3, pp. 290–303, Jun. 2006. (MSC) within the IEEE Power & Energy Society (PES). He also served as an
Associate Editor of the IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY.
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