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  • IC Vendor Risk Management Audit Framework 10772

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    fauzeeyah adepoju
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    The document provides a template for tracking vendor risk management information. It includes sections for vendor details, required documentation, and notes. There is also a separate vendor documentation template that lists various risk management policies, processes, and reports that should be collected from vendors and monitored over time. The templates allow an organization to catalog information about vendors, assigned responsibilities, documentation locations, review dates, and audit statuses for risk oversight and compliance purposes.

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    The document provides a template for tracking vendor risk management information. It includes sections for vendor details, required documentation, and notes. There is also a separate vendor documentation template that lists various risk management policies, processes, and reports that should be collected from vendors and monitored over time. The templates allow an organization to catalog information about vendors, assigned responsibilities, documentation locations, review dates, and audit statuses for risk oversight and compliance purposes.

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    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
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    2 views3 pages

    IC Vendor Risk Management Audit Framework 10772

    Uploaded by

    fauzeeyah adepoju
    The document provides a template for tracking vendor risk management information. It includes sections for vendor details, required documentation, and notes. There is also a separate vendor documentation template that lists various risk management policies, processes, and reports that should be collected from vendors and monitored over time. The templates allow an organization to catalog information about vendors, assigned responsibilities, documentation locations, review dates, and audit statuses for risk oversight and compliance purposes.

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    © All Rights Reserved
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    VENDOR RISK MANAGEMENT AUDIT FRAMEWORK TEMPLATE

    VENDOR INFORMATION REQUIRED DOCUMENTATION


    NOTES
    No. VENDOR NAME LAST AUDIT DATENEXT AUDIT DATE VENDOR TYPE VENDOR PURPOSE RISK RATING PROCESS AND PROCEDURES REPORT DOCUMENTATION

    1 MEETS EXPECTATION

    10

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    VENDOR DOCUMENTATION TEMPLATE
    Ref. No. DOCUMENTATION DESCRIPTION ASSIGNED TO DOCUMENT LOCATION DATE LAST UPDATED NEXT REVIEW DATE STATUS

    1 Risk Assessment

    1.1 Risk Rating

    1.3 Vendor Categorization

    1.4 Vendor Questionnaire

    2 Risk Management Policies

    2.1 HR Security

    2.2 Environmental Security

    2.3 System Security

    2.4 Data Security

    2.5 Access Control Requirements

    2.6 Vendor Management Program

    2.7 Disaster Recovery

    2.8 Compliance Requirements

    3 Process and Procedures

    3.1 Vendor Management Review

    3.2 Vendor Due Diligence

    3.4 Metrics and Reports for Vendor Review

    4 Report Documentation

    4.1 Audit Reports

    4.2 Financial Reports

    4.3 Controls

    4.5 Control Change Management

    5 Other

    5.1 Document 1

    5.2 Document 2

    5.3 Document 3

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