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224 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 49, NO.

2, MAY 2007

Review of New Developments in the Modeling


of Lightning Electromagnetic Effects on
Overhead Lines and Buried Cables
Michel Ianoz, Fellow, IEEE

(Invited Paper)

Abstract—In the last 20 years, the widespread use of sensitive one high-voltage and several distribution transformers exploded
electronic devices has increased the interest in transients, in par- during a heavy thunderstorm, leaving 11 000 people without
ticular those caused by lightning (direct and/or indirect). After electricity for 24 h, is symptomatic for the impending danger
a short review of the modeling methods achieved in the last 25
years for indirect lightning electromagnetic effects and the valida- of lightning, in particular as it occurred in a highly developed
tion of these models using electromagnetic pulse simulators and country [1]. This case has also shown that the interruption of
triggered lightning, this paper focuses on four significant new de- information and electric supply in a modern society can have
velopments in this field achieved in the last years. They concern severe consequences. A lightning stroke in the proximity of a
the decontamination of the natural lightning current from mea- big hotel in Lausanne, Switzerland, induced a voltage in the
surements on elevated structures, the possibility of using statisti-
cal methods to infer lightning current values from electric field satellite antenna and destroyed the TV sets in the building. Sev-
measurements of lightning-detection systems, and the calculation eral years ago (July 11, 2002), direct lightning strokes on trees
of field-to-transmission line coupling to complex networks and to during heavy thunderstorms caused accidents in Germany; an-
shielded cables. These numerical calculations today permit ap- other stroke on an ammunition storage near the town of Samara,
proximative solutions and effect orders of magnitude helpful for Russia, triggered a big explosion [2].
a correct electromagnetic compatibility design for very complex
configurations to be obtained. Measured data on lightning-induced voltages have been ob-
tained and published by different authors. For overhead power
Index Terms—Electromagnetic effects, lightning, shielded lines, a measurement performed on an unergized distribution
cables, tall structures.
line of 13 kV in Mexico shows a peak voltage of about 45–
50 kV induced by a lightning stroke of unknown intensity and
I. INTRODUCTION location [3]. A two-year survey of lightning-induced voltages
N THE last 15–20 years, the widespread use of sensitive on telecommunication lines has been performed in the 1990s
I electronic devices in data-transmission networks, in power
system equipment (circuit breakers, disconnectors, control and
by the Centre National d’Etudes des Télécommunications in
France [4]. A total number of 16 000 short events (lightning
protection circuits), and in household appliances has increased pulses on the telecommunication line, lightning and/or switch-
interest in transients. Transients caused by lightning (direct ing pulses on the mains) have been recorded at nine sites during
and/or indirect) can be one of the major causes of malfunc- the measurement period. From these events, 27 peak values
tion or even destruction of electrical equipment. In particular, exceeded 1.5 kV, with a maximum value of 3.5 kV, which rep-
lightning-induced voltages, which can cause microinterruptions resents a dangerous value for any kind of telecommunication
of the power supply or disruption in telecommunication or data- equipment.
transmission networks during thunderstorms, have been seri- The interaction between lightning and installations can be
ously revisited due to the increasing demand by customers for any one of the following.
good quality in the power supply and reliability in the trans- 1) Direct, if a lightning stroke directly hits a line connected
mission of information. The opening of the telecommunication to the installation or the equipment.
market, followed now by that of the electrical power is only 2) Indirect, if the strike is at a distance and the currents
accelerating this trend. are induced by the electromagnetic field generated by the
There is no clear evidence in the power system literature lightning discharge.
about the relation between the number of outages during thun- In recent years, significant progress has been achieved in
derstorms and lightning flash density in the proximity of the modeling the lightning discharge in the return-stroke channel,
failure place. However, a case reported in Sweden, in which the field-to-transmission line coupling, and to some extent, also
in nonlinear protection element modeling. This progress gives
Manuscript received January 30, 2007. the possibility to estimate, on one hand, the level of overvoltages
The author, retired, was with the Power System Laboratory, Swiss Federal caused by direct lightning strokes on lines or grounding wires,
Institute of Technology of Lausanne, CH-1015 Lausanne, Switzerland He is or induced by nearby lightning electromagnetic fields, and on
currently an Honorary Professor at the Swiss Federal Institute of Technology of
Lausanne (e-mail: michel.ianoz@epfl.ch). the other hand, the efficiency of different protection concepts by
Digital Object Identifier 10.1109/TEMC.2007.897149 using numerical calculations.

0018-9375/$25.00 © 2007 IEEE


IANOZ: REVIEW OF NEW DEVELOPMENTS IN THE MODELING OF LIGHTNING EM EFFECTS 225

produced by the lightning discharge, which is the second step


in modeling the indirect effects of the lightning strokes.
These models specify the spatial–temporal distribution of the
channel current based on the current at the channel base, since
it is only the channel-base current that can be measured directly
and for which experimental data are available [11]. In these
models, the return-stroke current can be simply related to the
specified channel-base current. They have been conceived to
describe the field change due to the return-stroke phase, the
total return-stroke field being the sum of the return-stroke field
change plus the final value of the field produced by the preceding
leader phase [6]. These models are also called “engineering
models” due to their simplicity that permits the return-stroke
Fig. 1. Schematic representation of the lightning electromagnetic field cou-
pling to a multiconductor line. current to be related to a channel-base current known from
measurements in a straight form [10].
The most popular of these models are probably the trans-
After a review of the modeling methods of indirect lightning mission line (TL) model [12], the traveling current source
electromagnetic effects achieved in the last 20 years, this paper (TCS) model [13], the modified TL (MTL) model [14]–[16],
will concentrate on a few developments obtained recently. the Diendorfer–Uman (DU) and the modified Diendorfer–Uman
1) The problem of lightning strikes on tall constructions, like (MDU) models [17], [18]. All these models have been analyzed
telecommunication towers. in detail in [7], and it is concluded that, for most engineering
2) The estimation of lightning peak currents from measured coupling calculations, any one of the models is adequate. They
fields using lightning location systems (LLSs). all produce fields that are reasonable approximations to available
3) The modeling of lightning-induced voltages on complex measured fields from natural lightning and are within a factor
distribution systems. of 2 or so of each other. This conclusion is also supported by
4) The modeling of coupling to shielded cables. the results published in [19], where the aforementioned models
are compared on the basis of simultaneously measured channel-
II. REVIEW OF THE MODELS USED TO COMPUTE LIGHTNING base currents, return-stroke speeds, and electric fields at about
ELECTROMAGNETIC EFFECTS ON OVERHEAD 5 km from triggered lightning in Florida.
LINES AND CABLES In order to use the “engineering models,” the knowledge of
To analyze the effects of indirect lightning strikes on trans- the lightning current at the channel base is needed.
mission lines or various kinds of circuits, it is necessary to go A large number of natural lightning currents have been mea-
through the following steps. sured by Berger during the 1950s and 1960s, at a station based at
1) The development of lightning return-stroke models, which Monte San Salvatore in south Switzerland [20]. These measure-
means the modeling of the spatial–temporal distribution ments remain the largest collection of data. Peak distributions
of the current in the lightning channel. for negative first strokes, negative subsequent strokes, and pos-
2) The calculation of the electromagnetic field radiated by itive strokes as well as typical wave shapes for the first and
such a current distribution including propagation effects subsequent strokes, based on Berger’s measurements, can be
over a soil with finite conductivity. found in [21].
3) The evaluation of the voltages resulting from the coupling One of the main problems pertaining to the measurement of
between the electromagnetic field and the line conductors. natural lightning currents is the contamination due to the ele-
A schematic view of the coupling of the field due to the vated structures on which these measurements are performed.
lightning discharge to a multiconductor line is shown in Fig. 1. This point will be discussed in what follows as significant
This modeling procedure has been successfully initiated by progress has been achieved in the last years permitting the de-
Master and Uman in 1984 [5] and widely used in the following contamination of these measurements.
years (for an exhaustive review, see, for instance, [6]–[9]). Vali- Before discussing these developments, we will describe a
dation by comparison with experimental data and experimental short review of the modeling of lightning electromagnetic effects
simulation will be discussed later in this paper. by presenting the achievements pertaining to the two remaining
steps, i.e., the field propagation over the ground and the field-
to-transmission line coupling.
A. Lightning Return-Stroke Current Models
Many return-stroke models have been developed during the B. Electromagnetic Field Propagation Over the Ground
last 30 years. As proposed by Rakov [10], they can be classified By regarding the lightning channel as an antenna over a per-
as a function of their sophistication in describing the physical fectly conducting plane and by solving Maxwell’s equations in
process that takes place in the lightning discharge. Here, we will terms of retarded scalar and vector potentials, equations for the
review only the most-used models for practical calculations as electromagnetic fields can be obtained [22], in which the light-
they permit a quite good estimation of the electromagnetic field ning current distribution as a function of height and time needed
226 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 49, NO. 2, MAY 2007

The equivalent coupling circuit described by (1)–(4) is shown


in Fig. 3.
From a conceptual point of view, the difference between the
aforementioned model for a single line and a multiconductor
line model is just quantitative, the unique voltage and current
propagating on the line, and the respective field components
being replaced by vectors and the unique line parameters (re-
sistance, inductance, and capacitance) by matrices of self- and
mutual inductances and partial capacitances between the lines
Fig. 2. Geometry used for the calculation of overvoltages induced in a trans- and between the conductors and the ground.
mission line by an incident electromagnetic field. Further details concerning the deduction of the equations for
a single line and their forms for multiconductor lines known as
the Baum–Liu–Tesche (BLT) equation and its solution can be
found, for instance, in [30].
Different codes using these models for plane wave [high-
altitude EMP (HEMP)] coupling have been developed in the
frequency and time domain. Specific codes applied to the light-
ning electromagnetic effects have been written at the University
of Florida [31], by Tesche (LCC: lightning coupling calculation)
Fig. 3. Equivalent “coupling” circuit describing the electromagnetic coupling
between an incident electromagnetic field and a transmission line. [30], at the Centre National d’Etudes des Télécommunications
in France [32], at the University of Uppsala in Sweden [33],
for these expressions is given by the return-stroke models men- at the Central Research Institute of Electric Power Industry,
tioned previously. Tokyo [34], and at Tokyo and Shizuoka Universities [35] in
An exhaustive presentation of the calculation methods of the Japan.
electric and magnetic field components due to the lightning The previously discussed return-stroke and coupling mod-
channel has been presented by the author in [9]. els have been translated into the computer program lightning-
induced overvoltages (LIOV) [6], developed in parallel at the
C. Field-to-Transmission Line Coupling Models University of Bologna and at the Swiss Federal Institute of
Technology of Lausanne in the framework of an international
The development of field-to-transmission line coupling mod- research collaboration (www.ing.unibo.it/die/liov/).
els started in the 1970s to calculate the effects of electromagnetic
pulse (EMP) on transmission lines (see, for instance, [23]).
It has been shown [24], [25] that among the various coupling
models that are commonly adopted in the power literature to III. VALIDATION OF THE FIELD-TO-TRANSMISSION
describe the coupling between lightning return-stroke fields and LINE COUPLING MODELS
overhead lines, only the model by Agrawal et al. [26] and its The validation of the electromagnetic field coupling to lines,
equivalent formulations [27]–[29] are to be considered rigorous or circuits, concerns different models like those for straight par-
within the limits of the TL approximation. allel lines, tree-shaped networks or circuits, nonlinear protection
Recall that the Agrawal model is expressed by the following elements, and for shielded cables.
equations (see Figs. 2 and 3 for the parameter definition): Independent of the source type and the kind of situation to
∂us (x, t) ∂i(x, t) be simulated, the mathematical modeling of the coupling pro-
+ R i(x, t) + L = Exi (x, h, t) (1) cess is similar, which means that, if the model is validated, the
∂x ∂t
∂i(x, t) ∂us (x, t) conclusions will reasonably apply to different kinds of sources,
+ G us (x, t) + C  = 0. (2) circuits, or protection elements. As explained in the previous
∂x ∂t
section, the coupling modeling has been achieved using the
The Agrawal model is written in terms of a scattered voltage Agrawal model based on the TL approximation. The first way
us (x, t). The total voltage u(x, t) is given by the sum of the to validate the method is to compare the results given by the TL
scattered voltage us (x, t) and the so-called incident voltage1 approximation and by scattering theory that can be considered
 h as an “exact” method [36]. A new method of calculation based
ui = − Ezi (x, z, t)dz ≈ −Ezi (x, 0, t)h. (3) on an iterative process that corrects the TL approximation has
0
been proposed [37]. By using this approach, it is shown that af-
Thus ter one or two iterations, the extended Agrawal model can give
u(x, t) = us (x, t) + ui (x, t). (4) very accurate results with respect to the “exact” approach based
on the scattering theory.
1 The total field is given by the sum of the incident fields E and B , namely
Another way of validation is the comparison with measure-
i i
the field radiated by the channel plus the ground-reflected field, and the scattered ments. This has been done using either EMP simulations or
field. triggered and natural lightning electromagnetic fields.
IANOZ: REVIEW OF NEW DEVELOPMENTS IN THE MODELING OF LIGHTNING EM EFFECTS 227

Fig. 4. Tree-shaped structure in the SEMIRAMIS EMP simulator (reproduced


from [40]).

Fig. 6. Relative position of the three-phase test line under the EMP simulator
(reproduced from [41]).

Fig. 5. Comparison between calculation with the Agrawal model and mea-
surement in the SEMIRAMIS EMP simulator for the EM field coupling on a
network (reproduced from [40]).

A. Validation Using EMP Simulators Fig. 7. Example of comparison between calculation and measurement of cur-
The use of EMP simulators to validate lightning electromag- rent induced at one extremity of the grounding wire (adapted from [41]).
netic effects by a comparison between theory and experiment
can be considered as satisfactory for a perfectly conducting The test line was then installed under a half-loop hybrid
ground [12], [38] and quite reasonable for a soil with finite con- radiated-wave EMP simulator of the Centre d’Etudes de Gra-
ductivity [32]. The case of a perfect conducting ground was sim- mat, France, which is 150 m large (diameter of the half-loop)
ulated using the bounded-wave EMP simulator SEMIRAMIS of and 30 m high (Fig. 6). This simulator produces a horizontally
the Swiss Federal Institute of Technology of Lausanne in which polarized field along 30 m of the line [41].
the field is a very uniform plane wave in a defined working vol- Here, we show an example of the comparison for the current
ume [39]. A tree-shaped circuit was installed inside the working induced at the extremity of the grounding wire (see Fig. 7) [41].
volume of the simulator, as shown in Fig. 4 [40]. It can be seen that while the wave shapes of the two curves are
Fig. 5 shows the comparison between a calculation performed in good agreement, there is a disagreement of about 23% in the
using the Agrawal coupling model and the measurement of the peak values. This difference can be explained by considering
current induced on one end of the branched circuit illuminated in that the calculation is performed assuming a uniform incident
the SEMIRAMIS simulator. The excitation field in the working field intensity of 25 kV/m, while in reality, the field is decreasing
volume of the simulator had a time of rise of about 10 ns, a at the line extremities. On the other hand, a correct simulation
decay time of about 250 ns, and a peak value of the vertical of the earthing of the grounding wire at the two ends and the
electric field component of 50 kV/m. value of the ground conductivity are two error sources that are
As seen in Fig. 5, the agreement between calculation and difficult to avoid.
measurement shows a satisfactory agreement [40].
For performing the comparison for soil with finite conductiv-
B. Validation Using Natural and Triggered Lightning
ity, a model of a three-phase line with or without a grounding
conductor was built. The induced current measurements were To test the coupling models, the use of actual lightning fields is
made on a 30-m-long, 3-m-high overhead test line mounted on complicated by the intrinsic difficulty in performing a controlled
plastic material supports and open circuited at both ends. A experiment.
grounding wire short-circuited at both ends was also fixed at a Triggered lightning that gives the possibility to simultane-
height of 50 cm above the wire. ously measure the channel-base lightning current, the electric
228 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 49, NO. 2, MAY 2007

tubes, metallic varistor, or protective diodes. Models of such


elements using the current–voltage characteristic have been de-
veloped and validations have been performed [46], [47]. Fur-
ther work is needed in which models for nonlinear protection
elements existing in the Electromagnetic Transients Program
(EMTP) and the link between coupling codes and EMTP (see
Section IV-C) must be used.

IV. NEW DEVELOPMENTS


In what follows we will introduce and discuss the four points
on which significant progress has been achieved in recent years,
as outlined in Section I. The first two developments pertain to
the ways of obtaining as accurate as possible lightning current
values at the channel base, in order to use them in the “engineer-
ing models.” The other two points that will be discussed are the
achievements in simulating by numerical methods the lightning
electromagnetic field coupling to structures more complex than
straight parallel lines.
Fig. 8. The principle of triggered lightning.
A. Decontamination of the Lightning Current Measurement on
Elevated Structures
1) Effect of Elevated Structures: Berger has measured the
lightning current hitting a relatively low tower (70 m height)
situated in the Alps, but measurements in recent years have been,
in general, performed on high structures like telecommunication
towers often hit by lightning. These were the Ostankino tower
in Moscow [48], the Italian telecommunication tower [49], the
Preissenberg tower in Germany [50], or the CN tower in Toronto
[51]. In 1998, Guerrieri et al. [52] observed that the statistics of
channel-base lightning currents based on measurements on high
Fig. 9. Comparison between (a) measurement and (b) calculation of the volt-
age at the east end of the line (adapted from [45]). towers may contain errors due to the reflection of the current at
the tower bottom.
or magnetic field at different distances, and the voltage or current Differences in the shape and peak current value in record-
induced on a line situated at proximity of the stroke represents ings performed at different heights of the Ostankino tower have
a powerful method to validate the whole modeling process of already been reported nearly 20 years before by Gorin and
lightning electromagnetic effects. Triggered lightning facilities Shkilev [53] in 1977, but since their papers were published in
have been created in several countries [42]–[44]. Russian language, they remained unknown to the world light-
The principle of triggering lightning strokes by launching ning community. Gorin and Shkilev emphasized the mismatch
small rockets to which a wire is attached, in a thunderstorm between the impedance of the lightning channel (from 600 Ω
clouds, is shown in Fig. 8. A comparison between the voltage to 2.5 kΩ), the characteristic impedance of the tower of about
induced at one end of an aerial line situated at a few tens of 300 Ωs and the grounding resistance, with a low frequency value
meters from the launching pad of the rockets and calculations of 0.2 Ω. These mismatches give reflections, and the whole struc-
performed with the recorded lightning current is shown in Fig. 9 ture behaves like a distributed circuit [54]. Fig. 10, adapted by
[45]. Rakov [54] from Gorin and Shkilev [53], shows the different
From the various results obtained from validations using dif- currents at different heights.
ferent methods, it can be concluded that, as far as the envi- 2) Modeling of the Elevated Strike Object: In order to nu-
ronment is well controlled like in a bounded wave simulator, merically simulate the effect of the elevated strike object and
the coupling calculations give very close results compared to to decontaminate by calculation the experimental data obtained
measurements. When the environment is not under control, like by measurements on high telecommunication towers stroke by
for the radiated-wave simulator or for lightning, parameters like lightning, it was necessary to develop a model of the elevated
uncertainties about the ground conductivity value, the presence structure [55].
of trees, and other objects in the vicinity of the line that can One approach was to consider the structure as a transmission
give reflections of the field, give differences in the calculation. line divided in several sections, which permits the nonuniformi-
The validation of the line or circuit model terminated by ties of the object to be included in the model [56], [57].
nonlinear protection elements concerns not only the field-to- An experimental validation of this model was performed by
transmission line coupling but also the models of gas discharge Bermudez et al. [58]. A reduced scale structure of the Toronto
IANOZ: REVIEW OF NEW DEVELOPMENTS IN THE MODELING OF LIGHTNING EM EFFECTS 229

Fig. 10. Return-stroke current waveforms of upward negative lightning


recorded near the top (at 533 m), in the middle (at 272 m), and near the bottom
(at 47 m) of the 540-m-high Ostankino television tower in Moscow (from [54],
where it was adapted from [53]).

CN tower was build up in the laboratory, and signals with a


narrow pulsewidth of 500 ps were injected in the model. An
overall agreement for the early-time response with the measured
results was obtained with a one-section model, while a three-
section scaled structure has reproduced the experimental data
quite accurately [55].
By performing finite-difference time-domain (FDTD) sim-
ulations on this model, Baba and Rakov have shown that the
waveguide properties of the tower regarded as a biconical an-
tenna depend on the direction of propagation of the lightning
current [59]. The current suffers no attenuation while traveling
from the tower top to the bottom, but the attenuation is sig-
nificant for a travel in the opposite direction. These results are Fig. 11. Tall tower model. (a) Reflection coefficients of the tall tower stroke
important because they render questionable the validity of the by lightning. (b) Equivalent circuit of the lightning channel and the tower
reflection coefficient at ground level determined from measure- (reproduced from [65]).
ments of the current at the top of the tower [55]. the top of the tall object. The current distribution along the
3) Modeling of the Elevated Structure Effect: Different au- lightning channel is expressed in terms of the so-called undis-
thors have tried to estimate the reflection coefficients at the turbed current I(t), the object height h, and the current reflection
top and bottom of towers [60]–[62]. Rakov [54] presents an ex- coefficients at the top and bottom of the object ρt and ρg . The
haustive discussion on the influence of tall towers on the current, “undisturbed” current is the current that would be measured at
current derivative, and radiated electric and magnetic fields. the tower top if the reflection coefficients were equal to zero.
In a more recent paper, Rakov [63] has estimated that, for The relation between the current injected into the tower
subsequent strokes, there is a difference of about 10% between iT0 (h, t) and the “undisturbed” current i0 (h, t) has been deduced
the peak current measured at an ideally grounded object of by Bermudez et al. [65] as
negligible height (h = 0) and at the top of the Berger’s tower
(h = 70 m). iT0 = (1 − ρt )i0 (h, t) (5)
Rachidi et al. [64] have proposed an extension of the “engi-
with ρt being the reflection coefficient at the tower top.
neering” models introducing the elevated strike objects.
An expression to extract the “undisturbed” current has been
The effect of a tall structure is analyzed in detail in a exhaus-
proposed by Guerrieri et al. [52] as follows:
tive paper by Bermudez et al. [65]. The reflection coefficients are
defined in Fig. 11(a) and the equivalent circuit of the lightning 1 2h
i0 (h, t) = i(h, t) for t < (6)
channel and the tower in Fig. 11(b). 1 − ρt c
A distributed-source representation of the return-stroke chan-
1  n−1 n
k
nel has been used by Bermudez et al. [65]. This new approach 1
i0 (h, t) = i(h, t) − ρ ρg (1 − ρt )i0
has permitted a generalization of various return-stroke models 1 − ρt 1 − ρt n=0 t
in order to take into account the lightning return stroke to tall  
2nh 2kh 2(k + 1)h
towers. × h, t − for <t< .
This approach does not use the assumption that identical c c c
current pulses are injected both upward and downward from (7)
230 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 49, NO. 2, MAY 2007

Here, ρg is the reflection coefficient at the bottom of the tower, As expected, the calculation of the current distribution along
at ground level. the tower and along the channel at different time instants, as
In the time domain, it is possible to express the current at any predicted by each considered current model (see Section II-A),
height “z” of the tower as a function of the current injected into have shown the following.
the tower iT0 and the constant reflection coefficients ρt and ρg 1) The current distribution along the tower is independent of
by using relations (5)–(7). the model [55].
However, as the reflection coefficients are frequency de- 2) All the models present a discontinuity at the front.
pendent, the expression for the current at a height “z” must The calculated results show a better effect of the current
be written in the frequency domain as a function of ρt reflection at the top and the bottom of the tower as compared to
(ω) and ρg (ω), and then, transformed in the time domain the measurements of Gorin and Shkilev (Fig. 10). The current
[65]. at the tower base has a higher peak value due to the contribution
If the reflection coefficients ρt (ω) and ρg (ω) can be deter- from the reflected wave at the ground level [71].
mined, the “undisturbed” current can be directly inferred in the This concentration of efforts in recent years to find the meth-
frequency domain from the measured current I(z, ω), and then, ods for decontaminating the lightning currents measured on tall
transformed in the time domain. structures should permit to have reliable values for the channel-
Bermudez et al. [86] have proposed a method for the de- base current and to continue to use the “engineering models”
termination of the ground reflection coefficient ρg (ω) based for indirect lightning effect calculations.
on two simultaneous current measurements, and an estimation
of the top reflection coefficient ρt (ω) based on an extrapolation
technique using measured current waveforms at the top of the B. Estimation of Lightning Peak Currents Using LLSs
tower. In the paper, it is shown that, at the top of the tower, it It is known that LLSs permit the calculation of accurate val-
is not the reflection coefficient as a function of frequency, but ues of the peak electric or magnetic fields. For determining
only an approximative, frequency-independent expression that lightning current values from such measurements, a relation be-
can be determined. tween the electric field and the current must be found. Even if
An original way to determine these coefficients was intro- such estimations cannot completely replace the measurements
duced by the same authors in [65]. This method is based on of lightning currents on elevated structures, the knowledge of
an adaptation of genetic algorithms proposed by Bermudez peak current values can help the decisions pertaining to mitiga-
et al. [66]. tion and choice of protection level for different installations in
The idea of applying the biological principle of natural evo- different locations on the earth.
lution to artificial systems has been introduced at the end of the Estimation methods have received an increased attention in
1980s. The genetic algorithms used for the calculation of vari- the last few years due to the widespread use of lightning-
ous parameters are often also called “evolutionary computation” detection systems. Deterministic approaches have permitted ex-
(see, for instance, [67]). pressions relating the far electromagnetic field to the currents at
To use this technique, the expression of the “undisturbed” cur- the channel base, for some return-stroke models to be found [72].
rent i0 (h, t) is written as the sum of two functions introduced by All these expressions involve a certain number of parameters
Heidler in 1985 [68]. The genetic algorithm gives the possibility such as the return-stroke speed, which, in most practical cases,
to extract the reflection coefficients and the parameters needed is unknown. The speed value must, therefore, be estimated but
to determine the Heidler functions from the experimental cur- it differs from stroke to stroke exhibiting a large statistical
rent data measured simultaneously at two different heights of variation [73]–[75]. Due to this large speed variation, the idea
the tower. was to use statistical approaches. This kind of approach was
An alternative approach to the Rachidi and coworkers’ dis- supported by the fact that the large number of existing lightning-
tributed source representation [64], [65] was proposed by Baba detection systems permit to acquire a large number of the mea-
and Rakov [69], [70]. They have used a lumped series voltage sured data.
source at the junction between the lightning channel and the Such an approach is introduced by Rachidi et al. [76]. In the
strike object. Such a representation respects appropriate bound- paper, the authors apply the method to the TL lightning current
ary conditions at the attachment point. model, but as emphasized in the paper, the method can also be
The generalization of various return-stroke models in order used for more complex lightning current models.
to take into account the lightning return stroke to tall towers, For the TL model, the far electric field peak value is related
using the models proposed in the works of Rachidi et al. [64] to the lightning current peak value by
and Bermudez et al. [65], [66], has permitted to perform an-
alytical calculations of the effect of elevated structures on the υ
E= I. (8)
lightning current shape and to compare these results with the 2πε0 c2 r
measurements performed by Gorin and Shkilev on the Ostank-
ino tower (see Fig. 10) [53]. The calculatioins were performed in The authors have determined the estimate of the probability
a work by Pavanello et al. [71]. The simulation was performed density function (pdf) of the electric field ηE as a function of
on a 168-m-high tower (the height of the Preissenberg tower in the pdfs of the return-stroke speed and current, ην and ηI , and of
Germany). the standard deviation functions σν and σI of the same values,
IANOZ: REVIEW OF NEW DEVELOPMENTS IN THE MODELING OF LIGHTNING EM EFFECTS 231

as
1 1
ηE ∼
= 2
ηv ηI + ρvI σv σI . (9)
2πεo c r 2πεo c2 r
If any correlation between current peak and return stroke is
neglected, relations (8) and (9) become
1
ηE ∼
= ηv ηI . (10)
2πεo c2 r
It can be seen that relation (10) has the same form as (8). The
author’s comment is that this similarity gives “to some extent
a theoretical justification” to the use of LLSs to determine a Fig. 12. Interface between a single-phase LIOV line and the EMTP96 or
statistical lightning peak current value from the measured elec- Matlab–SPS model of its left termination, accomplished by means of a lossless
Bergeron line (reproduced from [81]).
tric fields. This means that it is possible to obtain channel-base
lightning current values using the following.
1) The high number of electric field peak values measured
by the LLSs all over the world.
2) A reasonable rich data of return-stroke speed values mea-
sured in different locations than the current measurements,
provided that the dispersion of these values is contained
in reasonably small limits.
In this way, the statistical method proposed by the au-
thors [76] permits to estimate the channel-base current values
to be used in the “engineering models” of the spatial–temporal
distribution of the current in the lightning discharge, needed
to determine lightning-induced voltages in various types of
Fig. 13. Comparison between simulated and measured induced currents at one
installations. By using appropriate data from LLSs from observation point of the network. Network termination: one end short-circuited,
different locations on the earth, it is possible to focus, in a more three ends open circuit (reproduced from [81]).
precise way, on the right current values for the mitigation of
installations in a particular region.

C. Extension to Networks With Several Branches


The field-to-transmission line coupling equations can be ap-
plied not only to straight parallel lines but also to tree-shaped
networks with several branches. Different approaches in this
sense have been presented in the literature [40], [46], [77], [78]. Fig. 14. Distribution line illuminated by a return-stroke lightning electromag-
In order to take into account the presence of more complex netic field.
types of terminations, line discontinuities, or complex system
topologies, the LIOV code has been interfaced with the EMTP96
and with Matlab–SPS [79]–[81]. The network was placed under an EMP simulator and illumi-
The link between LIOV and EMTP achieved in collaboration nated by the plane electromagnetic wave typical of this kind of
between the University of Bologna and the Swiss Federal In- installation. The voltages induced in different points of the net-
stitute of Technology of Lausanne is based upon the following work have been measured. By using the measured electric field
principle: distribution lines are considered as formed by a num- under the simulator in the absence of the network, a numerical
ber of line segments similar to those schematically represented simulation with LIOV linked to the two aforementioned codes
in Fig. 12. was performed and the calculated voltages were compared to the
The various line segments are interconnected by means of measured ones. As shown in Fig. 13, the agreement is very good.
shunt impedances or nonlinear devices (surge arresters) to form Fig. 14 shows an example of an overhead distribution line
a typical distribution line. including the presence of a power transformer and two surge
The idea is to leave the task of solving the transmission line arresters (see [82] for further details, including the modeling of
coupling equations to the LIOV program for each of the line seg- the various power components).
ments, and the task of solving the boundary conditions involving The overvoltages induced by a typical subsequent return
complex differential equations to EMTP96 or to Matlab–SPS. stroke (peak value of the channel-base current equal to 50 kA
The validation of the LIOV–EMTP96 or of the LIOV– and maximum time derivative of 43 kA/ µs) at three points of
Matlab–SPS links has been achieved using a complex network the line, calculated using the LIOV–EMTP link, are shown in
of 24 lines. Fig. 15.
232 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 49, NO. 2, MAY 2007

Fig. 15. Overvoltage calculated at three points (L, M, and K) of the overhead
distribution line shown in Fig. 14, ignoring the presence of the surge arrester
located at point K (adapted from [83]).

The stroke location is equidistant from the line termination Fig. 16. Experimental arrangement at camp Blanding. (a) Different positions
of the mobile launcher with respect to the buried cable. (b) Buried cable setup
and at 50 m from the line center. By using the aforementioned (reproduced from [93]).
approach, it is possible to simulate and analyze the effect of
protection elements installed at the entrance of a substation.
[89]. The method used a lightning-induced voltage numerical
This analysis has shown (Fig. 15) that if the protection device
calculation, similar to LIOV linked to EMTP. It was validated by
(surge arrester) is efficient with respect to the relevant equip-
comparison with measurements under an EMP simulator [89].
ment, other points along the line can still remain at high potential
Significant advances have been achieved in the last two years
creating a danger of flashover across the insulator chains and by
by Petrache et al. [90], who have also combined the time- and
consequence microinterruptions [83].
frequency-domain approaches in several steps to solve the prob-
The link between a coupling code and EMTP allows a more
lem of lightning-induced currents in buried shielded cables.
accurate estimation of lightning-induced voltages on realistic
The model is implemented in two computer codes. The first
distribution lines, since now all the models of power system
one is a time-domain code that solves the coupling between
components contained in the EMTP library are promptly avail-
the electromagnetic field and the sheath of a buried shielded
able. Other EMTP-linked coupling codes have been proposed
cable. The computation of the lightning electromagnetic field
by other authors [84]–[86].
in the ground was performed using Corray’s expression [90],
[91]. The calculated current is transformed and used as an input
D. Coupling of Lightning Electromagnetic Field to
into a frequency-domain code that also contains the measured-
Shielded Cable frequency-dependent transfer impedance.
1) Computation Method: Shielded cables are frequently Also, by using the link to the EMTP code that was mentioned
used to protect telecommunication lines against electromagnetic under Section II-C, complex terminations of the sheath can also
disturbances. In most of the today’s power network substations, be taken into account [90].
shielded cables are also used for data-transmission lines. 2) Experimental Validation: The experimental validation of
The first attempts to calculate currents induced by external the previously described calculation method was performed us-
electromagnetic fields on inner conductors protected by a sheath ing the rocket triggering lightning [92] at the Camp Blanding
have been made for EMP studies in the late 1970s [87] and facility in Florida. The results of this validation were presented
separately in the early 1980s [30], [88]. in a paper by Petrache et al. [93].
The main problem when dealing with shielded cables is the The measurements of the current induced by the lightning dis-
determination of the transfer impedance. Despite several ana- charge were performed on a buried coaxial 15 kV power cable,
lytical expressions proposed for the calculation of the transfer both in the cable sheath and in the inner conductor. Simultane-
impedance of braided cables, like those of Tyni, Demoulin, or ously, the horizontal magnetic field above the ground and the
Kley [30], measurement remains today the only method to ob- lightning current at the channel base have also been measured.
tain a reliable result. The triggering rockets were launched from a mobile launcher
Another problem that must be faced is the fact that, in par- placed in different positions with respect to the buried cable. The
ticular for the calculation of lightning electromagnetic effects, different launching points and the cable position are indicated
the time-domain approach is more convenient, while the transfer in Fig. 16(a).
impedance can be measured and expressed only in the frequency The ways in which the buried cable was installed, termi-
domain. nated, and the instruments used for the measurement of the
The first attempt to propose a combined time- and frequency- horizontal component of the lightning magnetic field are shown
domain method has been presented in 1999 by Orzan et al. in Fig. 16(b).
IANOZ: REVIEW OF NEW DEVELOPMENTS IN THE MODELING OF LIGHTNING EM EFFECTS 233

der in Canada, France, Germany, Italy, Japan, Mexico, Sweden,


Switzerland, and the U.S.
However, before drawing the conclusion, the author would
like to mention that studies on lightning are going on in many
other places. Without pretending to be exhaustive, he, therefore,
would list very briefly the following.
1) Lightning phenomena and its effects have been studied
already in the 1960s and 1970s by G. N. Alexandrov in
Leningrad (today St. Petersburg), Russia, M. V. Kostenko
from the State Technical University of St. Petersburg, and
more recently, by E. M. Bazelian, and N. I. Petrov from
the High Voltage Research Institute in Russia.
2) Studies on the direct and indirect effects of lightning have
Fig. 17. Comparison between experimental measurement and calculation for been performed in the 1970s by the group of G. Dragan
the current induced in the buried cable shield (reproduced from [93]). from the University “Politecnica” of Bucarest, Romania.
3) Studies on the effect of the return-stroke branched chan-
nel have been performed during many years by R. Zich,
G. Vecchi, and F. Canavero of the Politecnico di Torino,
Italy.
4) Studies pertaining to the lightning phenomenology have
been intensively carried out in the United States, at the
University of Florida by M. A. Uman and V. A. Rakov, at
the Philips Laboratory by C. Baum and R. Gardner, at the
Arizona University by Ph. Krider, and by J. Willett.
5) Studies on lightning current modeling have been per-
formed by A. Moini at the University Amir-Kabir from
Teheran, Iran.
6) Studies on the numerical simulation of lightning currents
injected in the grounding structure of power network sub-
Fig. 18. Comparison between experimental measurement and calculation for stations by X. Cui and his group at the North China Power
the current induced in inner conductor of the buried cable (reproduced from University of Beijing, China.
[93]).
7) Studies of lightning discharges in tropical regions by sci-
entists from Japan and Malaysia.
8) Studies by the groups of S. Visacro and A. Piantini on
The cable sheath was connected to grounding electrodes at the
lightning return-stroke characterization modeling and in-
two ends, one of 12 m and the other of 24 m length, respectively.
duced effects in Brazil.
The dc measurement of the grounding electrodes gave the values
9) Studies by H. Torres on lightning in tropical region in
of 60 and 37 Ω, respectively. The ground conductivity can vary
Columbia.
significantly in Florida due to rainfall. A value of 1.6 × 10−2 to
10) Studies on lightning protection and risk estimation by
1.8 × 10−3 S/m [19] was adopted in the calculations.
Z. Flisowski (Poland) in collaboration with C. Mazzetti
Figs. 17 and 18 present a comparison between the measure-
(Italy).
ments and calculations. Fig. 18 shows the comparison between
11) The European COST Action P18 “The Physics of Light-
the current induced in the cable shield by a first return stroke
ning Flash and its Effects” with the participation of
of a single-stroke flash recorded on August 18, 2002, in strike
five countries, Sweden, Switzerland, Austria, France, and
location 1 [see Fig. 16(a)]. Fig. 20 shows the comparison be-
U.K., is also going on (2005–2009).
tween the current induced in the inner cable conductor by the
third return stroke of a four-stroke flash recorded on July 22,
2003, in strike location 2 [see Fig. 16(a)].
VI. CONCLUSION
V. LIGHTNING STUDIES ALL OVER THE WORLD During the last few years, new developments have led to
This paper reviewed the basic approaches to simulate indirect a remarkable progress in the modeling of lightning indirect
lightning, or electromagnetic effects, and to emphasize a few effects. The use of natural and triggered lightning or of EMP
subjects on which a remarkable progress has been achieved in simulators has validated different numerical simulation models.
recent years. Progress for a better modeling of these effects will surely be
Many centers all over the world, where research on lightning achieved in the future. One very important parameter for the
is performed, have been referred to directly or indirectly through simulation is the ground conductivity, as shown, for instance,
the references of the paper. These centers are in alphabetical or- in [38]. However, this value cannot be determined with enough
234 IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY, VOL. 49, NO. 2, MAY 2007

precision along long lines or cables. Ways for improving the [11] C. A. Nucci, G. Diendorfer, M. A. Uman, F. Rachidi, M. Ianoz, and
determination of its value will probably be found. C. Mazzetti, “Lightning return stroke current models with specified
channel-base current: A review and comparison,” J. Geophys. Res.,
Lightning will always remain a natural phenomena with so vol. 95, pp. 20395–20408, Nov. 1990.
many arbitrary parameters that its perfect modeling will proba- [12] M. A. Uman and D. K. McLain, “Magnetic field of lightning return stroke,”
bly never be achieved. It should, however, be admitted today that J. Geophys. Res., vol. 74, pp. 6899–6910, 1969.
[13] F. Heidler, “Traveling current source model for LEMP calculation,” pre-
the simulation tools presented in this paper, based on an indirect sented at the 6th Symp. Tech. Exhib. Electromagn. Compat., Zurich,
approach represented by the “engineering” models, permit the Switzerland, Mar. 5–7, 1985.
estimation with a reasonable accuracy of the effects of indirect [14] C. A. Nucci, C. Mazzetti, F. Rachidi, and M. Ianoz, “On lightning return
stroke models for LEMP calculations,” presented at the 19th Int. Conf.
lightning on overhead lines and buried cables, and as a conse- Lightning Protection, Graz, Austria, Apr. 1988.
quence, an improvement in the mitigation and protection of the [15] C. A. Nucci and F. Rachidi, “Experimental validation of a modification
electromagnetic compatibility. to the transmission line model for LEMP calculations,” presented at the
8th Int. Symp. Tech. Exhib. Electromagn. Compat., Zurich, Switzerland,
1989.
[16] V. A. Rakov and A. A. Dulzon, “A modified transmission line model
ACKNOWLEDGMENT for lightning return stroke field calculations,” presented at the 9th
Int. Symp. Tech. Exhib. Electromagn. Compat., Zurich, Switzerland,
The author would like to acknowledge many years of friendly 1991.
collaboration and fruitful discussions with Dr. F. M. Tesche on [17] G. Diendorfer and M. A. Uman, “An improved return stroke model
field propagation and coupling problems. He also considers that with specified channel-base current,” J. Geophys. Res., vol. 95, no. D9,
pp. 13621–13644, Aug. 1990.
without the nearly 20 years collaboration with Dr. F. Rachidi [18] R. Thotappilil, D. K. McLain, M. A. Uman, and G. Diendorfer, “Extension
from the Swiss Federal Institute of Technology of Lausanne, of the Diendorfer–Uman lightning return stroke model to the case of a
the completion of this review would not have been possible. variable upward return stroke speed and a variable downward discharge
current speed,” J. Geophys. Res., vol. 96, no. D9, pp. 17143–17150, Sep.
The author would also like to emphasize many years of close 1991.
collaboration on this subject with Prof. C. Mazzetti from the [19] R. Thotappilil and M. A. Uman, “Comparison of lightning return-stroke
University of Rome and Prof. C. A. Nucci from the Univer- models,” J. Geophys. Res., vol. 98, no. D12, pp. 22903–22914, Dec. 1993.
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as many years of fruitful collaboration on coupling problems for field-to-transmission line coupling calculations,” Electromagnetics,
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with the NEMP Labor from Spiez (Switzerland) and Electricité [24] C. A. Nucci, F. Rachidi, M. Ianoz, and C. Mazzetti, “Comparison of two
de France are also acknowledged. coupling models for lightning-induced overvoltage calculations,” IEEE
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on overhead distribution lines,” presented at the Int. Conf. Power Syst.
Transients, Lisbon, Portugal, Sep. 3–7, 1995. Michel Ianoz (SM’85–F’96) was born in 1936. He
[83] R. Iorio, C. A. Nucci, A. Porino, and F. Rachidi, “Lightning induced volt- received the B.S. degree in electrical engineering
ages on distribution lines: Impact on distribution transformers,” presented from the Politechnic Institute Bucarest, Rumania, in
at the Symp. CIGRE EMC Power Networks, Lausanne, Switzerland, Oct. 1958, and the Ph.D. degree in nuclear physics from
18–20, 1993, Paper 300-09. the Moscow State University, Moscow, Russia, in
[84] A. Xémard, Ph. Baraton, and F. Boutet, “Modelling external electromag- 1968.
netic field,” presented at the Int. Conf. Power Syst. Transients, Lisbon, From 1966 to 1973, he worked with different Inter-
Portugal, Sep. 3–7, 1995. national Centers for Nuclear Research in Russia and
[85] T. Henriksen, “Calculation of lightning overvoltages using EMTP,” pre- Switzerland. In 1975, he joined the Power System
sented at the Int. Conf. Power Syst. Transients, Lisbon, Portugal, Sep. 3–7, Laboratory, Swiss Federal Institute of Technology of
1995. Lausanne, Lausanne, Switzerland, where was a Pro-
[86] M. D’Amore and M. S. Sarto, “An EMTP-compatible procedure for the fessor of electromagnetic compatibility (EMC) in the Electrical Department, and
evaluation of electromagnetic induced effects on power networks,” pre- was engaged in research activities concerning the calculation of electromagnetic
sented at the Int. Conf. Power Syst. Transients, Lisbon, Portugal, Sep. 3–7, fields, transient phenomena, lightning and electromagnetic pulse (EMP) effects
1995. on power and telecommunication networks, and biological effects of EM fields,
[87] E. Vance, Coupling to Shielded Cables. New York: Wiley, 1978. until he retired in 2001. He is currently an Honorary Professor. He is the coau-
[88] M. Aguet, M. Ianovici, and C. C. Lin, “Transient electromagnetic field thor of the books High Voltage Engineering and EMC Analysis Methods and
coupling to long shielded cables,” IEEE Trans. Electromagn. Compat., Computational Models. He is also the author or coauthor of about 150 scientific
vol. EMC-22, no. 4, pp. 276–282, Nov. 1980. papers, out of which about 60 papers have been published in internationally
[89] D. Orzan, M. Ianoz, and B. Nicoara, “Response of shielded cables to reviewed journals and conferences. From 1994 to 2001, he was an Associate
an external electromagnetic field excitation. Modeling and experimen- Editor of the IEEE TRANSACTIONS ON ELECTROMAGNETIC COMPATIBILITY.
tal validation,” presented at the 13th Int. Zurich Symp. EMC, Zurich, Prof. Ianoz was the Chairman of the Subcommittee 77B (HF phenomena) of
Switzerland, Feb. 16–18, 1999, Paper 36G3. the International Electrotechnical Commission (IEC) from 1997 to 2006 and the
[90] E. Petrache, F. Rachidi, M. Paolone, C. A. Nucci, V. A. Rakov, and President of the Swiss Committee of the International Scientific Radio Union
M. Uman, “Lightning-induced voltages in buried cables—Part I: Theory,” (URSI) from 1993 to 2005. He received the Distinguished Lecturer Award from
IEEE Trans. Electromagn. Compat., vol. 47, no. 3, pp. 498–508, Aug. the IEEE Electromagnetic Compatibility Society (EMCS) in 2003 and 2004.
2005. Since 1994, he has been a Fellow of the EMP. In 2000, he received the ti-
[91] V. Cooray, “Underground electromagnetic fields generated by the return tle of Doctor Honoris Causa from the Technical University of St. Petersburg,
strokes of lightning flashes,” IEEE Trans. Electromagn. Compat., vol. 43, Russia, and the title of Consultant Professor from the North China Electric
no. 1, pp. 75–84, Feb. 2001. Power University.

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