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Journal of Neurology (2022) 269:159–183

https://doi.org/10.1007/s00415-020-10362-z

REVIEW

Rituximab for the treatment of multiple sclerosis: a review


Clara Grazia Chisari1 · Eleonora Sgarlata1,2 · Sebastiano Arena1 · Simona Toscano1 · Maria Luca1 · Francesco Patti1 

Received: 4 August 2020 / Revised: 3 December 2020 / Accepted: 8 December 2020 / Published online: 8 January 2021
© Springer-Verlag GmbH Germany, part of Springer Nature 2021

Abstract
In the last decades, evidence suggesting the direct or indirect involvement of B cells on multiple sclerosis (MS) pathogenesis
has accumulated. The increased amount of data on the efficacy and safety of B-cell-depleting therapies from several studies
has suggested the addition of these drugs as treatment options to the current armamentarium of disease modifying therapies
(DMTs) for MS. Particularly, rituximab (RTX), a chimeric monoclonal antibody directed at CD20 positive B lymphocytes
resulting in cell-mediated apoptosis, has been demonstrated to reduce inflammatory activity, incidence of relapses and new
brain lesions on magnetic resonance imaging (MRI) in patients with relapsing–remitting MS (RRMS). Additional evidence
also demonstrated that patients with progressive MS (PMS) may benefit from RTX, which also showed to be well tolerated,
with acceptable safety risks and favorable cost-effectiveness profile.
Despite these encouraging results, RTX is currently approved for non-Hodgkin’s lymphoma, chronic lymphocytic leukemia,
several forms of vasculitis and rheumatoid arthritis, while it can only be administered off-label for MS treatment. Between
Northern European countries exist different rules for using not licensed drug for treating MS. The Sweden MS register reports
a high rate (53.5%) of off-label RTX prescriptions in relation to other annually started DMTs to treat MS patients, while
Danish and Norwegian neurologists have to use other anti-CD20 drugs, as ocrelizumab, in most of the cases.
In this paper, we review the pharmacokinetics, pharmacodynamics, clinical efficacy, safety profile and cost effectiveness
aspects of RTX for the treatment of MS. Particularly, with the approval of new anti-CD20 DMTs, the recent worldwide
COVID-19 emergency and the possible increased risk of infection with this class of drugs, this review sheds light on the use
of RTX as an alternative treatment option for MS management, while commenting the gaps of knowledge regarding this drug.

Keywords  Multiple sclerosis · Rituximab · Efficacy · Safety

Introduction Although T cells have been considered the major contrib-


utors to the inflammatory activity in MS, growing evidences
Multiple sclerosis (MS) has been historically considered shed light on B-cell role [4–6]. Indeed, it has been dem-
as an autoimmune disease of the central nervous system onstrated that B cells are present in MS lesions, meninges
(CNS) mediated by ­CD4+ T cells reactive to myelin antigens and cerebrospinal fluid (CSF) and can contribute to disease
[1]. According to this model, the autoimmunity processes progression through several antibody-dependent (i.e., secret-
directed to the CNS are induced by the imbalance between ing intrathecal IgG) and -independent mechanisms [7]. In
CNS-reactive effector T cells of the helper-1 (Th1) and Th17 addition to their capability to produce antibodies after dif-
type and regulatory T cells (Treg) [2, 3]. ferentiating into plasma cells B cells can also stimulate T
cells activity through antigen presentation [8], production of
Clara Grazia Chisari and Eleonora Sgarlata equally contributed to soluble neurotoxic factors [9] and switch to memory cells,
the manuscript. ­ D4+ T cells [10].
the latter stimulating self-proliferation of C
The findings of cerebrospinal fluid oligoclonal IgG bands
* Francesco Patti (OCBs), as well as the meningeal-based ectopic B-cell fol-
patti@unict.it
licles adjacent to areas of focal cortical demyelination,
1
Department “GF Ingrassia”, Section of Neurosciences, suggest a more central role for B cells in MS [11–16]. In
University of Catania, Catania, Italy particular, OCBs, one of the hallmarks of MS, are shown
2
Stroke Unit, Department of Medicine, Umberto I Hospital, to persist in the CSF in approximately 90% of patients [17].
Siracusa, Italy

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160 Journal of Neurology (2022) 269:159–183

OCBs produced by intrathecal B cells in the CSF contribute rheumatoid arthritis (RA) and antineutrophil cytoplasmic
to the inflammation and destruction of the myelin sheath [18, antibody (ANCA)-associated vasculitis [36]. Two rand-
19]. In vivo and in vitro models showed that IgG leads to omized placebo-controlled phase 2 trials, the “Helping to
demyelination and axonal damage in a complement-depend- Evaluate Rituxan in Relapsing–Remitting Multiple Sclerosis
ent manner [20]. These data are indirectly confirmed by the (HERMES)” and “A Study to Evaluate the Safety and Efficacy
efficacy of plasmapheresis and immunoadsorption in treat- of Rituximab in Adults With Primary Progressive Multiple
ing steroid-resistant MS relapses [21]. In addition, different Sclerosis (OLYMPUS)”, have demonstrated the efficacy of
antibody targets, such as myelin basic protein (MBP), myelin RTX for the treatment of relapsing–remitting MS (RRMS)
oligodendrocyte glycoprotein (MOG), neurofilament, sperm- and primary progressive MS (PPMS), respectively [31, 37].
associated antigen 16 (SPAG16), coronin-1a, heat shock pro- In the last years, several observational studies confirmed
teins, etc., have been demonstrated in MS patients [22, 23]. the high efficacy, relatively benign safety/tolerance profile,
Moreover, B cells are able to migrate to the CNS using low cost and convenient administration regimen contribut-
surface markers such as C–X–C motif receptor 3 (CXCR3), ing to make RTX an interesting option for MS treatment,
CXCR5, and CC chemokine receptor 5 (CCR5). In the attracting increasing attention as an escalation and first-line
meninges, these migrated B cells form ectopic B-cell folli- therapy [38].
cular-like structures [24]. In this review, we discuss current evidence on pharma-
B cells are also able to induce antigen-specific T-cell cokinetics, mechanisms of action, clinical efficacy, safety
expansion, memory formation and cytokine production, via profile and cost effectiveness of RTX for the treatment of
a highly effective and selective antigen presentation [25]. B relapsing MS. With the approval of new anti-CD20 DMTs,
cells expressing co-stimulatory molecules, such as CD80, the recent worldwide COronaVIrus Disease 19 (COVID-
CD86, and CD40, contribute to T-cell activation. Particu- 19) pandemic emergency and the possible increased risk
larly in MS patients, B-cell expression of CD80 and CD86 of infection with this class of drugs, this review raises con-
is higher than in controls [26]. siderations regarding the use of RTX as a valid alterative
Moreover, B-cell activation factor (BAFF), an important treatment option for MS management.
survival factor balancing pro-inflammatory and regulatory
B-cell subtypes, is upregulated in MS lesions [27]. Methods
In addition, B cells from untreated MS patients (com-
pared to healthy controls) have been demonstrated to secrete A search of the relevant literature (up to November 2020)
more pro-inflammatory interleukines-IL (such as IL-6) and was conducted on MEDLINE (PubMed), PubMed Central,
less regulatory ones (such as IL-10) [16, 28]. EMBASE and Cochrane Library, applying the medical
Finally, B cells host Epstein–Barr virus (EBV), which is subject headings (MeSH) terms “multiple sclerosis” and
strongly related to MS in epidemiological analyses [29, 30]. “rituximab” and “efficacy” and “safety” and “cost analysis”
In light of these findings, several B-cell-targeted thera- and “COronaVIrus Disease 19”. The Prisma flow diagram
pies have been developed. To date, available B-cell-deplet- is illustrated in Fig. 1. If publications were not available via
ing monoclonal antibodies target specific Fab domains of open or institutional access, the authors of the papers were
­CD20+ or ­CD19+ B lymphocytes, selectively allowing the contacted.
depletion of the circulating B-cell population, apart from the From the web-based search, we selected peer-reviewed,
mature antibody-secreting plasma cells [31, 32]. CD20 is a full-text and English language manuscripts. Randomized
transmembrane, non-glycosylated phosphoprotein expressed controlled trials (RCTs) with their extension trials and sub-
on the surface of cells of the human B-cell lineage from studies, prospective studies, non-randomized clinical tri-
pre-B cells to naïve and memory B cells. It is involved in the als, retrospective studies, post hoc analyses, meta-analyses,
generation of T-cell-independent antibody responses [33]. reviews, and studies made from registries were included. We
The most effective therapies employ monoclonal antibod- excluded single case studies, pediatric studies, and non-peer-
ies depleting B cells through NK cell-mediated antibody- reviewed publications. Each selected paper was preliminar-
dependent cellular cytotoxicity (ADCC), complement- ily examined by both the authors FP and SA (via abstract
dependent cytotoxicity (CDC), and antibody-triggered reading), downloaded and summarized.
apoptosis [34, 35].
Anti-CD20 monoclonal antibodies currently in use for the
treatment of MS are Rituximab (RTX), Ocrelizumab (OCR), Pharmacokinetics
Ofatumumab (OFA) and Ublituximab (UTX).
Rituximab (RTX) is a chimeric monoclonal B-cell-deplet- Considering that RTX was widely studied in hematological
ing anti-CD20 antibody and it was the first anti-CD20 drug diseases, most pharmacokinetic data do not come from stud-
licensed for the treatment of B-cell lymphomas, refractory ies concerning MS. Historically, apart from hematological

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Journal of Neurology (2022) 269:159–183 161

Fig. 1  PRISMA diagram of the literature search

diseases, RTX was studied in other immune-mediated dis- immunoglobulin efflux [45–47]. In a study involving 27 sec-
eases, like RA [39]. It has been demonstrated that the aver- ondary progressive MS (SPMS) patients, intrathecal RTX
age half-life for standard intravenous administration of RTX administration showed a 20-fold higher bioavailability com-
(2 × 1000 mg 2 weeks apart) is nearly 20 days, but it can vary pared to intravenous infusion (2 vs 0.1% after intravenous
depending on sex, body mass index (BMI) and renal clear- administration) [44, 45, 48]. The authors concluded that
ance [40]. A smaller study in MS reproduced comparable the intrathecal RTX administration might be effective on
results [41]. It has been supposed that RXT could negatively intrathecal B cells and it could be adopted to reduce systemic
interfere with the activity of meningeal B-cell follicles driv- doses, thus reducing risks. In accordance with these data, it
ing the inflammatory cascade behind a closed blood brain has been highlighted that a low-dose intrathecal administra-
barrier (BBB) [42]. However, big molecules (e.g., antibodies tion of RTX led to a profound peripheral B-cell depletion
like RXT) do not easily overcome the BBB. This was con- for up to 12 months, supporting the hypothesis that lower
firmed by a study evaluating three RRMS patients treated intravenous RTX doses might be sufficient to proficiently
with RTX, whereby the Positron Emission Tomography control peripheral B-cell levels [45, 49].
Computed Tomography (PET-CT) showed very low levels of
RTX inside the CNS [43]. Another paper reported that RXT
peak concentration was 400- to 1000-fold lower compared to Pharmacodynamics
serum concentrations until 4 weeks after intravenous admin-
istration [44]. Some studies also examined the administra- The RTX mechanism of action consists of binding a
tion of RTX through lumbar puncture (1–25 mg) or intra- specific overlapping core epitope (170ANPS173) on the
ventricular catheter, demonstrating a rapid CSF clearance of extracellular CD20 loop. The adjacent amino acids also
the drug, probably depending on the Fc-receptor-mediated contribute to binding. Consequently, the bond stability

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162 Journal of Neurology (2022) 269:159–183

may vary [50]. RTX induces cell death through apoptosis, Clinical efficacy
ADCC, antibody-dependent cell-mediated phagocytosis,
and CDC mechanisms [50]. Compared to OCR, RTX Phase I and pivotal studies
binds weaker to the low-affinity variant of FcƔRIIIa,
which is present in over 80% of MS patients. These The preliminary safety, tolerability and efficacy profiles of
data may explain why RTX induces more CDC (and RTX were initially established in a phase I open-label study
less ADCC) [50–54] and displays a lower incidence of of RRMS patients receiving a double course (2 weeks apart)
infusion-related reactions (IRR) when compared to OCR of 1000 mg of RTX at baseline and after 6 months, with a
[37]. As showed in pharmacokinetics studies, the intra- follow-up of a total of 72 weeks [41]. Main clinical out-
venous administration of RTX causes rapid and complete comes of efficacy included the proportion of patients expe-
depletion of B cells both in blood [55] and, with a lesser riencing a confirmed relapse and the number of relapses per
degree, in the CSF [56]. The exact mechanism by which patient during the study. MRI imaging outcomes were the
the depletion of B and T cells contrasts the inflammatory total number of new gadolinium (Gd)-enhancing T1 lesions,
activity in MS patients is not fully understood. It has been of new T2 lesions and the cumulative volume of T2 brain
speculated that it could be linked to the indirect effects lesions. This study demonstrated that in active MS patients,
depending on B cells, such as cytokine production (i.e., peripheral B-cell depletion was associated with sustained
inflammation-driving granulocyte–macrophage colony- reductions in the number of relapses (annualized relapse
stimulating factor—GM-CSF—or modulators of T-cell rates [ARR] 0.18 on week 72 compared to 1.27 in the year
activity) [57, 58]. RTX also induces apoptosis in small before the study), while the majority of the subjects (80.8%)
subgroups of pro-inflammatory C ­ D3+ T cells expressing remained relapse free. Concomitantly, Gd-enhancing lesions
CD20 [59, 60]. Moreover, another hypothesis sheds light were completely suppressed by week 72 (from a mean num-
on Epstein–Barr virus (EBV) that, according to several ber of lesions of 1.31 per patient at baseline) and the mean
studies, may be considered implicated in MS develop- number of new T2 lesions decreased over the course of the
ment [61]. With this regard, some effects of anti-CD20 study (from 0.92 at week 4 to 0 at week 72) [41].
drugs could be related to the clearing of the viral pool In 2008, a pivotal randomized double-blind placebo-
(Fig. 2) [62]. controlled multicentre phase 2 clinical trial (HERMES)
was carried out to evaluate the effects of RTX in a cohort

Fig. 2  Rituximab mechanisms of action. MS multiple sclerosis, MAC membrane attack complex

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Journal of Neurology (2022) 269:159–183 163

of 104 RRMS patients over 48 weeks. A total of 69 patients baseline (p < 0.0001). Importantly, the combination of RTX
were randomized to receive 1000 mg of intravenous RTX, with standard DMTs was overall well tolerated, with few
while 35 patients were assigned to placebo on days 1 and 15, adverse effects. Several studies were performed to compare
respectively. In the RTX group, the proportion of patients efficacy and safety profiles of RTX versus other DMTs.
reporting clinical relapses was significantly lower compared
to placebo at week 24 (14.5 vs. 34.3%, p = 0.02) and week 48 Observational studies
(20.3 vs. 40.0%, p = 0.04). Moreover, patients who received
RTX had a pronounced reduction (91%) in the cumulative The Swedish group has carried out a clinical comparison
number of Gd-enhancing lesions at weeks 12, 16, 20, and of RTX versus fingolimod (FTY), used as exit strategy in
24 (p < 0.001), and these results were sustained at week 48 patients discontinuing natalizumab (NTZ) due to positive
(p < 0.001) [31]. JCV status, in a multicentre, observational, cohort study of
256 RRMS patients at three MS centers in Sweden based
Phase II/III studies upon the Swedish MS register [64]. This study demonstrated
that patients who switched to RTX displayed significantly
RTX was also evaluated in a double-blind, placebo-con- less MRI lesions (number of new Gd-enhancing lesions: 1%
trolled, multicentre phase II/III clinical trial investigating on RTX vs. 16% on FTY), clinical relapses (2% of patients
efficacy, safety and tolerability in 439 patients with PPMS relapsing on RTX vs 18% on FTY) and adverse events (5%
(OLYMPUS) [37]. Patients were randomized to receive two on RTX vs 21% on FTY), along with a better overall drug
intravenous infusions (2 weeks apart) of 1000 mg of RTX survival compared with FTY, as a result of a reduced dis-
(n = 292) or placebo (n = 147) every 24 weeks, throughout continuation rate and a better tolerability.
96 weeks. This study considered, as primary efficacy out- Efficacy and safety of RTX were also tested in an obser-
come measure, the time-to-confirmed disease progression, vational study from Southern Switzerland involving 453
defined as a sustained Expanded Disability Status Scale patients, of which 82 (43 (52.4%) RRMS and 39 (47.6%)
(EDSS) increase of 1.0 point from baseline if the baseline PPMS, undergoing a RTX induction regimen first and a
EDSS was between 2.0 and 5.5 points, or an EDSS increase maintenance regimen then [65]. Number of relapses, EDSS
of 0.5 point if the baseline EDSS was > 5.5 points. MRI worsening, MRI lesion accrual and “evidence of disease
outcomes included the change in the volume of T2 lesions activity” (EDA) status were the main outcomes. The most
and in brain volume from baseline to week 96. Although common DMTs used before RTX were NTZ and FTY and
this trial failed to demonstrate any significant effect on dis- a comparison between therapies was performed. Com-
ease progression in patients with PPMS, sub-group analyses pared with NTZ-treated patients, those treated with RTX
suggested a possible beneficial impact in younger patients showed reduced disease activity and a similar time to EDA
(aged ≤ 51  years) with active inflammatory lesions, as (HR = 1.64, 95%CI 0.46–5.85, p = 0.44), further support-
denoted by Gd-enhancing lesions on cranial MRI. As for ing a comparable efficacy between these two monoclonal
the secondary endpoint, patients treated with RTX had less antibodies. Moreover, no relapses occurred in patients who
increase in T2 lesion volume (p = 0.010), while the brain switched from NTZ to RTX because of positive JCV serol-
volume change was similar to placebo (p = 0.62). ogy, as previously suggested in another study [64], highlight-
In a Sweden class IV evidence study evaluating the safety ing that RTX may represent a valid treatment option in this
and efficacy profile of RTX in a large multicentre cohort context as well.
(n = 822), a remarkably low annualized relapse ratio of 0.044 Moreover, in a recent real-world retrospective compara-
and a constant median EDSS score over the follow-up period tive Swedish study in newly diagnosed RRMS patients
were observed in the RRMS population treated with a dose treated with a first line DMT, RTX showed to have a lower
of 500–1000 mg of RTX every 6–12 months [36]. discontinuation rate and a better clinical efficacy compared
Based on these promising results, in 2010, another small to injectable DMTs and dimethyl-fumarate (DMF). In com-
MRI-blinded phase II trial for RTX was performed on 30 parison with FTY and NTZ, relapse rates and Gd-enhancing
subjects with RRMS who had experienced a relapse within lesions were numerically lower but did not reach statistical
the past 18 months despite the use of an injectable DMT, significance in all analyses [66].
and with at least 1 Gd-enhancing lesion on any of the 3 pre- Given the importance of starting treatment in RRMS
treatment MRI scans [63]. The trial evaluated the safety, patients as early as possible to reduce disability accumula-
efficacy and tolerability of add-on RTX administered at a tion, RTX was evaluated as induction therapy in a study test-
regimen of four times 375 mg/m2 intravenously (i.v.) weekly. ing if RTX followed by glatiramer acetate (GA) monother-
Considering the primary endpoint concerning radiologi- apy was more effective than GA alone for the treatment of
cal disease activity, 74% of post-treatment MRI scans did active forms of RRMS [67]. The study results indicate that
not show any Gd-enhancing lesions compared with 26% at induction therapy with RTX followed by GA was superior to

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164 Journal of Neurology (2022) 269:159–183

placebo induction and GA monotherapy in reaching NEDA of infusions, which corroborates findings from large tri-
(44.4% of participants in the R-GA arm vs 19.2% in the als [78]. Other studies have reported an increased risk for
P-GA arm) in patients with active MS, although the effect different types of infections, mainly affecting respiratory
appeared to be temporally limited. and urinary systems [79–83].
Data about efficacy of RTX in MS population are sum- Safety data of 56 patients treated with RTX for MS
marized in Table 1. and neuromyelitis optica (NMO) did not report any signs
of infection after 6 months from the last infusion in 53
patients (94.6%); a mild infection was reported in one
Safety and tolerability patient and severe infections in two patients [82]. In par-
ticular, the infections/year per patient in this study was
Infusion‑related reactions (IRR) lower that one demonstrated in other neurological diseases
[84].
The most common adverse events (AEs) described during Overall, there were similar incidences of infections in
the use of RTX in MS populations were the IRRs [38, 68]. In the placebo (71.4%) and RTX group (69.7%) in the first
two randomized clinical trials, IRRs appeared in 67.1% (pla- phase II study in MS; however, an increased incidence of
cebo: 23.1%) and 78.3% of patients (placebo: 40.0%) respec- urinary tract infections and sinusitis was found in RTX arm
tively, after the first infusion [31, 37]. IRRs levels decreased compared to placebo [31]. In a recent retrospective obser-
to those observed in placebo arms with subsequent infu- vational study of 84 relapsing MS treated with RTX, 36
sions [31, 37]. Two smaller studies reported 25–26% of infections were reported (among 53 non-infusion-related
patients being affected by infusion reactions [68, 69]. The adverse events), of which four were serious, including a case
vast majority of these reactions are mild-to-moderate and of pneumonia with concomitant late-onset neutropenia [85].
include fever, rush, and chills. Other frequent IRRs include Reactivation of tuberculosis, hepatitis and HIV have been
nausea, vomiting, pruritus, angioedema, throat irritation, reported in patients treated with anti-CD20 medications.
bronchospasm, hypotension, rhinitis, urticaria, headache, Consequently, all patients should be screened for latent
myalgia, dizziness, and hypertension. The IRRs typically infections before starting treatment [86, 87]. Indeed, espe-
arise 30–120 min after initiating the first infusion and usu- cially in endemically affected areas or populations, the risk
ally resolve with slow withdrawal, infusion discontinuation of tuberculosis reactivation should be considered through
or symptomatic treatment. Premedication with paracetamol, specific prescreening and active surveillance with latent
prednisone and antihistaminic drugs may reduce the prob- tuberculosis testing.
ability of infusion-related adverse effects [70, 71]. In patients treated with RTX for onco-hematological dis-
In a recent study, the incidence of IRRs was similar in eases, 67–85% of surface antigen of the hepatitis B virus
RTX compared to OCR-treated patients, suggesting that (HBsAg)-positive patients not under antiviral therapy may
switching between them is safe and that the mechanism experience a flare of hepatitis, due to reactivation of hepatitis
behind the IRRs may be related at least in part to B-cell B virus (HBV) in up to 25% of patients [88, 89]. Clinically,
levels [72]. the reactivation of latent HBV infection can range from a
Allergic anaphylactic reactions are less commonly subclinical increase of HBV DNA levels to elevated liver
observed. The incidence of severe hypersensitivity reactions enzymes or more serious clinical pictures of acute severe
is < 10% in cancer patients treated with RTX [73] and they hepatitis and liver failure, with a significant risk of death,
rarely necessitate treatment discontinuation. The risk can ranging from 4 to 60% [89]. Hence, to prevent the risk of
be reduced by pre-medication with corticosteroids, antihis- HBV reactivation, the U.S. Food and Drug Administration
tamines and antipyretics [71]. (FDA) has approved changes to the prescribing information
of RTX and has added a new Boxed Warning information
Susceptibility to infections about the risk of reactivation of HBV infection [90]. FDA
recommends to screen all patients for HBV infection before
In general, treatment with RTX, especially after longer starting treatment with RTX by measuring HBsAg and hepa-
treatment periods, is associated with an increased risk of titis B core antibody (anti-HBc) [91]. These recommenda-
infections [37, 74–76]. A recent register-based study in tions are not largely applied in all the European countries
MS population reported that RTX treatment was associ- with some exceptions: for example, in Germany, before start-
ated with the highest rate of serious infections compared ing RTX, hepatitis testing is mandatory.
with NTZ, FTY, interferon beta, and GA [77]. In rand- On the other hand, there are several case reports and ret-
omized clinical trials of RTX in PPMS, serious infections rospective investigations suggesting that RTX may induce
occurred in 4.5% of RTX-treated patients and in < 1.0% in viral replication in patients with HCV infection and onco-
the placebo [37], with no clear association to the number hematological diseases.

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Table 1  Efficacy data of RTX for the treatment of MS
Study characteristics Clinical data MRI data
Author Study design and Dosing regimen ARR​ EDSS Relapses Other CELs New T2 lesions
population enrolled and duration*

Bar-Or et al. 2008 Open label phase 1 Rituxan®: 1000 0.25 vs 0.18  / 1.27 ± 0.72 vs / 1.31 vs 0 No. of lesions
[41] RRMS mg i.v. at weeks 0.23 ± 0.51 0.92 vs 0
1–3, and at weeks
24–26
72 weeks
Hauser et al. 2008 Double-blind phase RTX: 1000 mg i.v. 0.37 vs 0.72,  / 0.30 ± 0.67 vs / 0.5 ± 2.0 vs  /
[31] 2, multicenter, at weeks 1–3 p = 0.08 0.54 ± 0.82, 5.5 ± 1.5,
Journal of Neurology (2022) 269:159–183

placebo-con- 48 weeks p = 0.04 p < 0.001


trolled- HERMES
study
104 RRMS (69
RTX, 35 placebo)
Hawker et al. 2009 Randomized, RTX: 1000 mg i.v.  / 0.33 vs 0.45,  / /  / Lesion volume
[37] multicenter every 24 weeks p = 0.34 (mm³)
double-blind, pla- (4 courses) 1.5 vs 2.2, p < 0.001
cebo-controlled- 96 weeks
OLYMPUS study
439 PPMS (292
RTX, 147 pla-
cebo)
Salzer et al. 2016 Retrospective, MabThera®: 500 0.044 (RRMS)  /  / / Total number 636  /
[79] multicenter mg or 1000 mg 0.038 (SPMS) vs 75
uncontrolled i.v. twice, 14 days 0.015 (PPMS) Percentage of
observational apart and after 6 patients with
RRMS, months CELs:26.2 vs 4.6
SPMS,PPMS 2 years
Naismith et al. MRI, blinded, add- RTX: 375 mg/m²  /  /  / / Median 1.0 vs 0  /
2010 [63] on therapy i.v. 4 times in Mean 2.81 ± 0.41
RRMS weekly intervals vs 0.33 ± 0.1
plus β-IFN s.c. p < 0.001 (88%
every other day reduction)
52 weeks
Alping et al. 2016 Prospective, RTX: 0.5 or 1 gr 0.02 vs 0.16  / Percentage of / Percentage of  /
[64] unblinded, multi- every 6 months patients with patients with
center i.v. vs FTY 0.5 relapses: 1.8 vs CELs: 0.01 vs
RRMS who mg 1 tablet a day 17.6 0.24
suspended NTZ 1.5 years
because of PML
risk

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165

Table 1  (continued)
166

Study characteristics Clinical data MRI data

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Author Study design and Dosing regimen ARR​ EDSS Relapses Other CELs New T2 lesions
population enrolled and duration*

Scotti et al. 2018 Retrospective, RTX: 500 mg  / Percentage of 5 vs 9, p = 0.99 Time to NEDA 2 in RRMS vs 1 in 12.5% vs 2.6%
[65] observational, (n = 7) or 1 gr patients with between RTX PMS, p = 0.99
propensity score (n = 74) on days EDSS progres- and NTZ
matched 1 and 15, at 9 sion: (HR = 1.64,
43 RRMS months and then 16.3 in RRMS 95%CI = 0.46–
39 PMS every 6 months; vs 20.5 in PMS 5.58, p = 0.44)
NTZ: 300 mg i.v.
monthly (n = 83)
36 months
Granqvist et al. Retrospective, RTX: 1000 mg i.v. / / Percentage of / Percentage of  /
2018 [66] multicenter twice, 14 days patients with patients with
494 RRMS apart and after 6 relapses CELs
months RTX: 5 RTX: 7% vs INJ
3 years INJ: 27 12.6% p < 0.01,
DMF: 11.6 vs DMF 12.8%,
FTY: 17.6 p = 0.05, vs FTY
NTZ: 20 5.9%, p = 0.46, vs
NTZ 6%, p = 0.07
Honce et al. 2019 Randomized, RTX:1000 mg i.v.  /  / Percentage of / Percentage of 0.48 vs 1.96,
[67] double-blind, pla- at days 1 and 15, patients with patients with p = 0.027
cebo-controlled followed by GA relapses: 74 vs CELs: 25.9 vs
RRMS 20 mg s.c. 50, p = 0.07 61.5%, p = 0.009
Placebo: normal
saline i.v. at days
1 and 15 followed
by GA 20 mg s.c.
4 years

RTX rituximab, ARR​ annualized relapse rate, EDSS expanded disability status scale, CEL contrast-enhanced lesion, MRI magnetic resonance imaging, INJ injectable disease modifying drugs,
β-IFN beta-interferon, DMF dimethyl-fumarate, FTY fingolimod, NTZ natalizumab, GA glatiramer acetate NEDA no evidence of disease activity, i.v. intravenously, s.c. subcutaneously, RRMS
relapsing–remitting multiple sclerosis, PMS progressive multiple sclerosis, SPMS secondary progressive multiple sclerosis
*Brand name was reported when available
Journal of Neurology (2022) 269:159–183
Journal of Neurology (2022) 269:159–183 167

Although less frequently reported, other possibly RTX- 0.11 in 2011–2013, apparently related to the use of mono-
associated infections include cytomegalovirus (CMV), clonal antibodies therapies [98]. Considering that all patients
herpes simplex virus (HSV), varicella zoster virus (VZV), treated with NTZ regardless of duration of therapy, the inci-
and West Nile virus [76]. Particularly, CMV disease is an dence of PML exceeded one in 250 (4.22/1000 with con-
uncommon adverse event in RTX-treated patients, except in fidence intervals of 3.91–4.51/1000) [99]. The incidence
those with HIV infection or following allogenic transplant; of PML was very low in the first 12 months of infusion,
indeed, there are several reports showing CMV disease in though it has been observed within 8 months of drug initia-
patients with hematologic malignancies treated with com- tion [100].
bined chemotherapy [92]. Cases of HSV and VZV reactiva- The incidence of PML due to RTX treatment is estimated
tion have also been reported in patients administered RTX to be one case per 32,000 [101]. However, even if there are
for lymphoma [76]. Cases of Pneumocystis jirovecii pneu- no specific recommendations to screen patients for JCV
monia has been reported among patients treated with RTX prior to administration of RTX, it is important for clinicians
for aggressive B-cell lymphoma as part of specific chemo- to keep in mind that RTX may be associated to PML, and it
therapy regimens including other immunosuppressant such is crucial to suspend therapy in the event of signs and symp-
as cyclophosphamide [76, 93]. toms suggestive of PML, and urgently carry out a specific
In the last years, the risk of progressive multifocal leu- workup in order to reduce morbidity and mortality.
koencephalopathy (PML) by JCV has gained ever greater
importance in the management of several of the current MS Laboratory test abnormalities
DMTs, in particular NTZ. PML cases have been reported
in patients with lymphoma treated with RTX; however, One of the most reported laboratory values alterations in MS
the JC viral reactivation was due to the immunosuppres- patients is hypogammaglobulinemia, especially with long-
sion related to the disease [94]. Recent observational data term RTX treatment [102]. The underlying mechanism for
from over 100,000 MS patients in the FDA Adverse Event the development of hypogammaglobulinemia is unknown;
Reporting System database have indicated that RTX-treated however, it could be hypothesized that the diminished
patients have an increased PML risk with an adjusted odds B-cell-secreted cytokines, such as BAFF [103] and inter-
ratio = 3.22; 95% confidence interval (CI) =1.07–9.72 [95]. leukin 6 [104], may determine a reduction in the formation
Recently, in the nationwide register-based cohort study of plasma cells from precursors.
conducted in Sweden, one case of RTX-related PML was In an observational retrospective study on MS patients,
described (the patient had switched from NTZ within 25 out of 822 patients (3%) had IgG levels below the lower
6 months before the diagnosis of PML). No deaths due to normal reference value (< 6.2 g/L) at some point during
infections were recorded among the patients treated for MS treatment. There was, however, no difference in IgG lev-
[77]. els between 500 and 1000 mg RTX [36]. In another study
The pathophysiology of RTX-associated PML remains on NMO spectrum disorder (NMOSD) patients, 11 out
unclear. Data about the JCV reactivation and development of 15 patients (73%) developed hypogammaglobulinemia
of PML in patients with congenital disorders of humoral (IgG < 7 g/L) and three patients (20%) had severe hypogam-
immunity have suggested that B lymphocytes may play a maglobulinemia (< 4 g/L) [105]. In RA, 1.5–5.9% out of
role in the JCV immune responses [96]. However, the mech- 1039 patients had hypogammaglobulinemia (IgG < 5 g/L)
anisms underlying viral reactivation after RTX treatment [106]. None of the studies assessing the safety profile of
could also involve the changes in T-lymphocyte activity after cumulative doses of RTX in RA demonstrated a higher
B-lymphocyte depletion due to the alteration of T-lympho- risk of hypogammaglobulinemia with increasing numbers
cyte cytokine profiles [97]. In a review of PML cases among of RTX cycles [107, 108]. Moreover, low gamma-glob-
RTX-treated patients referring to the 1997–2008 FDA data- ulin baseline levels may be more relevant than treatment
base, 52 patients with B-cell lymphoproliferative disorder, 2 duration/cumulative RTX doses in predicting the develop-
patients with systemic lupus erythematosus, one patient with ment of hypogammaglobulinemia. Furthermore, sustained
RA, one patient with an idiopathic autoimmune pancytope- hypogammaglobulinemia (≥ 4 months) was associated with
nia, and one patient with immune thrombocytopenia devel- an increased risk for serious infections in open extension
oped PML after RTX with a median time to death after PML studies [105, 109]. For all these reasons, the measurement
diagnosis of 2.0 months and a mortality rate of 90% [94]. of total serum immunoglobulins before starting RTX and
In MS settings, as showed in NTZ-treated patients, RTX- at least yearly during treatment is strongly recommended.
associated PML is more frequently seen in immune-compro- Late-onset neutropenia (LON) is defined as an absolute
mised patients. A recent population-based Swedish study neutrophil count of < 1.5 × 10 to the power of 9/L occur-
reported that after two decades of stable PML incidence of ring > 4 weeks following the last dose and was described
0.026/100,000 person-years, the incidence has increased to as a rare complication during RTX treatment. About

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168 Journal of Neurology (2022) 269:159–183

5–27% of RTX-treated lymphoma patients may present Anti‑drug antibodies (ADAs)


LON [110]. A similar incidence is reported in patients
with autoimmune diseases, with a higher infection rate In recent years, as the evidence suggesting the high clinical
during the neutropenic period [111]. Recently, it has been efficacy of RTX have increased its off-label use in MS, sev-
hypothesized that host-related factors, such as polymor- eral studies explored the degree of immunogenicity and, in
phisms in FCGR3, may play a role in the development of particular, the possible interference of anti-drug antibodies
LON [111]. (ADAs) with RTX efficacy. ADAs were identified in a third
The incidence of LON is likely to be much lower in MS of MS patients treated with RTX, with a title higher than
patients. In a retrospective analysis of 385 patients treated that recorded in other diseases treated with the same drug.
with RTX for NMOSD, MOG-antibody-associated disease Moreover, a lower frequency of ADAs was seen in PMS,
(MOGAD) and MS, LON was found in 10 (2.6%) patients; compared to RRMS [69]. In two randomized trials, 24.6 and
in particular, 16% were affected by MOGAD, 10% were 29% of RRMS patients had developed ADAs at 48 weeks
NMOSD, and only 1.2% were MS patients [112]. [31, 41]. In a study involving PPMS patients, 7.5% under
Moreover, in an observational study, 1 of 90 MS RTX treatment versus 3.4% under placebo were found posi-
patients developed agranulocytosis 3  months after the tive for ADAs 1 year after the last infusion [37]. Recently, a
RTX infusion [113]. The mechanism by which RTX large cross-sectional real world using a more sensitive tech-
induces LON/agranulocytosis is still unknown; however, nique showed ADA in 38% of the RRMS patients and in
it is probably immune mediated, involving the anti-gran- 27% of PPMS [69].
ulocyte antibody production and the neutrophil apoptosis However, the role of ADAs in treatment failure is uncer-
by the large granular lymphocyte population [111]. tain. However, such a failure could relate to the higher level
of immunological activity found in the earlier relapsing
stage of the disease. Interestingly, a negative relationship
Malignancies found between the number of infusions and the frequency
of ADAs suggests that the risk of developing ADAs and
Sporadic cases of malignancies in RTX-treated MS experiencing a lack of effect might diminish over time [69].
patients have been reported [83, 114]. In a large Swed- Nevertheless, outside of trials, the detection of ADAs could
ish nationwide study, no higher risk of malignancies was be technically difficult, poorly standardized and hard to
found in RTX patients compared to the general population apply in routine use.
[115]. Moreover, in MS setting, a low frequency of all Hence, although ADAs are present in a large propor-
types of malignancies was reported, which did not differ tion of RTX-treated patients, the existing evidence does not
significantly from the general population (26.6 [15.2–43.3] support a clinically relevant role for anti-RTX antibodies.
in RTX vs 28.9 [25.3–32.7] in the general population) Indeed, several studies have demonstrated that the presence
[116]. of ADAs does not correlate with a higher incidence of infu-
sion reactions, adverse events, or lack of clinical effect [31,
37, 41]. However, larger prospective studies are needed to
Other AEs confirm these data.

Studies of RTX in MS and non-MS populations have Vaccinations


reported several AEs involving cardiovascular system (i.e.,
angina pectoris, cardiac arrhythmias, heart failure and/or Data from the oncology and rheumatology literature have
myocardial infarction), upper and lower airways (i.e., bron- shown that the response to vaccination may be ineffective
chospasm, chest pain, dyspnoea, cough, rhinitis), gastroin- in patients receiving RTX [126]. In particular, no protective
testinal system (i.e., vomiting, abdominal pain, dysphagia, serologic responses to a single-dose influenza A vaccina-
stomatitis, constipation, dyspepsia, anorexia, reflux disease, tion were achieved in lymphoma patients within 6 months of
abdominal pain, diarrhea, gastritis, pharyngolaryngeal pain), RTX treatment [127]. In another study evaluating the effects
musculoskeletal and connective (i.e., myalgias, arthralgias, of RTX on the antibody and cellular responses to Strep-
arthritis; hypertonia, pain), nervous system (paraesthesia, tococcus pneumonia polysaccharide vaccine and Haemo-
hypoesthesia, agitation, insomnia, vasodilatation, dizziness, philus influenza type b (Hib) conjugate vaccine in patients
anxiety, fatigue, neuropsychiatric disorders), skin (i.e., rash, with immune thrombocytopenia, antibody responses were
itching, pruritus, alopecia) and endocrine system [31, 37, impaired for at least 6 months after RTX treatment [128].
45, 117–125]. However, a study of patients with autoimmune blister-
Data about safety profile of RTX are summarized in ing skin diseases previously treated with RTX reported a
Table 2. robust recall response to the seasonal influenza vaccination,

13
Table 2  Adverse events of RTX treatment (pooled data from randomized controlled trials/registries in MS and non-MS populations)
Organ systems affected Adverse event(s) Frequency* References

Systemic Immediate-type adverse reactions Infusion- related reactions, angioedema, infusion Very common [31, 37, 38, 68–72]
reactions
Hypersensitivity Common
Late-type immune-mediated adverse reactions Serum sickness Very rare [73]
Anaphylaxis cytokine release syndrome Rare
Infections Bacterial and viral infections, bronchitis Very common [31, 37, 74–101]
Sepsis, pneumonia, febrile infection, herpes zoster, Common
fungal infections, acute bronchitis, sinusitis, hepatitis
Journal of Neurology (2022) 269:159–183

B (including reactivation)
Serious viral infection, Pneumocystis jirovecii Rare
PML Very rare
Neoplasms Worsening or reactivation of Kaposi sarcoma (in Rare [83, 114–116, 125]
Castleman’s disease)
Increased risk of cutaneous melanoma Rare
Cardiovascular Myocardial infarction, arrhythmia, atrial fibrillation, tachycardia, cardiac disorder, venous thrombotic events, Common [31, 37, 117, 118, 125]
hypertension, orthostatic hypotension, hypotension
Left ventricular failure, supraventricular tachycardia, ventricular tachycardia, angina, myocardial ischemia, Uncommon
bradycardia
Severe cardiac dysfunction, heart failure Rare, very rare
Pulmonary Bronchospasm, chest pain, dyspnoea, cough, rhinitis Common [31, 37, 45, 118–120, 125]
Asthma, bronchiolitis obliterans, lung disorder, hypoxia Uncommon
Interstitial lung disease Rare
Respiratory failure, lung infiltration, hemorrhagic alveolitis (single case reported) Very rare
Gastrointestinal or hepatic Nausea Very common [31, 117, 121, 125]
Vomiting, abdominal pain, dysphagia, stomatitis, constipation, dyspepsia, anorexia, reflux disease, abdominal Common
pain, diarrhea, gastritis, pharyngolaryngeal pain, reactivation of hepatitis B
Abdominal enlargement Rare
Appendicitis, gastrointestinal perforation, acute liver failure (single case reported of hepatitis C-related cryoglo- Very rare
bulinemia)
Hematologic Neutropenia, leucopenia, thrombocytopenia Very common [36, 102–111, 125]
Anemia, pancytopenia, granulocytopenia, hypogammaglobulinemia Common
Coagulation disorders, aplastic anaemia, hemolytic anaemia, lymphadenopathy Uncommon
Transient increase in serum IgM levels Very rare
Musculoskeletal and connective Myalgias, arthralgias, arthritis, hypertonia, pain Common [118, 121, 125]
Bone fractures Very rare

13
169

170 Journal of Neurology (2022) 269:159–183

comparable to healthy controls, both at a cellular and a sero-


logical level [129].
[31, 37, 123, 125] Notably, RTX is known to target all B cells, except the

[31, 37, 123–125]


early precursor pro-B cells and long-lived plasma cells that

[118–122, 125]
do not express CD20, with little or no effect on pre-existing
References

serum antibody titers produced by long-lived plasma cells,


[120] such as antibodies against childhood vaccines, including
tetanus or meningitis [130]. Moreover, after the reduction

 Frequencies are defined as very common (≥ 1/10), common (≥ 1/100–< 1/10), uncommon (≥ 1/1000–< 1/100), rare (≥ 1/10,000–< 1/1000) and very rare (< 1/10,000)
of peripheral B-cell count typically lasting for 6–9 months,
Very common
Frequency*

Uncommon

the recovery of total B-cell numbers generally occurs after


Very rare
Very rare

Very rare
Common

Common

Common 12 months; in particular, the repopulated B-cell compart-


ment mostly includes naïve cells, while the depletion of
memory B cells (MBCs) may persist in peripheral blood
even 5 years after treatment [131].
According to these data, it is recommended to wait at
Severe bullous skin reactions, Stevens–Johnson Syndrome, toxic epidermal necrolysis (Lyell’s Syndrome)

least 6 months after RTX for vaccination, while patients


Metabolism and endocrine system Hyperglycaemia, weight decrease, peripheral oedema, face oedema, increased LDH, hypocalcaemia

should be advised to complete any required vaccinations at


RTX rituximab, MS multiple sclerosis, PML progressive multifocal leukoencephalopathy, ANCA antineutrophil cytoplasmic antibodies

least 6 weeks prior to RTX initiation. Particularly, vaccina-


tions for hepatitis B, pneumococcus, tetanus toxoid every
Paraesthesia, hypoesthesia, agitation, insomnia, vasodilatation, dizziness, anxiety, fatigue

10 years and for influenza annually should be undertaken for


patient considered for RTX therapy. Live-attenuated or live
vaccines are not recommended during RTX treatment and
until B-cell recovery since, currently, there are no sufficient
data on the potential risk of vaccination with this kind of
vaccines [132].
Urticaria, sweating, night sweats, other skin disorder, purpura

Pregnancy and breastfeeding
Renal failure (described in ANCA-associated vasculitis)

The European Medicines Agency (EMA) and the FDA


Dysgeusia, depression, neuropsychiatric disorders,

recommend that pregnant women should not receive RTX


infusion, unless the possible benefit outweighs the poten-
Peripheral neuropathy, facial nerve palsy

tial risk [133, 134]. Indeed, not enough data are available
about B-cell levels in human neonates following maternal
exposure to RTX. However, some infants born to mothers
Rash, itching, pruritus, alopecia

exposed to RTX during pregnancy presented transient B-cell


depletion and lymphocytopenia [135].
Two cases of MS patients with a highly disabling dis-
ease form, and treated with RTX during pregnancy, were
Adverse event(s)

reported [136]. The first patient was treated with RTX dur-
ing the third trimester, showing a clinical improvement over
several weeks, while no complications were reported in her
infant. The second patient received RTX in the early second
trimester, also showing a clinical improvement and no com-
plications. It has been suggested that RTX during pregnancy
may be safe and effective when used in an appropriate con-
text. Moreover, it has been demonstrated that RTX may be
Organ systems affected

detected only in minimal concentrations in the breast milk of


Table 2  (continued)

breastfeeding patients with MS (six samples of breast milk


Nervous system

from four lactating patients) [137]. Thus, due to the lack


of largest and longitudinal studies, the choice of resuming
RTX treatment should be carefully evaluated in breastfeed-
Renal
Skin

ing patients after risk/benefit considerations.


*

13
Journal of Neurology (2022) 269:159–183 171

COVID‑19 infection risk On the other hand, a case of complete recovery from
COVID-19 has been reported in a MS patient treated with
Nowadays, the therapeutic management of MS patients RTX for 3 years despite having a 0% B-lymphocyte count and
during COVID-19 pandemic is one of the most relevant not developing SARS-CoV-2 IgG antibodies. These obser-
concerns, also raised by the possible role of white matter vations shed light on possible immuno-mechanisms behind
lesions as a virus reservoir, as for other corona-viruses COVID-19 infection, considering that patients with mild dis-
[138]. ease symptoms have low antibody levels, whereby weak IgG
MS patients are thought to be at higher risk than the responses have been associated with a faster virus clearance.
normal population and the question of whether to continue [147].
or stop DMTs has been raised, in the absence of formal Moreover, it was also hypothesized that while B-cell deple-
guidelines and a plethora of recommendations [139]. tion may not necessarily expose people to severe SARS-CoV-
The severe pulmonary complications of COVID-19 infec- 2-related issues, it could inhibit protective immunity following
tion, in particular the acute respiratory distress syndrome infection and vaccination [148]. In fact, drug-induced B-cell
(ARDS), are demonstrated to be immune-mediated [140]. subset inhibition would not influence innate and CD8 T-cell
This is also confirmed by several data showing that immuno- responses, which are central to SARS-CoV-2 elimination,
suppression (or at the least the moderate immunosuppression nor the hypercoagulation and innate inflammation causing
induced by DMTs), may exert a protective effect against the severe morbidity, but it would slow down the production of
development of severe COVID-19 infection [141]. Indeed, antibodies. The protective neutralizing antibody and vaccina-
the emerging knowledge of the biology of the ARDS to the tion responses are predicted to be blunted until naïve B cells
COVID-19 and of the role of the immune mechanisms con- repopulate, based on B-cell repopulation kinetics and vacci-
tributing to the disease have suggested that viral-specific nation responses from published RTX (NCT00676715) and
­CD8+ T-cell responses seem to eliminate the virus, while unpublished OCR (NCT02545868) trial data [149].
viral-specific antibodies could probably be able to prevent Particularly referring to OCR, it has been recommended
re-infection and create long-lasting immunity [142]. to consider the initiation of this drug only if a high-efficacy
Nevertheless, data about the early phase of the pan- drug is required and the use of NTZ is contraindicated.
demic highlighted that the most important independent During OCR treatment, it has been recommended to delay
risk factor associated with COVID-19 infection, aside further infusions [145]. Despite these stringent recommen-
from having close contact with people with upper respira- dations, published data have contradicted the assumption
tory symptoms, was the DMT category and in particular that patients treated with immunosuppressive drugs could
therapies with a B-cell depleting profile [143]. be at risk for severe complications of COVID-19. Indeed, a
More recently, the Italian “Multiple Sclerosis and case report of an OCR-treated PPMS patient who developed
COVID-19” (MuSC-19) study also demonstrated an COVID-19 showed that, despite complete B-cell depletion,
increased frequency of anti-CD20 treatments in COVID- the infection has been resolved in few days after hospitali-
19-infected MS patients compared with the expected fre- zation, and no new symptoms occurred after 14 days [141].
quency based on Italian data. Anti-CD20 were also associ- A very recent study analyzed the frequency and severity of
ated with a more severe clinical course compared to other COVID-19 in patients treated with anti-CD20 in a tertiary
DMTs [144]. hospital in Madrid, Spain, one of the most affected countries
Accordingly, the Society of Italian Neurologists (SIN), by the COVID-19 pandemic [150]. In this study, COVID-19
the Association of British Neurologists (ABN) MS and infection was reported in 9 (15%) cases in the whole popula-
Neuroimmunology Advisory Group practical guidance tion, 7 (12.9%) in patients treated with RTX, and 2 (33.3%)
recommended to delay further infusions of anti-CD20 in patients on OCR, with no apparent relationship with the
drugs, as that anti-CD20 therapies may probably increase time of the therapy administration. All patients reporting
the risk of COVID-19 infection [145]. COVID-19 did not show serious complications and only
Another study described the lethal disease course in two one of them required hospital admission. Thus, the authors
severe acute respiratory syndrome coronavirus 2 (SARS- suggested that patients treated with anti-CD20 could not be
CoV-2) infected patients with hematological malignan- particularly at risk for severe complications of COVID-19.
cies after RTX therapy. Complete B-cell depletion and the
decrease of immunoglobulin G (IgG) level in both patients
and the persistent viremia in blood samples could be cor- Cost‑effectiveness
related with increased morbidity, suggesting that B-cell
function might be one important mechanism in resolving RTX used at a single dose of 500 or 1000 mg twice yearly
SARS-CoV-2 infection [146]. results in lower treatment costs, even in comparison to plat-
form MS therapies. However, the status of being an off-label

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172 Journal of Neurology (2022) 269:159–183

drug, subjected to variable insurance regulations in countries of 500 mg are typically administered every 6–9 months.
other than Sweden, remains as a potential barrier for its use Indeed, the currently used dosing strategy in Sweden con-
in MS patients [151]. sists of one i.v. dose of 500–1000 mg RTX every 6 months
A study showed that in 2015 the use of RTX for the [66, 69, 159], since a similar degree of C ­ D19+ B-cell sup-
treatment of RA at the dosage of two infusions of 1000 mg pression at 6 months after infusion has been observed with
doses totally given 2 weeks apart every 6 months, costs 500 and 1000 mg [60].
about $30,000 annually [152]. Although costs may vary by High-dose RTX therapy often results in B-cell depletion
region and may change over time, the current cost for the for approximately 12 months [160]. However, the develop-
off-label use of RTX (1000 mg spread over 2 doses) in Italy ment of PML in patients treated could be a fearful complica-
is approximately €1,400. In Sweden, the cost of a yearly tion, so it remains unclear whether high doses of RTX are
RTX course including two doses of 500 mg costs is about safe or necessary for sustained clinical efficacy in inflam-
€2,400 [152, 153]. matory diseases [161, 162]. In 2011, an open-label study
Thus, RTX costs seem to be well below the average investigated the effects of a low dose of RTX on B cells
wholesale acquisition costs of the standard DMTs, includ- CD19 level in RRMS patients [163]. The study design was
ing the first-line drugs, which are currently estimated to cost based on the treatment of 12 patients who were refractory
approximately $70,000–$80,000 or more annually [16, 152]. to conventional DMTs with methylprednisolone 500 mg
An American pharmacoeconomic study demonstrated intravenously followed by a 100 mg infusion of RTX. The
that the off-label use of RTX is less expensive than most findings suggested that a single 100 mg infusion of RTX
of the currently available FDA-approved DMTs, confirming adequately depleted peripheral B cells for at least 6 weeks,
the results from randomized trials and observational stud- with ­CD19+ lymphocytes recovering at levels above the 25%
ies showing that RTX infusions of 1–2 g annually are cost of baseline at 12 weeks (27%) and at 24 weeks (45%). Dur-
effective, with a Weighted Average Cost of Capital (WACC) ing the follow-up, there was a reduction in the number of
of $16,704 per 1000 mg [151, 154]. clinical relapses (21 in the year prior to first infusion vs 7 in
In addition, even if the stated price of the recently the year following) and a fewer number of baseline cumula-
approved OCR is within the range or less than other current tive Gd-enhanced lesions on brain MRI (23 at baseline vs
approved DMTs with an annual cost of twice-a-year infu- 3,2, and 0 at weeks 12, 24, and 52, respectively). Thus, the
sions of $65,000, it remains significantly more expensive authors raised the question whether the use of minimal doses
than RTX [155]. of RTX could maintain the clinical effects in the treatment of
Finally, with a price ranging from 15 to 30% lower than RRMS through a sustained B-cell depletion [163].
the originator molecule (MabThera®), the development of Growing evidence supports the hypothesis that the pro-
RTX biosimilars may also significantly contribute to cost gressive phase of MS might be associated with intrathecal
savings for healthcare systems [156, 157]. compartmentalization of inflammatory cells; thus, several
studies investigated the effect of intrathecal administration
of immunosuppressants as a new therapeutic approach in
Dosing regimens MS [164]. A single case report of intrathecal use of RTX
was performed in 2014 to evaluate the central and peripheral
Although the US Food and Drug Administration (FDA) effects of repeated intrathecal administrations of RTX in a
approved RTX only for use in non-Hodgkin’s lymphoma patient with severe PMS [165]. The investigators demon-
(NHL) and RA, it is commonly used as off-label treatment strated the marked reduction of peripheral ­CD20+ B cells,
for severe MS. However, due to the absence of formal head- several central pro-inflammatory cytokines and markers of
to-head trials of therapy regimen comparisons for RTX in neurodegeneration, with no effect on oligoclonal bands.
MS, there are neither consensus nor treatment guidelines on An open-label phase 1b study on the efficacy of intrathe-
dosing regimens. cal administration of RTX for the treatment of PMS was also
At the beginning, basic dosing and interval strategies conducted, which involved the monitoring B lymphocytes in
for RTX in MS have been adopted from RTX usage in peripheral blood and CSF up to 1 year post-treatment [166].
oncology and RA, giving 375 mg once weekly for 4 weeks This study demonstrated that the intrathecal administration
or two infusions of 500–1000 mg given a fortnight apart of ultra-low doses of RTX was able to completely deplete
[158]. Then, in the clinical trials RTX has been admin- peripheral B lymphocytes, thus confirming the potential
istered as 1000 mg i.v. twice 2 weeks apart in patients effects in both the CNS and systemic compartments. A
with RRMS [31] and as 1000 mg i.v. twice 2 weeks apart randomized placebo-controlled phase II trial of combined
every 24th week in four cycles in patients with PMS [37]. IV and intrathecally administered RTX in patients with
Nowadays, in European countries (and for most of the SPMS is currently ongoing (ClinicalTrials.gov Identifier:
neuro-immunological diseases including MS) RTX doses NCT01212094).

13
Journal of Neurology (2022) 269:159–183 173

It has been shown that an almost complete B-cell deple- Biosimilars


tion occurs within a fortnight of infusion, usually persisting
for 6–12 months. For this reason, treatment courses have RTX’s patent expired in Europe in February 2013 and in
commonly been repeated at regular six-month intervals. the US in September 2016 [171]. Since 2015, FDA and
However, the initial RTX dose required to achieve B-cell EMA have approved several biosimilars of RTX, such as
depletion and the time to B-cell repopulation may consider- while other biosimilars are to date in the pipeline [172,
ably vary [167] with a reported prolonged B-cell depletion 173].
lasting over 3 years following a single dose of RTX [168]. CT-P10 (Truxima®) is the first biosimilar approved
Dosing and interval strategies for RTX commonly used for use in all indications reported for the originator RTX,
in onco-hematology setting and for RA treatment have been including follicular lymphoma (FL), diffuse large B-cell
also applied in MS patients [158]. In randomized clinical non-Hodgkin’s lymphoma, chronic lymphocytic leukemia,
trials, RTX has been administered as 1000 mg intravenous RA, granulomatosis with polyangiitis and microscopic
twice 2 weeks apart in RRMS [31] and 1000 mg intrave- polyangiitis. CT-P10 shares similar physicochemical and
nous twice 2 weeks apart every 24th week in four cycles pharmacodynamic characteristics, comparable tolerability,
in PPMS patients [37]. Two studies have measured blood immunogenicity and safety profiles with reference RTX,
­CD19+ B cells to schedule the RTX re-infusion [113, 169]. and switching to CT-P10 has no impact on safety or effi-
It has been suggested that monitoring circulating memory cacy [174].
B cells ­(CD19+ and ­CD27+) could be a viable strategy to Another bioequivalent, GP2013 (Rixathon®), has been
control relapsing NMO [170], which may be similarly per- compared to the originator RTX in patients with a diag-
tinent to MS, in order to schedule a personalized treatment nosis of FL and active RA and has shown high similarity
regimen [32]. These considerations explain why in Sweden from a biochemical point of view [175–177].
the most common approach consists of one intravenous dose Since a biosimilar is not the exact copy of the origi-
of 500 mg RTX every 6 months [36, 64, 66, 69, 159], since it nator, its efficacy and safety may significantly differ. For
was demonstrated that this regimen can determine a C ­ D19+ these reasons, a recent study tested the equivalence of the
B-cell suppression at 6 months comparable to the 1000 mg RTX biosimilar CT-P10 and its originator RTX used for
dose one [60]. On the other side, the refill of B cells has a MS treatment in terms of efficacy, safety, and tolerability
significant individual variability. In a study involving 439 [178]. Concerning efficacy, similar C ­ D19 + lymphocyte
PPMS patients, about 40% of them had recovered peripheral depletion, relapse rate and evolution of MRI activity were
B cells 48 weeks after their last dose (in the 1000 mg intra- observed between the two groups of treatment. Results
venous twice 2 weeks apart regimen) [37]. In another study suggest that CT-P10 could represent a relatively cheaper
26 RRMS patients had a reconstitution to a mean of 35% and safe therapeutic alternative and could improve access
of baseline counts by week 72 (48 weeks after 2 × 1000 mg to a highly efficient therapy for MS in low- or middle-
2 weeks apart), in particular with a greater amount of naïve income countries. Recently, a prospective study demon-
B cells rather than memory B cells [41], producing less pro- strated the equivalence of the RTX biosimilar Truxima®
inflammatory and more regulatory cytokines [58]. Dosing compared to its originator MabThera® in terms of effi-
regimens more frequently used in MS population are sum- cacy, safety, and tolerability in a MS population [178].
marized in Table 3.

Table 3  Different treatment Dosing regimen Schedule Interval MS population References


dosing regimens used in MS
population 375 mg/m2 i.v Once weekly Every 4 weeks RRMS [49, 115]
500 mg i.v Once weekly 2 weeks apart RRMS [115]
1000 mg i.v Once weekly 2 weeks apart RRMS [6]
1000 mg i.v Once weekly 2 weeks apart every 6 months PMS [9]
500 or 1000 mg i.v Once Every 6 months RRMS [52, 54, 65, 116]
100 mg e.v. + 500 mg Once Every 6 months RRMS [120]
methylprednisolone
10 mg IT Once 2 months apart RRMS [121]
25 mg IT Once weekly Every week for 3 weeks PMS [122]

MS multiple sclerosis, i.v. intravenously, IT intrathecal, RRMS relapsing–remitting multiple sclerosis, PMS
progressive multiple sclerosis

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174 Journal of Neurology (2022) 269:159–183

Clinical use in other neurological disorders Discussion

RTX has been approved for the treatment of B-cell lym- An increasing body of evidence supports the high efficacy
phomas (i.e., non-Hodgkin’s lymphoma, chronic lymphatic and the low drug discontinuation rate of B-cell-depleting
leukemia) in 1997. Nowadays, RTX is being deployed for anti-CD20-antibody RTX for the treatment of MS. Long-
a multitude of chronic inflammatory diseases apart from term observation of RTX therapy in RA and in NMOSD
MS, representing an attractive alternative to conventional suggests that RTX is highly effective, safe and well toler-
immunomodulatory medications because of growing evi- ated [38, 41, 70, 81, 85]. Two large randomized clinical
dence of its efficacy and tolerability. trials and results from large real-world studies have con-
A recent review has summarized indications and evi- firmed its safety and efficacy in both RRMS and PMS [31,
dence for RTX use in neurological disorders depending on 37]. Furthermore, the evidence from long-term use of RTX
the type and course of the disease [179]. in other clinical conditions, such as RA, has supported its
RTX is usually adopted as a second-line acute therapy favorable safety profile. However, it should be noted that
in anti-NMDAR encephalitis [180] and in other autoim- careful monitoring is needed, in particular considering the
mune encephalitis [181] to maximise neurological recov- infection risk. For this reason, it is recommended to meas-
ery. The most commonly used dosing regimen is 375 mg/ ure total serum immunoglobulins before starting RTX and
m 2 weekly for four doses. Favorable outcomes as acute during the follow-up to carry out specific vaccination at
therapy have also been reported in small case series of least 6 weeks before starting RTX treatment.
patients with diagnosis of primary angiitis of the CNS In addition to the efficacy and safety data, the off-label
[182]. use of RTX is less expensive than most of the currently
Use of RTX in NMOSD is supported by numerous available FDA-approved DMTs, confirming the results
studies demonstrating consistent reductions in ARR [183, from randomized trials and observational studies show-
184]. No consensus exists about the exact efficient dose. ing that RTX infusions of 1–2 g annually are cost-effective
Usually, dosing regimen of 375 mg/m 2 weekly for four [151, 154]. However, although the annual cost of RTX is
cycles is adopted, but in small series of patients, NMOSD lower than that of most MS drugs, its access is not uni-
doses as low as 100 mg weekly for 3–4 weeks have been versal because its cost remains high for some patients and
successfully used [185, 186]. healthcare services. In that respect, the introduction of
Two randomized controlled trials have shown non-infe- cheaper biosimilars may further reduce costs and also
riority of RTX to cyclophosphamide in inducing remission represents a highly efficient therapeutic option for MS in
in patients with ANCA-associated vasculitis [187]. In par- low- or middle-income countries. Moreover, it is unknown
ticular, RTX in association with steroids is recommended whether the introduction of new anti-CD20 monoclonal
by the National Institute for Health and Care Excellence antibodies, particularly those SC administered such as ofa-
(NICE) as an option for inducing remission of severe dis- tumumab, could also impact the price competition.
ease when cyclophosphamide has failed or is contraindi- The encouraging results emerging from the trials and
cated [188]. observational studies have raised the question if RTX
The treatment of immune-mediated peripheral neuropa- may represent an acceptable and valid alternative to
thies with RTX showed modest benefits; however, there OCR. This was also highlighted by the significant dis-
may be circumstances in which RTX could be helpful, as parity in cost between these two anti-CD20 drugs, with
in patients with diagnosis of chronic inflammatory demy- RTX being markedly less expensive. Notably, RTX use
elinating polyradiculoneuropathy (CIDP) with an inad- for MS is variably covered depending on the health system
equate response to conventional therapy (corticosteroids, in the European countries and according to the insurance
intravenous immunoglobulin and plasma exchange) [181]. companies in USA. Nevertheless, it should be considered
Finally, evidences of benefits with RTX use in patients that RTX has a more pronounced immunogenicity with a
with refractory myasthenia gravis have been showed in higher production of ADAs compared to OCR, since the
some retrospective case series, with much greater efficacy unique molecular structure of OCR allows eliminating B
in muscle-specific tyrosine kinase (MuSK)-associated than cells though a more direct path. Thus, in the absence of
acetylcholine receptor (AChR)-associated forms [189, head-to-head trials, the choice of RTX or OCR should be
190]. made carefully on the basis of efficacy and safety issues.
A further knowledge gap is represented by the use
of RTX for the treatment of PPMS; indeed, even if data
showed that younger PPMS patients, particularly those
with inflammatory lesions, may benefit from RTX, the

13
Journal of Neurology (2022) 269:159–183 175

effectiveness of RTX in PPMS needs to be further explored drugs [144]. In this study, no association between time to last
also taking into account specific clinical variables, such infusion of OCR and COVID-19 risk was found, supporting
as age, disease duration, comorbidities and evidence of the hypothesis that the immunological effects of these drugs
inflammatory activity defined by clinical relapses, progres- may last longer than 6 months. Similar to the NTZ extended-
sion rate and MRI data [37]. dose strategy for reducing PML risk, this may suggest that
Another open issue is the lack of no formal dose-finding different RTX schedules, reducing the frequency of dosing,
trials of different RTX therapy regimens. Thus, further stud- or adjusting it according to the monitoring of B-cell refill,
ies are needed to optimize dosing regimen, to identify the may maintain efficacy while limiting the risk of infection.
administration interval, possibly individualized by adjust-
ment to immunological parameters and disease activity.
Moreover, in the light of the higher incidence of infections
reported in the trials, future researches may investigate if Conclusion
a reduced dosing schedule may be able to reduce the risk
of infections, preserving the efficacy and also the favorable Despite the status of being an off-label drug, and therefore
safety profile [31, 37]. In our MS center of the University being subjected to variable regulations in countries other
Hospital of Catania, MS and NMO patients are treated with than Italy, RTX is a valid treatment option for MS patients
1000 mg i.v. twice 2 weeks apart and the RTX re-treatment considering the growing evidence about the high efficacy
is usually scheduled based on the refill of the ­CD20+ and and the safety profile. In this time of pandemic crisis, the
­CD19+ lymphocytes (over 1%). However, the B-cell repopu- recent concern raised by the recent findings showed the
lation may individually vary. Hence, dose-finding studies higher risk of COVID-19 infection in patients treated with
should be carried out to identify  “early re-populators” at anti-CD20 drugs should not be ignored, especially for naïve
risk of disease relapse in order to retreat them before disease patients, during treatment-decision making. This new clini-
progression and avoid the overtreatment of patients with sus- cal insight needs to be confirmed in other autoimmune dis-
tained B-cell depletion over time [167]. eases. The analysis of the increasing amount of real-world
To date, a major concern during the COVID-19 pan- data being collected in several registries may shed new light
demic has been represented by the use of immunosuppres- on the pathophysiology of the COVID-19 infection and con-
sive therapies for MS treatment. This was particularly true firm or reject the hypothesis regarding the higher suscepti-
for Italy, as it was the first European country to face the bility to develop severe COVID-19 of MS patients treated
COVID-19 pandemic. Several data have shown encouraging with B-cell depleting therapies.
results, suggesting that immunosuppression, or at the least
the moderate immunosuppression induced by DMTs, may Compliance with ethical standards 
have a protective effect against the development of severe
Conflicts of interest  Clara Grazia Chisari received grant for congress
COVID-19 infection [141]. participation from Almiral, Biogen, Merck Serono, Novartis, Roche,
This is not surprising, as ARDS are demonstrated to be Sanofi and TEVA. Eleonora Sgarlata declares no conflict of interest.
immune mediated [140]. Besides, evidences on the immu- Sebastiano Arena declares no conflict of interest. Simona Toscano de-
clares no conflict of interest. Maria Luca declares no conflict of inter-
nopathogenesis of ARDS due to the COVID-19 infection
est. Francesco Patti has received honoraria for speaking activities by
have suggested that viral-specific C ­ D8+ T-cell responses are Bayer Schering, Biogen, Merck Serono, Novartis and Sanofi Aventis;
involved in the virus clearance [142]. Notably, most MS- he also served as advisory board member the following companies:
related DMTs, probably except alemtuzumab, do not seem Bayer Schering, Biogen Idec, Merck Serono, Novartis; he was also
funded by Pfizer and FISM for epidemiological studies; finally he re-
to target the innate immune system, whereas only few of
ceived grant for congress participation from Bayer Schering, Biogen
them have any significant long-term effect on ­CD8+ T-cell Idec, Merck Serono, Novartis, Roche, Sanofi Aventis and TEVA.
counts. More importantly, MS DMTs in general do not usu-
ally target the immature B-cell development, thus allow-
ing antibody production preventing (re)infection, as well as
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