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HEALTHCARE STRUCTURE AND ECONOMICS world’s largest healthcare plan, representing the path to
Organ transplantation in India to date relies predomi- universal health coverage in India. Pradhan Mantri Jan
nantly (80.3%) on living donor procedures for kidney Arogya Yojana aims to provide health insurance in the
and liver transplantation. Heart, lung, pancreas, and small range of 6667 USD (5 lakh Indian rupees) to >100 mil-
bowel transplants are therefore less frequent.1-4 There is lion families representing a population of 500 million
also a pronounced gender inequality with a majority of population, with secondary and tertiary care hospitaliza-
male transplant recipients (81%), whereas most donors tion through a network of Healthcare Providers.5 This
(78%) are female. At this time, there are limited living approach may be life-saving for those without the means
donor follow-up and variable recipient results. Most trans- unable to cover hospital treatment.
plants take place in private sector hospitals with costs that Healthcare plans supporting transplantation include the
nearly twice compared with those in the public sector. Chief Minister Fund, Prime Minister Relief fund, Below
India ranks 184 of 191 countries for the gross domestic the Poverty Line Scheme, School Health Program, and
product (GDP) spent on healthcare. Based on the World Mukhyamantri Amrutum Yojana in Gujarat.
Health Organization National Health Profile, India spent Overall costs for kidney transplantation, including
only 1.3%–1.4% of its GDP for public health expendi- donor/recipient evaluation and immunosuppression, range
tures (2008–2020). In comparison, health expenditures from USD 5000 in the public sector hospital to USD
(% GDP) are significantly higher in developed coun- 10 000–20 000 in private sector hospitals.2,6 The cost of
tries, ranging from 17% in the United States to 9.2% in generic maintenance immunosuppression in public sector
Australia. Approximately 30% of healthcare in India is hospital is 50% less expensive.6 Moreover, costs for liver
funded by the government, whereas 70% is funded out- transplant range from USD 15 000 to 20 000 in public
of-pocket; 50% of healthcare in the country is provided compared with USD 30 000–USD40 000 in private sector
by private institutions. Ayushman Bharat Mission— hospitals.2,6
National Health Protection Mission or Pradhan Mantri Indeed, financial barriers are more prevalent than
Jan Arogya Yojana has been launched in 2018, the ABO or HLA incompatibility in India.7 Thus, to facili-
tate access to transplantation to those with little financial
means, programs should be offered in each public sector
Received 23 December 2020.
hospital using key features of other successful programs
Accepted 23 December 2020.
1
such as Institute of Kidney Diseases and Research Center
Department of Nephrology and Clinical Transplantation, Institute of Kidney
and Institute of Transplantation Sciences, Ahmedabad,
Diseases and Research Center, Dr HL Trivedi Institute of Transplantation
Sciences (IKDRC-ITS), Ahmedabad, India. India, a public sector hospital that has completed 5838
2
National Organ and Tissue Transplant Organization, New Delhi, India.
kidney transplants (942 deceased donor and 4895 living
3 donor procedures in addition to 400 liver [362 deceased
The Department of Surgery, Vardhman Mahavir Medical College and Safdarjung
Hospital, New Delhi, India. donor and 38 living donor] transplants [1997 to March
4
Department of Liver Transplantation and Hepatopancreatobiliary Surgery,
2020]).2
Institute of Liver Disease and Transplantation, Dr Rela Institute and Medical
Centre, Bharat Institute of Higher Education and Research, Chennai, India. TRANSPLANT RATES
The authors declare no funding or conflicts of interest. Deceased organ donation rates have improved from
V.B.K., V.R., and M.R. have equal contribution to design of the work, acquisition, 0.27 to 0.52 per million population (2013–2019) with an
analysis, data interpretation from Global Observatory on Donation and
overall increase of transplant rates from 4990 to 12 666
Transplantation, drafting/revision of the work and final approval of the version
to be published. during the same time period.3-5 Deceased donor organ
Correspondence: Vivek B. Kute, DM, FRCP, Department of Nephrology and
transplantation (DDOT) contributed 19.7% of trans-
Transplantation, Institute of Kidney Diseases and Research Center, Dr H L Trivedi plants.1,4 Altough deceased donation rates have improved
Institute of Transplantation Sciences (IKDRC-ITS), Ahmedabad 380016, India. in the West (Gujarat2 and Maharashtra), South (Tamil
(drvivekkute@rediffmail.com). Nadu, Telangana, Kerala, and Karnataka)7-10 and in the
Copyright © 2021 Wolters Kluwer Health, Inc. All rights reserved. North (Post Graduate Institute of Medical Education &
ISSN: 0041-1337/21/1058-1625 Research, Chandigarh),11 they remain poor in East and
DOI: 10.1097/TP.0000000000003677 Central India (Tables 1−3 and Figure 1). T1-T3,F1
Copyright © 2021 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
<zdoi;10.1097/TP.0000000000003677>
1626 Transplantation ■ August 2021 ■ Volume 105 ■ Number 8 www.transplantjournal.com
TABLE 1.
Global observatory on donation and transplantation: transplants in India (2013–2019)
Total KT 9751 (7.12) 7936 (5.86) 7334 (5.48) 6958 (5.24) 6555 (5) 5512 (4.35) 4037 (3.22)
DDKT 1138 (0.83) 1164 (0.86) 1169 (0.87) 1261 (0.95) 984 (0.75) 628 (0.5) 542 (0.43)
LDKT 8613 (6.29) 6772 (5) 6165 (4.6) 5697 (4.29) 5571 (4.25) 4884 (3.85) 3495 (2.79)
TOTAL LT 2592 (1.89) 1945 (1.44) 1843 (1.38) 1754 (1.32) 1616 (1.23) 1327 (1.05) 898 (0.72)
DDLT 599 (0.44) 631 (0.47) 579 (0.43) 694 (0.52) 498 (0.38) 325 (0.26) 240 (0.19)
LDLT 1991 (1.45) 1313 (0.97) 1264 (0.94) 1059 (0.8) 1118 (0.85) 1002 (0.79) 658 (0.53)
Heart 187 (0.14) 241 (0.18) 237 (0.18) 216 (0.16) 118 (0.09) 53 (0.04) 30 (0.02)
Lung 114 (0.08) 191 (0.14) 106 (0.08) 73 (0.06) 51 (0.04) 15 (0.01) 23 (0.02)
Pancreas 22 (0.02) 25 (0.02) 18 (0.01) 20 (0.02) 6 (0) 7 (0.01) 2 (0)
Small bowel (–) 2 (0) 1 (0) 1 (0) 2 (0) 2 (0) (–)
Total transplants 12 666 (9.25) 10 340 (7.64) 9539 (7.12) 9022 (6.8) 8348 (6.37) 6916 (5.46) 4990 (3.99)
Data are presented in absolute number (rate per million population). (–) represents data not available or not applicable.
DBD, donation after brain death; DCD, donation after circulatory death; DD, deceased donor; KT, kidney transplants; LD, living donor; LT, liver transplants.
TABLE 2.
Global observatory on donation and transplantation: DD in India (2013–2019)
Y Population Total actual DD Actual DBD Actual DCD Total utilized DD Utilized DBD Utilized DCD
2013 1252.10 340 340 0 319 319 0
2014 1267.40 408 408 0 385 385 0
2015 1311.10 666 664 2 604 602 2
2016 1326.80 930 926 4 759 755 4
2017 1339.20 773 770 3 725 722 3
2018 1354.10 875 872 3 712 709 3
2019 1368.70 715 715 0 712 712 0
DBD, donation after brain death, DCD, donation after circulatory death; DD, deceased donation.
TABLE 3.
Global observatory on donation and transplantation: transplant volume per organ
LEGAL FRAMEWORK AND CURRENT STRUCTURE (ROTTO) provide regulatory governmental oversight on
OF ORGAN DONATION: INVOLVEMENT AND the national level.3 SOTTO is responsible for organ allo-
OVERSIGHT OF GOVERNMENTAL AND cation and maintaining of the waitlist; transplant reg-
REGULATORY SYSTEMS istries are governed by the states in India. Organs are
The National Organ and Tissue Transplant allocated based on the following priorities: (1) by states,
Organization (NOTTO) together with the State Organ (2) by regions, and then (3) allocated to recipients of
and Tissue Transplant Organization (SOTTO) and Indian origin on the national list; subsequently, organs
Regional Organ and Tissue Transplant Organization will be allocated to foreigners. There are 28 states and
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© 2021 Wolters Kluwer Kute et al 1627
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FIGURE 1. State-wise distribution of DDOT in India. DDOT, deceased donor organ transplantation.
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1628 Transplantation ■ August 2021 ■ Volume 105 ■ Number 8 www.transplantjournal.com
BARRIERS TO DECEASED DONATION This effort has only been adapted by a few states, including
Legal Rajasthan and Delhi.
To rapidly disseminate organ donation awareness in the
Brain Death Declaration
large population of India, it is suggested that the govern-
The Transplantation of Human Organs Act (THOA), ment may request that telecom companies replace mobile
India has been passed in 1994 and amended in 2011 and phone ringtones with default caller tune communicating
2014 to promote deceased and paired kidney donations.13,14 awareness on organ donation, an effort that has been suc-
Deceased donor transplantation predates THOA 1994, cessful in communicating health awareness during coro-
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which had been implemented to combat paid organ dona- navirus disease of 2019. Linking the celebration of the
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tion. Identification of organ donors, including the request to Kite festival to organ donation theme is another example
donate, the support of transplant coordinators, and national of cost-effective strategy for increasing organ donation
registries are mandated by law. Organ donations in medico- awareness.
legal cases have been simplified, and penalties increased for
any crime related to organ donation. THOA has been in place Nonfinancial Incentives
now for >25 y, and additional clarifications and improve-
Publicly commemorating organ donation through and
ments will need to be implemented. Moreover, it is relevant
offering healthcare to immediate relatives of deceased
to separate the diagnosis of brain death from the process of
organ donors may help increasing organ donation.
organ donation. Brain death, at this time, is only mentioned
in the transplant law linked to organ donation but not in the
Educational
Registration of Births and Deaths Act of 1969. Moreover,
there is a need for a robust national protocol declaring brain Multiorgan Retrieval Teams and Transplant
stem death. The World Brain Death Project recommends uni- Procurement Managers
form practice by experienced physicians to avoid inconsist- Transplant procurement managers are healthcare
encies in the practice of brain death declaration performed professionals, mostly ICU doctors trained in facilitat-
by 4 specialized physicians based on guidelines.13,14 ing the process of deceased organ donation. Early and
proactive donor identification management is a prereq-
Donor Pledge Form (Form 7) Requires a Legal Status uisite to improving donation rates. In attempt to meet
Based on THOA regulations, an organ or tissue donation the transplantation needs, all intensive, emergency care
pledge needs to be signed by adults. This approach is fre- communities, and primary physicians should ensure
quently challenged as close relatives do not necessarily accept that their patients are always given the opportunity to
this agreement as legally binding, delaying or even prevent- donate their organs after their death. The involvement
ing organ donation. This dilemma needs to be resolved.13,14 of transplant procurement managers is very limited at
At this time, there are no dedicated grief counselors in the present.
ICU and emergency area. Educating ICU doctors on grief
counseling may increase trust and transparency between Organ Care and ICU Team
relatives of the potential donor and organ retrieval team/ The Indian Society of Critical Care Medicine15 and
transplant team. NOTTO position statement on management of potential
organ donor have laid out clear guidelines to improve
Cultural quality of organs before retrieval.5,16 Those guidelines
Education and Awareness of Organ Donation should be followed by all transplant centers.
Although blood and cornea donations are well accepted, Rapid Organ Transport
most of the general population (75%) are not aware and
sufficiently educated on organ donation. Health workers, Each state/SOTTO should have access to a multiorgan
part-time voluntary workers, social media, Information, retrieval team facilitating a rapid transport of organs by
Education, and Communication (ICE) teams, religious road using green corridor or by air thereby decreasing cold
scholars/faith leaders, and key opinion leaders may have ischemia time and leading to better long-term outcomes.
an opportunity to address myths and misconceptions
related to organ donation. ICE activities include poster Transplantation Team
competitions, broadcasting audio messages, video clips on Waiting List, Registry, and Outcome
television channels, information kiosk during trade fair, The organ allocation policy is variable as health care
newspaper advertisements, and electronic communications is in the hands of the states in India. This approach is
to mobile devices. Nevertheless, the success of educational challenging as a federal “One Nation and One Allocation
efforts will most likely only translate in increased dona- Policy” may allow to overcome any ambiguity. Digital
tions after a prolonged period. allocation should be used to avoid any man-made error to
avoid allegations of waiting list manipulation for foreign-
Potential Efforts on the Way to Increase Organ ers and VIP recipients. It is mandatory for hospitals to get
Donation a license for organ donation and transplantation and to
Linking organ donation to the application of driver’s share waiting list and outcome data with the authorities
license has been successful in many countries. For India, it (SOTTO, ROTTO, and NOTTO). A transparent commu-
is suggested that all states should provide the opportunity nication could be a prerequisite when the hospital license
to pledge their organs while applying for a driving license. for transplants is being granted or renewed.
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© 2021 Wolters Kluwer Kute et al 1629
TABLE 4.
Challenges and opportunities1-10
Social media, TV, and digital reforms are quicker, easier, and cost-effective to disseminate DDOT in large
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population in India
Implementing options to organ pledge while applying for a driving license in all states
Include organ donation in the education system syllabus, developing IEC materials as per regional need
Facility for offline and online pledging for donation of organ
GC Mandatory dedicated grief counselors in emergency rooms and ICU
ICU doctors, treating, and primary care doctors should initiate GC/DDOT
BDD BDD needs to be separated from DDOT
Uniform guidelines for BDD by government authority
Mandatory BDD and reporting to state authority
Donor pledge form (form 7) requires a legal status
TPM, ICU doctors All transplant hospitals must have a TPM headed by an intensivist and supported by a team of ICU nurse,
counselor, coordinator, data manager
Early and proactive donor identification and management
Highest standard for donor care with no out-of-pocket expenditure
Increase donor conversion rate with regular e-learning modules
Rapid transport (eg, green corridor, airline, drone) to decrease cold ischemia time
Registry, allocation, Uniform data collection and data management system should be developed at the national level and state level
transplant team organization should have the admin access for state data
Government priority and support to develop self-sufficiency in transplant
Commitment of authorities, institutions, and individuals for pledge, waiting list, and transplant outcome registry
Nontransplant organ retrieval centers license on priority
Government guidelines for donation after circulatory death donors
“One Nation One Policy” for digital organ allocation: must be localized to the state and when the state declines,
it goes to region and national level
Nonfinancial incentives Allocation priority for registered donors and living donors
Honoring family members on organ donation day and world kidney day
Memory tree plantation in honoring organ donors
Social support (cremation rituals), government health card to dependent family members of organ donor
Collaboration, advisory Government authority, transplant collaboration with related national and international societies including
committees The Transplantation Society
State- and national-level advisory committees of experts and government officials and should be engaged in
policy making and revisions
A 24/7 call center has been made operational with provision of a toll-free helpline by NOTTO
NOTTO apex technical committees developed broad guiding principle for allocation
Expand DDOT in Leadership and dedicated transplant team
public sector hospitals Use key features of successful DDOT model (dark green states in Figure 1) to expand DDOT in emerging states
(light green, orange states in Figure 1)
Initiate and expand DDOT for heart, lung, and pancreas
Living and deceased donor advocates to decrease waiting time on DDOT
Training, capacity building Organ transplant fellowships
Local multiorgan retrieval team to avoid delay in multiorgan retrieval by multiple teams
Retrieval teams can be formed with general surgeons and they can be paid on case by case basis
Audit Audit of counseling, brain death declaration, organ donation, utilization rate, and transplant outcome
Accountability of hospitals getting license for organ donation and transplantation and outcome registry
Regulatory oversight of the entire transplant program is the responsibility of the state authority
Root cause analysis of social distrust and lack of awareness
Future Machine perfusion to reduce discard rates
Explicit opt-out laws (presumed consent) to achieve self-sufficiency
Deceased and living donor list exchange
BDD, brain death declaration; DDOT, deceased donor organ transplantation; GC, Grief counseling; ICU, intensive care unit; IEC, Information, Education, and Communication; NOTTO, National Organ and
Tissue Transplant Organization; TPM, transplant procurement manager.
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1630 Transplantation ■ August 2021 ■ Volume 105 ■ Number 8 www.transplantjournal.com
Government Guidelines for Donation After Circulatory policies. Opportunities of DDOT should be expanded
Death with dedicated team work. Cooperations with national
This rapidly increasing source of DDOT has been under- and international societies should be enforced to achieve a
utilized in India. The THOA recognizes and supports the self-sufficiency of organ transplantation in India.
donation after circulatory death (DCD). There is a need to
implement guidelines for DCD donation with input from ACKNOWLEDGMENTS
professional experts and approval by the government.
The authors are grateful for the editing support that they
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